Michael S. Chin1,2*
Stefanos N. Kales3,4- 1Division of General Internal Medicine and Public Health, Vanderbilt University School of Medicine, Nashville, TN, United States
- 2Vanderbilt Occupational Health, Vanderbilt University Medical Center, Nashville, TN, United States
- 3Environmental and Occupational Medicine and Epidemiology Program, Harvard T.H. Chan School of Public Health, Boston, MA, United States
- 4Department of Occupational Medicine, Cambridge Health Alliance, Harvard Medical School, Boston, MA, United States
Introduction: Flow describes a state of optimal experience that can promote a positive adaptation to increasing stress. The aim of the current study is to identify the ideal autonomic state for peak cognitive performance by correlating sympathovagal balance during cognitive stress with (1) perceived flow immersion and (2) executive task performance.
Materials and Methods: Autonomic states were varied in healthy male participants (n = 48) using combinations of patterned breathing and skeletal muscle contraction that are known to induce differing levels of autonomic response. After autonomic variation, a Stroop test was performed on participants to induce a mild stress response, and autonomic arousal was assessed using heart rate variability. Subjective experience of flow was measured by standardized self-report, and executive task performance was measured by reaction time on the Stroop test.
Results: There were significant associations between autonomic state and flow engagement with an inverted U-shaped function for parasympathetic stimulation, sympathetic response, and overall sympathovagal balance. There were also significant associations between autonomic states and reaction times. Combining sympathetic and parasympathetic responses to evaluate overall sympathovagal balance, there was a significant U-shaped relationship with reaction time.
Discussion: Our results support the flow theory of human performance in which the ideal autonomic state lies at the peak of an inverted-U function, and extremes at either end lead to both suboptimal flow experience. Similarly, cognitive task performance was maximized at the bottom of the U-function. Our findings suggest that optimal performance may be associated with predominant, but not total, sympathetic response.
Introduction
Recent public health focus on occupational burnout and stress resiliency has prompted further investigation into the role of the autonomic system in cognitive performance. Increasing number of recent studies have suggested that burnout is related to autonomic dysfunction during excessive stress (Lennartsson et al., 2016; Kanthak et al., 2017; May et al., 2018; Zhang et al., 2018; Traunmuller et al., 2019). However, despite these concerning observations, the effects of autonomic state on cognitive performance have not been fully defined, and some degree of increased stress may actually be desired for task performance. Increased autonomic arousal correlating with improved task performance is supported by several studies (Luft et al., 2009; Mathewson et al., 2010; Murray and Russoniello, 2012).
As a possible explanation resolving these seemingly conflicting findings, flow theory, as proposed by psychologist Csikszentmihalyi (1975), describes a state of optimal experience characterized by complete task immersion, effortless intention, intrinsic reward, and increased perception of control. This experience can promote a positive adaptation to increasing stress by a matching growth between challenges and skills through immediate task feedback.
The ideal physiological conditions to facilitate the flow experience have not been established. According to Csikszentmihalyi’s (1975) theory, the flow state lies on the continuum between boredom and anxiety. Csikszentmihalyi (1975) proposed that there were physiological changes associated with the flow experience, but recognized this association between physiology and psychology were not readily established. Previous studies have identified a possible association between increased sympathetic enhancement during the flow experience, but none have adequately demonstrated an optimal level of autonomic arousal for both task performance and subjective flow experience (Keller et al., 2011; Gaggioli et al., 2013; Peifer et al., 2014; Bian et al., 2016).
Many popular mind–body disciplines such as Yoga, Tai Chi, and Qigong, have been shown to activate the parasympathetic nervous system to varying degrees (Goyal et al., 2014; Sullivan et al., 2018; Walther et al., 2018). As part of a related project, the authors previously studied healthy male subjects’ responses to preconditioning using various rhythmic breathing and skeletal muscle contraction methods to vary their baseline autonomic states (Chin and Kales, 2019). Our previous study assessed paced respiration and dynamic tension through rhythmic skeletal muscle contraction as two core components common to Yoga, Tai Chi, and Qigong to better understand their interaction in activating the parasympathetic nervous system. The activation of the body’s parasympathetic nervous system has been demonstrated to occur through respiratory entrainment effects (Jerath et al., 2006; Nijjar et al., 2014) as well as voluntary rhythmic muscle contraction (Lehrer et al., 2009; Vaschillo et al., 2011).
