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ORIGINAL RESEARCH article

Front. Phys., 13 January 2022
Sec. Interdisciplinary Physics
This article is part of the Research Topic Microscopic Structure Effect on the Macroscopic Property of Geomaterials View all 63 articles

Simulation of Deformation Process Failure of Jointed Rock Masses Based on the Numerical Manifold Method

Xing-Chao LinXing-Chao Lin1Qiang Zhang
&#x;Qiang Zhang1*Jiufeng JinJiufeng Jin2Guangming ChenGuangming Chen3Jin-Hang LiJin-Hang Li4
  • 1State Key Laboratory of Simulation and Regulation of Water Cycle in River Basin, Beijing, China
  • 2Huaneng Lancang River Hydropower Co., Ltd., Kunming, China
  • 3China Power Construction Group Kunming Survey, Design and Research Institute Co., Ltd., Kunming, China
  • 4China University of Geosciences (Beijing), Beijing, China

On the basis of the numerical manifold method, this work introduces the concept of stress intensity factor at the crack tip in fracture mechanics and proposes the utilisation of artificial joint technology to ensure the accuracy of joint geometric dimensions in the element generation of the numerical manifold method. The contour integral method is used to solve the stress intensity factor at the joint tip, and the failure criterion and direction of crack propagation at the joint tip are determined. Element reconstruction and crack tracking are implemented in crack propagation, and a simulation programme of the entire process of deformation, failure, propagation and coalescence of jointed rock masses is developed. The rationality of the proposed method is verified by performing the typical uniaxial compression test and direct shear test.

Introduction

As a product of long-term geological tectonic movements, rock masses contain various discontinuous structural planes, such as faults, joints, bedding and fractures [15]. As these structural planes intersect with one another, specific rock mass structures are formed. The complexity of a rock mass structure determines its failure mechanism and engineering mechanical properties, such as strength and deformation. Many engineering cases show that the deformation, failure and instability of rock masses are usually caused by the deformation, failure, propagation and even coalescence of their internal structural planes [69]. Therefore, the study of the evolution law of the deformation, failure, propagation and coalescence of structural planes in jointed rock masses offers great scientific significance and application value.

With the rapid development of computer technology, numerical simulation methods have been effectively applied to study engineering mechanical properties of jointed rock masses with multiple fractures. As a result of the different calculation and analysis media, numerical simulations are conducted using methods based on continuous media (FEM, BEM, and FDM), discrete media (DDA and DEM) and discontinuous media (NMM) [5,10,11].

Numerical simulation methods based on discontinuous media (NMM) [10,11] integrate the advantages of DDA and FEM methods and combine the contact calculation of discontinuous mass and stress–strain analysis in mass by using two meshes (physical and mathematical meshes). The use of two meshes separates the integral region from the calculation region, which can overcome the sharp increase of calculation caused by element adjustment in crack propagation. Such method is suitable for the simulation analysis of discontinuous media, such as jointed rock masses [1216].

Based on the numerical manifold method, a simulation method for the failure process of jointed rock mass is proposed in this paper. Outstanding advantages of the method used in this paper are as follows: 1) The element generation method of numerical manifold method is improved by using virtual joint technology, and the calculation accuracy is improved. 2) The basic concept of fracture mechanics is introduced, the joint failure criterion and crack tracking technology are proposed, and the whole process of deformation and failure of jointed rock mass is simulated. 3) The improvement of numerical manifold method makes it more suitable for the simulation of jointed rock mass.

Simulation of Deformation Failure Process of Jointed Rock Masses Based on the Numerical Manifold Method

Artificial Joint Technique for Element Generation Based on the Numerical Manifold Method

The mesh generation mode and mass search algorithm in the numerical manifold method are similar to those in DDA. To ensure the determinacy of the topological relationship in the search process, the algorithm cuts off a part of the joint that does not coalesce the mathematical element (triangle) to change the geometric length of the joint. Cutting is an efficient and practical method for models based on discrete media, but it is obviously inappropriate for jointed rock masses whose stress and deformation characteristics at the joint tips should be considered. As described in this section, artificial joint technology is used herein to ensure the accuracy of geometric dimensions when generating physical elements. The steps are summarised as follows: 1) When searching for a two-dimensional mass, generate a new matrix and retain the line segment that has been cut. 2) After generating the physical element, establish the correlation between the line segment that has been cut and the physical element. 3) For the physical element containing the line segment that has been cut, perform artificial joint processing and then record all artificial joints. Thereafter, simulate the continuous boundary by assigning large intensity parameters to the artificial joints in the calculation process. 4) Input the artificial joint information, original geometric dimensions and boundaries of the mathematical elements to regenerate the physical and mathematical elements.

