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BRIEF RESEARCH REPORT article

Front. Astron. Space Sci., 21 December 2021
Sec. Cosmology

On Mass Spectra of Primordial Black Holes

  • 1National Research Nuclear University MEPhI (Moscow Engineering Physics Institute), Moscow, Russia
  • 2N. I. Lobachevsky Institute of Mathematics and Mechanics, Kazan Federal University, Kazan, Russia

Evidence for the primordial black holes (PBH) presence in the early Universe renews permanently. New limits on their mass spectrum challenge existing models of PBH formation. One of the known models is based on the closed walls collapse after the inflationary epoch. Its intrinsic feature is the multiple production of small mass PBH which might contradict observations in the nearest future. We show that the mechanism of walls collapse can be applied to produce substantially different PBH mass spectra if one takes into account the classical motion of scalar fields together with their quantum fluctuations at the inflationary stage. Analytical formulas have been developed that contain both quantum and classical contributions.

1 Introduction

Interest in the primordial black holes (PBHs) is dramatically increasing since the gravitational waves discovery from the black holes mergers (Abbott, 2016). However, PBHs origin and possible formation mechanisms are still a topical issue of modern astrophysics and cosmology. The first ideas of such mechanisms had been proposed in (Zel’dovich and Novikov, 1967; Hawking, 1971; Carr and Hawking, 1974) and lately developed in many other works (see reviews and references within (Khlopov, 2010; Carr et al., 2020; Carr and Kühnel, 2020)). The different PBH spectra are used in papers (Carr, 1975; Dolgov and Silk, 1993; Sendouda et al., 2006; Clesse and García-Bellido, 2015; Garriga et al., 2016; Carr and Kühnel, 2019; Liu et al., 2020) depending on specific needs.

The phase transitions of the first (Hawking et al., 1982; Kodama et al., 1982; Konoplich et al., 1998; Jedamzik and Niemeyer, 1999; Konoplich et al., 1999) and the second order (Rubin et al., 2000; Rubin et al., 2001) might also underlay a mechanism of the PBH formation. In this paper, we continue elaboration of the model based on the second type phase transitions during the inflationary epoch (Rubin et al., 2000; Rubin et al., 2001; Khlopov et al., 2002). However, the described model has a flaw. It inevitably leads to a multiple production of small mass PBHs. That problem could not be avoided within the framework of the discussed scenario, and typical mass spectra have the falling form d N/d MMα, α > 0 (see review (Belotsky et al., 2019)). Such a form of spectra could be unfavorable for explaining the observable effects. In addition, the overproduction of low-mass PBHs could contradict future experiments.

The solution to the above problems is to use the classical motion of massive scalar fields together with their quantum fluctuations. The idea was firstly studied in (Dokuchaev et al., 2010) to suppress the production of intermediate-mass black holes. In this research, we have elaborated this idea and obtain the analytical formula for the field distribution probability.

At present, there are a lot of models that contain a complicated form of scalar field potential. The latter is used in a variety of inflationary models predicting the potential landscape. In addition, inflation can be driven by the dynamics of several fields (Wands et al., 2007). For instance, the supergravity often produces more than one physical scalar field (Ketov and Starobinsky, 2012) and predicts nontrivial forms of inflaton potentials (Ketov, 2021). The string theory also predicts the landscape with a large number of vacua, local peaks, and saddle points (Susskind, 2003; Cline, 2005). Such a complex potential can have both random and quasi-periodic forms (Li et al., 2009) and leads to the multi-field inflation such as multi-stream one (Li and Wang, 2009; Duplessis et al., 2012), assisted inflation (Battefeld and Battefeld, 2009) or multi-field inflation with a random potential (Tye et al., 2009; Frazer and Liddle, 2012). Therefore, other non-inflaton scalar fields might have complicated potential as well.

