Yu-lei Xie
Yu-xuan Yang
Hong Jiang4†
Bo Zhang- 1Department of Rehabilitation Medicine, Affiliated Hospital of North Sichuan Medical College, Nanchong, China
- 2Department of Rehabilitation Medicine, Capital Medical University, Beijing, China
- 3Department of Rehabilitation Medicine, The Second Clinical Hospital of North Sichuan Medical College, Nanchong Central Hospital, Nanchong, China
- 4Department of Rehabilitation Medicine, Xichong County People's Hospital, Nanchong Central Hospital, Nanchong, China
Background: Upper extremity dysfunction after stroke is an urgent clinical problem that greatly affects patients' daily life and reduces their quality of life. As an emerging rehabilitation method, brain-machine interface (BMI)-based training can extract brain signals and provide feedback to form a closed-loop rehabilitation, which is currently being studied for functional restoration after stroke. However, there is no reliable medical evidence to support the effect of BMI-based training on upper extremity function after stroke. This review aimed to evaluate the efficacy and safety of BMI-based training for improving upper extremity function after stroke, as well as potential differences in efficacy of different external devices.
Methods: English-language literature published before April 1, 2022, was searched in five electronic databases using search terms including “brain-computer/machine interface”, “stroke” and “upper extremity.” The identified articles were screened, data were extracted, and the methodological quality of the included trials was assessed. Meta-analysis was performed using RevMan 5.4.1 software. The GRADE method was used to assess the quality of the evidence.
Results: A total of 17 studies with 410 post-stroke patients were included. Meta-analysis showed that BMI-based training significantly improved upper extremity motor function [standardized mean difference (SMD) = 0.62; 95% confidence interval (CI) (0.34, 0.90); I2 = 38%; p < 0.0001; n = 385; random-effects model; moderate-quality evidence]. Subgroup meta-analysis indicated that BMI-based training significantly improves upper extremity motor function in both chronic [SMD = 0.68; 95% CI (0.32, 1.03), I2 = 46%; p = 0.0002, random-effects model] and subacute [SMD = 1.11; 95%CI (0.22, 1.99); I2 = 76%; p = 0.01; random-effects model] stroke patients compared with control interventions, and using functional electrical stimulation (FES) [SMD = 1.11; 95% CI (0.67, 1.54); I2 = 11%; p < 0.00001; random-effects model]or visual feedback [SMD = 0.66; 95% CI (0.2, 1.12); I2 = 4%; p = 0.005; random-effects model;] as the feedback devices in BMI training was more effective than using robot. In addition, BMI-based training was more effective in improving patients' activities of daily living (ADL) than control interventions [SMD = 1.12; 95% CI (0.65, 1.60); I2 = 0%; p < 0.00001; n = 80; random-effects model]. There was no statistical difference in the dropout rate and adverse effects between the BMI-based training group and the control group.
Conclusion: BMI-based training improved upper limb motor function and ADL in post-stroke patients. BMI combined with FES or visual feedback may be a better combination for functional recovery than robot. BMI-based trainings are well-tolerated and associated with mild adverse effects.
Introduction
Stroke is the second cause of death and the leading cause of disability worldwide (GBD Stroke Collaborators, 2021). Most stroke survivors suffer varying degrees of disability, which can greatly affect their functional independence, quality of life, and increase the burden of nursing care (Bejot et al., 2016; Mutai et al., 2016; Purton et al., 2021). Of these, nearly 80% of post-stroke persons have upper extremity dysfunction that gravely affects their ability to perform activities of daily living (ADL), as well as social participation (Feigin, 2008). Various rehabilitation approaches have been proposed to promote upper limb motor recovery, such as constraint-induced motor therapy (CIMT), and task-oriented training (Winstein et al., 2016). However, these rehabilitation strategies are limited for individuals with severe motor dysfunction (Corbetta et al., 2015). For such patients, mirror therapy (Thieme et al., 2018), motor imagery (Guerra et al., 2017), action observation therapy (Ertelt et al., 2007; Tani et al., 2018), electrical/magnetic stimulation (Dawson et al., 2016; Kang et al., 2016; Lu et al., 2022) (e.g., non-invasive brain stimulation, or vagus nerve stimulation) are alternative approaches and those may enhance the reorganization of function in damaged neural networks to minimize motor deficits. In recent years, novel rehabilitation technologies, such as virtual reality (Ikbali Afsar et al., 2018), robot-assisted therapy, and BMI-based training, have been proposed for post-stroke rehabilitation, which can active engagement of patients as well as their motivation compared to conventional rehabilitation (Levin et al., 2010).
