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OPINION article

Front. Water, 10 November 2022
Sec. Water and Human Systems
This article is part of the Research Topic Innovative Sensing, Observing, Measuring and Analyzing Human-Water Data View all 4 articles

Hydrosocial research for better understanding, managing, and modeling human-nature interactions

  • 1Interuniversity Institute of Geography, University of Alicante, Alicante, Spain
  • 2Environmental Intelligence for Global Change Lab, Department of Electronics, Information and Bioengineering, Politecnico di Milano, Milan, Italy
  • 3Landscape Policy and Governance, Manaaki Whenua Landcare Research, Lincoln, New Zealand

Introduction

Traditional water management based on simple, linear growth optimization strategies overseen by command-and-control approaches has failed to resolve the inherent unpredictability and uncertainty of water systems, but also increasing tensions over freshwater use (Furlong et al., 2016). Beyond potential technical solutions, it is crucial to provide solid institutional settings and mechanisms for conflict resolution in water management. In most circumstances, water crises tend to go beyond hydrology, infrastructure, and financing; it is about who does what, at which scale, how, and why (Akhmouch and Clavreul, 2017). Assuming water has different physical, social, political, and symbolic value(s) both individually and collectively, it becomes necessary to reinforce stakeholders' involvement to better understand the motivations for conflict and potential solutions coexisting in multi-scalar water crises (Ricart, 2020). This suggests the need for holistic and systemic approaches to comprehend the complex and interlinked nature of water management and governance (Megdal et al., 2017). We concur there is an urgent need to promote the benefits of stakeholder engagement in reducing water conflicts, acknowledging the shift from “government” to “governance” that marked a transition from hierarchical decision-making to bottom-up and network-based forms of participation by promoting diffusion of boundaries between private and public, individual and collective actors (Swyngedouw, 1999; Akhmouch et al., 2018; Skrydstrup et al., 2020).

Researchers have begun exploring inter- and transdisciplinary approaches that seek to address the social side of water management. Two perspectives with similar terminology have been devised: socio-hydrology and hydrosocial research (Wesselink et al., 2017; Ross and Chang, 2020). Hydrological scientists developed the term “socio-hydrology” in recognition that social relations alter water systems. The aim of socio-hydrology was to capture the full range of human-behavior narratives and patterns and to fit them in a quantitative model, trying to reconcile numerical data with descriptive histories (Troy et al., 2015). On the other side, social scientists from human geography and the political ecology opted for the term “hydrosocial” research which encompasses concepts such as hydrosocial cycle, hydrosocial territories and waterscapes (Boelens et al., 2016; Flaminio et al., 2022) to address power relations in human-water or social-nature systems. Hydrosocial research also includes a dialectical approach to “water” meaning and symbolism (Linton and Budds, 2014; Cantor, 2021). Both approaches point out how socially, naturally, and politically constituted spaces are (re)created through the interactions amongst human practices, water flows, hydraulic technologies, biophysical elements, socioeconomic structures and cultural-political institutions (Hommes et al., 2020). However, hydrosocial perspectives are where scholars specifically ask “who controls, who acts, and who has the power” in water management (Qi et al., 2021). In many locations, governments continue to dominate these decision-making processes, but there is growing recognition of the role stakeholders from the private sectors, communities, and other entities have in freshwater management (Handayani et al., 2022).

Stakeholder engagement for system transformation

Stakeholder engagement has become a central requirement for water-related projects in many different contexts. For example, Sustainable Development Goal (SDG) 17 explicitly recognizes multi-stakeholder partnerships as important vehicles for mobilizing and sharing knowledge, expertise, technologies, and financial resources to support countries' SDG commitments, while encouraging and promoting effective public–private–civil society partnerships (Sigalla et al., 2021). A stakeholder is usually defined as someone having an interest in a particular situation, even if this interest is not recognized or acknowledged by others (Wehn et al., 2018). Stakeholders' participation is mandatory in many international legal documents, and it is realized in different ways (e.g., water committees, water user associations, community participation, workshops for selected pre-screened participants, advisory groups, citizens juries) (Srdjevic et al., 2022).

