Cora Wagner
Carmina Grob1
Karin Hediger- 1Division of Clinical Psychology and Psychotherapy, Faculty of Psychology, University of Basel, Basel, Switzerland
- 2Division of Clinical Psychology and Animal-Assisted Interventions, Faculty of Psychology, University of Basel, Basel, Switzerland
- 3REHAB Basel, Clinic for Neurorehabilitation and Paraplegiology, Basel, Switzerland
- 4Department of Epidemiology and Public Health, Human and Animal Health Unit, Swiss Tropical and Public Health Institute, Allschwil, Switzerland
- 5Faculty of Psychology, Open University, Heerlen, Netherlands
Research on animal-assisted interventions (AAIs) has increased massively in the last few years. But it is still not clear how AAIs work and how important the animal is in such interventions. The aim of this systematic review was to compile the existing state of knowledge about the working mechanisms of AAIs. We searched 12 major electronic databases for previous AAI studies with active control groups. Of 2001 records identified, we included 172 studies in the systematic review. We extracted previously published hypotheses about working mechanisms and factors that have been implicitly considered specific or non-specific in AAI research by categorizing control conditions using content analysis. We analyzed the categories using descriptive statistics. We found that 84% of the included studies mentioned a hypothesis of working mechanisms, but 16% did not define specific hypotheses. By analyzing their control conditions, we found that in most controlled studies, the animal or the interaction with the animal was implicitly considered as a specific factor for the effects of the AAI. Non-specific factors such as therapeutic aspects, social interactions, or novelty have also been controlled for. We conclude that AAI research still cannot answer the question of how and why AAIs work. To address this important research gap, we suggest using component studies with innovative control conditions and results from placebo research to address both the specific and non-specific, contextual factors of AAIs to disentangle its mechanisms.
Systematic Review Registration: https://www.crd.york.ac.uk/prospero/display_record.php?RecordID=158103, identifier: CRD42020158103.
Introduction
Research on animal-assisted interventions (AAIs) has increased massively in the last few years (Rodriguez et al., 2021). But it is still not clear how important the animal is in such interventions. In 2012, Marino addressed construct validity in AAIs and concluded in a review that it is a hugely neglected topic (Marino, 2012). One decade later, the evidence of the effectiveness of AAIs is increasing (Waite et al., 2018; Wood and Fields, 2019; Borgi et al., 2020; Babka et al., 2021; Chang et al., 2021; Diniz Pinto et al., 2021; Hediger et al., 2021; Nieforth et al., 2021), but the question of construct validity is still unresolved. Previous research has mainly focused on investigating if AAIs work but almost entirely ignored the question of how it works. The claim that the underlying mechanisms of AAIs are not clear is not new, but it is intensifying, and researchers are debating the internal validity of a broad range of different interventions that are all subsumed under the umbrella term of AAI (Kazdin, 2017; Serpell et al., 2017; López-Cepero, 2020; Rodriguez et al., 2021).
AAIs are based on the assumption that the animal is the key relevant component for the effects of such interventions. It has been proposed that an animal adds something different to a therapeutic setting compared to a human or another stimulus. The literature has therefore claimed that a live animal is a highly specific component of AAIs (Marino, 2012). It is, however, still unclear if the living animal itself—and if so, what specific characteristics of the animal—leads to the documented effects of AAIs. Specificity is a major challenge in current AAI research, so it is crucial to identify if the effects of AAIs are due to the presence of an animal specifically.
(López-Cepero 2020) proposed a component-centered approach to investigate how AAIs work. AAIs consist of a complex mixture of components such as being confronted with a novel stimulus and situation, receiving increased attention from a therapist, engaging in increased physical activity and physical contact, or sometimes even being in a different environment. AAI should thus be seen as a treatment (such as psychotherapy, speech therapy, or physiotherapy) or even as a specific manualized therapy (such as cognitive behavioral therapy, for example) with the addition of a specific component: the animal. We agree with this approach of disentangling the effect of different treatment components, but we propose going even a step further by using a component-centered approach to look at the animal, the added component. The animal itself is a complex stimulus with different characteristics (Marino, 2012; Rodriguez et al., 2021): for example, animals react to clients' behavior, move proactively, have fur or feathers, come in different shapes and colors, and have varying temperaments and personalities. All of these characteristics could lead to different effects.
Component studies are the best method for examining the active components of a treatment (Cuijpers et al., 2019). Their study designs can decompose multicomponent treatments by comparing the complete intervention with an intervention in which one component is left out (dismantling studies) or with an intervention with an additional component (additive studies) (Bell et al., 2013; Mira et al., 2019). The effects of an intervention can be distinguished into specific effects and contextual, or non-specific, effects (Wampold, 2021). Specific effects are effects that are caused by the specific intervention, while contextual, or non-specific, effects result from factors that are not specific to the intended intervention and that appear in every intervention, such as treatment expectations, the therapeutic alliance (Rossettini et al., 2018; Wampold, 2021), novelty, demand characteristics, and effects from experimenters' expectations (Marino, 2012). Such non-specific effects are considered as confounding variables that can affect internal and external validity (Carlino et al., 2011; Geers and Miller, 2014).
