Federica Galli
Francesca Bursi1- 1Cardiology Unit and UCIC, UOC Cardiology, ASST Santi Paolo e Carlo, S. Paolo Hospital, Milan, Italy
- 2Department of Health Sciences, Università di Milano, Milan, Italy
Objective: Takotsubo syndrome (TTS) is a transient heart disease that has been historically related to the occurrence of psychological (emotional) factors (“broken heart” syndrome). We aimed to conduct a systematic review analyzing the role of psychological factors in TTS.
Methods: All studies on TTS and psychological factors from January 1991 through April 2019 were scrutinized according to the Cochrane Collaboration and the PRISMA statements. Selected studies were additionally evaluated for the Risk of Bias according to the Newcastle-Ottawa Scale (NOS).
Results: Fifteen case-control studies (by Mayo Clinic criteria) were finally selected. Most studies analyzed stressful life-events or trauma, although with conflicting findings, while a likely role of long-lasting psychological distress seemed to be a homogenous result. Among life-time psychopathology, only anxiety appeared to have a significant role. Some studies outlined a likely role of personality, but findings are conflicting.
Conclusion: Our findings do not lead to any definitive assumption on the specific role of psychological factors in TTS, also for scant strong methodology of the most part of the studies. More studies with stronger research methodology are needed to better characterize psychological elements in TTS.
Introduction
Takotsubo syndrome (TTS) is a form of transient heart failure syndrome often mimicking acute myocardial infarction. It is also known as stress cardiomyopathy, broken heart syndrome, or apical ballooning syndrome, and was firstly described in 1990 (Dote et al., 1991), even if some Authors dated it earlier (Wittstein, 2008).
Takotsubo syndrome is characterized by acute, but reversible, left ventricular regional systolic dysfunction accompanied by electrocardiographic changes and cardiac biomarkers elevation in the absence of a significant pathological condition (Wittstein, 2008). The Position Statement from Heart Failure Association of the European Society of Cardiology has published new TTS diagnostic criteria (Parodi et al., 2014). The estimated prevalence of TTS is about 1–3% of all patients presenting with suspected acute coronary syndrome and up to 5–6% in female patients (Ghadri et al., 2018), indeed it is predominantly observed in postmenopausal women and elderly (Templin et al., 2015). The pathophysiological mechanisms responsible for TTS are complex and may vary between patients (Agewall et al., 2017) The prognosis is generally good (Agewall et al., 2017).
Since the first descriptions of TTS, a role for psychological factors has been underscored in medical literature (Cebelin and Hirsch, 1980; Pavin et al., 1997; Prasad et al., 2008), as testified by the previously used terms “stress” cardiomyopathy or “broken-heart” syndrome to name TTS. Clarifying the role of psychological factors in TTS may add new framework issues and possibilities of intervention for these patients. The recent Consensus document on the diagnostic workup and management of TTS (Ghadri et al., 2018) outlines a specific role (diagnostic algorithm) of psychopathologic disorders and emotional stress for the diagnostic workflow of patients in the emergency department. However, evidence on the role of psychological factors in TTS are sparse, and mainly related to case-reports (Wang et al., 2015; Manfredini et al., 2018).
To the best of our knowledge, no systematic reviews have been realized analyzing the likely causative link between psychological factors and TTS, with the existing reviews detecting other factors (e.g., the role of drugs or pathophysiologic mechanisms). The objective of the present study was to systematically review all the studies on psychological factors (as antecedents) (traumatic/stressful events, psychopathology and personality) in patients with TTS diagnosis in order to understand their likely role in this syndrome.
Methods
We conducted a systematic review of the literature on psychological factors (psychopathologic disorders, stressful life-events/psychological trauma, and personality characteristics) in TTS. All observational studies were included in the review by the ascertainment of a case-control study design, adequacy of the sample size, comparison, and outcome measures.