The processing mode of artificial joints is as follows: 1) If only one line segment has been cut in the physical element, then extend such line segments until it intersects with the physical element. The extended line segment is an artificial joint. 2) If two line segments have been cut in the physical element, then connect the two endpoints of the two segments in the element to form a line segment, which serves as the artificial joint. 3) If three line segments have been cut in the physical element, then connect the three endpoints of the three segments in the element to form three line segments. Out of the three line segments, two that do not intersect the line segments having been cut are selected as the artificial joints. 4) If the physical element contains more than four line segments that have been cut, then connect the endpoints in the element to form a group of line segments, and delete the line segments intersecting the line segments that have been cut. According to the principles of including all internal endpoints and non-intersecting line segments, identify all possible line segment combinations and select the combination with the least number of line segments as the artificial joint. The example in Figure 1 shows that the geometric dimension error without virtual joint technology can reach 43%, and the geometric dimension error with virtual joint technology proposed in this paper is 0%.

FIGURE 1
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FIGURE 1. Artificial joint technique. (A) Processing mode of artificial joints. (B) Before and after using the artificial joint technique.

Use of Contour Integral Method to Solve the Stress Intensity Factor at the Joint Tip

The calculation of the stress intensity factor is the key technique in the simulation of the failure process of jointed rock masses. This study uses the contour integral method to solve the stress intensity factor at the joint tip and defines a contour away from the crack tip and around the crack tip in a counter-clockwise direction. An auxiliary stress field and a displacement field are constructed, and the stress intensity factors KI and KII are calculated on the basis of the contour integral method and [17,18] reciprocal theorem of work. The contour equation is shown in Eq. 1, and the contour is shown in Figure 2.

Γ=Γ1+Γ2+Γ+Γ+(1)

FIGURE 2
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FIGURE 2. Contour integral method.

[17,18] reciprocal theorem of work under the premise that the volume force applied to the elasticity of an isotropic body is ignored is shown in Eq. 2.

Γ(u1it2iu2it1i)ds=0(2)

In the above equation, u1i and t1i are the displacement and force of the integral point under equilibrium condition, respectively; and u2i and t2i are the displacement and force of the auxiliary field at the integral point. Let T=u1it2iu2it1i. As Γ and Γ+ are free crack surfaces, Eq. 2 can be simplified as Eq. 3.

Γ1Tds+Γ2Tds=0(3)

If the auxiliary displacement field is applicable to the stress field, then the stress intensity factors KI and KII can be calculated by using Eq. 3. If the stress and displacement far away from the crack tip are known, then this method can be used to calculate the stress intensity factor at the crack tip. Therefore, this method is applicable to cracks with any geometry, and it achieves high calculation efficiency and accuracy. It is often used to calculate the stress intensity factor in crack propagation simulation.

As mentioned previously, the auxiliary stress field and displacement field of a contour integral are the main factors affecting the intensity factor. On the basis of the two functions of the complex variables proposed by [18], the current work constructs an auxiliary stress field and a displacement field at the crack tip [18]. used φ(z) and ψ(z) functions to solve plane problems. The stress and displacement components presented by the functions of complex variables are shown in Eq. 4.

{σxx+σyy=2[φ(z)+φ(z)¯]σxxiτxy=φ(z)+φ(z)¯[zφ(z)+ψ(z)]2G(u+iv)=kφ(z)zφ(z)¯ψ(z)¯(4)

G is the shear modulus, and k can be calculated using Eq. 5.

{k=3μ1+μ,Planestressk=34μ,Plane strain(5)

For semi-infinite plane cracks, the functions of complex variables φ(z) and ψ(z) can be written as Eq. 6:

{φ(z)=2zi=1(n+12)E¯(n)z(n)ψ(z)=2zi=1(n+12)[E(n)(n12)E¯(n)]z(n)(6)

E(n) and E¯(n) are undetermined complex coefficients. Let n=1 and KIiKII=22πlimx0zφ(z). Eq. 6 and Eq. 5 are substituted into Eq. 4 to calculate the stress and displacement field at the crack tip of the plane elastomer.