It is crucial that we begin to understand what makes AAIs effective. To pursue this goal, we must know what mechanisms, specific factors, and non-specific factors have been investigated so far. While older studies usually did not control for non-specific effects, recent studies have started to dismantle the potential components of AAIs and even of the animal by using more specific and rigorous controls. Investigating the used control conditions in previous AAI studies makes it possible to infer the authors' assumptions about the specific and non-specific effects of AAIs.
The aim of this systematic review was to compile the existing state of knowledge about how AAIs work. To do so, we collected the explicitly stated hypotheses about the working mechanisms of AAIs mentioned in previous studies and compared the control condition with the experimental condition of previous AAI studies in order to derive which implicit specific and non-specific factors of AAI have been considered to be relevant so far.
Methods
Search Strategy
We conducted a systematic literature search in the following databases: PsychINFO, PSYNDEX, ERIC, MEDLINE, Embase, PubMed, Cochrane Library, Web of Science, Scopus, CINAHL, PTSDpubs, and Dissertations and Theses. A summary of the applied search strategies can be found in Appendix Table S1. We also used other sources to identify studies.
We imported all the records into Covidence, a systematic review software (Veritas Health Innovation, Melbourne, Australia), where duplicates were identified and removed. The screening was also performed in Covidence. The titles and abstracts of the included records were screened by two independent researchers in duplicate to exclude obvious irrelevant references and duplicates. Full texts were again screened by two independent researchers in duplicate to examine the records in more detail for inclusion and exclusion criteria. Conflicts were resolved by consensus among all the researchers involved in the screening process (CW, KH, and CG).
Identifying, screening, and determining the eligibility of the studies was done according to the Preferred Reporting Items for Systematic Reviews and Meta-Analyses (PRISMA) (McInnes et al., 2018). The study procedure was defined a priori, and the protocol was preregistered with PROSPERO (registration number: CRD42020158103). The date of the last search was January 13, 2022.
Study Selection
We used the PICO elements Intervention and Comparison to include relevant studies (EUnetHTA, 2019; Frandsen et al., 2020). The elements Population and Outcomes were irrelevant for this review (all were included). To be eligible for inclusion, studies had to (1) investigate an AAI (Intervention), (2) include an active control group (Comparison), and (3) be written in English or German.
We included all studies that examined a type of AAI (e.g., animal-assisted therapy, animal-assisted activity, animal-assisted education, hippotherapy, pet therapy) with a live animal (Intervention). We followed the terminologies of the IAHAIO (2018) and included every study with an intervention that can be considered an AAI according to the IAHAIO definition. We excluded studies on pet ownership. We included all type of study design as long there was an active control group (i.e., randomized controlled trial, cross-over study) (Comparison). We included all forms of active control conditions. Active control was defined as a condition in which the participants received a specific intervention offered by the study team. We excluded studies where participants in the control condition received standard care (i.e., care that was not offered by the study team), where they were on a waiting list, or where the study was a pre–post design with only one group. Further, we excluded records that were only registered as clinical trials and abstracts or poster presentations, because they did not provide sufficient information for our review. We contacted the study authors if a record was not available through university libraries. Studies were excluded if we were not able to receive the full text (see Figure 1 for the flow chart).
Figure 1. Flow chart.
We first screened the titles and abstracts of the records. During full-text screening we excluded all records that did not fulfill all our inclusion criteria.
Data Extraction
Prior to the data extraction, all researchers received training in using the form for extracting information on the following categories: first author's name and country, publication year, the characteristics of the experimental and control intervention, factor hypotheses, and the animal included in the study.
In a first step, all the data were independently extracted and coded in duplicate by a team of five research assistants in Microsoft Office Excel 2016. In a second step, all disagreements between the two raters were identified independently by two researchers, and conflicts were resolved by consensus among all the researchers involved in the screening process (CW, KH, and CG).
Data Analyses
To extract the factor hypotheses, the specific factors, and the non-specific factors, we used structured qualitative content analysis following Mayring (2014). Two independent raters analyzed the manuscripts independently in a first step and extracted the hypotheses, the specific factors, and the non-specific factors. The content was reduced to units of meaning that were then consolidated to items. In a second step, the two coding schemes were compared, disagreements were discussed with two authors (CW and KH), and consensus was reached on one scheme. One author (CG) defined superordinate categories for the items of the extracted hypotheses, the specific and non-specific factors. These proposed superordinate categories were then discussed with the other two authors (CW and KH) and adjusted. All hypotheses and factors that were not mentioned more than twice and did not fit into any existing category were classified as “other.”
We analyzed the categories using descriptive statistics. The base rate for the study characteristics, factor hypotheses, and specific and non-specific factors was the total number of the included studies (N = 172). Descriptive analyses were carried out using R for Mac, version 1.4.1103.
Factor Hypotheses
We defined factor hypotheses as hypotheses, factors, or mechanisms that authors mentioned in the introductions of their studies to explain how AAIs work. It was possible for a study to mention several hypotheses. Two independent raters independently extracted factor hypotheses in the studies. All disagreements were solved by two authors (CW and KH). After that, two authors (CW and KH) reviewed the categories of the factor hypotheses and subsumed them into 11 main categories.