BMI is a novel technique that captures brain activity while performing or attempting to perform motor and/or cognitive tasks, and processing it into useful feedback (Chamola et al., 2020). This feedback can be expressed in many forms, including feedback of a visual (Verbaarschot et al., 2021), auditory (Hubner et al., 2018) or tactile nature (Fleury et al., 2020), or even control signals for external devices (Vilela and Hochberg, 2020). BMI can be invasive or non-invasive and due to safety and ethical issues, non-invasive may be more promising for clinical applications. Among non-invasive systems, EEG is one of the best candidates because of its low cost, portability, and ability to extract many signal features that convey brain activity (van Dokkum et al., 2015). Sensorimotor rhythm (SMR), an oscillatory rhythm of synchronized brain activity of 8–30 Hz above the sensorimotor cortex that change with movement and/or movement imagery (Lu et al., 2013), is a critical EEG signal that correlates closely with motor area activation during real and imagined movements (McFarland and Wolpaw, 2011). Pattern changes in SMR amplitude (asynchronous or synchronous) can trigger external devices through the BMI system to display real-time sensory feedback or perform predetermined actions. In general, BMI can be divided into two categories according to its role: being an effective tool to replace or substitute for a lost function (Assistive BMI), such as assistive communication tools for people with paralysis (Chaudhary et al., 2021), and serving as a novel technology to strengthen damaged neural pathways or induce cortical plasticity (Rehabilitative BMI).
In post-stroke patients, we prefer to use BMI in training to promote neuroplasticity and motor regeneration. Since the first case report on the feasibility of combining BMI and FES for post-stroke patients in 2009 (Daly et al., 2009), a growing number of human BMI studies demonstrate the great potential of this technology in restoring movement (Lyukmanov et al., 2018; Chung et al., 2020; Li et al., 2021). Most post-stroke upper limb rehabilitation programs use non-invasive BMI systems combined with feedback devices, such as FES (Li et al., 2014; Kim et al., 2016; Biasiucci et al., 2018; Lee et al., 2020), robot (Ang et al., 2015; Cheng et al., 2020), or visual display (Mihara et al., 2013; Pichiorri et al., 2015) to facilitate motor recovery. However, the controversy surrounding the effectiveness of BMI-based training for post-stroke upper extremity dysfunction persists due to the different types of experimental clinical studies and the wide variation in the quality of the literature. In recent years, although some meta-analyses have investigated the effect of BMI-based training on upper limb motor function after stroke (Cervera et al., 2018; Bai et al., 2020; Yang W. et al., 2021; Mansour et al., 2022; Nojima et al., 2022), there are limitations such as the small sample size included in the study and the failure to provide a level of evidence. In addition, we found data extraction errors in a study analyzing the efficacy of BMI in different stroke stages (Yang W. et al., 2021). The evidence related to the immediate and/or long-term effects of BMI in other aspects (e.g., spasticity, activities of daily living, etc.) is also inconclusive.
In this review, we performed a more comprehensive inclusion (17RCTs) covering RCTs from previously published meta-analyses, in addition to two uncited studies Wang et al. (2018) and Li et al. (2022). We aim to provide updated and higher quality evidence on the effectiveness and safety of BMI-based training in improving function in post-stroke patients. We focus the meta-analysis on the following aspects: (1) to investigate the immediate clinical effects of BMI-based training on improving upper limb motor function in hemiplegia; (2) to investigate the potential differences in treatment effects caused by different external device of BMI (e.g., BMI combined with FES and BMI combined with robot); (3) to investigate the immediate clinical effects of BMI-based training on improving activities of daily living in post-stroke patients. In addition, we analyzed adverse effects and shedding in RCTs to provide evidence for the safety and acceptance of this novel technology, considering its widespread use in clinical settings.
