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ORIGINAL RESEARCH article

Front. Remote Sens., 13 April 2022
Sec. Multi- and Hyper-Spectral Imaging
This article is part of the Research Topic Uncertainties and Challenges in Water Color Remote Sensing in Coastal and Inland Waters View all 9 articles

Empirical Remote Sensing Algorithms to Retrieve SPM and CDOM in Québec Coastal Waters

  • 1Institut des Sciences de la Mer de Rimouski, Groupe Québec-Océan, Université du Québec à Rimouski, Rimouski, QC, Canada
  • 2Department de Biologie, Chimie et Géographie, Groupes BORÉAS et Québec-Océan, Université du Québec à Rimouski, Rimouski, QC, Canada

In most coastal waters, riverine inputs of suspended particulate matter (SPM) and colored dissolved organic matter (CDOM) are the primary optically active constituents. Moderate- and high-resolution satellite optical sensors, such as the Operational Land Imager (OLI) on Landsat-8 and the MultiSpectral Instrument (MSI) on Sentinel-2, offer a synoptic view at high spatial resolution (10–30 m) with weekly revisits allowing the study of coastal dynamics (e.g., river plumes and sediment re-suspension events). Accurate estimations of CDOM and SPM from space require regionally tuned bio-optical algorithms. Using an in situ dataset of CDOM, SPM, and optical properties (both apparent and inherent) from various field campaigns carried out in the coastal waters of the estuary and Gulf of St. Lawrence (EGSL) and eastern James Bay (JB) (N = 347), we developed regional algorithms for OLI and MSI sensors. We found that CDOM absorption at 440 nm [ag (440)] can be retrieved using the red-to-green band ratio for both EGSL and JB. In contrast, the SPM algorithm required regional adjustments due to significant differences in mass-specific inherent optical properties. Finally, the application of regional algorithms to satellite images from OLI and MSI indicated that the atmospheric correction (AC) algorithm C2RCC gives the most accurate remote-sensing reflectance (Rrs) absolute values. However, the ACOLITE algorithm gives the best results for CDOM estimation (almost null bias; median symmetric accuracy of 45% and R2 of 0.78) as it preserved the Rrs spectral shape, while tending to yield positively bias SPM (88%). We conclude that the choice of the algorithm depends on the parameter of interest.

1 Introduction

The ability to operationally monitor coastal water constituents such as colored dissolved organic matter (CDOM) and suspended particulate matter (SPM) is critical to understand the physical, chemical, biological, and geological processes governing the coastal ecosystem. These optically active constituents (OACs) are driving light penetration in the aquatic environment (Kirk, 2011) and major biogeochemical (e.g., van der Molen et al., 2017) and photochemical processes (e.g., Zhang and Xie, 2015). During the last decade, new sensors with a spatial resolution of 10–30 m have improved our ability to observe the spatial variability of ocean color (OC) in coastal areas (e.g., Aurin et al., 2013). As a result, high-resolution OC sensors such as the operational land imager (OLI) onboard Landsat-8 and the MultiSpectral Instrument (MSI) on-board Sentinel-2 platforms have shown their importance as monitoring tools for analyzing the spatial and temporal variability of OACs (e.g., Normandin et al., 2019; Chen et al., 2020). These OC sensors allow studying the spatial and temporal dynamics of these constituents in unprecedented ways (Vanhellemont and Ruddick, 2014; Li et al., 2019; Osadchiev and Sedakov, 2019).

On one hand, locally tuned bio-optical algorithms are needed for accurate retrieval of OACs from operational multispectral sensors due to the great optical diversity found in contrasting coastal zones (e.g., Zheng and DiGiacomo, 2017). On the other hand, prior to the application of bio-optical algorithm, satellite data recorded at the top of atmosphere need to be corrected for atmospheric contribution to compute the bottom of atmosphere radiance/reflectance. As a result, atmospheric correction algorithm development is an active field of research and the number of available models has increased significantly over the last decade (Pahlevan et al., 2021). Therefore, here both bio-optical and atmospheric correction algorithms have been considered for practical application to satellite imagery.

Two types of approaches can be followed to retrieve OACs from the marine reflectance signal. Physics-based models in the form of analytical or semi-analytical algorithms (SAAs) present the advantage of retrieving multiple parameters at the same time and allow to associate error to causes through error analysis and error propagation (Odermatt et al., 2012, and ref. therein). However, SAAs require more spectral information than that offered by sensors with broad spectral bands in the visible such as OLI or MSI. Furthermore, atmospheric correction in coastal region can be quite challenging and provide inaccurate values of remote sensing reflectance (Pahlevan et al., 2021), errors which will be more critical for SAAs than for empirical algorithms based on the band ratio.

Nearshore coastal waters of Québec, specifically the eastern shore of James Bay and the north shore of the estuary and Gulf of St. Lawrence (EGSL), are under the freshwater runoff’s influence from the numerous rivers draining the boreal Canadian shield watersheds. The EGSL is one of the major subarctic estuaries characterized by high phytoplankton production sustained by nutrient-rich upwelling in the lower estuary along the north coast (Le Fouest et al., 2006; Cyr et al., 2015), and by fluvial input loaded with nutrients (Therriault and Lacroix, 1976; Hudon et al., 2017). Freshwater runoff brings CDOM and SPM, which by modifying light attenuation and heating the upper part of the water column (Costoya et al., 2016), can affect photosynthesis and primary production of phytoplankton, macroalgae, and seagrass meadows. James Bay, located south of Hudson Bay, is the land of Cree communities that rely on natural resources to maintain their cultural heritage. However, their fishing and hunting grounds are going through profound changes, notably caused by a decline of the eelgrass (Zostera marina L.) beds, a coastal habitat playing a structuring role in the food web (DFO, 2009). Among factors shaping the growth of eelgrass, photosynthetically available radiation (PAR) is a key limiting parameter (Duarte, 1991). Since PAR attenuation is largely driven by CDOM and SPM, the retrieval of these constituents can significantly improve our ability to develop mitigation strategies by defining areas more prone for eelgrass implantation and to respond to this decline (Murphy et al., 2021). In the EGSL coastal waters, chlorophyll-a varies from 0.2 to 17 mg m−3 with a mean (standard deviation) value of 2.6 (±2.3) mg m−3 (Araújo and Bélanger, 2022). As shown by Araújo and Bélanger (2022), phytoplankton contribution to the non-water absorption budget is marginal in these waters, making the water color (i.e., the remote sensing reflectance) variability mainly driven by CDOM and SPM. A similar conclusion can be drawn from James Bay waters where coastal waters are even more influenced by CDOM-rich boreal rivers inputs, maintaining the surface salinity below 25 PSU. For these reasons, this study focuses on the retrieval of the main driver of the Rrs, i.e., the CDOM and SPM.