In this paper, we adopt the mechanism of black hole formation (Rubin et al., 2000; Rubin et al., 2001; Khlopov et al., 2002; Belotsky et al., 2019) to the modern trends in the inflaton potential complication. A complex potential shape influences the classical motion of the fields so that the analytical form of the probability contains the classical trajectories as well as the quantum field contributions. The resulting black holes mass spectrum appears to be related to a shape of the scalar field’s potential. The tool elaborated here allows fixing the potential form by knowledge of black hole mass distribution.

This paper is organized as follows. In Section 2, we elaborate the way to involve the classical part of scalar fields into the expression for its fluctuations probability. The PBH spectrum depends on an initial position of the scalar field that allows us to adjust the model predictions to future observational data without inserting small parameters. The numerical results are represented in Section 3. Finally, Section 4 concludes the paper.

2 Quantum Fluctuations Accompanied by Classical Motion at the Inflationary Stage

The discussed mechanism of PBHs production requires closed domain walls formation due to the quantum fluctuations of scalar fields at the inflation epoch (Rubin et al., 2000; Rubin et al., 2001). Let us take into account both the quantum and classical motion of fields. Consider the scalar field Φ of mass m and the standard action

S=MPl22d4xg4R+Φ2m2Φ2.(1)

Here, MPl is the Planck mass. The scalar field could be the inflaton field as well as a spectator one. The field equation in the de Sitter space is represented as (Khlopov and Rubin, 2004)

Φt13He2HtΔΦVΦΦ=yx,t;yx,t13H2t2t+13He2HtΔQx,t.(2)

Here, Q (x, t) is the “quick” part of the Fourier field decomposition. This equation was simplified: we have omitted the second time derivative due to a slow roll approximation and have neglected higher powers of the function y (x, t). The latter is supposed to be small so that we may find a solution to the equation in the form

Φ=Φcl+ϕ.(3)

The deterministic part of the classical field Φcl is governed by the equation

Φclt13He2HtΔΦclVΦclΦcl=0,(4)

while its random part ϕ depends strictly on quantum fluctuations according to the linear equation

ϕt13He2HtΔϕVΦclϕ=yx,t.(5)

Here, we consider the limit Φclϕ which is valid if the random “force” y (x, t) is small. Let us denote

m2tVΦcl.(6)

The parameter m is positive if we are near the bottom of potential and is imaginary if we are near the potential maximum. It is supposed that m(t) varies slowly during inflation.

We are interested in the super horizon scales where the fluctuations do not depend on the space coordinates. The uniform distribution Φ = Φ(t) is governed by the more simple equation

Φclt+13HVΦclΦcl=0,(7)
ϕt+μtϕ=yt;μtm2t3H,(8)

provided that H(t) = const. The correlator of the random function y(t) may be approximated as follows (Rey, 1987)

yt1yt2=Dx,t1;x,t2=H4π2δt1t2.(9)

The delta function in the rhs of this expression indicates that the random function y(t) is distributed according to the Gauss law with the density

Wy=constexp12σ2y2tdt,σ=H3/22π.(10)

The probability distribution of the function ϕ is proportional to that of the function y(t) due to their linear relationship (8). It means that the probability to find the specific value ϕ(t) inside some small interval is equal to (Feynman et al., 2010)

dPϕ=constDϕexp12σ2ϕt+μtϕ2dt.(11)

Let’s obtain the probability to find a quantum part of the field ϕ2 at an instant t2 provided that a value ϕ1 at an instant t1 is known. Evidently, we have to integrate over all values of the field inside the interval (t1, t2) and come to the expression

dPϕ2,t2;ϕ1,t1=constdϕ2ϕ1ϕ2Dϕexp12σ2t1t2ϕt+μtϕ2dt.(12)

The constant factor in this equation is determined by normalization condition

dPϕ2,t2;ϕ1,t1dϕ2dϕ2=1.(13)

Functional integral (12) can be calculated in the standard manner by finding an extreme trajectory of the integral in the exponent

ϕ̈μ2tϕ=0,(14)

where the term μ̇ is neglected due to slow variation of μ(t). The boundary conditions for (14) are as follows

ϕt1=ϕ1;ϕt2=ϕ2.(15)

Exact solution to this equation is

ϕt=AexpMt+BexpMt;Mtt1tμtdt;(16)
A=ϕ2ϕ1eMt22sinhMt2,B=ϕ2ϕ1eMt22sinhMt2.(17)

Notice that M(t1) = 0 by definition.

