Ramon Landin-Romero
Ana Moreno-Alcazar
Marco Pagani
Benedikt L. Amann- 1Brain and Mind Centre and School of Psychology, The University of Sydney, Sydney, NSW, Australia
- 2ARC Centre of Excellence in Cognition and its Disorders, Sydney, NSW, Australia
- 3Institut de Neuropsiquiatria i Addiccions, Centre Fòrum Research Unit, Parc de Salut Mar, Barcelona, Spain
- 4IMIM (Hospital del Mar Medical Research Institute), Barcelona, Spain
- 5Centro de Investigación Biomedica en Red de Salud Mental (CIBERSAM), Madrid, Spain
- 6Institute of Cognitive Sciences and Technologies, CNR, Rome, Italy
- 7Department of Psychiatry, Autonomous University of Barcelona, Barcelona, Spain
Background: Eye movement desensitization and reprocessing [EMDR] is an innovative, evidence-based and effective psychotherapy for post-traumatic stress disorder [PTSD]. As with other psychotherapies, the effectiveness of EMDR contrasts with a limited knowledge of its underlying mechanism of action. In its relatively short life as a therapeutic option, EMDR has not been without controversy, in particular regarding the role of the bilateral stimulation as an active component of the therapy. The high prevalence of EMDR in clinical practice and the dramatic increase in EMDR research in recent years, with more than 26 randomized controlled trials published to date, highlight the need for a better understanding of its mechanism of action.
Methods: We conducted a thorough systematic search of studies published until January 2018, using PubMed, ScienceDirect, Web of Knowledge and Scopus databases that examined the mechanism of action of EMDR or provided conclusions within the framework of current theoretical models of EMDR functioning.
Results: Eighty-seven studies were selected for review and classified into three overarching models; (i) psychological models (ii) psychophysiological models and (iii) neurobiological models. The evidence available from each study was analyzed and discussed. Results demonstrated a reasonable empirical support for the working memory hypothesis and for the physiological changes associated with successful EMDR therapy. Recently, more sophisticated structural and functional neuroimaging studies using high resolution structural and temporal techniques are starting to provide preliminary evidence into the neuronal correlates before, during and after EMDR therapy.
Discussion: Despite the increasing number of studies that published in recent years, the research into the mechanisms underlying EMDR therapy is still in its infancy. Studies in well-defined clinical and non-clinical populations, larger sample sizes and tighter methodological control are further needed in order to establish firm conclusions.
Introduction
While the methodology that guides the Eye Movement Desensitization and Reprocessing [EMDR] intervention has been clinically validated, its mechanism of action remains elusive. Since the early 90's, different speculative theories, models and hypotheses have been proposed (with ever growing sophistication) to explain the neurobiological underpinnings of EMDR. Furthermore, the growing popularity of EMDR as evidenced by the increasing number of studies available in research databases, suggests that a systematic review is timely. Finally, the implementation of EMDR in clinical practice before unraveling its mechanism of action has motivated stark criticism by some authors (Herbert et al., 2000).
The current manuscript have two main aims. The first aim is to provide an overview of the development of EMDR over the last 25 years, including the procedural aspects of EMDR and current controversies about its efficacy. The second aim is to conduct a systematic review of the theoretical hypotheses and available empirical evidence regarding the mechanism of action of EMDR.
The Development of Eye Movement Desensitization and the First Study
The year 2014 marked the 25th anniversary of the introduction of EMDR, a relatively novel psychotherapy now well-established and recognized internationally as an empirically supported treatment for trauma. The American psychologist Francine Shapiro first developed EMDR upon her chance observation while walking through a park that certain saccadic eye movements [EMs] reduced the intensity of disturbing thoughts. She then noticed that bringing the EMs under voluntary control while thinking about a distressing memory reduced the anxiety associated to it. Shapiro then conducted a randomized controlled trial in which she administered one session of eye movement desensitization [EMD] to 22 patients suffering from traumatic memories (Shapiro, 1989a,b). The results of this study indicated that EMD successfully desensitized traumatic memories and decreased anxiety levels in traumatized subjects when compared to a control group that received a procedure similar to flooding. This effect was followed by a significant improvement in the negative cognitions associated with the traumatic memories, characterized by an increase in the appraised validity of a positive self-belief. These results were further maintained after 1 and 3 months of follow-up.
From EMD to EMDR: The Standard EMDR Therapy Protocol
Shapiro's initial studies supported the hypothesis that EMs facilitated the desensitization of trauma memories (Shapiro, 1989a). In subsequent years, EMD grew into EMDR in recognition of its hypothesized memory reprocessing effects, and evolved toward a structured eight-phase approach using standardized procedures to address the past, present, and future aspects of a traumatic memory (Shapiro, 2001). The traumatic memory is composed of a set of multi-sensory images, negative cognitions, negative emotions, and related unpleasant physical sensations. The EMDR therapy standard protocol includes the following preparation steps: history and treatment plan [Phase I], preparation phase with an introduction to the EMDR protocol and development of coping strategies [Phase II], and an assessment phase with visualization of an image of the traumatic incident, identification of beliefs and emotions associated with the disturbing event, rating of disturbance recalling the traumatic incident, and rating the validity of preferred cognitions of the client (Phase III). The desensitization and reprocessing takes place within Phase IV and represents the core component of the intervention: the client focuses on a dual attention stimulus - generally eye movements- while holding in mind the image, thoughts and/or sensations associated with the disturbing memory. Bilateral tactile taps or auditory tones are used instead of eye movements for clients who have difficulty in visual tracking. Following each brief set of bilateral stimulation (BLS), the client is asked to identify the associative information that was elicited. Following standardized procedures, this new material usually becomes the focus of the next set. BLS is also used during Phase V, which aims to incorporate and strengthen a positive cognition to replace the negative cognition associated with the trauma, as well as in Phase VI which entails the body scan to reprocess any remaining bodily sensations. In Phase VII the client is guided through relaxation techniques designed to re-establish emotional stability if distress has been experienced, and for use between sessions. Finally, the phase of re-evaluation [Phase VIII] involves identifying outcomes from the prior session. At this point, the therapist will decide whether it is best to continue working on previous targets or continue with newer ones. The length of an individual treatment session is typically 50–90 min, and single memories are typically processed within one-to-three sessions. Based on feedback from clinicians and patients alike, the completion of the EMDR standardized protocol is a cognitively demanding task and requires attention, self-consciousness, autobiographical semantic memory, and metacognition to successfully identify the potential dysfunctional processes underlying the traumatic memory.