Since 2015, we have conducted several oceanographic campaigns in the lower St. Lawrence estuary (PMZA-RIKI buoy) and in nearshore waters along the north coast of St. Lawrence (Sept-Îles Bay, Manicouagan Peninsula, Forestville) and along the eastern shore of James Bay (Figure 1). These campaigns allowed building a biogeochemical–optical database gathering near-simultaneous remote sensing reflectance (Rrs), inherent optical properties (IOPs), and seawater constituents. The main objective of this study was to investigate empirical relationships linking Rrs with CDOM absorption and SPM. We tested various empirical algorithm formulas published in the literature (e.g., Matthews, 2011; Dorji and Fearns, 2016; Houskeeper et al., 2021) with known potential and drawbacks for their application to modern multispectral sensors. The specific objectives were: 1) to develop empirical algorithms for Landsat-8 and Sentinel-2 satellite missions for the Québec coastal waters; 2) to examine the similarity and/or differences between the coastal zones in terms of optical properties and their implications for satellite remote sensing of CDOM and SPM; and 3) to validate the satellite retrievals using OLI and MSI through a matchup analysis. The validation is made with a comparison of six atmospheric correction algorithms.

FIGURE 1
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FIGURE 1. Localization map of the datasets, colors correspond to the different areas in which the data were acquired.

We first present the sampling strategy and materials and methods used to build the optical database. Next, we focus on the empirical algorithm development based on in situ data, which highlights similarities and differences among coastal regions. The third section will present the validation of satellite retrievals, based on a matchup analysis of the OLI and MSI sensors with the in situ database. Finally, the main findings in terms of satellite retrievals of SPM and CDOM after the application of atmospheric correction (AC) are discussed.

2 Materials and Methods

2.1 Study Area and Sampling

Acquisition of in situ data has been made within the scope of four different research projects from 2015 to 2019. More detailed information about the projects in the EGSL can be found in Bélanger et al. (2017) and Araújo and Bélanger (2022). Briefly, the lower St. Lawrence estuary was sampled within the framework of the Programme de monitorage de la zone Atlantique (Atlantic Zone Monitoring Program) PMZA (AZMP), initiated and maintained by Fisheries and Oceans Canada (DFO). The station PMZA–RIKI (Figure 1, red symbol), offshore Rimouski, has been visited on 19 occasions in 2015 as detailed in Bélanger et al. (2017). In-water radiometric measurements were performed for the determination of Apparent Optical Properties (AOPs). Concurrently, an optical package was deployed for the determination of bulk IOPs, including particulate backscattering coefficient (bbp). Along with the IOPs and AOPs, a suite of biogeochemical and optical variables were obtained from discrete water samples, including SPM, spectral CDOM, and particulate absorption coefficients (ag and ap).

Within the scope of the Canadian Healthy Oceans Network (CHONe2), 11 field campaigns were conducted in the Bay of Sept-Îles (BSI) area from August 2016 to June 2019 (Figure 1; orange symbols) (for details, see Table 2 in Araújo and Bélanger, 2022). The sampling stations include nearshore coastal waters and optically shallow waters (∼120 stations). In September 2017, with the collaboration of the DFO and the Canadian Hydrographic Service (CHS), fieldwork in support of airborne hyperspectral imagery acquisition was carried along the northern shore of the EGSL. This campaign includes 7 stations in the Forestville (FV) area, sampled on 11 September, where the above-mentioned optical and biogeochemical dataset were collected (Figure 1; black symbols). Finally, in August 2019, a field campaign was organized in the frame of the WaterSat Imaging Spectrometer Experiment in nearshore coastal waters of the Manicouagan Peninsula (Figure 1; yellow symbols), during which more than 50 stations were visited to record optical and biogeochemical data. For all these field campaigns, the protocols detailed in (Bélanger et al., 2017) were followed to compute the desired AOPs, in situ IOPs, and biogeochemical and optical measurements (see below).

The nearshore coastal waters of eastern James Bay were sampled within the framework of a multidisciplinary project in collaboration with the Cree nation to better understand the evolution of eelgrass meadows observed over the last 3 decades (Figure 1; green symbols). The sampling was performed in August–September 2018 and July–August 2019 with the freighter canoes piloted by members of the Cree communities. Due to logistic constraints, different protocols were adopted for in-water AOPs and IOPs (see following subsections).

A total number of 186, 188, and 132 concomitant measurements of Rrs with SPM concentration (CSPM), ag, and bbp, respectively, were available in the EGSL. In James Bay, 161, 155, and 144 concomitant measurements of Rrs with CSPM, ag, and bbp, respectively, were available.

2.2 Derivation of Rrs

Derivation of Rrs (Eq. (1)) follows the NASA protocol (Mueller et al., 2003). Underwater measurement of upwelling radiance Lu (z) and above water measurement of downwelling irradiance Ed (0+) were made with different instruments and methods in the EGSL and JB. In the EGSL, vertical profiles of upwelling radiance, Lu (λ, z), where λ is spectral wavelength in nm and z is depth of observation, were measured at 19 wavelengths with different Compact-Optical Profiling System instruments (Morrow et al., 2010). Seventeen common wavelengths were available for the various C-OPS instruments used in the EGSL: 320, 340, 380, 412, 443, 465, 490, 510, 532, 550 (or 560), 589, 625, 665, 683, 694, 710, and 780 nm. In James Bay, underwater hyperspectral upwelling radiance [Lu (z)] below the sea surface (∼5–15 cm depth) was measured using two Satlantic HyperOCR radiometers (HOCR) held away from the boat with a pole and submerged at two different depths, allowing an estimation of the spectral diffuse attenuation coefficient for the upwelling radiance (KLu). The acquisition spectrum of the HOCR spans from 380 to 800 nm by a 3 nm step. In all cases, the incident Ed (0+) was measured above water using a radiometer attached to the boat above the structure to avoid shadow. All radiometers were calibrated by the manufacturer less than a year before or after the deployment. In-water radiometry data was processed using the open-source R-packages “Cops” and “HyperocR” available on GitHub (https://github.com/belasi01/). A detailed discussion about the C-OPS instrument and the processing protocols can be found in previous studies (Mueller et al., 2003; Morrow et al., 2010; Antoine et al., 2013; Hooker et al., 2013; Bélanger et al., 2017). Briefly, the processing includes the extrapolation of Lu (z) to the sea surface using the estimated value for KLu and its transmission across the air-water interface to provide Lw (0+), which is used to estimate the remote sensing reflectance:

Rrs=Lw0+Ed0+.(1)

Instrument’s self-shadow correction was applied to C-OPS data following the procedure described by Gordon and Ding (1992) and Zibordi and Ferrari (1995), but considered negligible for HOCR (radius of 3 cm). Radiometric variables were measured at different spectrum limits and were interpolated to obtain values at the same wavelengths through the database. The spectral interpolation (generally a few nanometers) error is assumed to be negligible. We also computed a sensor-equivalent Rrs from our in-water spectral radiometric measurements for OLI and MSI sensor bands through the Relative Spectral Response (RSR) function to develop empirical algorithms specifically for those sensors and to conduct the matchup analysis. Due to the difference in spectral sampling in the near-infrared between C-OPS and HOCR, we could expect some discrepancy between the EGSL and JB dataset for the Rrs (740) channel of MSI.