Specific Factors of AAIs
We defined a factor as specific if it was present in the experimental condition but not in the control condition. Two raters independently compared the characteristics of the experimental interventions and the control interventions. All factors that were not present in the control conditions were coded as specific factors. The two raters extracted the factors independently. After that, they independently summarized the factors into categories. All disagreements were resolved by a third rater (CW). Then two researchers (CW and KH) reviewed the categories and subsumed then into nine main categories.
Items were listed in several categories if they were applicable. For example, the item training in animal care was included in category 5, “taking care of an animal,” because aspects of taking care of an animal were present and in category 8, “education about an animal,” because subjects received training (see Table 2; Figures 3, 4).
Non-specific Factors of AAIs
All factors that existed in both the experimental and the control interventions were defined as non-specific factors. Two independent raters compared the experimental and control conditions from each study and independently listed all the factors that occurred in both interventions. In a second step, they independently categorized the factors. All disagreements were then resolved by a third rater (CW). After the disagreements were resolved, two authors (CW and KH) reviewed the categories of non-specific factors and subsumed them into 14 main categories.
It was possible for an item to be listed in several categories. Physiotherapy, for example, was included in category 1, “physical activity,” but also in category 2, “therapeutic aspects.” Moreover, it was possible to code the same item as both specific and non-specific factor. The reason for this is because it was possible that in one study a factor was considered as specific and in another study as a non-specific factor depending on the study design. For example, if the animal was only present in the experimental condition but not in the control condition in one study, we categorized “animal” as a specific factor. However, if the animal was also present in the control condition, then “animal” was categorized as a non-specific factor.
Results
Search Results
We identified 2,001 reports and screened 1,893 titles and abstracts after we had removed duplicates. We assessed the full text of 525 reports for eligibility. In the end, 172 studies, which were published in 176 reports, fulfilled our inclusion criteria and were included in this systematic review (see Figure 1).
Study Characteristics
The included studies were published in records between 1987 and 2022. Of these, 76.14% (n = 134) were published between 2014 and 2022; 164 were peer-reviewed and published as journal articles, and only six were not published.
The majority of the reports (n = 116) were conducted in the USA (n = 74), Germany (n = 13), South Korea (n = 12), Spain (n = 9), or Italy (n = 8). Regarding the animals, a large majority of the studies used dogs (n =107) or horses (n = 50), followed by cats (n = 7), guinea pigs (n = 6), or farm animals (n = 6) such as donkeys, goats, sheep, chickens, pigs, and rabbits (see Table 1 for an overview of the study characteristics).
Table 1. Study characteristics.
Factor Hypotheses
We defined the following eleven categories, sorted by frequency: (1) human–animal interaction, (2) not specified, (3) movement by the animal, (4) social facilitator or catalyst, (5) relationship with an animal, (6) other, (7) presence of an animal, (8) physical contact, (9) social or emotional support, (10) taking care of an animal, (11) physical activity (see Table 2; Figure 2). Detailed information about each factor-hypothesis category can be found in the Supplementary Material S2.
Table 2. Identified factor hypotheses, specific and non-specific factors of each study.
Figure 2. Number of identified factor hypotheses.
Human–Animal Interaction
This category subsumed hypotheses that held the positive impact of human–animal interaction in general as responsible for the effects of AAIs. For example, authors stated that the interaction with an animal can reduce human stress (e.g., Barker et al., 2016; Fiocco and Hunse, 2017) or anxiety (e.g., Crossman et al., 2015; Foerder and Royer, 2021) or increase oxytocin levels (e.g., Chen et al., 2021). We found that 32.56% (n = 56) of the analyzed studies hypothesized human–animal interaction to be the working mechanism of AAIs.
Not Specified
This category contained studies where the authors did not specify possible mechanisms, made general assumptions, or mentioned different mechanisms in their introduction without specifying in the end what they hypothesized to be the working mechanism. For example, if authors mentioned that AAIs can lead to stress relief but did not specify what leads to this stress relief (such as interacting with the animal), the hypothesis was categorized as not specified (e.g., Gocheva et al., 2018; Bunketorp-Kall et al., 2019; An and Park, 2021). The results show that 16.86% (n = 29) of the studies did not specify factor hypotheses.
Movement by the Animal
In this category, we subsumed hypotheses that assumed that movement by the animal is crucial for the effects of AAIs. This includes, for example, the movement or rhythm of a horse when riding (e.g., Ambrozy et al., 2017; Hession et al., 2019; Kraft et al., 2019). We found that authors of 24 studies mentioned movement as a mechanism for the effects of AAIs, which accounted for 13.95% of the analyzed studies.
Social Facilitator or Catalyst
In this category, we included studies that hypothesized that animals' ability to act as social facilitators or catalysts has positive effects on humans. For example, authors hypothesized that animals enhance social learning in humans (Schuck et al., 2015) or foster human social communication and interaction skills (e.g., Barak et al., 2001; Flynn et al., 2019). The analyses revealed that 12.21% (n = 21) of the analyzed studies mentioned the animal as a social facilitator or catalyst as a possible mechanism for the effects of AAIs.