Evidence for the Efficacy of EMDR in PTSD and in Other Comorbid Mental Disorders
In spite of initial controversies, the efficacy of EMDR treatment for PTSD is now well documented (e.g., Shepherd et al., 2000; Davidson and Parker, 2001; Bradley et al., 2005; Novo Navarro et al., 2016). Since the original observation of Shapiro, over 300 studies have examined the clinical application of EMDR and several meta-analyses have shown higher or similar efficacy in PTSD compared to pharmacological or other psychological interventions (Born et al., 2006; Bisson et al., 2007, 2013; Chen et al., 2014). EMDR is now recognized by the National Institute for Health and Clinical Excellence (Born et al., 2005) and the World Health Organization (Born et al., 2013) as a treatment of choice for post-traumatic stress disorder. The accumulating evidence on how trauma and life events–adverse or not–can become causal factors in the etiology of different psychological disorders (Lytle et al., 2002; Christman et al., 2003; Lohr et al., 2003; Taylor et al., 2003; Van Loey and Van Son, 2003) is motivating clinicians and practitioners to offer EMDR as a comprehensive therapy for different conditions, regardless of whether there is evidence of diagnosis of PTSD, or comorbid traumatic memories. As such, evidence for a variety of EMDR therapy applications has recently been reported in randomized controlled trials of bipolar disorder (Novo et al., 2014; Moreno-Alcázar et al., 2015), psychosis (van den Berg et al., 2015a,b), unipolar depression (Hase et al., 2015), dental phobia (Doering et al., 2013), obsessive compulsive disorder (Nazari et al., 2011), panic disorder (Faretta, 2012), alcohol dependency (Perez-Dandieu and Tapia, 2014), and pain management (Tesarz et al., 2014).
The Adaptive Information Processing Model
The Adaptive Information Processing (AIP) model is the theory that guides the EMDR treatment procedures and offers an explanation for the basis of pathology (Shapiro, 1994, 2001, 2007). This model postulates that humans have an innate information processing system that assimilates new experiences and stores them into existing memory networks in an adaptive state. These networks link the thoughts, images, emotions, and sensations associated with experiences. According to the AIP model, pathology arises when new information is inadequately processed and then stored in a maladaptive mode in the memory networks, along with associated distorted thoughts, sensations and emotions. Thus, external stimulation similar to the adverse experience can trigger sensations and images from the traumatic event so that the person re-experiences feelings or bodily sensations. If these memories remain unprocessed, they become the basis of the symptoms of PTSD. Conversely, AIP theory hypothesizes that when the memories are adequately processed, symptoms can be eliminated and integrated. Shapiro proposed that EMDR can assist in processing the traumatic memories, and that different forms of bilateral stimulation such as the EMs, would facilitate this processing (Shapiro, 2001; Shapiro and Maxfield, 2002).
Controversies Surrounding EMDR Therapy
Since its inception, EMDR has generated a considerable debate, particularly regarding the role of the EMs as an active ingredient of treatment. Similarly, there is ongoing controversy on whether the underlying mechanisms in EMDR differ substantially from those operating in trauma-focused cognitive-behavioral therapy [tfCBT] and standard exposure.
The use of a dual attention tasks is perhaps one of the most distinctive elements of EMDR. As described above, this involves the client focusing on the worst image of a traumatic memory while concurrently engaging in an external task, typically following the therapist's fingers using rhythmic, bilateral, saccadic EMs. The EMs were originally described as the “crucial component” of EMDR (Shapiro, 1989a,b). Some studies are suggestive of a unique contribution of the EMs to successful treatment (Andrade et al., 1997; Kavanagh et al., 2001; van den Hout et al., 2001; Lee and Drummond, 2008), while others have not find clear differences in the outcome comparing EMDR with and without EMs (Cahill et al., 1999; Davidson and Parker, 2001). Head-to-head comparison between the results of these early studies is not possible as they differ considerably in terms of design, samples and outcome measures. Therefore, some authors argue that the claims of no significant effect of the EMs on treatment outcome are unwarranted (Jeffries and Davis, 2013). In recent years, studies have found accumulating evidence on the contribution of BLS (and in particular the EMs) to treatment gains, including a meta-analysis of 26 randomized controlled trials that found a significant contribution of the EMs in processing emotional memories (Lee and Cuijpers, 2013). Research has also found that other forms of BLS, such as bilateral tactile taps or auditory tones, are also effective methods of reducing vividness in trauma (van den Hout et al., 2011b; de Jongh et al., 2013). This evidence led Shapiro to conclude that dual attention may be the mechanism responsible for the treatment gains rather than any effect unique to the EMs (Shapiro and Laliotis, 2015).
A second contentious issue in EMDR revolved around the potential overlap with other psychotherapies, in particular with tfCBT. While tfCBT consists of exposure techniques combined with cognitive interventions, EMDR is an eclectic form of psychotherapy that incorporates structured procedures and protocols. Although many of the EMDR procedures appear to overlap with tfCBT, the UK National Institute of Health and Clinical Excellence [NICE] has stated that these two approaches are different since specific training programs are required [NICE, 2005, p. 55]. Like tfCBT, EMDR aims to reduce subjective distress and strengthen adaptive cognitions related to the traumatic event. Unlike tfCBT, EMDR does not involve (i) detailed descriptions of the event, (ii) direct challenging of beliefs, (iii) extended exposure, or (iv) homework. Rogers and Silvers have described in detail the differences between how exposure (a key component of tfCBT) and EMDR protocols are employed (Rogers and Silver, 2002). Evidence has grown in recent years that EMDR therapy produces diverse and compelling treatment effects, including a reconsolidation of memory structures through mechanisms that differ from those of traditional exposure therapy (Lee et al., 2006; Ecker et al., 2012). Ultimately, the debate on the overlap between EMDR and tfCBT is flawed, at least in terms of their underlying mechanisms of action, given the limited knowledge of the impact of different psychotherapies on neurobiological changes associated with PTSD and other anxiety disorders.