2.3 Particulate Backscattering

The volume scattering function (VSF) in the backward direction of light propagation was measured with four different backscattering meters: a Hydroscat-6 from HOBI Labs, and ECO-VSF, BB3, and BB9 from Wetlabs. The Hydroscat-6 was used for the sampling of PMZA-RIKI, FV, BSI, and Manicouagan peninsula. Hydroscat-6 measures the VSF at 141° at six waves bands centered at 394, 420, 470, 532, 620, and 700 nm. The BB9 was used at a few stations during WISE-Man (wavebands: 412, 440, 488, 510, 532, 595, 650, 676, and 715 nm). In James Bay, the ECO-VSF (wavebands: 470 and 532 nm) and BB3 (wavebands: 470, 532, and 715 nm) were used in 2018 and 2019, respectively. The Hydroscat-6, mounted on an optical package, which also included a CTD (conductivity-temperature-depth; SBE19 from Seabird scientific) and an a-sphere (HOBI Labs) to measure the total non-water absorption coefficient for vertical profiles of IOPs along the water column. After depth discretization, the data point closest to the surface is selected. Similarly, the BB9 was deployed together with a CTD and an AC-s meter. In James Bay, the BB3 and the ECO-VSF were held by hand in surface water for ∼2 min, and the average value was retained. The raw VSF data, measured at given scattering angle (i.e., ∼ 124° for the ECO-BB and ∼141° for Hydroscat-6; Doxaran et al., 2016), were converted in physical unit (m−1 sr−1) using the manufacturer calibration coefficients with updated dark offsets taken on the field. The conversion of the VSF into a backscattering coefficient (bb) was performed following the procedure described in Doxaran et al. (2016) for ECO-BB and Hydroscat-6 and in Boss et al. (2004) for the ECO-VSF. The corrections included the loss of signal due to the absorption of the backscattered photons along the optical path length, which was estimated using absorption coefficients for the a-sphere or the AC-s when available, or from the absorption coefficients of CDOM and particles determined on discrete samples (Bélanger et al., 2017; Araújo and Bélanger, 2022). On a few occasions in James Bay, the ECO-BB meters saturated in very turbid waters and the data was flagged.

2.4 Discrete Water Sample Measurements

Water samples were taken near the surface with a bucket or a Niskin bottle, stored away from light and heat in coolers. They were processed in the laboratory as soon (less than 8 h after collection) as the boat returned to harbor. To trace CDOM concentration, spectral absorption coefficients, ag, were made according to the IOCCG (2018) protocol. Briefly, two filtration steps allow removing all particulate matter, a prefiltration on Whatman GF/F (0.7 µm nominal particle size retained) followed by filtration on Nucleopore 0.2 µm nominal pore size. The absorbance was obtained using a Perkin Elmer double-beam Lambda-850 with quartz cells on 10 cm, 5 cm, or 1 cm path lengths (depending on the concentration) against nano pure water as the reference. The raw data were converted to absorption, and corrected for null offset in the NIR with open source R packages, RspectroAbs, and CDOM available on GitHub (https://github.com/belasi01/RspectroAbs; https://github.com/PMassicotte/cdom).

CSPM were determined following the recommendations of Neukermans et al. (2012b). Whatman GF/F filters of 47 mm diameter, which effectively retained particles larger than about ∼0.7 µm, were rinsed with distilled water, dried and weighted with a high precision microbalance. Each water sample (volumes depended on turbidity evaluated using the Secchi depth) was filtered in triplicates to assess variation of the measured CSPM. Additionally, the loss on ignition technique was used by placing the filters at 450°C for 4 hours to determine the fraction of inorganic matter (PIM) and organic matter (POM) in the total SPM pool.

2.5 Algorithm Development and Performance Metrics

For the remote sensing algorithm development, the dataset is divided into training and testing datasets at approximately 70 and 30%, respectively. All regressions were made using the training set, while the performance metrics were calculated on the testing set. Following the recommendations of Seegers et al. (2018), we used three metrics to measure individual algorithms performance and compare them. As outliers may be present (e.g., unflagged optically shallow waters) in our dataset, we choose to compare the accuracy metrics of the relative error (RE) computed with the mean (Mean RE) and the median (Med RE). The former is sensitive to outliers, while the latter is not. Bias is measured with the median of the error, minimizing the impact of the outliers and giving the algorithm systematic error from the bulk of the observation. To assess the relative efficiency of atmospheric correction algorithms, we have used a pairwise comparison metric. Briefly, this method allows the selection of the algorithm with the least residuals (ŷ−y) for each observation. Then, the number of times an algorithm is chosen instead of its competitors is used to compute the percent wins.

To facilitate comparison with the latest literature on atmospheric correction algorithms performance published in Pahlevan et al. (2021), we chose to report the median symmetric accuracy (MdSA, Eq. 3) and the symmetric signed percentage bias (SSPB, Eq. (2)). For a detailed description of those metrics and their proprieties, the reader is referred to Morley et al. (2018).

SSPB=100signz10|z|1% where z=Medianlog10R̂rsλi/Rrsλi,(2)
MdSA=10010y1% where y=Median|log10R̂rsλi/Rrsλi|,(3)

where R̂rs(λi) is the retrieved remote sensing reflectance by the satellite at a specific wavelength and Rrs is the measured remote sensing reflectance. They can be replaced by CSPM or ag (λi) to compute their specific MdSA and SSPB.

2.6 Match-Up Exercise and Atmospheric Correction Comparison

The regional algorithms were applied to satellite imagery from Sentinel-2 and Landsat-8 for which coincident in situ data were available. In total, 72 in situ matchups where found at an interval of ±3 h, 62 with MSI, and 10 with OLI. The matchup data points constitute the testing datasets. L1C images of Landsat-8 OLI and Sentinel-2 MSI A and B, corresponding to a day of an in situ acquisition, were downloaded. We applied six atmospheric correction algorithms:

1 Case 2 Regional Coast Color (C2RCC) (Brockmann et al., 2016);

2 Case 2 extreme (C2X) (Brockmann et al., 2016);

3 Atmospheric Correction for OLI lite (ACOLITE) using the dark spectrum fitting algorithm option (Vanhellemont and Ruddick, 2018; Vanhellemont, 2019a,b, 2020; Vanhellemont and Ruddick, 2021);