Relationship With an Animal
In this category, we subsumed hypotheses addressing the positive effect of relationships, attachment, or companionship between humans and animals. For example, some authors mentioned the positive effect of an attachment (e.g., Crump and Derting, 2015) or relationship established over time between a patient and an animal (Lanning et al., 2014). The results show that 16 studies mentioned the relationship between humans and animals as an explanation for the mechanisms of AAIs. This accounted for 9.3% of the analyzed studies.
Other
In this category, we summarized hypotheses that were not mentioned more than twice and did not match any other category. Examples include the biophilia hypothesis (e.g., Antonioli and Reveley, 2005; Gee et al., 2019) or the hypothesis that the sound of insects can create nostalgic feelings (Park et al., 2019). In total, we identified 15 studies with other factor hypotheses, which accounted for 8.72% of the analyzed studies.
Presence of Animal
In this category we included all studies that considered the presence of an animal as a possible mechanism of AAIs. For example, some claimed that the presence of an animal (in contrast to interacting with an animal) has a calming effect (Allen et al., 2021) or can distract from stressful situations (Hansen et al., 1999). We found that 6.98% (n = 12) of the studies mentioned the presence of an animal as a possible mechanism.
Physical Contact
This category encompassed hypotheses addressing physical contact with the animal as a possible mechanism of AAIs. For example, some authors suggested that petting an animal increases autonomic arousal (Vandagriff et al., 2021). We found that 10 studies mentioned physical contact as a possible mechanism of AAIs, which accounted for 5.81% of the analyzed studies.
Social or Emotional Support
In this category, we included hypotheses that animals can provide either social or emotional support to humans. An example is the suggestion that an animal can provide social support comparable to that of a human (Lass-Hennemann et al., 2014). Authors of six studies mentioned animals as social or emotional support as a hypothesis for the effects of AAIs. This accounted for 3.49% of the analyzed studies.
Taking Care of an Animal
In this category, we included studies where the authors hypothesized that the opportunity to take care of an animal can enhance the effects of AAIs (e.g., Murry and Allen, 2012; Eckes et al., 2020). We found five studies where authors mentioned this as a potential mechanism of AAIs. This accounted for 2.91% of the analyzed studies.
Physical Activity
We subsumed hypotheses about the importance of physical activity for the effects of AAIs in this category. For example, some authors suggested that exercising with animals (e.g., walking with an animal) leads to an effect (Aranda-Garcia et al., 2015). In total, 2.91% (n = 5) of the analyzed studies mentioned physical activity as a possible mechanism of AAIs.
Specific Factors of AAIs
We identified nine categories of specific factors of AAIs that were reflected in the control conditions of published AAI studies. Ordered by frequency, these categories were: (1) animal, (2) interaction with an animal, (3) movement by the animal, (4) physical contact, (5) taking care of an animal, (6) training an animal, (7) other, (8) social interaction, (9) relationship with an animal (see Table 2; Figure 3). A detailed description of all the categories of specific factors can be found in the Supplementary Material S3.
Figure 3. Number of identified specific factors.
Animal
In the category “animal,” we included studies that had an experimental condition with a live animal and that compared that condition to a control condition with no animal present (e.g., Julius et al., 2013; Kim et al., 2016; Branson et al., 2017; Hartfiel et al., 2017; Levinson et al., 2017; Schuck et al., 2018; Wolynczyk-Gmaj et al., 2021; Abdel-Aziem et al., 2022). We found that 88.37% (n = 152) of the studies controlled for an animal as a specific factor.
Interaction With an Animal
Here we included studies with experimental conditions that contained a specific form of interaction with an animal, such as playing with an animal or free interaction (e.g., Hansen et al., 1999; Machova et al., 2019; Gebhart et al., 2020). We also included petting in this category if it was only mentioned as one of many ways that subjects could interact with an animal (e.g., Crump and Derting, 2015; Gocheva et al., 2018). If physical contact was part of the intervention—for example, if participants had to pet an animal—we categorized the factor under “physical contact” (e.g., Charnetski et al., 2004; Binfet et al., 2022). Further, in this category, we included studies that defined the reaction of the animal—such as sounds or other responses—as important for the interaction. Analyses revealed that 46.51% (n = 80) of the studies controlled for the interaction with an animal as a specific factor.
Movement by the Animal
In this category, we included studies with experimental conditions that incorporated movement by an animal as part of the intervention, such as while horseback riding (e.g., Lechner et al., 2007; Kim et al., 2014; Alemdaroglu et al., 2016; Abdel-Aziem et al., 2022). We determined that 17.44% (n = 30) of the studies controlled for movement as a specific factor.
Physical Contact
In this category, we included studies with experimental conditions that specified physical contact with an animal, such as petting, as the factor in their intervention (e.g., Crump and Derting, 2015; Holman et al., 2020; Binfet et al., 2022). We found that 12.79% (n = 22) of the studies controlled for physical contact as a specific factor.
Taking Care of an Animal
Here, we included studies with experimental conditions where participants took care of an animal, for example, by grooming, feeding, or milking it (e.g., Berget and Braastad, 2008; Ko et al., 2016; Gocheva et al., 2018). Of the analyzed studies, 12.21% (n = 21) defined taking care of an animal as a specific factor.
Training an Animal
In this category, we included studies with experimental conditions where subjects could teach or train animals, for example, by giving animal commands (e.g., Rawleigh and Purc-Stephenson, 2021). We found that 11 studies included training animals as a specific factor, which accounted for 6.39% of the analyzed studies.