Objectives and Importance of the Current Review
Previous systematic reviews and meta-analyses of EMDR have been limited to specific elements and hypotheses or were non-systematic in nature (Gunter and Bodner, 2009; McGuire et al., 2014). Some examples of this are reviews focusing on the effect of the EMs on the therapy (Jeffries and Davis, 2013; Lee and Cuijpers, 2013), and on the physiological (Elofsson et al., 2008) and the neurobiological correlate of EMDR (Bergmann, 2008; Pagani et al., 2013). In the current work, we have conducted a comprehensive review of the literature that examined different hypothesis for the mechanism of action of EMDR using the PRISMA guidelines for transparent reporting of reviews and meta-analyses. PRISMA is an evidence-based minimum of 27 items grounded on evidence that establishes the minimum criteria for reporting systematic reviews. Although it focuses on reporting reviews of randomized controlled trials, it can also be used as a basis for reporting systematic reviews of other types of research (Moher et al., 2009).
Methods
Studes examinig the mechanism of action of EMDR were identified using PubMed, ScienceDirect, Web of Knowledge and Scopus databases. The systematic literature search included studes published from 01/01/1989 until 31/12/2017 based on the PRISMA guidelines (Supplementary Data Sheet). The search terms were selected from the thesaurus of the National Library of Medicine (Medical Subject Heading Terms, MeSH) and the American Psychological Association (Psychological Index Terms) and included the terms “eye movement desensitization and reprocessing,” “EMDR,” “mechanism,” “action,” “effects,” and “correlates.” The final search equation was defined using the Boolean conectors “AND” and “OR” following the formulation: (“eye movement desensitization and reprocessing” OR “EMDR”) AND (“mechanism” OR “action” OR “effects” OR “correlates”). The automatic search was later completed with a manual search using reference lists of included papers and web-based searches in an EMDR-centered library (https://emdria.omeka.net/). Titles, abstract, methods and results of the articles identified were screened for pertinent information. Reference lists of eligible articles and relevant review articles were also screened for potential publications for inclusion. The search did not include any subheadings ot tags (i.e., search fields “All fields”). Due to the significant heterogeneity of the studies, a formal quantitative synthesis (i.e., meta-analysis) was not possible. Instead, a systematic review was conducted, using the PRISMA guidelines as referenced above.
Inclusion Criteria and Exclusion Criteria
The final selection of research articles was conducted using the following criteria: (i) original articles published in peer-reviewed journals, (ii) in adult populations that (iii) examined the mechanism of action of EMDR and/or (iv) any form of BLS (EM, tactile, sound) within the EMDR protocol or (v) provided conclusions regarding the potential mechanism of action of EMDR. Selected theoretical, speculative papers were also included if they were first to provide an mechanistic hypothesis for EMDR to guide future empirical research. The criteria for exclusion were: (i) articles that did not contain original research (i.e., reviews and meta-analyses, guidelines and/or protocols), (ii) clinical trials and/or focus on treatment gains or efficacy and (iii) empirical studies with quasi-experimental designs (single case and/or no control group). The studies were selected by RL-R and AM-A. Discrepancies were resolved by MP and BLA (Supplementary Table 1).
Results
Figure 1 shows a flow-chart for the selection of eligible studies. The search strategy initially identified 841 studies thorugh database searching and 20 additional studies through manual searches in other sources (i.e., Shapiro Libray). After removing duplicates (n = 394), RL-R, and AM-A screened titles and abstracts and excluded studies that were considered non-pertinent (n = 74). If inclusion criteria were met, the full text article was retrieved and screened in full for the analysis.
Figure 1. Flow chart for the selection of eligible studies.
A total of 87 studies written in English met the inclusion criteria and were selected for review. The studies were classified into broad categories according to three overarching models/hypothesis for the mechanism of action underlying EMDR: (i) psychological models (ii) psychophysiological models and (iii) neurobiological models. A summary of the main characteristics of each study, including participants, methods, sample size, control conditions, study design, outcomes and conclusions can be gathered from Tables 1–3.
Table 1. Psychological models (n = 32).
Table 2. Psychophysiological models (n = 18).
Table 3. Neurobiological models (n = 37).
Discussion
Psychological Models
Classic Conditioning: Orienting and Relaxation Responses
Dyck was the first author to provide an account of the underlying mechanism of EMDR, largely in terms of classic conditioning theory (Dyck, 1993). He argued that re-experiencing the trauma in the context of the desensitization session would operate as an extinction trial of the traumatic experience. Unfortunately, Dyck did not back up this hypothesis with empirical data. Other psychological models have attempted to explain the treatment gains of EMDR through similar learning and adaptive mechanisms, such as the orienting response (OR). Pavlov first described the orienting (or investigatory) response in 1927. The OR is a natural attentional reflex that can occur with any novel environmental stimulus and produces a specific set of changes that increase readiness to respond to danger. The OR toward any stimulus that constitute a potential threat manifests itself as an initial freeze response accompanied by changes in autonomic responses that include increased blood flow, heart rate, and skin conductance. In the absence of danger, this initial response is rapidly replaced with a feeling of relaxation. According to some authors, this relaxation response holds the potential to desensitize the traumatic memory, suppressing its associated disturbance. Armstrong and Vaughan used this idea to propose an extinction model whereby the EMs trigger an orienting response that (i) facilitates access to the traumatic memory without avoidance and (ii) causes subsequent rapid extinction after the determination of no immediate threat (Armstrong and Vaughan, 1996).