Ruiz-Villaverde and Garcia-Rubio (2017) state several benefits of stakeholder involvement, including: the contribution of ideas, thoughts, and experiences from different stakeholders; an increase in accountability and community trust in the policies and implemented program; and the reduction in risks and problems in the implementation process. However, there are issues regarding time, cost, replicability, and adequate representation (Reed et al., 2018; Anggraeni et al., 2019). Interestingly, stakeholder engagement is often fraught with conflict when different interests result in mistrust and non-cooperation; ergo, a significant component of stakeholder engagement is to develop techniques for conflict reduction (Furber et al., 2016).

Some authors have identified a lack of evidence-based assessment on how effective engagement processes have enabled water objectives to be achieved (Lacroix and Megdal, 2016). Developing a common language represents one of the primary challenges. For example, the way stakeholders are involved has changed and is progressively moving away from mere “participation.” Likewise, various degrees of engagement, priority levels and typologies of participation have been discussed in the literature (Sharpe et al., 2021) since the “ladder of citizen participation” developed by Arnstein (1969), which has been critiqued for considering participation as an end in itself rather than as a value itself (Pigmans et al., 2019). Another issue is that stakeholder engagement is not usually measured in terms of realistic expectations about the process and its potential outcomes (Markouzi et al., 2022) because the participation process tends to be limited in space and time.

Social-learning in water management and governance

Social learning has been acknowledged by researchers in recent decades as a fundamental feature of water governance, with past experiences helping people to perceive changes and deal with future challenges (Johannessen et al., 2019). The approach can be summarized as learning together to manage together. Typically, no one person or organization has all the legal competencies, funds, information and other resources necessary to manage these issues to his or her satisfaction. Consequently, stakeholders need to cooperate and pool resources (Mostert et al., 2008). Social learning is also a means to analyze and enhance the current natural (hydrological and geographical conditions) and social (governance, cultural and economic systems) contexts affected by pressure or change (Benhangi et al., 2020).

Social learning is a process centered around multi-stakeholder collaboration (Figure 1), which goes beyond consultation or deliberation to also involve concerted action monitored at different iterations (Hovardas, 2021). Stakeholders learn by observing others and by their social interactions to promote cognitive feedback. Imitation games and role models are classic examples of individual social learning (Ananda et al., 2020).

FIGURE 1
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Figure 1. The iterative steps of stakeholder engagement in social hydrological research.

Reflective practice, experimentation, shared understanding, knowledge exchange, and confronting opposing points of view are key issues in social learning (Rodela et al., 2012). Social learning can contribute to outcomes such as changes in the system performance, structural changes in institutions, improving socio-ecological systems, shared vision for collective actions, or changing the features and variables characterizing the system performance (van der Wal et al., 2014). Additionally, the process leads to new knowledge, shared understanding, trust, and collective actions (Eriksson et al., 2019).

System thinking and system dynamics to modeling biophysical and social data

Despite a vast literature on stakeholder and modeling processes, the fundamental questions of “who's in” and “why” are not always explicit and remain a difficult issue (Voinov and Bousquet, 2010). Conventional hydrological models are based on linear causal thinking that struggles to integrate the complexity of social and natural systems (Zomorodian et al., 2018). But increasingly researchers are using approaches informed by system thinking and system dynamics to devise integrated social hydrological models (e.g., considering human impacts on global resources as a boundary condition; involving particularly long timescales considering changing values and norms; or combining system understanding, forecasting and prediction, and policy and decision-making) (Blair and Buytaert, 2016). Systems thinking has its roots in von Bertalanffy's (1971) General Systems Theory and Holling's (1973) work on ecological system resilience, and has evolved to understand complex systems since 1960s. It can be viewed as a language of communicating processes and interrelationships to aid effective decision-making processes (Ram and Irfan, 2021). There are many different systems thinking approaches, with system dynamics being particularly influential in the development of social hydrological models. System dynamics is an approach to systems that examines relationships and behaviors over time, conceiving of all systems having elements of accumulation, flow, feedback, and delay that change through time, altering the characteristics of hydrological and social systems over time (Elsawah et al., 2017). System dynamics enables modelers to use insights from pure hydrological models and to combine them with parameters like economics, values, or social network connectivity to explore different future scenarios (Beall et al., 2011). However, social characteristics of stakeholders (including power and interests) have been rarely incorporated in the system dynamics-based models (Moghaddasi et al., 2022).