Materials and methods
The review process was confirmed using a checklist in the PRISMA statement for reviews (Ardern et al., 2022).
Search strategies
The meta-analysis included RCTs that investigated the effects of BMI-based training on upper limb function after stroke which were published in peer-reviewed journals and in English. Articles were retrieved from five databases until April 1, 2022 (PubMed, Web of Science, Embase, Scopus, and Cochrane Library) using the following keywords that included “upper extremity,” “stroke,” and “brain-computer/machine interface.” We also performed a manual search, including screening reference lists of previous systematic reviews and meta-analysis, to retrieve additional relevant articles for analysis.
Inclusion and exclusion criteria
Two review authors independently assessed the methodological quality of the included studies. We recorded and resolved any disagreements through discussions with a third reviewer.
The inclusion criteria for this study were as follows:
(1) Subjects of the study were adults with stroke diagnosed by computed tomography (CT) or magnetic resonance imaging (MRI).
(2) A randomized controlled trial.
(3) BMI training was performed in more than one session.
(4) the experimental group involving BMI intervention for the upper limb and the control intervention could be sham BMI training or conventional training without BMI
(5) used Fugl–Meyer Assessment Scale (FMA) or Modified Brathel Index (MBI) as an outcome measure.
The exclusion criteria for this study were as follows:
(1) Studies in which both experimental and control groups used BMI therapy.
(2) Neither pre-and post-intervention FMA nor MBI scores were available.
(3) redundant report.
Data extraction
Duplicates were first eliminated and the remaining retrieved articles were independently screened by two researchers using the same inclusion and exclusion criteria by reviewing titles and abstracts, and eligible articles were screened in full for final inclusion. Articles for which the abstract did not provide sufficient information were selected for full-text analysis. Discrepancies were resolved through discussion or consultation with a third investigator.
The following information was extracted from each study. (1) publication information (study authors, year of publication); (2) participant characteristics (age, duration of onset, and sample size) (3) intervention information (type of BMI-based intervention, intervention in the control group, and intervention parameters); and (4) outcome measures [Fugl–Meyer Assessment Scale of Upper Extremity (FMA-UE), MBI, adverse effects and dropout rate].
Due to differences in the duration of intervention and follow-up assessments among studies, we extracted the pre-and post-intervention assessments as parameters for analysis of immediate clinical effects. Similarly, only adverse effects and shedding that occurred during the intervention were counted.
Risk of bias and quality of outcomes assessment
Two investigators independently reviewed the included studies and assessed the methodological quality, a third reviewer recorded and resolved any discrepancies in the results. Because all the studies were RCTs, the Cochrane Handbook for Systematic Reviews of Interventions was used to assess the risk of bias, consisting of random sequence generation, allocation concealment, blinding of participants and personnel, blinding of outcome assessment, incomplete outcome data, selective reporting, and other sources of bias (Higgins et al., 2011; Corbett et al., 2014). The Grading of Recommendations Assessment, Development and Evaluation (GRADE) guidelines for systematic reviews were used to evaluate the quality of outcomes (Guyatt et al., 2008).
Outcome measures
Outcome measures for the efficacy of therapy were as follows: (1) FMA-UE; (2) MBI; (3) adverse effects; (4) dropout rate.
The FMA-UE, with a sum of 66 points, is a well-designed, valid, and feasible assessment scale that is now widely used in the clinical assessment of upper extremity motor function (Gladstone et al., 2002; Platz et al., 2005). MBI is a five-level rating scale and evaluates the functional independence and autonomy of the subjects in 10 activities, including (1) bathing (2) personal grooming (3) feeding (4) dressing and undressing (5) bowel, and (6) bladder continence (7) getting on/off the toilet (8) stair climbing (9) moving from wheelchair to bed and return (10) walking. With high reliability and stability in people of different sexes and ages (Yang H. et al., 2021).