Other
Here we included studies with characteristics in their experimental conditions that did not match any other category and that were not mentioned more than twice. Examples in this category are mounting material (Bravo Gonçalves Junior et al., 2020), the familiarity of the animal (Odendaal, 2001), or the frequency of the intervention (Vidal Prieto et al., 2021). We found 11 studies that controlled for other specific factors. This accounted for 6.39% of the included studies.
Social Interaction
In this category, we included studies with experimental conditions where subjects engaged with other human beings, for example, in group activities or by talking to another person (e.g., Palsdottir et al., 2020; Asqarova, 2020). Analyses showed that 5.81% (n = 10) of the studies controlled for social interaction as a specific factor.
Relationship With an Animal
In this category, we included studies with experimental conditions where relationship-building between subjects and an animal was promoted, for example, when subjects could work for a longer time with one animal in order to build a relationship with the animal (e.g., Seivert, 2014). We found that 2.32% (n = 4) of the studies controlled for the relationship with the animal as a specific factor.
Non-specific Factors of AAIs
Comparing the control and the experimental condition in previously published studies, we identified the following 14 categories of non-specific factors, ordered by frequency: (1) therapeutic aspects, (2) social interaction, (3) physical activity, (4) activity, distraction, or absorption, (5) education or training, (6) plush or toy animal, (7) animal, (8) environment, (9) interaction with something like an animal, (10) movement or rhythm, 11) relaxation, (12) watching or seeing an animal, (13) other, and (14) novelty (see Table 2; Figure 4). Detailed information about the non-specific categories can be found in the Supplementary Material S4.
Figure 4. Number of identified non-specific factors.
Therapeutic Aspects
In this category, we included studies with control conditions that had a therapeutic component, such as trauma-focused therapy (e.g., Allen et al., 2021), psychological treatment (e.g., Muela et al., 2017; Holman et al., 2020), or physiotherapeutic treatment (e.g., Beinotti et al., 2013; Rodrigo-Claverol et al., 2020). In total, 37.21% (n = 64) of the analyzed studies controlled for therapeutic aspects as a non-specific factor.
Social Interaction
Here we included studies with control conditions that contained contact or interaction with other humans, such as speaking to another human or playing group sports (e.g., Crump and Derting, 2015; Grubbs et al., 2016; Foerder and Royer, 2021). Analyses showed that 57 studies controlled for social contact or interaction as a non-specific factor. This accounted for 33.14% of the included studies.
Physical Activity
In this category, we included studies with control conditions that controlled for physical activity, such as rehabilitation exercises (e.g., Alemdaroglu et al., 2016), group sports (e.g., Calvo et al., 2016), or dance classes (e.g., Souza-Santos et al., 2018). We found that 51 studies controlled for physical activity as a non-specific factor. This accounted for 29.65% of the included studies.
Activity, Distraction, or Absorption
In this category, we subsumed studies with control conditions that offered an activity or that distracted or occupied participants or demanded their attention by, for example, having them read (e.g., Heyer and Beetz, 2014; Barker et al., 2020), color (e.g., Kline et al., 2020), or write (e.g., Hunt and Chizkov, 2014). Of the analyzed studies, 27.91% (n = 48) controlled for activity, distraction, or absorption as a non-specific factor.
Education or Training
Here we included studies with control conditions that contained educational aspects, such as social-skills training (e.g., Becker et al., 2017) or empathy training (e.g., Julius et al., 2013; Dunlap, 2020). We found that 15.17% (n = 26) of the studies controlled for education or training as a non-specific factor.
Plush or Toy Animal
In this category, we included all studies with control interventions that incorporated a plush or toy animal, such as a plush dog (e.g., Branson et al., 2017), toy dog (e.g., Martos-Montes et al., 2020), or stuffed plush horse (e.g., Gabriels et al., 2018). We found that 20 studies controlled for interacting with a plush or toy animal as a non-specific factor. This accounted for 11.63% of the included studies.
Animal
In this category, we included studies with control conditions where subjects had contact with a live animal but where the degree of contact and interaction varied. For example, in one study, the animal in the control condition was only present (compared to training with the animal in the experimental condition) (Tepper et al., 2021), or some studies compared control conditions in which subjects interacted with an animal, such as by walking with a dog, to working with an animal in the experimental condition (Seivert, 2014). We found that 15 studies controlled for the presence, contact, or interaction with the animal as a non-specific factor. This accounted for 8.72% of the included studies.
Environment
In this category, we included studies that controlled for environmental factors, such as being in water (e.g., Antonioli and Reveley, 2005; Hernandez-Espeso et al., 2021), being outdoors (e.g., Urban et al., 2015), or being on a farm (e.g., Breitenbach et al., 2009) in the control condition. We found that 14 studies controlled for the environment as a non-specific factor. This accounted for 8.14% of the included studies.
Interaction With Something Like an Animal
In this category, we included studies with control conditions that simulated human–animal interaction or contact with another object by, for example, grooming a plush cat (e.g., Boyer and Mundschenk, 2014) or riding a mechanical horse (e.g., Kim et al., 2016; Funakoshi et al., 2018). We found that 11 studies controlled for interaction with something like an animal as a non-specific factor. This accounted for 6.35% of the included studies.