In the same way, let n=0 and CIiCII=22πlimx0z3φ(z). Eq. 6 and Eq. 5 are substituted into Eq. 4 to derive the auxiliary stress field and the displacement field of the contour integral, as written in Eq. 7.

{σ2xx=12πr3[(cos3θ232sinθsin5θ2)CI+(2sin3θ232sinθcos5θ2)CII]σ2yy=12πr3[(cos3θ2+32sinθsin5θ2)CI+32sinθcos5θ2CII]τ2xy=12πr3[32sinθcos5θ2CI+(cos3θ232sinθsin5θ2)CII]u=12G2πr3{[(1k)cosθ2+sinθsin3θ2]CI+[(1+k)sinθ2+sinθcos3θ2]CII}v=12G2πr3{[(1+k)sinθ2sinθsin3θ2]CI+[(k1)cosθ2+sinθsin3θ2]CII}(7)

The Eq. 8 between the contour Γ2 near the crack tip and the stress intensity factor can be obtained through several derivation processes.

Γ2Tds=k+12G(KICI+KIICII)(8)

From Eq. 8, the far-field contour at the crack tip can be written as the linear expression Eq. 9 of CI and CI.

Γ2Tds=(mICI+mIICII)(9)

mI and mII can be calculated by integration. Eq. 8 and Eq. 9 are substituted into Eq. 3 to calculate the intensity factors KI and KII.

Determination of Failure Criterion and Failure Direction

The stress intensity factor at the joint tip is calculated using the contour integral method. The failure criterion and direction of crack propagation at the joint tip can be determined according to the principle of maximum circumferential stress. The auxiliary displacement field and stress field constructed by the contour integral method are only applicable to a single crack without considering the interaction of the stress field at the multi-crack tip. Therefore, this study determines the failure criterion of a rock mass and joint tip to simulate the failure process of jointed rock masses.

The failure criterion and direction of a rock mass are determined according to the Mohr–Coulomb criterion with tensile strength. The Mohr–Coulomb criterion with tensile strength comprises three parameters: cohesion (c), internal friction angle (φ) and tensile strength (σt). The σn and σ1 planes of the Mohr–Coulomb criterion with tensile strength are shown in Figure 3.

FIGURE 3
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FIGURE 3. σn and σ1 planes of Mohr–Coulomb criterion with tensile strength. (A) σn plane. (B) σ1−σ3 plane.

Herein, σ3c is defined as the critical value transforming the rock mass failure from tensile failure to compression shear failure, and σ3c is calculated using Eq. 10.

σ3c=2c tan(π4+φ2)+σttan2(π4+φ2)(10)

According to the Mohr–Coulomb criterion, if σ3σ3c, then the rock mass failure is caused by tensile force, the failure criterion is Eq. 11 and the failure mode is along the direction of the vertical tensile stress.

σ1σt(11)

If σ3<σ3c, then the rock mass failure is caused by shear force, the failure criterion is Eq. 12, and the included angle between the direction of the failure mode and the maximum principal stress is ±(π4+φ2).

s3£-2c tan(p4+j2)+s1tan2(p4+j2)(12)

Crack Tracking and Mathematical Element Reconstruction

Relative to other numerical calculation methods, the numerical manifold method uses two elements, namely, mathematical and physical elements, which are very simple to reconstruct in crack propagation.

The steps of reconstructing mathematical and physical elements in crack propagation are as follows:

(1) If the crack failure is caused by propagation, then propagate one physical element in each step. The physical element transforms into two physical elements after failure. The artificial joint technology used in this work retains some joints that have been cut to ensure the geometric accuracy of the joints in the simulation process. In the crack propagation simulation, simulate the physical element failure with and without an artificial joint.

If the physical element contains an artificial joint and the propagation crack is the same as the artificial crack, then transform the artificial joint into a propagation joint. If the propagation crack and artificial crack are on the same edge of the mathematical element, then change the coordinates of the artificial joint endpoints, transform the artificial joint into a propagation joint, and calculate the stress and node displacement of the physical elements related to the mathematical element according to the new coordinates (Figure 4). In any other case, consider that the physical element does not contain any artificial cracks.