Statistical analyses
All statistical analysis used the RevMan 5.4.1 statistical software (The Nordic Cochrane Center, The Cochrane Collaboration, Copenhagen, Denmark). For the continuous variable, FMA-UE and MBI were expressed as standardized mean differences (SMD) and 95% confidence intervals (CIs). If the mean change score and standardized differences (SD) were not available, but the assessment results regarding pre-and post-intervention were available, we transformed the pre/post-intervention scores to a mean change score and SD following the recommendation in the Cochrane Handbook for Systematic Reviews of Interventions. For dichotomous variables (adverse events and shedding), risk ratios (RR) or odds ratio (OR) and 95% CIs were used as statistical tools for efficacy analysis and effect sizes, respectively. The effect size was quantified as large (SMD > 0.8), medium (SMD 0.5–0.8), or small (SMD 0.2–0.5).
Heterogeneity in the intervention effect was inevitable because of the different study designs and the I2 statistic was used as a measure of heterogeneity indicating the percentage of total variability in a set of effect sizes caused by true heterogeneity (i.e., variation between studies) (Huedo-Medina et al., 2006). Values of I2 were used at 25, 50, and 75% to represent low, moderate, and considerable heterogeneity, respectively. A fixed-effects model for data pooling was used if the I2 statistic was below 50%, which meant that there was acceptable heterogeneity across the included studies. In contrast, the random-effects model was used if the I2 statistic was above 50% and then subgroup analysis or sensitivity analysis was performed to determine the source of heterogeneity.
Results
Literature search and study characteristics
A flowchart depicting the selected studies is shown in Figure 1. We obtained 1,155 articles from the database search and additional records, and after adjusting for duplicated articles, the titles and abstracts of 594 publications were screened. Of these, 54 articles were assessed for eligibility by full-text screening, and 37 articles were excluded based on the inclusion criteria. The remaining 17 articles were retained for qualitative synthesis.
Figure 1. PRISMA flowchart of the study selection process. RCT, randomized controlled trials; BMI, brain-machine interface.
Table 1 shows the characteristics of the 17 studies included in this meta-analysis with a total of 410 participants (study sample sizes ranging from 10 to 74). Subjects included in this review were patients with first ischemic or hemorrhagic stroke (cortical and subcortical) confirmed by CT or MRI with a moderate-to-severe disability. The mean age ranged from 41.6 ± 12.0 to 66.3 ± 4.53. With 6 months as the cut-off point between the subacute and chronic phases of the stroke, 11 studies were conducted on chronic stroke patients (Mihara et al., 2013; Ramos-Murguialday et al., 2013; Ang et al., 2014, 2015; Kim et al., 2016; Biasiucci et al., 2018; Lin et al., 2018; Wang et al., 2018; Cheng et al., 2020; Lee et al., 2020; Miao et al., 2020), four studies were conducted on subacute stroke patients (Li et al., 2014; Pichiorri et al., 2015; Wu et al., 2019; Chen et al., 2020), and 2 studies included both chronic and subacute stroke patients (Frolov et al., 2017; Li et al., 2022). In 16 of the 17 studies, the BMI system relied on electroencephalography (EEG) to detect task-related changes in SMR. Another study used near-infrared spectroscopy (NIRS) to measure task-related changes in oxygen production and deoxygenated hemoglobin levels from the sensorimotor cortex (Mihara et al., 2013). Signals of detected motor intention were used to trigger sensory feedback provided by external devices [orthotics, robotics, functional electrical stimulation, tactile knobs, auditory, visual feedback, or Motion Tracking Device-Virtual Reality (MTD-VR)]. The duration of treatment ranged from 2 to 8 weeks, with most studies intervening for 4 weeks and total BMI-based treatment time ranging from 2 to 27 h.
Table 1. Characteristics of the randomized controlled studies.
The quality assessment of the included RCTs is shown in Figures 2, 3.
Figure 2. Performance of each type of bias in all studies.
Figure 3. Summary plot of bias in all studies.
Meta-analysis of treatment effect
The default study event in Revman 5.4.1 software is “adverse event”, and the default forest plot is “Favours experimental” on the left side of the horizontal coordinate and “Favours control” on the right side of the horizontal coordinate.“ However, our study is actually a ”favorable event“, so in the forest plot that appears below, we changed Revman's default to ”Favours control“ on the left side of the horizontal coordinate and ”Favours experimental“ on the right side of the horizontal coordinate.