Search Strategy
To include the broadest range of relevant literature, electronic searches were conducted on the major databases in the field of health and social sciences: Pubmed, Scopus, Embase, PsycInfo, and Web of Science. The search was performed using Mesh terms OR Keywords (depending on the database) with the same search strategy: “Takotsubo ” OR “Tako-Tsubo syndrome” OR “Stress – induced cardyomiopathy” OR “Takotsubo cardiomyopathy” “transient left ventricular ballooning syndrome” OR “apical ballooning syndrome” OR “ampulla cardiomyopathy” OR “broken heart syndrome” AND “Psychological distress” OR “Anxiety” OR “Depression” OR “Emotional distress/trigger” OR “acute stress” OR “Personality” OR “Psychiatric disorder” OR “Temperament” OR “Life-event”. The selection of the search terms was based on the clinical experience and the literature topics on psychological factors involved in physical disorders (American Psychiatric Association [APA], 2013). The search was limited to English-written publications, and to the period from January 1991 to April 2019. An additional analysis of the reference list in each selected paper was also performed. When the full text was not retrievable, the study was excluded.
Selection Criteria
Inclusion Criteria
• Studies with an analytical study design as defined by Grimes and Schulz (2002) (i.e., an observational study with a comparison or control group Both retrospective and perspective studies have been included to consider the highest number of studies.
• Diagnosis of TTS by the Mayo Clinic criteria or by the new TTS criteria (Parodi et al., 2014; Lyon et al., 2016).
• Studies adopting standardized and validated tests.
• Studies written in English language.
Exclusion Criteria
• Studies with intra-group control (e.g., TTS with a pre-existing disorder or not).
• Case reports, reviews, Letters to the Editor, meeting abstracts, book chapters.
• Pharmacological and behavioral intervention trials, surgical protocols, or validation of measurement instruments.
• Number of subjects per group ≤ 5.
Data Extraction
Study selection was performed by two independent reviewers with research expertise in clinical psychology and cardiology (FG and FB) who assessed the relevance of the study for the objectives of this review. This first round of selection was based on the title, abstract, and keywords of each study. If the reviewers did not reach a consensus or the abstract did not contain sufficient information the full text was reviewed.
In the second phase (screening), full-text reports were evaluated to detect whether the studies met the inclusion criteria (Figure 1).
Figure 1. PRISMA flow diagram of literature search and selection of publications.
In the phase of eligibility, all full-texts were retrieved and a final check was made to exclude papers not responding to inclusion/exclusion criteria, and reaching the final consensus to decide the final number of studies to be selected.
A standardized data extraction form was prepared; data were independently extracted by two of the authors (FG and FB) and inserted in a study database. A process of discussion/consensus moderated by a third reviewer (SC) (Furlan et al., 2009) resolved discrepancies between reviewers.
Statistical Methods
A systematic analysis was conducted according to the Cochrane Collaboration guidelines (Higgins and Green, 2011) and the PRISMA Statement (Moher et al., 2009). Because the included studies were highly heterogeneous in terms of participants, variables, instruments, and outcomes, it considered inappropriate to undertake a meta-analysis (Higgins and Green, 2011). However, effect size computations were performed using Cohen’s d (Cohen, 1988) and its 95% confidence interval for continuous variables for each outcome measure within each study (Borestein et al., 2011). The index was primarily calculated using descriptive statistics reported in the results section of each study. When binary data was reported, we estimated the Odds Ratio with related estimates of confidence intervals (Borestein et al., 2011). Cohen’s d values less than or equal to 0.20, 0.50, and 0.80 were interpreted as small, medium and large effect size, respectively (Cohen, 1988). For variables expressed as median and 25th–75th percentile it was not possible to calculate Cohen’s d.
Risk of Bias
Quality assessment of each of the included studies was evaluated following the Newcastle-Ottawa Scale (NOS) for case-control studies on a 9-star model (Wells et al., 2014). Studies scoring above the median NOS value were considered as high quality (low risk of bias) and those scoring below the median value were considered as low quality (high risk of bias). In brief, two reviewers (FB and FG) independently extracted relevant information and data from all eligible reports that met the above inclusion criteria.
Results
We found 15 studies meeting inclusion criteria (Figure 1), for a total of 2581 subjects (1152 TTS patients; 1069 other heart diseases; 360 healthy controls). The description of the samples, psychological variables, study design, psychometric scales (tests, interview or retrospective medical records analysis), key findings, Cohen’s d or Odd ratios and 95% confidence intervals of selected studies are reported in Table 1.
Table 1. Overview of the selected studies.