FIGURE 4
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FIGURE 4. Physical element failure containing artificial joint. (A) Propagation crack and artificial crack are on the same edge of the mathematical element. (B) Propagation crack and artificial crack are on the different edges of the mathematical element.

If the physical element does not contain any artificial crack, then change the geometric properties of the original physical element, and increase those of the new physical element. Typical element failure is shown in Figure 5.

(2) Determine the mathematical element J corresponding to the physical element, and establish the mathematical covers v1, v2, and v3 related to the physical element on the basis of mathematical element J.

(3) Perform the joint connectivity judgement for the physical elements in v1, v2, and v3. If a connected joint exists, then increase one mathematical cover.

FIGURE 5
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FIGURE 5. Typical failure of physical element. (A) Physical element coincides with the mathematical element. (B) Physical element is a part of the mathematical element.

This work should point out that in the process of single joint propagation failure, if the joint failure starts from the mathematical element boundary, then only the connectivity judgement for the two mathematical covers corresponding to the mathematical element boundary is performed. If the joint failure starts from the vertex of the mathematical element, then only the connectivity judgement for one mathematical cover corresponding to the vertex is performed. As for multi-joint failure, as a result of the coalescence between joints, connectivity judgement is performed for three mathematical covers (Figure 6). Therefore, even in the case of multi-joint propagation, crack propagation only results in an increase in three mathematical covers at most.

(4) For the newly generated physical element, recalculate the stress and displacement. Given the conservation of mass, all geometric and physical–mechanical information in the newly generated mathematical cover is the same as that in the initial cover. According to the principle of coalescence, correlate the physical element and the mathematical element near the crack tip with the mathematical cover, and then input the newly generated physical element and mathematical cover into the calculation model.

FIGURE 6
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FIGURE 6. Typical connectivity judgement of mathematical elements. (A) Increase of one mathematical cover for single joint propagation. (B) Increase of two mathematical covers for single joint propagation. (C) Increase of three mathematical covers for multi-joint propagation failure.

Verification of Failure Simulation Programme of Jointed Rock Mass

Verification of Uniaxial Compression Test

The uniaxial compression test is the most frequently used method to study the failure process of jointed rock masses [5,12,13,1922], and it has generated numerous results. Although the occurrence and mechanism of joint failure and coalescence have been broadly disputed, the distribution mode of typical structural planes is the same as the failure mode in the previously described results. Therefore, this section verifies the rationality of the programme based on the numerical model of a typical structural plane distribution.

[19] summarised the joint failure modes with different values of β in the models depicted in Figure 7A. The modes are shown in Figures 7B–D.

FIGURE 7
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FIGURE 7. Typical failure mode of uniaxial compression. (A) Sample model. (B) Typical failure processes if β < 90°. (C) Typical failure process if β approximates to 90° with small value. (D) Typical failure process if β > 90°.

The basic parameters of the geometric dimensions of the calculation example for verification are shown in Table 1. Through the simulation analysis of the three models with rock bridge inclination angles β of 45°, 90°, and 120°, the fracture toughness of rock mass KIc=0.65MPa·m0.5 is obtained.

TABLE 1
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TABLE 1. Basic information of calculation example for verification.

Figure 8 shows the failure process of numerical specimen with inclination angle β is 45°. Figure 9 presents the comparison of the calculation results and the typical failure forms of [19] given inclination angles of 45°, 90°, or 120°. The verification results show that the failure process simulation programme for jointed rock masses developed in this work can effectively simulate the typical failure modes of jointed rock masses in uniaxial compression tests.

FIGURE 8
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FIGURE 8. The failure process of numerical specimen with inclination angle β is 45°. (A) step 1, (B) step 93, (C) step 105, (D) step 110, (E) step 115, and (F) step 134.

FIGURE 9
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FIGURE 9. Comparison between final failure mode and typical failure mode. (A) β = 45°, (B) β = 90°, and (C) β = 120°.

Verification of Direct Shear Test

Figure 10 shows the comparison of failure modes based on different structural plane distribution modes under a normal stress of 1.0 MPa. The comparison of the stress–strain process curves is shown in Figure 11, and the comparison of the comprehensive shear strength and test results is shown in Table 2. The results reveal the following:

(1) The same failure mode of jointed rock masses is obtained from the numerical simulation test. The proposed method can effectively simulate the failure process and final failure mode of the jointed rock mass.