The aim of the current study is to utilize the autonomic variability resulting from these different patterns of preconditioning, when faced with a cognitive stressor, to identify an autonomic state for maximized cognitive performance. This study examines the relationship between sympathovagal balance during cognitive stress with (1) perceived flow immersion, and (2) task performance. Sympathovagal balance was assessed by measurement of heart rate variability (HRV), which can be considered an indicator of autonomic activity (McCraty and Shaffer, 2015). A recent meta-analysis of 37 studies by Kim et al. (2018) concluded that HRV is impacted by stress and can be used as an objective assessment of psychological stress.
Materials and Methods
Participants
Forty-eight healthy male participants, ages 18–55 years were recruited from Harvard T.H. Chan School of Public Health- and Harvard Medical School-affiliated student programs, fellowships, and training residencies. Males were enrolled to minimize HRV due to hormonal variation (Sato and Miyake, 2004; Thayer et al., 2012; Koenig and Thayer, 2016). Any individuals with history of restrictive or obstructive lung disease, hypertension, or taking any medications that could affect heart rate were excluded. Caffeine consumption was not specifically restricted since withdrawal effects on HRV may exist for habitual caffeine users (Zimmermann-Viehoff et al., 2016).
Procedure
The study protocol was reviewed and approved by the IRB of the Harvard T.H. Chan School of Public Health. Testing occurred over a single 30-min session between the daytime hours of 09:00 and 16:00. A Polar H7 heart rate monitor (Polar Electro Oy, Kempele, Finland) was used as a validated research device to measure R–R intervals with accuracy comparable to electrocardiograms (Barbosa et al., 2016; Giles et al., 2016). A logging application on iPad (Apple Inc., Cupertino, CA, United States) recorded the R–R interval signals from the chest strap which were further analyzed.
Participants sat upright quietly for 5 min while reading the instructions for the study, and then, heart rate, cuff blood pressure, and respiration rate were measured. To generate varying baseline autonomic states among participants, subjects were randomized to one of four preconditioning groups: (1) nasal respiration at 0.1 Hz (inhale nose 5 s, exhale mouth 5 s) for 5 min, (2) contracting arm muscles by grasping a tennis ball at 0.1 Hz for 5 min (alternating contractions in left and right arms every 5 s), (3) performing contraction and nasal respiration in synchrony at 0.1 Hz for 5 min, and (4) reading consecutively four articles rated as emotionally neutral for 5 min. The contraction tasks have been demonstrated to vary cardiac reactivity through differing levels of resonance (Lehrer et al., 2000, 2009; Vaschillo et al., 2011). A graphical timer application on iPad was used to visually cue the breathing/contraction. The articles were Scientific American excerpts that were previously validated as emotionally neutral (van den Broek et al., 2001).
To assess executive task function, a computerized version of the Stroop test1 was run for 5 min. The Stroop test has been demonstrated to produce a mild sympathetic response through dissonant executive task function (Salahuddin et al., 2007; Visnovcova et al., 2014). Participants were asked to indicate the color of the word (and not its meaning) by keystroke, as quickly as possible, while minimizing their errors. For congruent trials, the displayed word and the color described by the word were the same. For incongruent trials, the displayed word and color presented were not the same. The reaction time for each word pair is recorded by the computer program with the premise of the Stroop test that incongruent pairs have longer reaction times when compared to congruent pairs (Dyer, 1973). As a marker for performance, a reaction time gap was calculated for each participant from the difference between congruent and incongruent pair reaction times. A shorter reaction time gap was considered to indicate higher performance.
At the end of this task period, a 5-min questionnaire Short Flow State Scale-2 (SFSS-2) was then administered to assess degree of flow engagement (Jackson et al., 2008). Flow engagement is the degree of perceived task immersion, and the SFSS-2 has been validated for evaluation of performance engagement. Respiration rates were monitored during all phases of testing to ensure they were within the 9–24 cycles/min range required to correspond accurately to vagal tone (Laborde et al., 2017).
Heart Rate Variability Analyses
Recorded R–R intervals were analyzed offline using Kubios HRV Premium software (Kubios Oy, Kuopio, Finland) using 2-min intervals based on recommendations from published standards (Task Force of the European Society of Cardiology and the North American Society of Pacing and Electrophysiology, 1996). Frequency domain measures analyze the power distribution of HRV as a function of high frequency (HF) and low frequency (LF). HF and LF components are reflective of parasympathetic and sympathetic activation, respectively. LF/HF can be regarded as the overall sympathovagal balance and degree of autonomic arousal (Pagani et al., 1986; Shaffer and Ginsberg, 2017).