Life-Events and Psychological Trauma
Most studies investigated the likely role of concurrent stressful events in triggering TTS. The three studies (Compare et al., 2013; Salmoirago-Blotcher et al., 2016; Rosman et al., 2017) investigating the topic by means of psychometric scales did not find any differences between TTS and patients with other cardiac events. Conversely, the studies outlining a significant role of stressful events, collected data by patient interview at admission (Del Pace et al., 2011; Delmas et al., 2013; Compare et al., 2014) or retrospective review of medical records (Kastaun et al., 2014; Templin et al., 2015). One study found a greater impact of Post-Traumatic Stress Disorder (PTSD) after discharge (Salmoirago-Blotcher et al., 2016) in TTS compared to patients with myocardial infarction or healthy controls.
Of interest, the time elapsing between the cardiac event and the psychological assessment was extremely variable, ranging from hours (Delmas et al., 2013) to years (Goh et al., 2016).
History of long-lasting psychological distress not temporally related to the cardiac events was evidenced in four studies (Delmas et al., 2013; Kastaun et al., 2014; Lacey et al., 2014; Rosman et al., 2017).
Some studies differentiated emotional (27–38%) from physical (36–50%) triggers (Compare et al., 2014; Templin et al., 2015; Goh et al., 2016; Rosman et al., 2017), with 12–28% of patients with indeterminable reasons.
Psychopathology (Lifetime, by Medical Records)
Eight studies described psychopathology only recording data by clinical records (without psychometric tests) in a lifetime perspective (Del Pace et al., 2011; Delmas et al., 2013; Kastaun et al., 2014; Lacey et al., 2014; Templin et al., 2015; Goh et al., 2016; Salmoirago-Blotcher et al., 2016; Rosman et al., 2017). Six studies (Del Pace et al., 2011; Delmas et al., 2013; Kastaun et al., 2014; Lacey et al., 2014; Salmoirago-Blotcher et al., 2016; Rosman et al., 2017) aimed to detect whether a history of psychopathologic factors might be related to TTS. In four studies (Lacey et al., 2014; Templin et al., 2015; Salmoirago-Blotcher et al., 2016; Rosman et al., 2017) the psychopathologic diagnoses were made retrospectively by subsuming clinical data derived from medical records. Among these only one study found a significant association between mood or anxiety disorders and TTS (Templin et al., 2015). Two studies (Salmoirago-Blotcher et al., 2016; Rosman et al., 2017) found an association only with anxiety, while one study (Goh et al., 2016) did not find any significant associations.
Psychopathology (Current, by Standardized Measures)
Eight studies analyzed the presence of past psychopathologic diagnoses by means of psychometric tests after the occurrence of TTS (Del Pace et al., 2011; Delmas et al., 2013; Compare et al., 2014, 2018; Kastaun et al., 2014; Christensen et al., 2016; Smeijers et al., 2016; Sancassiani et al., 2018) with miscellaneous findings. Anxiety and depression seemed to be prevalent in the history of TTS in one study (Delmas et al., 2013), while two studies evidenced a role only for anxiety (Del Pace et al., 2011; Christensen et al., 2016). Two studies (Smeijers et al., 2016; Sancassiani et al., 2018) evidenced a role for depression (and not for general anxiety) if compared with healthy controls, but not if compared with patients with chronic heart failure (Smeijers et al., 2016). One study (Compare et al., 2018) compared the prevalence of depression in TTS with emotion triggers vs. acute myocardial infarction with emotion triggers vs. TTS without emotion trigger and found a significant prevalence only in the two groups with emotion triggers.
Other studies (Compare et al., 2014; Kastaun et al., 2014) did not find any role for psychopathology in the history of TTS patients.
Personality
Five studies (Compare et al., 2013; Kastaun et al., 2014; Lacey et al., 2014; Salmoirago-Blotcher et al., 2016; Smeijers et al., 2016) evaluated the role of personality in TTS. Three studies (Lacey et al., 2014; Salmoirago-Blotcher et al., 2016; Smeijers et al., 2016) found that TTS had pathological characteristics compared to healthy controls, but not if compared to patients with other cardiac events. The remaining studies (Compare et al., 2013; Kastaun et al., 2014) found a greater emotionality and a prevalence of Distressed personality (Type-D, mainly for Social Inhibition) in TTS compared with controls with myocardial infarction. Interestingly, one study (Compare et al., 2018) found a dysfunctional profile in emotional competence in patients with TTS.
Risk of Bias
Half of the studies reflected the median value (μ = 5), four were above it and three below (Table 2). Four studies were quoted as high quality (low risk of bias) by NOS (see Table 2).