Similarly, MacCulloch and Feldman (1996) and Wilson et al. (1996) proposed a combination of Pavlovian and Darwinian theories whereby the dual attention task provoked by the EMs serves to trigger an OR. This OR pairs an adaptive explorative response with clinically induced unpleasant memories to remove their negative effect. These authors have suggested a similar role to other forms of BLS (i.e., tactile or auditory) in eliciting the OR. This initial analysis has been followed by several psychophysiological studies that have leaned support to the central role of the OR as the underlying mechanism of EMDR, using EMs only (Kuiken et al., 2002; Barrowcliff et al., 2003, 2004) and the full EMDR protocol (Aubert-Khalfa et al., 2008; Sack et al., 2008; Schubert et al., 2008; Frustaci et al., 2010), mostly in healthy individuals but also in clinical populations (Schubert et al., 2016). The results of these studies are summarized in the corresponding section for psychophysiological models.
The Working Memory Account
In 1974, Baddeley and Hitch introduced the multicomponent model of working memory (Baddeley and Hitch, 1974). This theory proposes a “central executive” system responsible for the integration and coordination of information stored in different slave subsystems. One of these subsystems is the phonological loop, which stores verbal and auditory information. Another is the visuospatial sketchpad, which stores visuospatial information. According to the working memory model, during EMDR sessions, memories are held in the visuospatial sketchpad. The working memory hypothesis suggests that the dual task (i.e., the EMs and the visual imagery) draw on the limited-capacity of the visuospatial sketchpad and central executive working memory resources. The competition in resources will impair imagery, and as such, the disturbing images would become less emotional and vivid. The working memory account also argues that the degradation of a traumatic image held in working memory provides patients with a healthy sense of distance from a traumatic event.
Sharpley et al. were the first to introduce the idea that the effect of EMDR is mediated by the distancing from the traumatic memory and the reduction of imagery vividness (Sharpley et al., 1996b). Years later, researchers would demonstrate that this effect is mediated by the EMs disrupting working memory resources, thereby reducing vividness and decreasing the emotionality of traumatic imagery (Andrade et al., 1997; Kavanagh et al., 2001). Follow up studies also found a significant role of EMs in the emotional detachment from traumatic memories (Baddeley and Andrade, 2000; van den Hout et al., 2013). In support of taxing working memory resources, analog research proved that implementing other demanding tasks during recall also reduced vividness and emotionality of negative memories (Engelhard et al., 2010b; de Jongh et al., 2013). Research on the working memory hypothesis has consistently demonstrated that performance is degraded when participants engage in two simultaneous tasks that require the same working memory resources, suggesting that the EMs in EMDR impairs the ability to hold a visual image in conscious awareness, resulting in the degradation of its vividness (Andrade et al., 1997; Kavanagh et al., 2001; van den Hout et al., 2001; Gunter and Bodner, 2008; Maxfield et al., 2008). Further research have refined these results, with the finding that the EMs are superior to other forms of BLS, such as auditive “beeps” and relaxing music, in decreasing the vividness and emotionality of disturbing memories in healthy participants (Hornsveld et al., 2010, 2011; van den Hout et al., 2010, 2011a, 2012).
Other authors have proposed a different mechanism to taxing working memory in decreasing vividness and emotionality whereby the EMs would change the somatic perceptions accompanying retrieval toward relaxation, resulting in decreased affect and therefore decreased vividness of the imagery (van den Hout et al., 2001, 2013; Lilley et al., 2009). This explanation has many similarities to the reciprocal inhibition techniques (i.e., systematic desensitization) first described by Wolpe. Here, a state incompatible with the anxiety (i.e., relaxation) is evoked at the same time as the anxiety-provoking stimuli, ultimately leading to its desensitization (Wolpe, 1954).
Psychophysiological Models
Physiological Changes Associated With the Orienting Response
In her revision of the EMDR principles and procedures, Shapiro suggested that the EMs and the dual attentional task led to specific psychophysiological changes that may underlie treatment efficacy. A set of studies has strived to determine whether the EMs indeed produce physiological effects and to identify the nature of these changes.
Wilson et al. were first to report within-subject psychophysiological changes in participants receiving a single session of EMDR (Wilson et al., 1996). They observed that heart rate and galvanic skin response decreased over a set of EMs and that the fingertip skin temperature was significantly higher at the end of the treatment session than at the start. In addition to these effects, the EMs were accompanied by changes in respiratory patterns, consistent with a relaxation response. These physiological changes are compatible with a de-arousal response following EMDR treatment. Elofsson et al. recorded and compared several psychophysiological measurements during EMs vs. phases without EMs. They found that pulse rate went down during EMs and up again afterward, an effect that became more and more pronounced as the session proceeded. Finger temperature increased immediately after the onset of EMs and continued to increase steadily before dropping immediately when the EMs ceased. On the other hand, skin conductance and heart rate were lowered during stimulation. All these changes are compatible with an increased parasympathetic contribution to autonomic activity (Elofsson et al., 2008). Barrowcliff et al. found that skin conductance was reduced during the horizontal EMs in healthy individuals (Barrowcliff et al., 2003). Sack et al. exposed 10 patients with PTSD to standard EMDR treatment and examined effects within and between stimulation sets on different respiration and heart measurements (Sack et al., 2008). The onset of each stimulation period was instead associated with a sharp increase in parasympathetic tone. This was followed by increased respiration rate and decreased heart rate during ongoing stimulation, indicating stress-related arousal. The trend across entire sessions was one of physiological de-arousal.
REM Sleep
In her initial description of the EMD theory, Shapiro suggested that the rhythmic, multi-saccadic EMs in EMDR may work as a brain-inhibitory mechanism to reduce anxiety when associated with the traumatic memory, in the same way the material surfacing during dreaming is desensitized by rapid eye movement (REM). This apparent analogy between REM sleep and EMDR was further developed by Stickgold, who proposed the REM hypothesis for the mechanism of action of EMDR. According to this hypothesis, the EMs in EMDR would induce a similar brain state to that occurring during REM sleep. Years of sleep research that has demonstrated that REM sleep serves a number of adaptive functions, including memory consolidation via the integration of emotionally charged autobiographical memories into general semantic networks (Born et al., 2006; Stickgold and Wehrwein, 2009). Similarly, EMDR would promote the reorganization of the traumatic memories, reducing the strength of the traumatic episodic memories that are mediated by the hippocampus and the associated negative emotion processed by the amygdala (Stickgold, 2002, 2008).