Heart rate variability recordings during Stroop test were processed by Kubios HRV Premium. Automated artifact correction was performed for all recordings prior to analysis. One-hundred twenty second sampling periods were utilized to derive LF, HF, and LF/HF using Fast Fourier transformation spectrum method (Figure 1). LF and HF bands were standardly defined as 0.04–0.15 and 0.15–0.4 Hz, respectively, and absolute power for each band was analyzed in normalized units, LF or HF divided by total power (Malliani et al., 1994).
Figure 1. Top portion of the figure is a schematic of each study session. Underneath are representative examples of HRV frequency domain measures during the session for three different subjects. Increased power in the green frequency band represents parasympathetic HF response. Increased power in the red frequency band represents sympathetic LF response. During the Stroop test, the top subject exhibited high flow with a balanced LF response. The bottom two subjects, at extremes of either high or low sympathetic response, reported low flow.
Statistical Analyses
All statistical analyses were performed using Prism 8 (GraphPad Software, San Diego, CA, United States). To analyze the overall effects of varying HRV on reaction time, HRV measures (LF, HF, LF/HF) for all subjects during the Stroop test were regressed on measured reaction time using the least squares regression method, with no weighting. Both linear and quadratic models were generated for each comparison. For all regressions, assumption of homoscedasticity was made. To assess the effects of varying HRV on flow engagement, HRV measures were similarly regressed on SFSS-2 scores, testing both linear and quadratic models. R2-values for each relationship were evaluated at p < 0.05 significance level. Outliers were identified for each analysis using robust regression and outlier removal, which is a validated method of outlier detection included in Prism 8 (Motulsky and Brown, 2006). The outlier false discovery rate was set at <1%. Any reported outliers reported were excluded from the analysis.
Results
All enrolled participants (n = 48) completed the study sessions without any adverse events. Participants’ average age was 29.9 years (SD ± 5.96). As a result of randomization, 12 subjects were each assigned to one of the four preconditioning groups.
HRV Measurements Between Preconditioning Groups
A previous study compared LF, HF, and LF/HF responses between the preconditioning groups measured during application of the Stroop test (Chin and Kales, 2019). As a summary of the findings of this analysis, the alternating contraction group had 71.7% higher activation of parasympathetic signal over respiration alone (p < 0.001). Alternating contractions synchronized with breathing demonstrated 150% higher parasympathetic activation than control (p < 0.0001). Between contraction alone and synchronized contraction groups, the synchronized group demonstrated 45.9% higher parasympathetic response during the cognitive stressor (p < 0.001).
HRV and Maximal Flow Engagement
Heart rate variability was regressed onto SFSS-2 scores to analyze autonomic association with flow engagement. Representative examples of HRV time varying frequency domain measures and flow scores are in Figure 1. In all cases, quadratic functions were statistically significant, whereas linear functions were not. HF (Figure 2A) indicated an inverted U-shaped relationship between parasympathetic stimulation and SFSS-2 scores (DF = 44, R2 = 0.110, p < 0.0001); one outlier was identified and excluded from this analysis. Similarly, when analyzing the sympathetic response (Figure 2B), a reciprocal relationship was found with an inverted U-shaped relationship between increasing and SFSS-2 scores (DF = 45, R2 = 0.070, p < 0.001). When combining sympathetic and parasympathetic responses to measure overall sympathovagal balance, LF/HF (Figure 2C) demonstrated a significant inverted-U relationship when regressed on SFSS-2 (DF = 45, R2 = 0.187, p < 0.0001). The interpolated value of the vertex was LF/HF 6.822 with a maximal SFSS-2 score of 38.85.
Figure 2. (A) Inverted U-shaped relationship between parasympathetic stimulation and SFSS-2 scores (DF = 44, R2 = 0.110, p < 0.0001); one outlier was identified and excluded from this analysis. Dotted line represents the linear model (DF = 46, R2 = 0.026, p > 0.05). Each point represents a single participant’s HF measured during the cognitive stressor. (B) A reciprocal relationship was found with an inverted U-shaped relationship between increasing sympathetic response (LF) and SFSS-2 scores (DF = 45, R2 = 0.070, p < 0.001). Dotted line represents the linear model (DF = 46, R2 = 0.00087, p > 0.05). Each point represents a single participant’s LF measured during the cognitive stressor. (C) When combining sympathetic and parasympathetic responses to measure overall sympathovagal balance, LF/HF demonstrated a significant inverted-U relationship when regressed on SFSS-2 (DF = 45, R2 = 0.187, p < 0.0001). The interpolated value of the vertex was LF/HF 6.822 with a maximal SFSS-2 score of 38.85. Dotted line represents the linear model (DF = 46, R2 = 0.031, p > 0.05). Each point represents a single participant’s LF/HF measured during the cognitive stressor.