Table 2. Ottawa-Newcastle risk of bias for case-control studies.
Discussion
Although the role of psychological factors has been extensively studied in TTS, only fifteen studies fulfilled the criteria to perform a systematic review. Consequently, we could not perform a meta-analysis, as originally planned, because of the small number of selected studies and the heterogeneous methodology used for the psychological assessment (no studies shared the same psychological assessment tools).
Most studies attempted to understand if stressful events (or trauma) could have a role (trigger) in TTS, but findings are conflicting. As suggested by the recent Expert Consensus Document on TTS (Jelena-Rima et al., 2018), one of the key questions to answer is which role triggering factors have in the stress response of the heart. Nevertheless, the etymology of “stress” cardiomyopathy requires specific attention for the role of psychological stressor as possible etiological factor. Unfortunately, our review does not allow any conclusion by this side. The first point that warrants attention is the difference between studies drawing data from standardized psychometric tools or from retrospective assessment of medical records. Among studies based on standardized tests, none allowed any conclusion toward a role for psychological trigger events in comparison to other cardiac events (control group). On the other hand, all studies that draw data from medical records (usually based on clinical interview at admission) evidenced a role for psychological trigger events compared to controls. Obviously, this opens both to methodological and clinical considerations. From a methodological side, the use of standardized measures of assessment would lead to strongest conclusions, but in a direction making questionable the evidence of a role of psychological factors closely involved in the etiology of TTS. On the other hand, homogenous clinical observations by medical records suggest implementing further case-control studies to support the role of psychological triggers in TTS.
Some studies differentiated between “emotional” and “physical” traumas preceding TTS. Distinguishing between “emotional” or “physical” dimensions may be a critical matter, as it is very difficult to imagine any physical trauma not burdening on the emotional side. Life-threatening illnesses such as myocardial infarction or TTS may cause PTSD symptoms (Edmondson et al., 2012; Salmoirago-Blotcher et al., 2016) to testify the mutual interplay between mind and body. The unanswered question is why a person develops TTS and another one other disorders.
Summing up the various findings, we cannot prove or refute a role for psychological trigger events, differentiating what happens in patients with TTS versus those with other cardiac diseases. The role of stress in the genesis of coronary heart disease is known and relates to the sympathetic system and hypothalamic – pituitary – adrenal axis leading to increased levels of catecholamines and cortisol with a cascade of events predisposing to cardiac disease (Ndrepepa, 2017). Not finding any differences between TTS and myocardial infarction as regards to psychological triggers may delineate at some level the involvement of similar mechanisms.
Furthermore, homogeneous (albeit still limited) findings are driven from the analysis of studies evidencing a role for long-lasting psychological distress. A role for early traumatic psychological experience has been evidenced as predisposing factor for patients with cardiovascular diseases (Thurston et al., 2014, 2017; Bomhof-Roordink et al., 2015; Winning et al., 2016), and deserves more attention in future studies.
Personality was examined in a small number of studies, which consequently do not allow any clear conclusion. Personality may have a role in influencing cardiac activity, because it is related to the way people usually cope with and respond to daily stressful situations. The so-called type-A personality (described as ambitious, rigidly organized, sensitive, impatient, anxious, and concerned with time management) coined in cardiologic field (Friedman and Rosenman, 1959), continues to be a central construct in current psychosomatic practice (Fava et al., 2016) and in medical research (Lohse et al., 2017). More recently, the Type-D (distressed personality characterized by negative affectivity and social inhibition) has been associated with cardiovascular disorders (Denollet, 2000). This condition is defined by two dimensions: negative affectivity and social inhibition. Our review shows conflicting results for a role of Type-D personality, with one study (Compare et al., 2013) indicating a role for social inhibition subscale in TTS (selected according to the presence of emotional triggers) and another one (Salmoirago-Blotcher et al., 2016) evidencing a similar pattern in TTS and myocardial infarction patients. Noteworthy, we have to outline that about personality types (A, D, etc.), the existing literature is still controversial (for example, these types are not even considered in the DSM-5) and more research is further warranted in this direction. Moreover, a role for specific emotional regulation patterns in TTS patients or other cardiac events needs further research as previously speculated (Bahremand et al., 2016).