Efficacy of BMI on upper limb motor function
All included studies used FMA-UE as an outcome measure of upper limb motor function. Seventeen studies involving a total of 410 patients with upper limb motor impairment after stroke evaluated the effect of BMI on FMA-UE. The number of groups that showed improvements above minimal clinically important difference (MCID = 5.25) was eight and five for BMI-based training groups and control groups, respectively. The SMD favors BMI-based training vs. control interventions in 15 out of 17 studies. The combined intervention effect showed that BMI-based training significantly improved upper limb motor function [SMD = 0.75; 95% CI (0.39, 1.10); I2 = 62%; p < 0.0001; random-effects model]. We observed considerable heterogeneity (I2 = 62%). The sensitivity analysis (removing the single-study method) revealed that the main source of heterogeneity was the study by Wu et al. (2019) with an SMD of 3.48. After excluding this study, the heterogeneity was reduced significantly (I2 = 38%). The results also showed that BMI-based training significantly improved upper limb motor function [SMD = 0.62, 95% CI (0.34, 0.90); p < 0.0001; random-effects mode; Figure 4], and the funnel plot became symmetrical (Figure 5). According to the GRADE, the overall level of evidence for the effect of BMI-based training on upper limb motor function is “Moderate” (Table 2).
Figure 4. Forest plot for upper lime motor function (Exclude Wu et al.).
Figure 5. Funnel plot for the publication bias of upper lime motor function.
Table 2. GRADE quality of evidence assessment of individual outcome indicators for the efficacy of BMI-based training in the treatment of upper limb dysfunction.
Subgroup analysis of different post-stroke times
We analyzed the effect of BMI-based training on upper extremity function in patients at different post-stroke times (chronic or subacute). Sixteen studies involving a total of 386 patients after stroke were included in the subgroup analysis. For the subgroup analysis (As shown in Figure 6), the results indicated that BMI-based training had a better effect on upper extremity motor function in both chronic [SMD = 0.68; 95% CI (0.32, 1.03), I2 = 46%; p = 0.0002, random-effects model] and subacute [SMD = 1.11; 95%CI (0.22, 1.99); I2 = 76%; p = 0.01; random-effects model] stroke patients compared with control interventions. In subacute stroke patients, BMI-based training showed greater efficacy differences than control interventions, although the difference between the two phases was not significant (p = 0.38).
Figure 6. Forest plot for subgroup analysis for upper lime motor function: subacute vs. chronic phase.
Subgroup analysis of different external devices
We analyzed the effect of BMI combined with the different external devices on upper extremity function in post-stroke patients. We divided external devices into three categories: robot, FES, and visual feedback (As shown in Figure 7), the results indicated that the smallest difference between experimental and control groups can be found for the BMI-robot with an SMD of 0.59, whereas the major difference between the study arms is obtained for BMI-FES subgroup with an SMD of 1.11. Compared with control interventions, BMI combined with FES [SMD = 1.11; 95% CI (0.67, 1.54); I2 = 11%; p < 0.00001; random-effects model]or visual feedback [SMD = 0.66; 95% CI (0.2, 1.12); I2 = 4%; p = 0.005; random-effects model] had a larger effect on up limb motor function recovery. Whereas, BMI-robot did not show greater efficacy in improving upper extremity function compared to control interventions [SMD = 0.59; 95% CI (−0.03, 1.21); I2 = 75%; p = 0.06; random effects model).
Figure 7. Forest plot for subgroup analysis for upper lime motor function: different external devices: Robot vs. FES (functional electrical stimulation) vs. visual feedback.
Efficacy of BMI on modified barthel index
Three studies involving a total of 80 post-stroke patients evaluated the effect of BMI-based training on MBI. The results are presented in a forest plot (Figure 8). In two of the three studies, the improvement in MBI scores in the experimental group exceeded the minimal clinically important difference (MCID = 4.26). The combined intervention effect showed that BMI-based training significantly improved ADL [SMD = 1.12; 95% CI (0.65, 1.60); I2 = 0%; p < 0.00001; random-effects model] compared to control interventions. According to the GRADE, the overall level of evidence for the effect of BMI-based training on MBI is “Moderate” (Table 2).
Figure 8. Forest plot for Modified Brathel Index.