(2) Two differences are identified between the stress–strain curve recorded by the numerical simulation programme and the actual results. First, because the numerical sample material is a completely linear elastic material, the stress–strain curve directly enters the linear elastic stage rather than the early compaction stage. Second, because the numerical simulation programme does not define the crack growth rate, the stress intensity factor and fracture toughness are compared to judge whether the joint propagates. After each crack propagation, the failure of a physical element occurs. As a result of different failure speeds, the corresponding curves are different.

(3) The comprehensive shear strength of a rock mass obtained by the numerical simulation programme is in good agreement with the test results, and the error does not exceed 5%.

(4) At present, the crack growth rate is determined on the basis of the propagation length of the joint and the characteristics of the object without considering the spatial distribution of the joint. Each failure runs through a physical element. Due to the different failure speed, there is a certain difference between the stress-strain curve obtained from the numerical test and the measured stress-strain curve (Figure 11). Therefore, the instantaneous brittle failure of a rock mass determined by the spatial distribution of structural planes is not simulated herein and will be explored in future work.

(5) Nevertheless, for practical engineering applications and engineering mechanical properties of jointed rock masses, the current simulation programme for the failure process of jointed rock masses can effectively simulate the failure process and final failure mode of jointed rock masses and obtain rational peak values and residual shear strength values, which meet the requirements of engineering applications.

FIGURE 10
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FIGURE 10. Comparison between results of numerical simulation test and failure results of indoor direct shear test. (A) Type I, (B) Type II, (C) Type III, and (D) Type IV.

FIGURE 11
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FIGURE 11. Comparison of stress–strain process curves. (A) Type I, (B) Type II, (C) Type III, and (D) Type IV.

TABLE 2
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TABLE 2. Comparison between comprehensive shear strength of numerical simulation test and test results.

Conclusion

(1) This work introduces a virtual joint technology and improves the algorithm of the numerical manifold element generation of jointed rock masses so that the distribution lengths of joints do not change due to mass search. These achievements improve the calculation accuracy of the numerical manifold method.

(2) According to the concept of stress intensity factor in fracture mechanics, this study uses the contour integral method to calculate the stress intensity factor at the crack tip and solves the problems of reconstruction and stress transmission of mathematical and physical elements in the failure process of jointed rock masses. It also develops a simulation programme for the whole process of deformation, failure and propagation of jointed rock masses.

(3) This work compares the patterns, stress–strain response curves and comprehensive shear strengths in uniaxial and direct shear tests. The results show that the simulation programme for the failure process of jointed rock masses can effectively simulate the failure process and final failure form of jointed rock masses and obtain rational peak values and residual shear strength values, which meet the requirements of engineering applications.

Data Availability Statement

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

Author Contributions

All authors listed have made a substantial, direct, and intellectual contribution to the work and approved it for publication.

Funding

This research was financially supported by the National Key R&D Program of China (No. 2018YFC0407000), the National Natural Science Foundation of China (No. 51809289, U1965204) and the IWHR Research & Development Support Program (No. GE0199A082021, GE110145B0022021). Research Project of China Three Gorges Corporation (Contract No. JG/19055J).

Conflict of Interest

JJ was employed by the company Huaneng Lancang River Hydropower Co., Ltd., and GC was employed by the company China Power Construction Group Kunming Survey, Design and Research Institute Co., Ltd.

The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher’s Note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors, and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

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Keywords: jointed rock mass, numerical manifold method, stress intensity factor, deformation and failure process, artificial joint technology

Citation: Lin X-C, Zhang Q, Jin J, Chen G and Li J-H (2022) Simulation of Deformation Process Failure of Jointed Rock Masses Based on the Numerical Manifold Method. Front. Phys. 9:828504. doi: 10.3389/fphy.2021.828504

Received: 03 December 2021; Accepted: 20 December 2021;
Published: 13 January 2022.

Edited by:

Chun Zhu, Hohai University, China

Reviewed by:

Guoyong Duan, China Three Gorges University, China
Xiaohu Zhang, Guizhou University of Engineering Science, China

Copyright © 2022 Lin, Zhang, Jin, Chen and Li. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Qiang Zhang, zhangq@iwhr.com

ORCID: Qiang Zhang, orcid.org/0000-0002-6173-7706

Disclaimer: All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.