HRV and Cognitive Performance
Reaction time gaps were used as a marker for cognitive performance. When HRV was regressed onto reaction time gaps, there were significant second-order relationships for all measures; linear regression analysis demonstrated a significant relationship only for LF. HF (Figure 3A) indicated a positive curvilinear relationship between parasympathetic stimulation and reaction time (DF = 45, R2 = 0.053, p < 0.05). When analyzing the sympathetic response (Figure 3B), a reciprocal relationship was found with increasing LF resulting in decreasing reaction time gaps (DF = 45, R2 = 0.117, p < 0.05). After combining sympathetic and parasympathetic responses to evaluate overall sympathovagal balance, LF/HF (Figure 3C) demonstrated a significant U-shaped relationship when regressed on reaction time (DF = 45, R2 = 0.046, p < 0.0001). The interpolated value of the vertex was LF/HF 11.61 with a minimal reaction time gap of 143.5 ms.
Figure 3. (A) When HRV was regressed onto reaction time gaps, HF indicated a positive curvilinear relationship between parasympathetic stimulation and reaction time (DF = 45, R2 = 0.053, p < 0.05). Dotted line represents the linear model (DF = 46, R2 = 0.046, p > 0.05). Each point represents a single participant’s HF measured during the cognitive stressor. (B) When analyzing the sympathetic response, a reciprocal relationship was found with increasing LF resulting in decreasing reaction time gaps (DF = 45, R2 = 0.117, p < 0.05). Dotted line represents the linear model (DF = 46, R2 = 0.10, p < 0.05). Each point represents a single participant’s LF measured during the cognitive stressor. (C) After combining sympathetic and parasympathetic responses to measure overall sympathovagal balance, LF/HF demonstrated a significant U-shaped relationship when regressed on reaction time (DF = 45, R2 = 0.046, p < 0.0001). The interpolated value of the vertex was LF/HF 11.61 with a minimal reaction time gap of 143.5 ms. Dotted line represents the linear model (DF = 46, R2 = 0.0083, p > 0.05). Each point represents a single participant’s LF/HF measured during the cognitive stressor.
Discussion
After autonomic markers were regressed on flow scores, we demonstrated a possible inverted U-relationship between overall sympathovagal balance and self-reported experience of flow. With the exception of the LF relationship to reaction time, none of the linear models were statistically significant. Our finding supports Csikszentmihalyi’s (1975) theory of human performance in which the optimal autonomic state lies at the peak of an inverted-U, in which extremes at either end lead to suboptimal experience.
Studies on leisure activities, such as playing piano (de Manzano et al., 2010) and video games (Kozhevnikov et al., 2018), have effectively demonstrated the left side of the inverted-U curve, in which increasing sympathetic activation leads to increased flow experience. Paradoxically, other studies on job stress illustrate that increasing sympathetic arousal can also lead to declining performance and burnout. A recent systematic review identified 13 studies which confirmed a negative association between parasympathetic response and job stress or burnout (de Looff et al., 2018). When taken together, these seemingly opposing responses to arousal may actually just represent different sides of the inverted-U relationship demonstrated in our results.
A significant limitation in previous studies remained that the full spectrum of sympathetic arousal had not been represented due to insufficiently varied autonomic states. Peifer et al. (2014) addressed this shortcoming in study design by varying the arousal stimulus and inducing differing levels of social stress prior to task testing. Interestingly, using this design to create further autonomic variability, the authors did successfully demonstrate a quadratic inverted-U relationship for sympathetic LF HRV. However, they demonstrated only a linear association between increasing HF parasympathetic response and flow experience, but it should be noted that the study power was limited by the small study sample of only 22 participants.
Similar to Peifer et al. (2014)’s study design, we varied our baseline autonomic states. However, instead of priming subjects using varying social stressors, our methodology used differing combinations of patterned breathing and skeletal muscle contraction that are known to induce varying levels of autonomic response. With this preconditioning, we were able to prime enough baseline autonomic variation to demontrate the inverted-U relationship between increasing sympathetic arousal and flow experience. Improving on Peifer et al. (2014), we did successfully demonstrate an inverted-U relationship between increasing parasympathetic response and flow. Furthermore, when analyzing combined sympathic and parasympathetic balance as LF/HF, we found that the inverted-U curve remained significant with the interpolated maximum flow occuring when LF/HF balance was 6.822. Stated another way, the optimal flow experience occurred when the autonomic state comprised of 87% sympathetic and 13% parasympathetic response.