Movement or Rhythm
All studies with conditions that controlled for movement or rhythm were included in this category. They included rhythm and music-based therapy (e.g., Bunketorp Kall et al., 2012) or the vibrations or movements of a mechanic horse (Cho, 2017; Funakoshi et al., 2018; Kim et al., 2018). We found that 5.81% (n = 10) of the studies controlled for rhythm or movement as a non-specific factor.
Relaxation
In this category, we included studies with control conditions where subjects were asked to sit and relax for a certain amount of time (Fiocco and Hunse, 2017; Machová et al., 2020a,b). We found that nine studies controlled for relaxation as a non-specific factor. This accounted for 5.23% of the included studies.
Watching or Seeing Animal
Here we included studies with control conditions that exposed subjects to visual stimuli of animals, such as through videos or pictures (e.g., Hession et al., 2019; Thelwell, 2019; Vandagriff et al., 2021). We found eight studies that controlled for watching or seeing an animal as a non-specific factor. This accounted for 4.65% of the included studies.
Other
In this category, we included studies with characteristics of the control condition that did not match any other category, such as the sound of an animal (Park et al., 2019) or a proximity effect (Vandagriff et al., 2021). We found that 4.65% (n = 8) of the studies controlled for other factors as non-specific factors.
Novelty
In this category, we included studies that controlled for a novelty effect by including control conditions with novel toys or plush animals (Branson et al., 2017; Germone et al., 2019; Mueller et al., 2021). We found three studies that controlled for a novelty effect as non-specific factor. This accounted for 1.74% of the included studies.
Discussion
The aim of this systematic review was to present an overview of explicit factor hypotheses that researchers have presented in previous AAI studies and to identify factors that have been implicitly considered as specific factors or non-specific factors in AAI research.
Factor Hypotheses of AAIs
We found that the majority of the studies (84%) mentioned a hypothesis about how AAI works. However, a substantial portion (16%) of the analyzed studies did not specify any factor hypotheses referring to concrete working mechanisms of AAIs in their introductions. The most frequently mentioned factor hypothesis was that human–animal interaction leads to the effects of AAIs, followed by movement by the animals, animals as social facilitators or catalysts, and the presence of an animal. These extracted factor hypotheses all represent hypothesized working mechanisms by the authors, but most of them are not sufficiently specific for authors to avoid making assumptions about how different specific components of AAIs contribute to its effects. While human–animal interaction was mentioned by several authors as a specific factor, human–animal interaction comprises a multitude of components. For example, several studies hypothesized that human–animal interaction can reduce stress (Fiocco and Hunse, 2017; Pan et al., 2019; Machová et al., 2020b), but they did not specify how human–animal interaction leads to this possible stress-reducing effect. These rather vague factor hypotheses about human–animal interaction and AAIs reflect the current problem in the AAI research where the question of how AAIs work is still neglected (López-Cepero, 2020).
Nevertheless, our review also revealed that some studies defined factor hypotheses that are quite specific, such as the movement of the involved animals. For example, the tridimensional (Cho, 2017; Vidal Prieto et al., 2021), repetitive (Funakoshi et al., 2018; Vidal Prieto et al., 2021), and rhythmic movements of a horse (Vidal Prieto et al., 2021) have been defined as specific factors of horseback riding that are assumed to have positive effects on the humans riding the horse. But given the strong and decade-old recommendations in the literature to specify what characteristics of AAIs are important for the effects (Marino, 2012; López-Cepero, 2020), we were surprised not to find more specific factor hypotheses. We strongly suggest that authors explicitly state their hypotheses about how the presence of an animal may enhance interventions.
Specific Factors of AAIs
Based on the approach of component studies, which provide a method for examining the active components of a treatment, we compared the control conditions with the experimental conditions of each study. We defined a factor as specific if it was present in the experimental condition but not in the control condition. We identified that “animal” and “interaction with an animal” were the most frequent categories that previously published AAI studies have implicitly considered a specific and active component of AAIs. By using different control conditions, the studies also controlled for specific factors such as “movement by the animal,” “physical contact,” and “taking care of an animal.” For example, “movement by the animal” was controlled for by comparing horseback riding with physiotherapy (e.g., Abdel-Aziem et al., 2022), “physical contact” by comparing being interviewed while petting a dog to being interviewed without a dog (Krause-Parello and Gulick, 2015), and “taking care of an animal” by comparing participants attending lectures about healthy lifestyle choices with participants taking care of crickets (Ko et al., 2016).
The results indicate that the authors of the majority of studies implicitly considered the animal as a specific factor of the AAI. This reflects the common assumption in the AAI literature that the animal is crucial for the effects of AAIs (Marino, 2012). However, since the animal is itself a complex stimulus (Marino, 2012; Rodriguez et al., 2021) and since interaction with an animal has many different components, the animal might not be suitable as a specific factor. But the results make clear what steps are needed in AAI research. First, studies need to investigate if the animal is a specific factor and if it is needed for the effects of AAIs. And then the effects of different characteristics of animals need to be disentangled.