Meta-analysis of adverse effects
No serious adverse effects were reported in any of the included studies. Of the remaining four studies, three reported slight discomforts such as mild transient seizures (Ang et al., 2014), headache (Frolov et al., 2017), elevated blood pressure (Frolov et al., 2017), and hypersensitivity to electrode pads (Li et al., 2014) in subjects receiving BMI-based training, and two studies reported slight discomforts such as hemiplegic shoulder pain (Ang et al., 2015) and headache (Frolov et al., 2017) in subjects receiving the control intervention. There was no heterogeneity between studies (I2 = 0%). The results showed no differences in adverse effects between the BMI-based approaches group and the control group [OR = 1.41; 95% CI (0.35, 5.64); p = 0.63; fixed-effects model. Figure 9]. According to the GRADE, the overall level of evidence for the effect of BMI-based training on adverse effects is “High” (Table 2).
Figure 9. Forest plot for adverse effects.
Dropout rate
Eight studies involving a total of 220 patients with post-stroke upper limb dysfunction evaluated the effect of BMI-based approaches on the dropout rate. Heterogeneity of included studies was low (I2 = 0%), and therefore a fixed-effect model was used for meta-analysis. The results showed no statistically significant difference between the dropout rates of the BMI-based intervention group and the control group [RR = 1.15; 95% CI (0.59, 2.24); p = 0.68; fixed-effects model. Figure 10]. According to the GRADE, the overall level of evidence for the effect of BMI-based training on dropout rates is “High” (Table 2).
Figure 10. Forest plot for dropout rate.
Discussion
Various rehabilitation approaches have been proposed due to the heterogeneity of stroke (Szelenberger et al., 2020). Here, we conducted an updated meta-analysis of 17 studies including 410 patients to investigate the efficacy and safety of BMI-based training on upper extremity function in stroke patients. Overall, the results of our meta-analysis showed that BMI-based training significantly promotes recovery of upper extremity motor function (moderate-quality evidence) and ADL (moderate-quality evidence) after stroke. BMI combined with FES or visual feedback may be a better combination for functional recovery than robots. BMI-based training was considered safe and well-tolerated, with no serious adverse effects reported (high-quality evidence).
Improvement of motor function through BMI-based training
Fugl–Meyer Assessment Scale is a neurological test with good psychometric properties, and a systematic literature review shows that it is the most commonly used measure (Santisteban et al., 2016). Our meta-analysis found that the immediate effect of upper limb motor function (FMA-UE) induced by BMI-based training showed a favorable moderate effect (SMD = 0.75), which was similar to the meta-analysis published in 2018 (SMD = 0.79) and higher than the meta-analysis published in 2020 (SMD = 0.42) (Bai et al., 2020) AND 2022 (SMD = 0.48). Our findings clearly demonstrate that BMI-based training shows greater SMD compared to widely used treatments such as CIMT [SMD = 0.557; 95% CI (0.301, 0.813); p < 0.001] (Etoom et al., 2016), mirror therapy [SMD = 0.51; 95% CI (0.29, 0.73); p < 0.00001] (Zeng et al., 2018), motor imagery [SMD = 0.36; 95% CI (0.16, 0.55); p = 0.0004] (Guerra et al., 2017), supporting its clinical application. Furthermore, it has comparable or significant efficacy compared to other novel rehabilitation techniques such as robot-assisted therapy [SMD = 0.25; 95% CI (0.11, 0.38); p = 0.000] (Wu et al., 2021), and virtual reality-based therapy [SMD = 0.42; 95% CI (0.17, 0.67); p = 0.00] (Jin et al., 2022). The main source of heterogeneity in this meta-analysis was Wu et al. (2019), which investigated the clinical efficacy of BMI-baesd training and changes in functional brain networks. When this study was removed, the heterogeneity was reduced to 38%, which is within an acceptable range of heterogeneity, and the lower heterogeneity provided a higher quality of evidence. A possible reason for the heterogeneity is Wu et al. included in majority patients with subcortical strokes, which leaves the cortical networks preserved which help the interface between brain and the machine through EEG. Also, the high frequency of the intervention in this study (5 times a week, once a day, for 4 weeks, for a total intervention time of 20 h), while other studies with a total of 20 h of intervention time typically take 6 or 8 weeks to complete (Ang et al., 2014; Li et al., 2014; Cheng et al., 2020).