One method for collecting and integrating social data is through collaborative modeling, where invited experts, stakeholders, and interested parties and partners are invited to develop a model in collaboration with researchers (Beall-King and Thornton, 2016). These types of modeling approaches typically attempt to develop a shared vision, rather than making firm predictions. Researchers can collaboratively develop a view of the system and its characteristics through engaging these invited guests in the development of a causal loop diagram (CLD), for example, a model that can combine qualitative and quantitative data to describe causation and connection between different elements of the system. In an early example of collaborative modeling using CLD, Stave (2003) argued that collaborative model development helped stakeholders understand the complexity of the system, while shifting narratives away from blame toward solutions. Easy-to-view CLDs help to engage stakeholders during the modeling process and facilitate their mind maps. However, modelers have difficulties in identifying which stakeholders should be approached, what to do when stakeholders perceive variable relationships in the CLDs differently, and how this affect the robustness of systems dynamics (Dhirasasna and Sahin, 2019). A recent paper has reviewed system dynamics modeling in water resources planning and management (Phan et al., 2021). The authors reviewed 169 papers and noted that only 14% of the reviewed papers included examples of collaboratively developing models with stakeholders, leading the authors to argue that the full potential of qualitative tools and thinking in system dynamics-informed socio-hydrological modeling has not yet been achieved.

Experiences to bring the gap

Despite the lack of co-development and participation in social hydrological models, there are examples from research of this working well in practice. Tidwell et al. (2004) is an early example of how participatory modeling approaches can inform freshwater decision making and planning. The authors helped create a system dynamics model to assist community-based water planning in New Mexico. The model development helped the community recognize the potential consequences of a “business as usual” management strategy, demonstrating the impact of time delays and feedback within the system. However, the authors also acknowledge some disadvantages to participatory modeling approaches, such as disparity between the researchers and stakeholders regarding the purpose of the model and what it should do, limits in regards to time, resources, and data, and certain important metrics not being simulated by the model, such as how specific pricing or conservation programs will affect economic growth.

The ability of participatory modeling to reduce social conflict was articulated by Karamouz et al. (2006). These authors highlight how system dynamics modeling, similar to the approach used in Tidwell et al. (2004), can be used as a conflict resolution strategy. The scenarios highlighted by the final model created an option that suited all parties, where over 90% of the time the receiving water bodies for waste load allocations will meet water quality standards.

More recently, Kotir et al. (2017) reflect on the development of CLDs with stakeholders in the Volta River Basin in West Africa to assist with sustainable agricultural development. The conceptual model that was built collaboratively with stakeholders communicated the importance of feedback loops in the system, and how governing those feedback loops could provide strategic leverage points for decision makers. Analysis after the collaborative model development confirmed that a majority of participants enjoyed the process and it contributed to a greater understanding of the importance of feedbacks in the function of the water basin.

Zare et al. (2019) reflect on the use of system dynamics modeling as a decision support and learning tool for water management in North-Eastern Iran. In this case, stakeholder engagement was conducted informally to elicit qualitative data which was integrated with more quantitative models. The researchers admit there is more room to add in formal and systematic engagement of stakeholders throughout the modeling process.

Discussion

Stakeholder participation in social hydrological modeling has developed over the last 20 years, however, the review conducted by Phan et al. (2021) confirms a need to highlight the benefits of these engagements to encourage further participation. We have derived the following lessons from our reading of the literature on participant engagement in hydrosocial modeling.