Our results also support the potential existence of an optimal autonomic state for high cognitive performance. Reaction time during the Stroop test is often referenced as a marker of executive function (Egner and Hirsch, 2005). When interpreting the effect of HRV on reaction times, the overall sympathovagal balance suggested the minimum reaction time at a sympathetically dominated balance. With the estimated minimum reaction time at LF/HF 11.61, this could be interpreted as the fastest reaction times occurring when the autonomic state is at predominantly (92%) sympathetic response. It should also be noted that while our results were generally statistically significant, autonomic state only explained approximately 10–20% of the overall variability observed in flow scores. While not able to fully account for changes in flow, our results suggest that autonomic state at least partially influences the flow experience. Other unaccounted factors, such as mindset or task familiarity, may play important roles in further determining the flow relationship.
The finding of increased arousal in autonomic states correlating with improved task performance is supported by several studies. In a study on executive function using a similar Stroop color test, increased sympathetic tone was associated with faster response times in color naming (Mathewson et al., 2010). Other studies have demonstrated that invoking a higher stress response can also increase cognitive performance. In a study on perceived threat of electric shock, subjects with increased anxiety demonstrated faster reaction time in executive tasks under the threat of unpredictable shocks to the hand (Cantelon et al., 2018). In studies on physical exertion in athletes, higher stress responses from exertion were associated with faster reaction times (Luft et al., 2009; Murray and Russoniello, 2012).
Limitations
There are two main limitations to the external validity of our pilot study. Since estrogen levels can affect HRV during the stress response, we chose to limit our participant enrollment to male participants in order to minimize hormonal variability. Therefore, we may have limited generalizability to females. Future studies should validate our findings in a female population. Secondly, our findings are limited based on a relatively small pilot study. Replication of these findings should be attempted in a future on a larger sample size.
Use of LF/HF as a measure of sympathovagal balance has been highly debated (Eckberg, 1997; Billman, 2013), but despite this challenge, recent studies on stress response still use LF/HF as a marker for sympathovagal balance (Lennartsson et al., 2016; Cao et al., 2019). von Rosenberg et al. (2017) has proposed a new two-dimensional method of LF/HF analysis to categorize mental and physical stresses. This new methodology might be promising for a future analysis in a larger confirmatory study.
Conclusion
When reviewing both executive task function and flow experience, both indices appeared to be maximized at approximately 90% sympathetic state. To our knowledge, this is the first study to suggest U-shaped relationships existing simultaneously for both flow experience and executive task function, suggesting that optimal performance may be associated with predominant, but not total, sympathetic response. Our findings are based on a small pilot so the results should be approached with caution. However, they do provide a preliminary foundation to understand the practical applications of autonomic modulation to potentially enhance performance during high-stress situations.
Data Availability
The datasets generated for this study are available on request to the corresponding author.
Ethics Statement
This study was carried out in accordance with the recommendations of IRB of the Harvard T.H. Chan School of Public Health with written informed consent from all subjects. All subjects gave written informed consent in accordance with the Declaration of Helsinki. The protocol was approved by the IRB of the Harvard T.H. Chan School of Public Health.
Author Contributions
MC originated the study design, conducted the experiments, and performed all study analyses. SK contributed to the study design. Both authors drafted, revised, and approved the manuscript.
Funding
This work was partly supported by a training grant from the Harvard Education and Research Center for Occupational Safety and Health (T42 OH008416 to MC) and funded by an award from the Harvard Chan-NIEHS Center for Environmental Health (NIEHS Grant P30 ES000002).
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Acknowledgments
The authors would like to thank Ms. Ann Backus for her assistance with study participant recruitment. MC would like to recognize the mentorship of Mr. Vladimir Vasiliev, whose teachings on Systema breathwork and performance under stress, served as the original inspiration for this study.
Footnotes
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Keywords: flow, heart rate variability, cognitive performance, parasympathetic and sympathetic reactivity, sympathovagal balance
Citation: Chin MS and Kales SN (2019) Is There an Optimal Autonomic State for Enhanced Flow and Executive Task Performance? Front. Psychol. 10:1716. doi: 10.3389/fpsyg.2019.01716
Received: 24 April 2019; Accepted: 09 July 2019;
Published: 14 August 2019.
Edited by:
Frederic Dehais, National Higher School of Aeronautics and Space, FranceReviewed by:
Gianluca Di Flumeri, Sapienza University of Rome, ItalyJean-François Gagnon, Thales Research & Technology, Canada
Copyright © 2019 Chin and Kales. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Michael S. Chin, mchin@mail.harvard.edu