This hypothesis has received some indirect support from psychophysiological research. Elofsson et al. have argued that the physiological profile of EMDR fits well with the REM account (Elofsson et al., 2008; Sondergaard and Elofsson, 2008). Indirect evidence of REM-like mechanisms mediating the therapeutic effect of EMDR has been provided in a study by Raboni et al. where improved sleep and partial recovery of depressive and anxiety symptoms was observed in 13 PTSD patients after successive treatment with EMDR (Raboni et al., 2014). The authors speculated that the improvements observed after treatment where mediated by an EMDR-driven reduction of the sympathetic activation and suggested that EMDR played a role in restoring normal sleep patterns and lowering the probability of developing PTSD after a traumatic event. Nonetheless, it should be noted that there is lack of studies addressing the REM hypothesis directly. Indeed, the smooth eye pursuit that occurs during BLS in EMDR therapy is actually very different from the saccadic movements elicited during REM sleep. Instead, recent speculative theories associate the EM in EMDR to EM during slow-wave sleep, in terms of both the smooth pursuit and frequency (Pagani and Carletto, 2017; Pagani et al., 2017). Slow-wave sleep has a key role in memory consolidation and in the reorganization of distant functional networks, and leads to weakening of traumatic memories and a reconsolidation of new information. Similarly, other authors suggest that depotentiation, induced by low frequency stimulation (i.e., smooth EM pursuit), may be the biological basis of EMDR removing fear memory traces. These theories, however, remain to be tested empirically.
Neurobiological Models
The advent of non-invasive neuroimaging techniques such as the electroencephalogram (EEG), single-positron emission computed tomography (SPECT), near-infrared spectroscopy (NIRS) and structural and functional magnetic resonance imaging (sMRI, fMRI) have enabled the in-vivo examination of structural and functional brain changes. Neuroimaging techniques have been used with relative success in an attempt to shed light on the neurobiological correlates of diverse psychotherapies (Linden, 2006; Abbass et al., 2014; Weingarten and Strauman, 2015). Early data from different functional and anatomical studies in PTSD have supported neurobiological models that can be used to examine changes after intervention with EMDR and other psychotherapies (Lindauer et al., 2005; Bryant et al., 2008). These findings have provided a solid foundation to direct research efforts, in order to unravel the brain correlates underlying the efficacy of EMDR.
Changes in Interhemispheric Connectivity
A set of studies in non-clinical populations have tried to explain the treatment gains of EMDR based on changing interactions between the left and right brain hemispheres. Specifically, some researchers have speculated that the EMs in EMDR facilitate associative memory processing and episodic memory retrieval through increased interhemispheric communication via the corpus callosum. This hypothesis is partially based on a previous functional imaging study that has shown that saccadic eye movements generated more frontal cortical activity than do smooth pursuit eye movements (O'Driscoll et al., 1998). The effect of different conditions of EMs (i.e., saccadic vs. smooth ocular pursuit; horizontal vs. vertical EMs) on episodic memory and interhemispheric activity has been examined in a set of studies using EEG. These studies showed that saccadic horizontal EMs enhanced memory retrieval while significantly decreasing false memories. This effect was further mediated by changes in interhemispheric interaction driven by the EMs (Christman et al., 2003, 2006; Propper et al., 2007; Brunyé et al., 2009; Nieuwenhuis et al., 2013). Other studies have found that saccadic EMs facilitate processing of associative memories, lending partial support to this hypothesis (Parker and Dagnall, 2007; Parker et al., 2008, 2009). In recent years, an extension of the interhemispheric connectivity hypothesis have been suggested, including a two-stage cortical coherence model whereby intra-hemispheric changes in the right hemisphere may occur along with interhemispheric changes (Keller et al., 2016; Yaggie et al., 2016).
Neural Integration and Thalamic Binding Model
Empirical studies of the past decade have shown the thalamus to be centrally involved in the integration of perceptual, somatosensory, memorial, and cognitive processes; a process alternatively referred to as thalamo-cortical temporal binding or neural global mapping (Llinás and Ribary, 2001; Llinas et al., 2002). The thalamo-cortical binding model serves as a theory for the integration of sensory information and it is supported by neuroimaging studies that consistently find decreases in thalamic activity in PTSD (Lanius et al., 2001, 2003). This model has been proposed to explain the effects of the EMs on the neural networks. Bergmann has suggested that the BLS facilitates the subsequent activation of the ventrolateral and central lateral thalamic nuclei via activation of the lateral cerebellum (Bergmann, 2008). Accordingly, the activation of this circuitry is hypothesized to facilitate the integration of somatosensory, memory, cognitive, emotional, and synchronized hemispheric functions that are disrupted in PTSD. It is important to note that this is just a speculative theory, as this model has not been empirically tested yet. Bergmann has proposed a range of neurobiological research designs capable of testing the role the EMs (or alternate forms of BLS) on thalamic function, interhemispheric coherence and temporal binding (Bergmann, 2012).
On a similar scope, Corrigan has proposed that auditory, visual, and tactile BLS would facilitate the simulation of thalamo-cingulate tracts (Corrigan, 2002). This stimulation would lead to the deactivation of the ventral—affective—anterior cingulate gyrus, which in turn would enable the reciprocal inhibition of the dorsal (cognitive) anterior cingulate gyrus. This cascade of brain functional changes would ultimately result in increased cognitive control over overreacting affective processing systems and to the reduction of the emotional distress. This hypothesis has the support of several years of neuroimaging research has shown that these neuronal mechanisms are altered in PTSD (Pitman et al., 2012). A number of recent functional neuroimaging studies have reported activity changes in these neuronal networks after EMDR treatment, providing further support for this hypothesis (Levin et al., 1999; Lansing et al., 2005; Landin-Romero et al., 2013) [for more details on these studies see section below].