One characteristic of an animal that we found defined as a specific factor in several on studies equine-assisted interventions (17%) was the movement of a horse during riding. Especially in hippotherapy, research is already investigating highly specific mechanisms. If the movement of a horse is considered a specific factor in equine-assisted interventions, the question arises if this movement needs to be performed by a live horse or if it can be substituted. Similar questions are increasingly being addressed, for example, in this specific case by comparing the effects of riding on a real horse with riding on a horse stimulator (Temcharoensuk et al., 2015; Kim et al., 2016, 2018; Cho, 2017).
Although rarely mentioned, we also identified factors that were considered as specific but were independent of the animal, such as mounting material (Bravo Gonçalves Junior et al., 2020), distraction by the presence of an animal (Gee et al., 2019), frequency of the intervention (Matusiak-Wieczorek et al., 2020), familiarity with the animal (Odendaal, 2001), recreational aspects (Breitenbach et al., 2009), and therapeutic aspects (Scheidhacker et al., 2002; Breitenbach et al., 2009). This indicates that researchers are beginning to investigate and to understand what factors in AAIs can be separated from the animal.
Non-specific Factors of AAIs
We found that previous AAI studies have already controlled for several different non-specific factors. We considered a factor to be implicitly defined as non-specific if it was present in both the experimental and the control intervention. Most frequently, therapeutic aspects and social interactions were identified as non-specific factors. For example, some studies compared a control condition consisting of standard physiotherapy while the experimental condition consisted of standard physiotherapy with the addition of an animal (Berry et al., 2012; Machova et al., 2019; Rodrigo-Claverol et al., 2020). We thus interpreted the authors of these studies to be attempting to control for non-specific effects of the therapeutic context present in both interventions.
Some of the studies also controlled for specific elements of the interaction with the animal or the animal itself, for example, by defining the presence of an animal (Tepper et al., 2021) or simply walking with a dog (Syzmanski et al., 2018) as non-specific factors. One such study had a control group with an animal present during classroom activities and an experimental group where participants interacted with an animal to complete different tasks (Tepper et al., 2021). Another study defined walking with a dog as the control intervention, while the experimental intervention had participants train dogs to be more suitable for adoption (Syzmanski et al., 2018). Other examples of such specific factors of an animal were the sound of an animal (Park et al., 2019), proximity to an animal (Pendry and Vandagriff, 2019; Pendry et al., 2019; Vandagriff et al., 2021), or taking care of another living being (Colombo et al., 2006). We also found that a minority of studies defined novelty as a non-specific factor. While only Mueller et al. (2021) explicitly mentioned having a stuffed toy present in the control group to control for the novelty effect of the animal in the intervention group, we interpreted two other studies also to be controlling for novelty when they included “novel” toys in the control condition (Branson et al., 2017; Germone et al., 2019). It has already been suggested that AAIs might be prone to novelty effects, which is thus a threat to construct validity (Marino, 2012), so it is rather surprising that we only identified one study that specifically controlled for novelty as a non-specific effect. This also makes clear how important it is for authors to explicitly mention their hypotheses about working mechanisms and what they considered in designing the control and the experimental conditions. Having a stuffed toy present can function as a control for different components such as feeling fur, being confronted with a novel stimulus, or receiving support.
Moreover, AAIs are thought to be vulnerable to placebo effects because the nature of the treatment is usually evident to the subjects (Marino, 2012). Studies on placebo effects have demonstrated that psychosocial and contextual factors related to patient perceptions of the intervention—including information about the treatment, expectations, and the treatment environment—can contribute to the overall effect of the intervention (Wager and Atlas, 2015). Moreover, research has shown that a significant part of our responses to various interventions can be explained by these contextual factors and thus by mechanisms that elicit placebo effects rather than by the specific intervention itself (Wager and Atlas, 2015). In randomized controlled trials, such contextual factors are usually controlled for with a placebo control (Colloca and Benedetti, 2005). The results from our systematic review show, however, that none of the included studies explicitly controlled for placebo effects. Dietz et al. (2012) investigated the effects of animal-assisted therapy on trauma symptoms and compared animal-assisted therapy not only to a control group but also had an intervention group that was provided narratives about the therapy dog while the other intervention group received no such narratives about the dog. Such stories might have influenced the expectations of the participants, but the authors did not mention that these conditions were intended to control for participants' expectations as a part of a placebo effect. The lack of a control for placebo effects in previous AAI research may have led to false attributions: it might not be the animal that produces the effects of AAIs but rather participants' expectations regarding the animal or a combination of both. Considering that a large part of treatment responses in other interventions such as psychotherapy or physiotherapy (Wampold, 2015; Testa and Rossettini, 2016) can be explained by contextual factors rather than by their specific factors, it seems likely that these factors also explain a large portion of the effects in AAIs.