The first subgroup analysis explored the impact of BMI-based training on upper limb motor function at different stages of stroke. Considering the impact of spontaneous recovery, ”subacute" is defined as within 1–6 months after onset (Cortes et al., 2017), and duration longer than 6 months is considered a chronic phase. Both chronic and subacute strokes have been extensively investigated previously. All studies were included in the subgroup analysis except Li et al. (2022) that did not discuss the efficacy of the subacute and chronic phases separately. The subgroup analyses showed that BMI-based training significantly improved upper limb motor function in both chronic and subacute patients, and demonstrated modest (0.68) and large (1.11) effect sizes, respectively. This suggests that BMI-based training can be used in different stages of stroke, which extends the meaning of BMI in stroke rehabilitation. In chronic and subacute patients, neuroplasticity provides the basis for recovery of motor function after stroke. Plastic reorganization occurs immediately after stroke and provides the basis for recovery of motor function. By providing feedback on the intended movement and thereby restoring the “action-perception coupling”, BMI has already been shown to induce neural plasticity (Ushiba, 2019). Neuroplasticity changes are mainly reflected in changes in functional connectivity and structure of the brain. In the included studies, most of them used EEG and/or MRI to explore the possible neural mechanisms. The mechanisms were divided into the following categories: cortical activation (M1, contralateral cingulate motor areas, supplementary motor areas, premotor cortex, sensorimotor cortex, parietal lobe, frontal lobe, ipsilateral cerebellum) (Mihara et al., 2013; Ramos-Murguialday et al., 2013; Li et al., 2014; Biasiucci et al., 2018; Wang et al., 2018; Chen et al., 2020; Cheng et al., 2020; Lee et al., 2020), enhanced functional connectivity (Biasiucci et al., 2018) (ipsilesional motor areas) (Biasiucci et al., 2018; Wu et al., 2019), and enhanced structural plasticity (corticospinal tract projections, motor pathways) (Biasiucci et al., 2018). A study using near-infrared functional brain imaging also demonstrated that feedback training can alter the excitability of M1 areas (Mihara et al., 2013). In addition, some electrophysiological changes may reflect possible mechanisms of BMI-based training: enhanced SMR desynchronization in sensorimotor cortex and motor areas, enhanced activity in EEG α, β, and μ bands, and movement of event-related potentials toward sensorimotor cortex.
The second subgroup analysis showed that BMI combined with FES or visual feedback was effective in improving hemiplegic upper limb motor function, with FES being more effective. FES is based on the principle that one can artificially compensate for the loss of voluntary motor control by stimulating the paralyzed muscles of the affected limb. The possible mechanism could be explained by the specific role of FES in somatosensory stimulation. Previous studies in healthy individuals support the idea that neural activation in primary sensorimotor areas during motor tasks increases after receiving somatosensory stimuli (Wu et al., 2005). A second possible explanation is that the FES is applied in a bottom-up manner: inducing plasticity in the brain by association with peripheral stimuli. By connecting the FES to the BMI system, muscle contractions become a direct result of the user's intention, turning it into a coupled top-down/bottom-up cycle that can induce brain plasticity more effectively. However, there was no significant difference in the improvement of upper limb motor function between the BMI combined robot and control interventions. The possible reason for this is that there are large differences between studies, for example, although studies have used robots as feedback devices, there are differences between robots, with Ang et al. using the Manus robot, Cheng et al. using the soft robot, and Wu et al. using the exoskeleton. In addition, differences in intervention protocols between studies may also be a reason, with daily intervention time ranging from 0.5 to 1.5 h and total intervention time ranging from 5 to 27 h.
Improvement of activities of daily living through BMI-based training
MBI is a five-level scale capable of detecting subtle changes in ADL in stroke patients, with excellent test-retest reliability and relatively low random measurement error (Wang et al., 2022; Yang et al., 2022). We reviewed the characteristics of the subjects included in the meta-analysis, who were in the subacute and chronic phases of stroke with moderate-to-severe levels of dysfunction, for which the MBI scale was appropriate. The findings support that BMI-based interventions can be more effective in improving ADL in stroke patients. However, there are still limitations in the number of studies and the small sample size. It is worth noting that the motor tasks used in most studies were only distal upper extremity grasping and rotation, etc. Using ADL as a motor task in the BMI paradigm may be a good therapeutic option for improving ADL ability (Kim et al., 2016; Cheng et al., 2020; Lee et al., 2020). In conclusion, more research is needed to provide evidence for the effects of BMI-based training on ADL.