Structural and Functional Brain Changes Associated With EMDR Therapy
In recent years, a new wave of increasingly sophisticated neuroimaging studies has been carried out to uncover the neurobiological underpinnings of EMDR. These studies seem better suited to answer persistent questions surrounding the mechanism of action of EMDR while addressing some of the limitations of early research. In particular, studies examining neuroimaging and behavioral changes “on-line,” before, during and after therapy, hold promise to unravel the neurobiological signatures of EMDR.
A small set of brain imaging studies has investigated the structural brain correlates of EMDR therapy, with a focus on memory (e.g., Letizia et al., 2007) and emotion processing structures. Nardo et al. performed a magnetic resonance imaging [MRI] study in 21 PTSD patients compared with 22 healthy controls (Nardo et al., 2010). They found decreased gray matter density in several limbic and paralytic regions in patients who did not respond to EMDR compared to EMDR responders. Lower gray matter density in the posterior, parahippocampal and insular cortices was correlated with PTSD diagnosis, trauma load and poor therapy outcome, suggesting that reduced neuronal integrity in these regions may drive the lack of response to therapy. Bossini et al. examined structural changes in 10 patients with PTSD who had the hippocampi manually delineated using high-resolution MRI scans (Bossini et al., 2011). After 8 weeks of EMDR treatment, patients no longer met PTSD criteria and showed significant bilateral increases of hippocampal volume, which led the authors to speculate with the possibility of volumetric effects induced by psychotherapy. However, this interpretation should be taken with caution, as these structural changes might have been derived by neurogenesis or increased water/electrolyte content.
In the first functional imaging study, Levin and cols. examined changes in metabolism with single-proton emission computer tomography [SPECT] and a symptom provocation paradigm before and after three sessions of EMDR in one patient with PTSD (Levin et al., 1999). The results showed increased activity post-EMDR treatment in the anterior cingulate gyrus and the left frontal lobe. The authors concluded that activation of these areas facilitates the distinction between real threats and traumatic memories that are no longer relevant to current experience. Lansing et al. also investigated brain activation using SPECT during the recall of a traumatic event in 6 traumatized police officers before and after EMDR therapy (Lansing et al., 2005). They found significant metabolic decreases in occipital, left parietal and posterior frontal lobes and metabolic increases in the left inferior frontal gyrus after successful removal of the PTSD symptoms. These findings confirmed the impact of successful EMDR therapy in increasing prefrontal control over hyperactive limbic subsystems and provided preliminary support to neural integration models. Pagani et al. confirmed these results in a further SPECT study of 15 patients and 22 non-symptomatic controls who had suffered the same trauma (Pagani et al., 2007). A subgroup of responders to EMDR showed a significant metabolic normalization after therapy in posterior cortical regions and in the hippocampus and an increase of blood perfusion in the lateral prefrontal cortex. Oh et al. have conducted the most recent SPECT EMDR study to date in two patients suffering from psychological traffic trauma compared to 10 healthy controls. They found increased metabolism in bilateral dorsolateral prefrontal cortex and decreased metabolism in the temporal association cortex following successful EMDR therapy (Oh and Choi, 2007).
Brain functional changes concurrent to EMDR therapy have also been examined with other neuroimaging techniques different to SPECT. Ohtani et al. performed the first near-infrared spectroscopy (NIRS) study to monitor brain hemodynamic changes related EMDR treatment during memory recall. In this study, recall with EMs was associated with significant decreases in blood flow in the lateral prefrontal cortex compared to recall without EMs. Further, the concentration of oxygenated hemoglobin was correlated with clinical improvement post treatment (Ohtani et al., 2009). The authors suggested that the effectiveness of EMDR might be associated with the reduction of lateral prefrontal cortex over activation during trauma-related recall. In another pioneering fMRI study, Landin-Romero et al. examined changes in brain activity in a sub-syndromal and traumatized bipolar patient following successful EMDR therapy. The results showed that symptom recovery post-treatment was followed by a functional normalization of brain activity compared to 30 matched healthy controls (Landin-Romero et al., 2013). This normalization was particularly marked in the default mode network, a subset of brain regions that that activate during self-directed mentation and that de-activates during performance of a wide range of cognitive test. It is now widely accepted that the default mode network is dysfunctional in several severe mental disorders, including PTSD (Buckner et al., 2008). The authors speculated with large scale network modulation, specifically in the default mode network, as a potential neurobiological correlate of successful EMDR therapy.
Electroencephalogram (EEG) studies have also examined brain changes after EMDR therapy in PTSD (Lamprecht et al., 2004; Harper et al., 2009; Grbesa et al., 2010; Pagani et al., 2012). In the study by Lamprecht et al. successful treatment was accompanied with reductions of the P3a component upon auditory stimulation (Lamprecht et al., 2004). In EEG research, the P3a component has been related to the engagement of attention and the processing of novel information. This finding led the authors to conclude that the observed clinical improvement was driven by changes in information processing, presumably associated to a reduced OR to novel stimuli and reduced arousal level. EEG was also used by Pagani et al. to examine on-line neurophysiological changes in PTSD patients and healthy controls during EMDR therapy (Pagani et al., 2012). When participants were focusing on the traumatic experience and during bilateral stimulation, the EEG signals relative to 20-30 s periods of bilateral stimulation were analyzed to obtain the neurobiological responses to EMDR therapy in real-time across the whole session. Results showed different neural signatures between patients and controls. Patients showed greater activity in the orbitofrontal cortex and parahippocampal gyrus while controls showed greater activation in large areas of the frontal, temporal, and parietal lobes, especially in the right hemisphere. During the first EMDR session, while still symptomatic, patients showed significantly higher activity in orbitofrontal, prefrontal and anterior cingulate cortices. Conversely, when symptoms disappeared, upon bilateral stimulation, and trauma recall, patients showed a shift in cortical activity toward associative left temporo-occipital regions. These changes were correlated to neuropsychological scores, suggesting that traumatic events are processed at the cognitive level following successful EMDR therapy.