Substituting this solution into the integral in the exponent of the expression (12) one obtains the desired probability in the saddle point approximation

dPϕ2,t2;ϕ1,t1=constdϕ2exp2A2σ2t1t2μ2te2Mtdt=constdϕ2expq2ϕ2ϕ1eMt22,(18)
q212σ2sinh2Mt2t1t2μ2te2Mtdt.(19)

It describes the probability to find specific value of “quantum” part of the field (3). The “classical” part of the field Φcl is incorporated into the function M(t). The probability for the field value F (the distribution function f) is easily obtained by substitution ϕ(t) = Φ(t) − Φcl(t) into the formula above.

fΦ2,t=dPΦ2,t;Φ1,t1dΦ2=q2πexpq2Φ2Φclt2Φ1Φclt1eMt22.(20)

The limit m → 0 restores the textbook formula.

The next section aims to demonstrate how the obtained formulas can be applied to a particular scalar field potential. It is assumed that the potential may possess many extremes of a different kind. In our consideration, we choose a part of phase space containing two maxima and at least one saddle point.

3 The PBH Formation

In this section, we show that the classical motion of fields together with their quantum fluctuations influence the PBH mass spectra. To this end, we have to find the classical trajectory and use the probability (20) derived above.

The fields move between potential local maxima that lead to complicated spectra of fluctuations. The latter are discussed in papers (Wands et al., 2007; Ketov and Starobinsky, 2012). At the same time, the presence of saddle points is the reason for the closed domain walls formation, see details in (Gani et al., 2018; Murygin et al., 2021). In the following, they could collapse to black holes (Rubin et al., 2001; Belotsky et al., 2019).

Let us consider the model of two real scalar fields with the Lagrangian

L=12μΦμΦ+μXμXVΦ,X.(21)

We choose the potential possessing n peaks and saddle points

VΦ,X=mϕ22Φ2+mχ22X2+i=1nδViΦ,X,δViΦ,X=Λi4expΦϕiΔi2XχiΔi2.(22)

Here, δVi describes the ith local maximum. The global minimum of the potential is located at the point (ϕmin, χmin) = (0, 0) with exponentially small errors. Hereinafter, all variables are taken in the Hubble units H where H ≈ 1013 GeV at the inflationary epoch.

For our estimates, we choose the fields masses mϕ = 0.4 and mχ = 0.5. For simplicity, we consider the potential with two peaks (n = 2) with the coordinates ϕ1 = − 9.0, χ1 = 3.0 and ϕ2 = − 1.7, χ2 = 4.5. The parameters corresponding to the peaks heights are Λ1 = 3.0 and Λ2 = 1.5, and the peaks widths are set with Δ1 = 0.5 and Δ2 = 1.5. The initial fields values are ϕin = − 8.0 and χin = 45.0. Note, all chosen parameters have the values O(1).

Following Section 2, the first step consists of finding the classical trajectory Φcl(t), Xcl(t) of the fields Φ, X. Starting from the initial values (ϕin, χin) at the inflation epoch, the scalar fields tend to the potential minimum. The process is described by the classical motion equations

Φcl,tt+3HΦcl,t+VΦcl,XclΦcl=0,Xcl,tt+3HXcl,t+VΦcl,XclXcl=0.(23)

The classical evolution of the fields and the form of the specific potential are shown in Figure 1. At the same time, quantum fluctuations lead to fields “diffusion” during inflation. The probability density f to find the fields F or X in any point of the physical space is given by (20).