Finally, we analyzed the role of psychopathologic disorders in TTS Several selected studies tried to detect if a previous (lifetime) history of psychopathology could be predictive of TTS. Even though there were methodological disparities in the way data were collected (retrospective data by review of medical records vs. prospective assessment by standardized questionnaire at hospitalization), life-time anxiety disorders might be hypothesized to have a role in TTS. Interestingly, a recent study (Lazzeroni et al., 2018) found that only patients with pre-existing anxiety disorders were at risk of TTS triggered by emotional stressful events. This finding may help to explain why only some patients experience a stressful event as trigger of TTS.
Depression and anxiety have been associated not only with TTS (Nayeri et al., 2018), but also with elevated risk of developing other cardiac diseases (Janszky et al., 2007; Kendler et al., 2009; Gustad et al., 2014; Galli et al., 2017). A recent retrospective cohort study (Nayeri et al., 2018) found that pre-existing psychopathologic disorders (anxiety, mood disorders, and schizophrenia) were associated with an increased risk of recurrent TTS, but not to survival. It is well recognized that the comorbidity of anxiety and depression is more the rule than the exception in many chronic disorders (Fava et al., 2012; Nayeri et al., 2017) including cardiac diseases (Bahremand et al., 2016). In our opinion, the comorbid occurrence of anxiety and depression should be considered as non-specific of TTS, but a more general risk factor.
A final note on the unique study (Saffari et al., 2017) evidencing worsening of the quality of life and sexuality in TTS, aspects that merit further studies.
As the main limitation of our study, there is the impossibility to make a meta-analysis, as it was in our first intention. Unfortunately, the small number of studies and the differences in the psychometric tools, timing of observation and different design among different studies did not allow to pursuit the initial aim. As stated above, some studies adopted constructs (e.g., A or D personality) not totally supported by strong evidence (not included in DSM 5), so that any sound conclusion on this topic is not allowed and further research need to be addressed on this topic. However, the rigor of methodology we relied on (Cochrane Collaboration and the PRISMA statements) allowed to get strong results and conclusion.
In synthesis, on the basis of our systematic review we cannot evidence a clear-cut role for psychological trauma preceding TTS onset, but a possible role of long-lasting emotional distress. From the side of psychopathology, we can suggest a role for life-time anxiety disorders (more than depression), but studies are needed to clarify if differences exist with other cardiac events. For personality, we cannot conclude in the direction of specific patterns differentiating TTS from other cardiac disorders.
We need studies with stronger methodology addressing the involvement of emotional events by structured interviews conducted shortly after the onset of TTS. The timing of interviewing patients should be carefully delineated (no more than 6 months) to avoid recall bias. Furthermore, multicentre studies are warranted to recruit a large number of patients and increase sample size for this relatively rare entity. The choice of an adequate control groups needs attention, because one of the main questions is whether TTS actually differs from other cardiac disorders, as regards to personality and comorbid psychopathologic disorders.
Finally, we stress the importance of a multidisciplinary approach to TTS; such an approach should involve a collaborative process between cardiologists and clinical psychologists from the diagnosis to treatment. Evidence are accumulating on the efficacy of psychological interventions for cardiac diseases (Richards et al., 2018).
Author Contributions
FG, FB, and SC contributed to the conception and design of the study. FG organized the database and wrote the first draft of the manuscript. FG and FB made the bibliographic research and selected papers for the systematic review (in case of doubt made confirmation with SC). FB performed the statistical analysis. FB and SC read and approved the submitted version of the manuscript. All authors contributed to the manuscript revision, read, and approved the submitted version.
Conflict of Interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Keywords: Takotsubo syndrome, psychological factors, life-event, trauma, anxiety, depression, personality
Citation: Galli F, Bursi F and Carugo S (2019) Traumatic Events, Personality and Psychopathology in Takotsubo Syndrome: A Systematic Review. Front. Psychol. 10:2742. doi: 10.3389/fpsyg.2019.02742
Received: 19 July 2019; Accepted: 20 November 2019;
Published: 10 December 2019.
Edited by:
Giada Pietrabissa, Catholic University of the Sacred Heart, ItalyReviewed by:
Anna Panzeri, IRCCS Scientific Clinical Institutes Maugeri (ICS Maugeri), ItalyRozzoni Federica, Catholic University of the Sacred Heart, Italy
Copyright © 2019 Galli, Bursi and Carugo. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Federica Galli, federica.galli1@unimi.it