Conclusions
The aims of the current manuscript are twofold: first, to provide an historical overview of the introduction and development of EMDR over the last 25 years and second, to conduct a systematic review of the mechanisms of action underlying treatment gains in EMDR therapy. Eighty-seven EMDR research studies met the inclusion criteria and were organized into 3 greater categories according to different hypotheses underlying treatment gains in EMDR; psychological, psychophysiological and neurobiological. Thirty-two papers were classified as psychological models. Of these, 27 examined the working memory hypothesis, nowadays considered one of the leading explanations for the changes associated to successful EMDR therapy. Eighteen studies examined physiological effects using different measurements of autonomic function. Finally, 37 studies were classified within the neurobiological models.
Psychological models offer a theoretical framework in which an OR elicited by BLS lead to relaxation and decreased affect associated to traumatic imagery. This hypothesis has received direct experimental support from psychophysiological studies (Wilson et al., 1996; Barrowcliff et al., 2003) suggesting that distraction is not the mechanism behind these effects. The leading psychological explanation for the EMDR treatments effects is arguably the working memory model. Research on the working memory account has demonstrated reductions in vividness of disturbing memories in healthy subjects (van den Hout et al., 2011b, 2012, 2014; van Veen et al., 2015, 2016; Onderdonk and van den Hout, 2016; van Schie et al., 2016; Leer et al., 2017). However, the psychological models, and in particular the working memory account, have also received criticism. First, most studies are performed in non-clinical populations and therefore cannot address which additional mechanisms contribute to treatment effects in PTSD. Results are often not supported by concurrent neurobiological evidence and only offer partial explanations. Research on the working memory hypothesis has also relied on conditions that do not fully match those used in the standard EMDR protocol. At least two different studies have found no significant effects on memory following EMs in healthy participants (Novo Navarro et al., 2013; van Schie et al., 2015). Further, the working memory hypothesis fails to explain some well-documented effects of EMDR. These include the state of relaxation most patients experience after a few sets of bilateral stimulation (Wilson et al., 1996; Schubert et al., 2008), the spontaneous generation of positive insight, the reports of increased recognition of accurate information, attentional flexibility (El Khoury-Malhame et al., 2011) and improved retrieval of episodic memory (Shapiro and Laliotis, 2015). Finally, most early psychological models ascribe to the EMs, and later to other forms of BLS, the underlying mechanism of action of EMDR, ignoring the potential additive effects of other components of the therapy. Here, it should be noted that dual attention does not require BLS and/or EM, as this effect can also be achieved by the addition of any other “distraction task (e.g., focusing in a point in space). Further, recent studies have also found that emotional arousal (Littel et al., 2017b) and noradrenergic transmission (Littel et al., 2017a) are prerequisites for the effectiveness of dual task interventions (i.e., EMDR or others). To conclude, from the psychological model perspective, the EMs complement traumatic memory extinction by neurobiological mechanisms that are yet to be uncovered, and that these models cannot address.
Physiological studies have found that the EMs are associated with a de-arousal response driven by increased parasympathetic relative to sympathetic changes. This might happen jointly with other physiological indicators, such as an improvement in the smooth ocular pursuit during the EMs (Kapoula et al., 2010). Another hypothesis proposed that EMDR induce a physiological state similar to REM sleep but failed to explain the effects of different types of BLS (i.e., audible tones, tactile stimulation) in the reorganization of traumatic memories. Some authors consider the OR a leading candidate for such mechanism and research models to test this hypothesis have been proposed (Stickgold, 2002, 2008). However, these hypotheses are yet to be tested directly and more research is needed to determine to what extent the physiological effects driven by EMs are associated with treatment outcome.
A series of early EEG studies found that the EMs led to changes in interhemispheric interaction, facilitating in turn retrieval of episodic memories. These effects are consistent with the theoretical framework of EMDR–the AIP model- and with patient reports of increased autobiographical memory retrieval during therapy. However, some findings have cast doubt on this hypothesis. Studies have found that vertical EMs decrease memory emotionality as effectively as horizontal movements, ruling out the vertical EM as main drivers of interhemispheric changes (Gunter and Bodner, 2008). Another EEG study did not find EEG changes following EMs and improved memory retrieval, undermining any effects of increased interhemispheric communication in treatment response (Samara et al., 2011). Therefore, evidence to date seems to conclude that enhanced interhemispheric communication is not driving the changes to traumatic recollections induced by EMs, which highlights the need for more EEG research and/or other neuroimaging techniques.
Bergmann authored an influential explanation of the EMDR clinical effects integrating findings from psychological theories and neuroscience research (Bergmann, 2008). In this theory the OR “resets” the thalamus, which in turn enhances cortical temporal binding of consciousness leading to both memory retrieval and integration in semantic networks. Similarly, Corrigan has proposed that EMDR facilitates the stimulation of thalamo-cingulate tracts which would inhibit the affective subdivision of the anterior cingulate cortex, facilitating an increase in affective filtering and a concomitant decrease in affective amplification (Corrigan, 2002). Recently, neuroimaging studies have drawn from these neurobiological models and from neuroimaging findings in clinical populations to provide a significant leap in the understanding of the neurobiological correlates of EMDR. Some of these studies have examined brain functional changes associated to EMDR “online,” that is, before, during and after the application of the standard EMDR protocol, both in patients and in healthy populations. Results have described a restoration of the cortical control over the hyper aroused subcortical limbic structures (Pagani et al., 2015; Amano and Toichi, 2016b; Laugharne et al., 2016; Rimini et al., 2016; Thomaes et al., 2016; Bossini et al., 2017). However, these brain functional changes are not specific of EMDR, and similar neuronal effects can be observed in other forms of anxiety-focused psychotherapy. Moreover, the physiological foundations of these changes are currently unknown, and therefore, these neuroimaging studies cannot explain what specific mechanisms produce treatment effects in EMDR. With few exceptions, the majority of neuroimaging studies reviewed here have significant methodological limitations, including a small sample size, lack of control conditions and inconsistent conceptualization of the parameters measured. Consequently, neuroimaging research findings should be considered promising but preliminary and conclusions concerning the EMDR neurobiological correlates speculative.