4 Sea-viewing Wide Field-of-view Sensor Data Analysis System (SeaDAS) (Franz et al., 2015; Pahlevan et al., 2017);

5 Spectral Shape Parameter (SSP) implemented in SeaDAS (Singh et al., 2019);

6 Image Correction for atmospheric effect (iCOR) (Keukelaere et al., 2018).

C2RCC and C2X are artificial neural network-based models trained with a synthetic dataset generated from radiative transfer simulations of various oceanic and atmospheric conditions. The difference between C2RCC and C2X is that the latter is trained with more extreme cases of optically complex waters, like CDOM-rich and very turbid waters. The others algorithms belong to the tow-steps family. First, they remove the effect of Rayleigh scattering and gaseous absorption using pre-computed look-up-tables (LUTs). The second step estimates the aerosol contribution to the Rayleigh-corrected reflectance. The algorithms are based on different assumptions. For example, SeaDAS is based on the black pixel assumption in the near infrared (NIR) and use it as a baseline to extrapolate the contribution of aerosol in the rest of the spectrum (Gordon and Wang, 1994). The black pixel assumption in the NIR does not hold true in turbid waters where significant amount of light in the NIR (Ruddick et al., 2000). The SSP algorithm is an addendum to the SeaDAS processor to estimate aerosol contribution with the assumption of a non-zero water-leaving radiance in the UV and in the NIR. The ACOLITE and iCOR models are image-based algorithms originally designed to retrieve aerosol optical thickness (AOT) over land surfaces, but with additional correction for water (sky glint corrections). They were adapted to retrieve AOT from the darkest pixels found in a sub-scene (e.g. dense dark vegetation or clear waters). These algorithms have been chosen because they are specifically designed to perform atmospheric correction in coastal waters and are freely available online. After image processing, 44 matchups out of 72 were valid, from which 36 were in the BSI and 8 in JB. Following the methodology described in Pahlevan et al. (2021), the median pixel value was extracted from a 150 m by 150 m box surrounding the measurement location.

3 Results

3.1 Exploratory Data Analysis

The histograms of SPM and CDOM (Figure 2) show different distributions in the EGSL and JB. CSPM follows a log-normal distribution in the EGSL, while in JB, the distribution is negatively skewed, and presents a higher range of concentrations. CDOM concentration, as expressed by the ag (440) proxy, exhibits a bimodal distribution in both regions, which is more obvious in JB. In addition, a higher CDOM background is present in JB with most values ranging between 1 and 3 m−1, but with frequent values >3m1. In addition, the spectral slope (S) of the CDOM spectra was slightly steeper in JB compared to EGSL. The S calculated for 350–500 nm spectral range of 0.0175 ± 0.0006 and 0.0167 ± 0.0010 nm−1 for JB and EGSL, respectively.

FIGURE 2
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FIGURE 2. Histograms showing the distribution of CSPM and ag (400) in the EGSL and JB.

Figure 3 shows the relationships between Rrs at four wavelengths with CSPM, bbp (532) and ag (440). The relationship between CSPM and Rrs is almost null at 440 nm and becomes positively stronger at longer wavelengths. At 560 nm, the relation is strongly dependent on CDOM concentration (color of the dots), meaning that for a given remote sensing reflectance, high CSPM are associated with higher CDOM concentration. In JB, for example, for an Rrs value of 0.004 sr−1, we found ag (440) and CSPM values of 1 m−1 and 2 mgL−1, respectively, then 4 m−1 and 11 mgL−1, and finally 8 m−1 and 42 mgL−1. If we plot a linear relationship between CSPM and Rrs, in JB alone, we find that as CDOM increases, the intercept of the relationship also increases. In the same way, but with different relationships, the EGSL Rrs versus CSPM and CDOM seem to be linked. As CDOM concentration increases, Rrs (560) decreases even if CSPM increases. These results indicate a significant role of CDOM for the green reflectance in both coastal zones.

FIGURE 3
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FIGURE 3. Relation between Rrs at 440, 560, 665, and 740 nm, and (A) CSPM, (B) bbp (532), and (C) ag (440). Plot (A) and (B) colors correspond to ag (440) to assess covariance patterns. Similarly, plot (C) colors correspond to CSPM in square root space. Triangles and circles represent data from JB and the EGSL, respectively. Grey color represent missing values.

CSPM versus Rrs in the red (665 nm) also revealed regional differences between the EGSL and JB. For a CSPM of 10 mgL−1, Rrs is ten times higher in JB than in EGSL. It also shows that the strength of the correlation is weaker in the EGSL comparatively to JB, with a Spearman correlation coefficient of 0.33 and 0.79, respectively. The strongest relationship between Rrs with CSPM in the two regions is found in the near infrared (740 nm), a spectral region where CDOM is known to have negligible influence on Rrs. The linear relationship for both regions converge (similar slope and intercepts) and higher coefficients of correlation of 0.37 and 0.80 for EGSL and JB, respectively, are reached. Interestingly, at 800 nm (not shown), the two distinct groups, visible at 665 nm, appear again, but the Spearman correlation coefficient (r) reaches its highest values of 0.46 and 0.81 for the EGSL and JB, respectively.

Knowing that remote sensing reflectance is proportional to particulate backscattering coefficient, an inherent optical property (IOP), we further examine the relationship between Rrs and bbp measured in the green at 532 nm. Figure 3B indicates that the particles sampled in the EGSL and JB likely have distinct specific optical properties. First, the strongest relationship between bbp (532) and Rrs was found in the red band (665 nm) with no difference between JB and the EGSL. Second, a regional distinction is found at 740 nm, where a linear relationship would yield different intercept, but similar slope. Lower bbp (532) values for identical Rrs (740) is found in the EGSL compared to JB, indicating that the spectral slope of bbp or particulate absorption coefficients (ap) in the NIR are not the same in both regions. Hence, it confirms the regional differences previously observed from the CSPM versus Rrs relationships. The relationships between the absorption of CDOM at 440 nm and Rrs at the same four wavelengths are shown in Figure 3C. Absorption spectrum of CDOM shows an exponential decay toward longer wavelengths. As expected, knowing the inverse relationship between Rrs and absorption, stronger negative correlation is found at 440 nm than at 560 nm. However and as previously stated for CSPM, the trend of the ag (440) relation with Rrs is impacted by CSPM through the bbp, but this time with higher Rrs value for high CDOM and CSPM events. As we move toward longer wavelengths, at 665 and 740 nm, the relation of ag (440) and Rrs become positive, meaning a potential co-variation between CDOM and particle backscattering and/or SPM, or a direct contribution of CDOM to particle backscattering. However, even at 740 nm, CDOM is suspected to have a significant absorption power. Indeed, the CSPM concentration follows a diagonal gradient from the top left to bottom right; it shows the interaction of ag and SPM on Rrs (740), with lower Rrs associated with high ag (440) and low CSPM values. Contrary to the CSPM versus Rrs relationship, we found no difference in ag (440) with Rrs relation between the EGSL and JB. This indicates that a single algorithm can be fitted to retrieve ag (440) from marine reflectance.