FIGURE 1
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FIGURE 1. The contour plot of the potential (22) with the parameters m1=0.4, m2=0.5, Λ1=3.0, Λ2=1.5, ϕ1=−9.0, χ1=3.0, ϕ2=−1.7, χ2=4.5, Δ1=0.5, Δ2=1.5 is shown. The red circles illustrate the classical trajectory of the fields Φ, X, and the black cross shows the potential minimum. The initial fields values for (23) are ϕin =−8.0 and χin =45.0.

Both F and X distributions depend on a classical position of the fields at the instant t. In our estimates, we suppose that the probability function for the quantum parts ϕ or χ of the fields is separated into two independent fluctuation processes

ft,ϕ,χ=fϕt,ϕfχt,χ=dPdϕdPdχ,(24)

where distribution functions of each field ϕ, χ can be defined as in (18).

As noted above, the fields should reach a saddle point of potential for domain wall formation. Suppose that some quantum fluctuation crosses a saddle point and ends up at a point of the area O. As was shown in (Gani et al., 2018; Murygin et al., 2021), it causes nontrivial field solutions of the system (23) characterized by a nonzero winding number. Such configurations might lead to the domain walls formation after the inflation is finished. Detailed explanation might be found in (Gani et al., 2018). The calculation of an exact shape of the area O is a separate, quite complicated task, so that we limit ourselves with the following approximation. Let us assume that the area O is bordered by two lines χcl-sp(Φ) and χmin  −sp(Φ) in the phase space. The first line connects the classical value at the instant t and the saddle point (ϕsp, χsp)

χcl-spΦ=χsp+Φϕspϕcltϕspχcltϕsp.(25)

The second one connects the vacuum value and the saddle point

χminspΦ=χsp+Φϕspϕminϕspχminϕsp.(26)

Thus, the probability for the fields to attain the area O where domain walls might form is calculated by integrating (24)

Pt=Ωfϕ,χ,tdXdΦ=ϕsp+fϕϕ,tdΦχcl-spΦχminspΦfχχ,tdX.(27)

Here, both distribution functions fϕ and fχ are defined in (20) and according to (3) ϕ = Φ − Φcl, χ = X − Xcl. The algorithm for calculating the probability (27) discussed above is more accurate then that used in the previous papers.

Now, let us find the mass spectra of primordial black holes. In the considered model, they are formed due to the collapse of domain walls. Here, we briefly reproduce the idea, while details may be found in the review (Belotsky et al., 2019). As was shown in (Gani et al., 2018; Murygin et al., 2021), domain walls might be formed due to the quantum fluctuations in field models with potential possessing at least one saddle point and a local maximum. The proto-soliton is formed if the fields achieve a saddle point (in our model, we have noted this area as Ω). These proto-soliton field configurations are quickly expanded during inflation. The final scale of such configuration depends on an e-fold number N. More definitely, the configuration scale is stretched in the factor eNinfN to the end of inflation. The soliton is quickly formed after the end of inflation. The total mass of the field configuration is proportional to its area. It could collapse into a black hole after the end of inflation (Rubin et al., 2000; Rubin et al., 2001; Khlopov et al., 2002).

The regions number where the fields reach the critical values ϕcr and χcr belonging to O can be found as

nt=Pte3Ht.(28)

Here, the term e3Ht is the number of causally independent regions of the size H−1 at the instant t from the beginning of inflation. After the end of inflation at t = NinfH−1 = 60H−1, the size of each region is expanded

r0t=H1expNinfHtrh,0.(29)

Here, Ninf ≈ 60 is the total e-folds number, and rh,0 is the horizon size at the end of inflation. At the radiation stage (RD), each region expands as τ while the horizon size is rh = H−1(τ) = 2τ. Here, τ is time after the beginning of the RD epoch. After a domain wall goes under the horizon, its collapse begins (the details of the process taking into account detachment from the Hubble flow may be found in (Khlopov et al., 2005; Dokuchaev et al., 2008; Belotsky et al., 2019)). Thus, the maximal size of a domain wall can be written as the function of the instant t

rt12e2NinfHtHNinf.(30)

After eliminating of t from (28) and 30, one can finally get the distribution n(r) of closed walls sizes which can be rearranged into the mass spectrum.