Lesson 1: Addressing conflicts through recurring participation

Social hydrological modeling will often start by defining the problem, and it is this stage where stakeholders are often seen as potential participants. However, this relegates participants as inputs in the modeling process, rather than co-developing the model and sharing decision-making with researchers about relevant connections, loops, delays, and feedbacks. The lived experience of participants in catchments can be critical to developing accurate models. Given this, we argue stakeholder engagement ought to be promoted throughout the modeling process, from problem definition, data collection, model development, to model verification.

Lesson 2: Resolving conflicts through mutual understanding

The co-development of models between stakeholders and researchers can help both groups better understand the complexity of water systems and water management. Building this understanding and social learning amongst a broad variety of participants helps reduce conflict between participants who may have brought competing interests to the process (Markouzi et al., 2022). A benefit of socio-hydrological modeling is that participants recognize complexity and learn about multiple values, highlighting that a “one-size-fits-all” approach is unlikely to succeed.

We think there is an opportunity for innovative and engaging participatory approaches to play a key role in reducing conflict and water use competition, as well as identifying catchments with a particular need for more holistic water management. Hydrosocial imaginaries explicitly connect water with society and, in so doing, drive actions, shape outcomes, and allow collectives of people to recognize a common purpose (Berry and Cohn, 2022). Such imaginaries can be understood as the socioenvironmental world views and aspirations held by particular social groups, often in confrontation with the contrasting images adhered to by competing subject groups (Molden and Meehan, 2018). This calls for a non-static view of water management and urges adaptive planning, which includes multiple perceptions from multiple stakeholders in a participatory planning process, (Viera and Malekpour, 2020). Thus, planning needs to be geared toward accommodating multiple futures when responding to different scenarios. Contestation, however, arises when planners adaptively plan without integrating stakeholders' perspectives on future development and setting clear signpost to trigger deviating paths together (Butsch et al., 2022).

Consequently, we suggest that the combination of stakeholders' engagement, social learning, and hydrosocial research should be the starting point of a triple-loop analysis to: (i) identify differences in stakeholders' perception and behavior regarding water system management; (ii) raise awareness of synergies and trade-offs regarding water system management; and (iii) resolve potential conflicts by reconsidering future values on relevance and representativeness (“to be”), recognition (“to do”), and collaboration (“to share”) among stakeholders (Ricart and Rico-Amorós, 2022).

Conclusion

In this opinion paper, we seek to show the importance of linked hydrological and social research in understanding and resolving complex water management problems. Traditional water management approaches fail to adequate engage in this complexity, which has resulted in the development of socio-hydrology and hydrosocial research approaches. Experiments with joint hydrological and social research and modeling highlights potential benefits of social learning and conflict resolution. However, there remain many challenges to overcome, especially regarding the inclusion of stakeholder input into modeling process. To conclude, we provide four questions which need to be addressed in future social hydrological research:

• How can qualitative data collection (interviews, surveys, focus groups, workshops) more effectively gather stakeholder desires and attitudes and feed this into a water management process?

• How can planners and managers incorporate stakeholder perspectives while simultaneously developing workable, adequate and financially sound “technical” solutions to water conflicts?

• Which techniques can ensure permanent stakeholders' participation, and at what cost?

• Is stakeholder involvement a reactive or proactive measure to resolve water conflicts?

Author contributions

All authors contributed equally to this work and approved the submitted version.

Funding

This work was supported by the European Commission under the Water JPI Joint Call on Sustainable Management of Water Resources - WaterWorks2017, granting the SIMTWIST project.

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher's note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

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Keywords: social learning, water management, stakeholder, coupled human-nature systems, decision-making processes, climate change

Citation: Ricart S and Kirk N (2022) Hydrosocial research for better understanding, managing, and modeling human-nature interactions. Front. Water 4:1025040. doi: 10.3389/frwa.2022.1025040

Received: 23 August 2022; Accepted: 21 October 2022;
Published: 10 November 2022.

Edited by:

Alessandro Pagano, Istituto di Ricerca Sulle Acque IRSA-CNR, Italy

Reviewed by:

Carsten Butsch, University of Cologne, Germany

Copyright © 2022 Ricart and Kirk. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Sandra Ricart, c2FuZHJhLnJpY2FydCYjeDAwMDQwO3VhLmVz

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