The mass-specific particulate backscattering (bbpSPM=bbp/CSPM, in m2g−1), is a physical quantity used to study the backscattering efficiency of SPM (e.g., (Neukermans et al., 2012a). On average, bbpSPM(532) of 0.0140 and 0.0021 m2 g−1 was found in JB and the EGSL, respectively, indicating that particles are six times more efficient at scattering light in JB compared to those in EGSL. More specifically, we found a negative relationship between CSPM and bbpSPM(532) (Figure 4A) in the EGSL, but not in JB. As a result, in the EGSL, as CSPM increase bbp will stay approximately the same and bbpSPM decrease. In JB, in contrast, the slightly positive relationship of CSPM versus bbpSPM, yields a stronger positive correlation between CSPM and bbp and indicates an additive effect of CSPM on bbp.

FIGURE 4
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FIGURE 4. (A) Mass-specific particulate backscattering at 532 nm versus CSPM, (B) mass-specific absorption at 443 nm versus CSPM. Color corresponds to PIM fraction of total CSPM, in percent. Black points correspond to the absence of PIM data.

Regarding the mass specific particulate absorption at 443 nm, a difference of magnitude is found between the JB and the EGSL, with an average of 0.083 m2g−1 and 0.033 m2g−1, respectively. A similar negative relationship was found between apSPM and CSPM in both regions (Figure 4B).

3.2 Empirical Algorithms Development

3.2.1 Colored Dissolved Organic Matter Retrieval

Normalization functions such as band ratio algorithms show great potential to assess ag (λ) accurately. In lower wavelengths, ag is the main OAC responsible for the total absorption in nearshore zones of the EGSL (Araújo and Bélanger, 2022) and in JB. Thus, its variability can be directly related to the ratio of a wavelength sensitive to its absorption spectrum to a wavelength insensitive to it (Gitelson et al., 1993). Furthermore, band ratio algorithms are less sensitive to atmospheric correction errors (see section 3.3.2), as the ratio will diminish a part of the error. Building up on published studies and the exploratory analysis above, we tested relationships between ag and Rrs ratio using non-linear algorithms with the non-linear least square (nls, Gauss-Newton algorithm) function of R. Only the best relationships are shown in Figure 5 and Table 1.

FIGURE 5
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FIGURE 5. Nonlinear empirical algorithms for ag (440) on log-log space by (A) band ratio Rrs (665)/Rrs (440), (B) band ratio Rrs (665)/Rrs (560), and (C) band ratio Rrs (740)/Rrs (440). Continuous line corresponds to fitted values. Circles and triangles correspond to the data acquired in the EGSL and in JB respectively. Station V11-11 in JB is flagged as optically shallow; the Secchi disk touches the bottom at 1.30 m.

TABLE 1
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TABLE 1. Algorithms to retrieve ag (440), ag (295) and ag (275), with associated performance metrics. Numbers in bold font highlight the best model.

For comparison, we tested the recently published so-called end-members approach of Houskeeper et al. (2021) with an algorithm based on the Rrs (665) to Rrs (440) ratio (Figure 5). These algorithms show a curvature starting at around ag (440) values of 2 m−1. An algorithm based on Rrs (740) to Rrs (440) ratio, the end-members of the MSI bands were also tested (Figure 5C). It shows a regional separation likely due to the use of reflectance at 740 nm, and did not prove to have a better accuracy even when fitting the model for the EGSL and JB independently (result not shown). In addition, Rrs (740) estimated from COPS (in the EGSL) is obtained using linear interpolation between 710 and 765 nm, while in JB it is measured using the HOCR, which could partly explain the regional differences.

In the EGSL and JB, respectively, 27 and 47% of the stations had values of ag (440) > 2 m−1, showing the necessity of an algorithm able to work in CDOM laden coastal waters. We found that the ratio of Rrs (665) to Rrs (560) gives results similar to the Rrs (665) to Rrs (440) ratio in terms of performance metrics, but with a slight curvature that is much less affected by this “saturation” at very high CDOM concentration. In terms of the mean and the median relative errors, Rrs (665) to Rrs (560) ratio yield values of 21 and 15%, respectively, for a range of ag (440) values spanning from 0.16 to 11.5 m−1, which is slightly better than that of the Rrs (665) to Rrs (440) ratio. Therefore, we chose the red-to-green band ratio algorithm for CDOM to process the satellite imagery because of the linearity of the relationship, the overall best retrieval performance relative to the other algorithm, and finally its weaker sensitivity to atmospheric correction errors (see below). We fitted this algorithm to retrieve CDOM in the UV-B domain, i.e. ag (295) and ag (275), which can be used to predict dissolved organic carbon (DOC) concentration in coastal waters (Fichot and Benner, 2011).

3.2.2 Suspended Particulate Matter Retrieval

Several empirical or semi-empirical algorithm formulas have been proposed to retrieve CSPM from multispectral space-borne sensors in the literature (e.g., Dorji and Fearns, 2016; Tavora et al., 2020). In this study, we found that the best algorithm for CSPM used a single reflectance at 740 nm (Figure 6), which is slightly better than 665 nm band used in many studies (e.g., Nechad et al. (2010) as shown in Figures 6A,B). The single red-band algorithm has good precision and accuracy in JB, with a bias of 0.30 mgL−1 and a median RE of 27%. An outlier was found in optically shallow water, where the station depth was 0.56 m, which strongly influenced the Mean RE, degrading the algorithm’s overall performance. For the EGSL, we tested the algorithm published by Mohammadpour et al. (2015) based on the Rrs (710)/Rrs (665) ratio. It yields a slight degradation of the precision and accuracy metrics compared to those obtained using the single red-band algorithm with a median RE of 27% and a higher bias of 1.02 mgL−1. Despite a better performance of the near infrared band algorithm (Table 2), we choose the red band algorithm as it is available on both OLI and MSI sensors, whereas 740 nm is only available on the later.

FIGURE 6
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FIGURE 6. Regional empirical algorithms for CSPM (A) from Rrs (665) (B) from Rrs (740), and (C) from Rrs (710)/Rrs (665) ratio. Dashed line corresponds to CSPM values fitted with Nechad et al. (2010) semi-empirical algorithm.

TABLE 2
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TABLE 2. Regional algorithms for CSPM with their associated performance metrics. Numbers in bold font highlight the best model.

Residuals of the CSPM empirical algorithm based on Rrs (665) show a positive correlation with ag (440) (Figure 7). The slope is of 1.1 and 2.4 for the EGSL and JB, respectively, with p values significant for JB (p < 0.001) but not for the EGSL (p = 0.023). Others band formulations (not presented here) have been tested with no better success.

FIGURE 7
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FIGURE 7. Residuals of the relationship between CSPM and Rrs (665) (Figure 6A) as a function of ag (440). Yellow dot represents data from the EGSL and blue represents triangle data from JB. Yellow and blue lines represents the linear regression between the residuals and ag (440) with correlation coefficients (r) of 0.02 (p < 0.05) and 0.17 (p < 0.001) for the EGSL and JB, respectively.