Next, we have to find masses of PBHs. For simplicity, we assume total energy of domain wall converts to a black hole mass during its collapse and neglect nonsphericity of a domain wall and losses caused by gravitational waves. The energy density of a domain wall might be found by a common way. The energy momentum tensor for the Lagrangian (21) is given by

Tνμ=i=1,2μφiνφi12αφiαφiδνμ+Vδνμ,(31)

where φ1, φ2 correspond to the fields Φcl and Xcl, respectively. Then, the energy density of a domain wall is found to be

εx=T00=12i=1,2tφi2+xφi2+V.(32)

Upon integrating (32) over the all possible values of x (infinite interval), the surface energy density of a domain wall σ may be found. Finally, masses of black holes are Mr(t)4πσr2(t). Taking into account (28) and (30), one can find the mass spectrum of primordial black holes. The PBH mass distribution for the parameters of the Lagrangian (21) is shown in Figure 2. Note, the mass spectrum has the non-power form due to taking into account both the quantum and classical motion of scalar fields and the compound form of the potential leading to nontrivial classical fields trajectory. The obtained spectrum is free from the overproduction of light PBHs and, therefore, is much more adaptable to new observational effects. We leave a detailed analysis of these possibilities for future research.

FIGURE 2
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FIGURE 2. The PBH mass distribution is shown.

4 Conclusion

In this note, we have shown that the mechanism of PBHs formation in the second-order phase transitions of scalar fields might produce a wide variety of the PBH mass spectra. It is expected that observations (e.g. cosmic gamma-rays, gravitational waves spectrum (Sakharov et al., 2021), gravitational lensing (Toshchenko and Belotsky, 2019)) will help to select an appropriate one. The key point is the classical field motion which was taken into account together with the quantum fluctuations at the inflationary stage. We show here that the probability to find a particular value of the scalar field at a space point depends on its classical dynamics. We have derived the appropriate analytical formula and have applied it to obtain one of the PBH mass spectra. The elaborated method is the useful tool to fit an observable spectrum in the near future.

Data Availability Statement

The original contributions presented in the study are included in the article/supplementary materials, further inquiries can be directed to the corresponding author.

Author Contributions

A. Kirillov is responsible for the mass spectrum calculation (Section 3) and S. Rubin is responsible for the probability derivation in Section 2.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

The reviewer AS declared a past co-authorship with one of the authors SR to the handling editor.

Publisher’s Note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Acknowledgments

The work of AK was funded by the Ministry of Science and Higher Education of the Russian Federation, Project “Fundamental properties of elementary particles and cosmology” 0723-2020-0041. The work of SR has been supported by the Kazan Federal University Strategic Academic Leadership Program.

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Keywords: black holes, inflation, quantum fluctuations, scalar field, classical motion

Citation: Kirillov AA and Rubin SG (2021) On Mass Spectra of Primordial Black Holes. Front. Astron. Space Sci. 8:777661. doi: 10.3389/fspas.2021.777661

Received: 15 September 2021; Accepted: 29 October 2021;
Published: 21 December 2021.

Edited by:

Sergei Ketov, Tokyo Metropolitan University, Japan

Reviewed by:

Kazuharu Bamba, Fukushima University, Japan
Alexander Zakharov, Institute for Theoretical and Experimental Physics, Russia

Copyright © 2021 Kirillov and Rubin. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Alexander A. Kirillov, AAKirillov@mephi.ru; Sergey G. Rubin, SGRubin@mephi.ru

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