Limitations, Strengths, and Future Research
Several studies we analyzed lacked detailed information regarding the study design and the experimental and the control conditions. Since we identified factors by looking at the study design and by comparing the control and experimental conditions, the information about the way the animal was integrated in the intervention was crucial for our results. For example, it was sometimes not clear if the animal was just present or embedded in a therapeutic narrative, what role the animal had, what amount of physical contact occurred, or even if participants rode the horses they were working with. This lack of information could have affected our categories and whether they correctly reflect the studies. For example, we might have missed specific or non-specific factors that were taken into account. We also included only English and German publications and were not able to obtain several manuscripts. Moreover, our categories reflect a subjective classification. Finally, we only analyzed studies with active control conditions. Authors of studies without a control group might have proposed hypotheses about working mechanisms that we thus missed. A strength of this review is that we included previously published controlled studies with different types of AAIs. We thus ensured that the results are representative of different fields ranging from dog-assisted interventions to hippotherapy to educational programs including animals. In order to minimize publication bias, we also included non-peer-reviewed manuscripts, though the study quality was sometimes low. Our review presents a representative overview of the current status of hypotheses about specific and non-specific factors in AAI research based both on explicit statements by authors and on implicit measures. This is a significant step in addressing a crucial knowledge gap and provides a basis for recommendations for future research.
In future studies, authors should clearly state their hypotheses about the working mechanisms. As (López-Cepero 2020) suggested, integrating an animal in human services should be justified through mechanisms that we can hypothesize and that then can be verified through a scientific methodology.
Similar to other treatments like psychotherapy, AAIs are faced with the challenge of identifying how and why AAIs lead to changes (Kazdin, 2007, 2009). In order to understand how AAIs work, identifying specific factors in AAIs is crucial. We propose using component studies to examine the active components of AAIs. This means that future studies need to carefully plan their control conditions. The results of this review provide some indications of how the familiarity of the animal (Odendaal, 2001) or the relationship to the animal (Seivert, 2014; Machova, 2019) could be considered as specific factors to be controlled for, but further specific factors should be identified. Moreover, future research should try to disentangle the specific effects by treating the animal as a complex stimulus. Authors should try to define and examine exactly what characteristics are specific to the animal and what characteristics can be substituted by a human or a non-living animal. By using robotic dogs, for example, certain confounding components such as novelty, demand characteristics, expectations, caring for someone, and physical activity can be controlled for. To design good component studies on AAIs, we hypothesize that future studies need more specific and innovative control interventions. We recommend that future studies not only examine more specifically which components of the animal or of the interaction with the animal may have effects but also start to acknowledge and implement knowledge from placebo research to examine the impact of contextual factors in AAIs. We believe that this will help us better understand the mechanisms of AAIs and also determine how important the animal is for the effects of AAIs. The results of this review show that some non-specific factors such as therapeutic aspects and social interaction have already been controlled for in past studies, which suggests that the field is moving in the right direction. However, we suggest that future research pays attention to patients' perceptions of the intervention such as information and expectations about the treatment, the treatment environment, and the therapeutic alliance. It could even be argued that the animal in AAIs may not need to be a specific factor but could rather be seen as a contextual factor. We hope to stimulate this debate in future research with this paper.
Conclusion
A substantial portion of previously published controlled AAI studies did not define specific hypotheses about working mechanisms. By analyzing their control conditions, we assumed that in most controlled studies, the animal or the interaction with an animal were implicitly considered a specific factor for the effects of AAIs. Non-specific factors such as therapeutic aspects, social interaction, or novelty have also been controlled for. We conclude that AAI research still cannot answer the question of how and why AAIs work. The hypotheses and results about the specific and non-specific factors in the literature on AAIs are insufficient. This poses a major knowledge gap and challenge for the future. With this paper, we have presented the first overview of what AAI research has considered as possible specific and non-specific factors. These can be used in future research to address the question of the mechanisms of AAIs. To disentangle the mechanisms of AAIs, future research should employ component studies with innovative control conditions and draw on knowledge from placebo research.
Data Availability Statement
The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.
Author Contributions
CW and KH had the idea for the study and designed the study. CW and CG contributed to acquiring the data and carried out the analysis. CW, KH, and CG wrote the manuscript, which was revised by all authors. All authors contributed to the article and approved the submitted version.
Funding
KH received support from an Eccellenza Professorial Fellowship from the Swiss National Science Foundation (Grant PCEFP1_194591).
Conflict of Interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher's Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Acknowledgments
We thank Andreas Ledl and Robin Segerer for their support with the systematic literature search and for creating the search strings. We also thank Célestine Baer, Anja Blaser, Noëlle Burri, Alison Crivelli, Anna Haefeli, Janine Illgen, Jay Mazumdar, Elena Pauli, and Mareike Rytz for helping with screening and extracting all the reports.
Supplementary Material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fpsyg.2022.931347/full#supplementary-material
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Keywords: specific factor, contextual factor, mechanism, systematic review, animal-assisted intervention
Citation: Wagner C, Grob C and Hediger K (2022) Specific and Non-specific Factors of Animal-Assisted Interventions Considered in Research: A Systematic Review. Front. Psychol. 13:931347. doi: 10.3389/fpsyg.2022.931347
Received: 28 April 2022; Accepted: 06 June 2022;
Published: 28 June 2022.
Edited by:
Fabrizio Stasolla, Giustino Fortunato University, ItalyReviewed by:
Laura Contalbrigo, Experimental Zooprophylactic Institute of the Venezie (IZSVe), ItalyFrancesco Chirico, Catholic University of the Sacred Heart, Italy
Copyright © 2022 Wagner, Grob and Hediger. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Cora Wagner, cora.wagner@unibas.ch