3.3 Validation With Matching Satellite Imagery

The above algorithms were applied to actual satellite imagery from OLI and MSI after the application of atmospheric corrections (AC), which is a crucial pre-processing step for any aquatic applications. Therefore, we performed a matchup analysis for the entire database with the MSI and OLI sensors. As mentioned in the methods, we tested six atmospheric correction algorithms: 1) C2RCC, 2) C2X, 3) ACOLITE, 4) SeaDAS, 5) SSP, and 6) iCOR. Primarily, we will assess the performance of AC based on retrieved Rrs. The sensitivity of the ag (440) and CSPM retrievals to error in the Rrs retrieval introduced by the AC algorithm is then presented. For CSPM, the single-band algorithm based on 665 nm available on both the MSI and OLI was chosen. It is noted that we parameterized the algorithms presented above by computing the coefficients for the specific satellite sensor bands of OLI and MSI, but also for other commonly used satellite sensors for coastal water monitoring (MODIS, MERIS, and OLCI). Those bands were retrieved from in situ Rrs through the RSR function of each sensor as provided by the space agencies. The regional empirical coefficients can be found in Supplementary Table S3.

3.3.1 Rrs Matchups

Figure 8 show the in situ versus remotely retrieved Rrs by the OLI and the MSI for each atmospheric correction algorithm. All the metrics for Rrs retrieval by wavelength and AC algorithm’s can be found in supplementary materials, Supplementary Table S1 for MSI and Supplementary Table S2 for OLI. The determination coefficient (R2) and the median symmetric accuracy (MdSA) are shown in Figure 9 to graphically represent the performance of Rrs retrieval for each sensor, AC algorithms, and wavelengths. In general, the algorithms tend to overestimate Rrs, except for C2RCC and C2X. In the same way, all algorithms except C2RCC and C2X overestimated Rrs at 443 and 740 nm, two wavelengths were in situ Rrs is at the lowest. For example, at 443 nm ACOLITE and iCOR give an SSPB of 1,243% and 1,417%, respectively, for the MSI, 342 and 471% for the OLI, indicating systematic overestimation. The green band is the most accurately retrieved by all algorithms, where Rrs is the highest. No single algorithm is found to give the best results for all wavelengths and sensors. At 443, 560, 665, 704, and 740 nm C2RCC get the more percent wins followed by C2X. C2RCC and C2X give an MdSA of 68 and 61%, respectively for the MSI green band (560 nm). Interestingly, SeaDAS give the best results for the OLI green band (561 nm) with an MdSA of 26%, closely followed by SSP with a MdSA of 34%. In contrast for the MSI green band (560 nm), SeaDAS and SSP gives an MdSA of 217 and 205%, respectively, while C2RCC and C2X give an MdSA of 40 and 47%, respectively for the OLI green band. Likewise, C2RCC and C2X give the lowest MdSA for the MSI red band (665 nm) with respectively 57 and 78%, while they give high MdSA for the OLI red band (655 nm) with 102 and 211%, respectively. Again inversely, SeaDAS and SSP give the lowest MdSA for the OLI red band (655 nm) with respectively 37 and 49%, while they give high MdSA for the MSI red band (665 nm) with 180 and 104%, respectively.

FIGURE 8
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FIGURE 8. Rrs measured in situ and remotely in the EGSL (yellow) and in JB (blue) by MSI (circle) and OLI (triangle) in the blue (443 and 482, 492 nm, respectively), green (560, 561 nm, respectively), red (665, 655 nm, respectively), and NIR (704, 740 nm, MSI only) bands. The solid black line represents the 1:1 relation.

FIGURE 9
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FIGURE 9. Performance metrics, y-axis coefficient of determination, and x-axis median symmetric accuracy, of atmospheric correction processors.

3.3.2 Colored Dissolved Organic Matter Matchup

The CDOM empirical algorithm based on the red-to-blue ratio [Rrs (665)/Rrs (440)] shows an important underestimation with all atmospheric corrections (Supplementary Figure S1; Table 3). The ACOLITE and iCOR showed very small dynamic range in terms of CDOM retrieval with all (but one for ACOLITE) ag values <1 m−1. The C2X algorithm, which performs better in highly absorptive waters, is able to detect a larger dynamic range for ag with a slope closer to 1:1, but still systematically underestimates ag (440) with a SSPB of -51%. This underestimation comes from the constant overestimation by atmospheric correction of Rrs in the blue part of the spectrum from satellite remote sensing.

TABLE 3
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TABLE 3. Performance metrics of atmospheric correction algorithms for CDOM and SPM retrieval. For CDOM, only the algorithms for ag (440) were tested (first two lines in Table 1). Numbers in bold font highlight the best atmospheric correction.

The use of a red/green reflectance ratio significantly improved CDOM retrieval for all AC algorithms (Figure 10; Table 3). For example, iCOR and ACOLITE respectively have small positive and negative SSPB of 12% and −1%, an MdSA of 47 and 45% respectively. A relatively strong linear relationship indicated by a R2 of 0.78, is also observed for ACOLITE, suggesting a good preservation of the spatial pattern of CDOM. Therefore, ACOLITE errors seem less random and more systematic. Similarly, C2RCC, SSP, and SeaDAS also perform better for ag (440) retrieval using the red-to-green band ratio. SeaDAS showed the lowest MdSA (42 versus 43% and 53% for C2RCC and SSP, respectively), while C2RCC showed the closest relation to the 1:1 line. SeaDAS points are, however, less dispersed than C2RCC, with an R2 of 0.62 and 0.43, respectively.

FIGURE 10
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FIGURE 10. ag (440) measured in situ vs. estimated remotely with the Rrs (665)/Rrs (560) empirical algorithm applied to MSI (circle) and OLI (triangle) in the EGSL (orange) and JB (blue). The solid black line represents the 1:1 relation.

3.3.3 Suspended Particulate Matter Matchup

As expected, CSPM retrieval from the single-band empirical algorithm of the EGSL (Figure 11) is challenging due to large mass-specific IOP variability of SPM in this region (Figures 4, 6). Those results also show that for the limited matchup points available in JB, all are equally distributed with the EGSL data. This may tell that when it comes to satellite remote sensing, the better precision and accuracy of the CSPM model in JB is lost. Our range of observation span from 2.11 to 36.40 (mgL−1), but all except one observation are made below 10 (mgL−1). ACOLITE, iCOR, SeaDAS, and SSP show a consistent overestimation of CSPM, as it did for the Rrs retrieval. Consistently, SSP performed better than ACOLITE, iCOR, and SeaDAS with an SSPB more than twice lower with 29 versus 87, 82, and 123%, respectively.

FIGURE 11
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FIGURE 11. CSPM measured in situ vs. estimated remotely with the red band empirical algorithm applied to MSI (circle) and OLI (triangle) in the EGSL (orange) and JB (blue). The solid black line represents the 1:1 relation.