Importantly, approximately half of the studies (42/87) included in this systematic review have investigated the mechanisms underlying BLS, and more specifically the EMs, compared to different control conditions. The other half (45/87) were conducted using a more holistic approach, examining mechanisms associated to the full 8-phase EMDR protocol. The specific contribution of the EMs to EMDR therapy has been a contentious issue for several years and nowadays its exact role is still under investigation (Matzke et al., 2015). The interest surrounding the EMs is partially motivated by Shapiro herself who once described it as a crucial component of EMDR therapeutic effects. This statement has been revised posteriorly, due to the evidence suggesting a similar role for other forms of BLS. The BLS and specifically the EMs, seem to be not only the distinctive characteristic of EMDR, but also the factor accounting for the faster response in EMDR therapy compared to other psychotherapies (Nijdam et al., 2012). Research has also found the EMs provide faster effects that any other forms of BLS and a recent meta-analysis of 26 randomized controlled trials reported a moderate but significant additive effect size of the EMs to treatment gains (Lee and Cuijpers, 2013). However, whether similar effects can be achieved in EMDR therapy using other dual attention tasks (i.e., not BLS) remain to be fully established.
To conclude, this review argues that the current understanding of the mechanisms of action underlying EMDR is similar to the parable of the Blind Men and the Elephant1 in that there is no agreed definition of what the candidate mechanisms are (i.e., EMs, BLS, dual attention, etc.) and how these mechanisms can be measured or demonstrated. EMDR is a complex therapy with a number of underlying processes simultaneously at play. Moreover, multiple mechanisms may work to produce treatment gains in EMDR; hence, an integrative model may be necessary in order to capture its myriad effects. An example of this is the recently proposed integrative model for the neural mechanism of EMDR (Coubard, 2016), which integrates theories of EMDR, neurophysiological findings on EM, and functional brain imaging of PTSD to study attentional and/or emotional disorders, such as anxiety disorders. Other integrative proposals (e.g., Sack et al., 2008; Schubert et al., 2008) suggest that dual-attention tasks ORs and short-term dearousal enable the processing of trauma memories. Through the reciprocal inhibition (i.e., pairing a relaxation response with distressing memories), the negative appraisals weaken the avoidance trauma decreases. Here, the EM (or maybe any other dual-attention task) may reduce distress to enable processing of trauma information. Although the reviewed models, often overlapping with each other, suggest directions for future research, there is a need of advocating for conceptual clarity and consistency. Future investigations should use objective measures established by previous research and evaluate several mechanisms in the context of the full EMDR protocol, before, during, and after treatment. The neurobiological foundations of temporal binding, limbic regulation, frontal lobe activation, and reciprocal anterior cingulate cortex suppression, are sufficiently interrelated to preclude mutual exclusion and should be investigated in well-designed studies, using reliable, multidimensional neurobiological indexes. Future findings will undoubtedly shed increasing light on the interrelationship of different mechanism in the successful treatment outcomes of EMDR.
Author Contributions
All authors contributed to design of the review. RL-R and AM-A conducted literature searches and RL-R wrote the first draft of the manuscript, with supervision from BLA (primary supervisor) and MP. All authors contributed to interpretation of the literature and revisions to the manuscript and all have approved the final manuscript.
Funding
This work was co-funded by the Instituto de Salud Carlos III-Subdirección General de Evaluación y Fomento de la Investigación, Plan Nacional 2008–2011 and 2013–2016 with a grant (PI/15/02242), a NARSAD Independent Investigator Grant from the Brain & Behavior Research Foundation (24397), and a PERIS grant (SLT006/17/00038) from the Catalonia Government to author BLA. Furthermore, BLA received a grant by EMDR Europe (2018–05). AM-A has also received a grant by EMDR Europe (2018–03). RL-R is supported by the Appenzeller Neuroscience Fellowship in Alzheimer's disease and the ARC Centre of Excellence in Cognition and its Disorders Memory Program (CE110001021). The funding organizations played no role in the study design, data collection and analysis, or manuscript approval.
Conflict of Interest Statement
RL-R, AM-A, MP, and BLA have been invited as speakers in national and international EMDR conferences.
Acknowledgments
We acknowledge the generous support by the Centro de Investigación Biomédica en Red de Salud Mental (CIBERSAM), Madrid, Spain. The authors wish to thank Francine Shapiro who assisted in the proof reading of the manuscript.
Supplementary Material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fpsyg.2018.01395/full#supplementary-material
Footnotes
1. ^In the parable of the Blind Men and the Elephant, a group of six blind men touch only one part of an elephant in order to learn what it is like. Based on their individual experience they suggest that the elephant is like a wall, spear, snake, tree, fan or rope. They then compare their experience and learn that they are in complete disagreement.
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Keywords: eye movement desensitization and reprocessing, mechanism of action, eye movements, bilateral stimulation, systematic review
Citation: Landin-Romero R, Moreno-Alcazar A, Pagani M and Amann BL (2018) How Does Eye Movement Desensitization and Reprocessing Therapy Work? A Systematic Review on Suggested Mechanisms of Action. Front. Psychol. 9:1395. doi: 10.3389/fpsyg.2018.01395
Received: 29 June 2017; Accepted: 18 July 2018;
Published: 13 August 2018.
Edited by:
Gian Mauro Manzoni, Università degli Studi eCampus, ItalyReviewed by:
Roger Solomon, Independent Researcher, NY, United StatesJonas Tesarz, Universität Heidelberg, Germany
Copyright © 2018 Landin-Romero, Moreno-Alcazar, Pagani and Amann. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Ramon Landin-Romero, cmFtb24ubGFuZGluLXJvbWVyb0BzeWRuZXkuZWR1LmF1
†These authors have contributed equally to this work