Adverse effects and shedding
In terms of treatment safety, all studies supported that the BMI-based intervention was relatively safe, with no serious adverse effects. Only three studies reported minor adverse effects that were reversed after treatment. Fatigue is one of the most common symptoms of post-stroke (Alghamdi et al., 2021). Most of the studies included in the meta-analysis had 30-min or longer interventions, and patients needed to maintain their attention during training, which tended to induce fatigue. Frolov et al. (2017) found that a proportion of subjects reported attention-related fatigue after about 20–30 min of training. Therefore, future studies should consider adding sufficient rest Periods (~15 min after the start of training) to alleviate fatigue and potentially improve the effectiveness of the intervention.
In terms of treatment acceptability, the results of this study suggest that BMI-based training was well-tolerated. In all studies, no one declined the BMI intervention due to dissatisfaction. Of the six studies (Ang et al., 2014; Li et al., 2014; Pichiorri et al., 2015; Kim et al., 2016; Frolov et al., 2017; Lee et al., 2020) that reported dropout events, the reasons can be summarized in the following categories: occurrence of adverse events, early discharge or transfer, and refusal of intervention (personal reasons).
In summary, BMI-based interventions are safe and well-tolerated. (Ang et al., 2014, 2015; Biasiucci et al., 2018; Chen et al., 2020; Cheng et al., 2020).
Limitations
Several limitations should be considered when interpreting the results of the current study. First, the small sample sizes of most of the included studies may limit the statistical power to detect the effects of BMI-based training on upper extremity function in patients with post-stroke upper extremity dysfunction. Second, fewer studies were available to analyze the effect of BMI-based training on patients performing activities of daily living, and a larger sample and higher quality evidence of BMI-based training is still needed. Third, our paper only performed subgroup analyses of different stages of stroke and combined with external devices, but there was heterogeneity in the results of some subgroup analyses. The efficacy of BMI-based training may also be influenced by other parameters, such as the protocol of the intervention and the severity of the stroke.
Conclusion
Our analysis showed that BMI-based training improved upper limb motor function and ADL in post-stroke patients, where the combination of BMI and FES or visual feedback showed better efficacy in improving upper limb motor function. Existing studies suggest that the mechanism of BMI is mainly related to activation of the cerebral cortex, improvement of functional connectivity, and structural integrity of the brain. Future studies with larger samples are still needed to provide evidence for the efficacy of BMI-based training in ADL and other areas.
Data availability statement
The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.
Author contributions
Y-lX and Y-xY were responsible for the literature screening, data extraction, statistical analysis, and writing up the article. HJ, L-jG, X-YD, and WQ were responsible for risk of bias assessment. BZ and Y-xW were responsible for planning and guidance on this paper. All authors contributed to the article and approved the submitted version.
Funding
This work was supported by Research and Development Project of Affiliated Hospital of North Sichuan Medical College (2021ZD014).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Keywords: upper limb dysfunction, stroke, meta-analysis, systematic review, brain-machine interface
Citation: Xie Y-l, Yang Y-x, Jiang H, Duan X-Y, Gu L-j, Qing W, Zhang B and Wang Y-x (2022) Brain-machine interface-based training for improving upper extremity function after stroke: A meta-analysis of randomized controlled trials. Front. Neurosci. 16:949575. doi: 10.3389/fnins.2022.949575
Received: 21 May 2022; Accepted: 08 July 2022;
Published: 03 August 2022.
Edited by:
Ernest N. Kamavuako, King's College London, United KingdomReviewed by:
Federico Villagra, Aberystwyth University, United KingdomSagarika Mukesh, IBM Research, United States
Huan Tu, Chengdu Sport University, China
Copyright © 2022 Xie, Yang, Jiang, Duan, Gu, Qing, Zhang and Wang. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Yin-xu Wang, 34089681@qq.com; Bo Zhang, 79915726@qq.com
†These authors have contributed equally to this work and share first authorship