4 Discussion

Our primary goal in this study was to provide empirical remote sensing algorithms to retrieve SPM and CDOM in Québec coastal waters from high-resolution multispectral satellite sensors (e.g., OLI and MSI). As shown in Figure 12, the spatial patterns follow the expected distribution of SPM and CDOM in the Bay of Sept–Iles area, where higher concentrations were found at the mouth of the main rivers (Moisie, Rapides, and Foin) at the time of the spring freshet (Araújo and Bélanger, 2022). We focused our study on the retrieval of CDOM and SPM because they are the main drivers of the coastal water color in our study area (Araújo and Bélanger, 2022). An empirical algorithm based on band ratios was preferred for CDOM over SAAs semi-analytical algorithms for their simplicity and because they are less sensitive to the absolute values of Rrs. In addition, Landsat and Sentinel-2 offer a limited number of spectral bands (relatively broad bands) in the visibility range, limiting the spectral inversion of Rrs. Moreover, SAAs semi-analytical algorithms are more sensitive to atmospheric correction errors than empirical algorithms based on band ratios. For CDOM, this has been achieved with a unique band ratio algorithm and a good level of confidence in both coastal regions. The range of CDOM recorded in Québec coastal waters is similar to other boreal environment such as the Baltic Sea (Kowalczuk et al., 2006; Berthon and Zibordi, 2010; Kratzer and Moore, 2018). In these dark and optically complex waters, it is difficult to accurately link other OACs with radiometric quantities such as chlorophyll-a, which makes a weak contribution to the total inherent optical properties (Araújo and Bélanger, 2022). A single red band algorithm for the SPM retrieval was chosen following Nechad et al. (2010). We found a satisfactory level of confidence for the James Bay region, considering the performance metrics of this specific algorithm. However, the EGSL region appears to be markedly different. The differences among the regions, their probable origin, and their consequences in terms of algorithm performance are discussed in the following sections.

FIGURE 12
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FIGURE 12. Map of SPM (A) and CDOM (B) in the Sept-Îles bay retrieved from the 17/05/2017 Sentinel-2 MSI image after atmospheric correction with the C2RCC processor.

4.1 Effects of Colored Dissolved Organic Matter and Suspended Particulate Matter on Rrs

The spectral relation of CSPM, ag (440), and Rrs (Figures 3A,C) shows that as we shift from lower wavelengths toward longer wavelengths, the relative influence of OACs on Rrs shifts from CDOM to SPM. The partition occurs between 560 and 665 nm. Empirical algorithms linking Rrs with ag (440) and CSPM take advantage of opposed physical properties, respectively absorption and scattering. Therefore, those two OACs are expected to act against one another in their effect on Rrs. CDOM mainly impacts Rrs by absorbing light in lower wavelengths and is generally considered negligible in longer wavelengths. However, our results show that at 665 nm, ag is significant enough to affect CSPM retrieval (Figure 7). In fact, the residuals of the CSPM algorithm using Rrs (665) are positively correlated with ag (440) (spearman correlation coefficient of 0.02 and 0.17 for EGSL and JB, respectively). The overestimation is associated with low CDOM concentration, and as ag (440) increases, the relation shifts toward underestimation. As CSPM and Rrs relation is positive, it indicates that CDOM absorption masks a part of the SPM signal at least up to 665 nm. This effect is of greater amplitude at 560 nm where absorption by CDOM and backscattering by SPM, acting against one another, is best seen. Consequently, Rrs (560) is not the best-suited reflectance to retrieve CSPM because it needs prior retrieval of CDOM concentration to correct its effect. Contrary to this confounding effect, CSPM has not shown any impact on ag (440) retrieval, neither from the Rrs (665)/Rrs (440) nor the Rrs (665)/Rrs (560) algorithms. This is a surprising result, at least for the Rrs (665)/Rrs (560) residuals, considering that Rrs (560) seems to be under the equal influence of SPM and CDOM and that Rrs (665) is directly related to CSPM. Yet, all results indicate that ag (440) can be retrieved with an uncertainty as good as ∼18% from the Rrs (665)/Rrs (560) algorithm in the range from 0.16 to 11.5 m−1 without any confounding effect coming from SPM.

The positive correlation between CDOM and Rrs at 665 nm (Figure 3C), yield a spearman correlation coefficient of 0.35 and 0.43 (p < 0.001), for the EGSL and the JB, respectively. As we previously stated, the SPM backscattering effect is more significant than CDOM absorption at long wavelengths. In addition, we observed a positive correlation between CSPM and CDOM (R2 0.34 and 0.55; p < 0.001 for the EGSl and the JB, respectively), which further strengthens the relationship between ag (440) and the Rrs (665)/Rrs (560) band ratio.

4.2 Linking Rrs Ratio and ag (440)

The recently published end member approach (Hooker et al., 2020; Houskeeper et al., 2021) showed good results to retrieve CDOM concentration for a wide different range of water types. These authors argue that CDOM absorption can be retrieved using the [Lw]N ratio of UV to NIR bands, if available, or the extremity of the visible spectral range (e.g., 412 and 670 nm). Due to the limited number of bands on satellite sensors targeted in this study (MSI and OLI), the shortest wavelength available in the blue is 440 nm, but red (665) and NIR (740) bands are available for MSI. The end member approach shows good results with our dataset for the lower range of CDOM. In fact, we observed a strong linearity between ag (440) and Rrs (665)/Rrs (440) in the log-space for ag (440) below 2 m−1. Above this value, however, a saturation of the algorithm starts to occur, as the ratio Rrs (665)/Rrs (440) tends to reach a plateau. Houskeeper et al. (2021) did not observed this saturation likely because the upper limit of their ag (440) range was below 2 m−1. The saturation may be explained by the fact that as CDOM concentration increases, the marine reflectance signal at 440 nm will reach an asymptotic value toward zero, hence the Rrs (440) variability become less and less significant in respect to the increase of CDOM concentration, resulting in a slope that will also tend toward zero. In our study area, ag (440) the range from 0.16 to 11.5 m−1 with a large number of observations with value > 2 m−1. In the upper range, we found a remarkable linear relationship between ag (440) and the red-to-green ratio.

As the original work of Houskeeper et al. (2021) presented the Rrs (740)/Rrs (440) ratio, we chose to also present it under the same form. Our results show that CDOM in the EGSL and in JB cannot be retrieved directly and simultaneously for both environments as a regional separation appears in the relation of ag (440) with this reflectance ratio. Our results also show no significant regional differences in the nature of CDOM. In fact, the CDOM spectral shapes between the two regions were not statistically different, with a spectral slope calculated for 350–500 nm spectral range of 0.0175 ± 0.0006 and 0.0167 ± 0.0010 nm−1 for JB and EGSL, respectively. These spectral slopes are typical of coastal environments influenced by terrigenous input of CDOM (Babin et al., 2003). This mean that the regional separation of ag (440) in relation with Rrs (740)/Rrs (440) is likely to come from the confounding effect of different regions bbpSPM.

Interestingly, CDOM matchup analysis brings forward the advantage of using algorithms based on the red-to-green band ratio, which is less sensitive to atmospheric correction errors (Figure 10). As noted in the matchup analysis, a significant underestimation error is associated with using Rrs in the blue, as atmospheric correction algorithms tend to overestimate Rrs in these wavelengths. Furthermore, performance metrics show that there is no significant difference among the CDOM algorithms using Rrs (665)/Rrs (440) and Rrs (665)/Rrs (560) when applied to in situ data. The assumption that CDOM absorption variability has a more pronounced impact on the remote sensing reflectance in the UV or in the blue wavelengths does not hold in these CDOM-rich nearshore waters. In this water type, the CDOM absorption actually reduced the variability of Rrs (443), and had a greater impact on Rrs (560). These results confirm several other studies that have put forward the use of red-to-green ratio to estimate CDOM concentration (Kutser et al., 2005; Ficek et al., 2011; Odermatt et al., 2012; Zhu et al., 2014; Zhang et al., 2021). Considering these points, the Rrs (665)/Rrs (560) algorithm should be used in the nearshore waters of EGSL and JB to provide accurate measurements of ag (440). Similar results were obtained in northern inland waters: Boreal Lake of Europe (Kutser et al., 2005, 2012); lakes of the Yamal Peninsula, Russia (Dvornikov et al., 2018); and lakes of Minnesota, US (Brezonik et al., 2005, 2015; Menken et al., 2006; Olmanson et al., 2016). The upper limit of our red-to-green algorithm may be even higher, but more data would be needed to test the abovementioned relationship ag (440) > 2 m−1, which is expected to be more common in lakes (Kutser et al., 2005; Menken et al., 2006; Zhu et al., 2014; Brezonik et al., 2015; Olmanson et al., 2016; Zhang et al., 2021) than in coastal waters (e.g., Babin et al., 2003; Mannino et al., 2014).

4.3 Linking CSPM and Rrs

The CSPM relationship with Rrs is different between the EGSL and JB. In JB, this relationship is strong enough to derive an acceptable model for CSPM from Rrs. The physical quantity bbpSPM, required for this regression to be accurate, is sufficiently constant as shown by Figure 7A. The semi-analytical approach proposed by Nechad et al. (2010) gives results similar to those that we proposed for JB and thus shows that this kind of algorithm is appropriate for this environment. In the EGSL, however, the bbpSPM varies widely with CSPM. The difference of bbpSPM between the EGSL and JB may be explained by the mineralogical composition of SPM, the adsorption of organic matter, as well as by the type of flocs encountered. In particular, the particles encountered in the EGSL have very low backscattering efficiency compared to other coastal regions (Neukermans et al., 2012a), most likely due to large organic fraction (Araújo and Bélanger, 2022). Mohammadpour et al. (2017) reported values of 0.1 m2 g for the total mass-specific scattering coefficient of SPM (bpSPM) in the lower estuary of St. Lawrence, which is in the same range as the values reported here assuming a backscattering to scattering ratio of 1.8%. In contrast, bbpSPM of JB (0.014 m2g−1) are closer to the values reported for mineral particles (Neukermans et al., 2012a; Reynolds et al., 2016). As pointed out by Nechad et al. (2010), most remote sensing algorithms assume no variability in bbpSPM. Our results show that such assumption is not met for the coastal waters of the EGSL. In fact the water masses of this region are stratified (Saucier et al., 2003), with upwelling zones and river plumes that can have a considerable effect in the coastal area. Seasonal variability in the distribution and stratification of those water masses could also give a sensible explanation for the observed variability of bbpSPM.

Band ratio algorithms to retrieve CSPM have been used successfully in turbid estuaries (Doxaran et al., 2002, 2005). Previous studies conducted in the EGSL (Larouche and Boyer–Villemaire, 2010; Montes–Hugo et al., 2012; Montes–Hugo and Mohammadpour, 2012, 2013; Mohammadpour et al., 2015, 2017; Mohammadpour, 2016) have shown the difficulty to build solid empirical algorithms for CSPM in these CDOM-rich waters. CSPM algorithms for the EGSL have been previously developed and published in Montes–Hugo et al. (2012) and in Larouche and Boyer–Villemaire (2010), while Mohammadpour et al. (2015) proposed an algorithm for the maximum turbidity zone of the St. Lawrence estuary. Unlike the finding of Montes–Hugo et al. (2012) who used the band ratio of Rrs (670)/Rrs (560) as a proxy of CSPM in the lower St. Lawrence estuary, the red-to-green ratio yield poor performance in our dataset (result not shown). Mohammadpour et al. (2015) published a power-law algorithm for CSPM as a function of Rrs (708)/Rrs (665) and reported an r2 of 0.687. We tested their formula they proposed, and obtained a Mean RE of 49 and 154% for the EGSL and JB, respectively, which was not considered to be satisfying. In fact, this low accuracy is well represented in Figure 6C as the data points are widely dispersed.

The interrelation of different optically active constituents and their effects on marine reflectance bring non-uniqueness in the solution to the inverse modeling of ocean color. It has been shown by Defoin-Platel and Chami (2007) that a significant part of inversion error in optically complex coastal waters originates from the non-uniqueness of the solution. Considering the high level of variability observed with the Rrs versus CSPM relation in the EGSL, it is likely that the single band or band ratio algorithms suffers from this kind of error. To reduce such ambiguity, it is necessary to use as much spectral information as is available in terms of shape and magnitude. In fact, single band algorithms used only the magnitude of the reflectance at a single wavelength, while the band ratio algorithms destroy the magnitude information to keep only a small part of the spectral shape.

Considering the low efficiency of particulate backscattering specific to concentration in the EGSL (Araújo and Bélanger, 2022), even in relatively low CDOM concentration and even at 665 nm, ag may have a significant effect on Rrs with respect to the bbp. As the bbp is the physical process allowing the use of Rrs as a direct proxy of CSPM, it may provide an explanation for the poor result of the CSPM algorithm in the EGSL.

4.4 Matchup Analysis and Atmospheric Correction Comparison

The matchup analysis has shown that the six atmospheric correction algorithms performed differently in terms of Rrs, ag (440) and CSPM retrieval. No algorithm is found to give the best performance for every target product. Both ends of the visible spectrum were the most difficult to accurately retrieve, as it approaches null reflectance due to the high absorption in the water column.

For 443 nm, Pahlevan et al. (2021) report that iCOR gives the best results for water types dominated by CDOM. In our analysis, it is the algorithm giving the largest error with an SSPB of 993.08%. Instead it is C2X, a version of the C2RCC neural network trained for extremely absorptive water that gives the best results. This could be expected as the coastal water of Québec, specifically the North Coast and JB are most often loaded with CDOM that absorbs most of the blue radiation. Considering this difficulty in front of which all other algorithms failed, C2X shows a relatively good performance at retrieving ag (440) from the red/blue ratio. In fact, C2X MdSA for CDOM retrieval from the red/blue ratio is 81.49% slightly lower and close to the MdSA of 84.63% for Rrs (443) retrieval. However, the C2X gives error similar to the red/green and the red/blue algorithm, showing its limits as an algorithm useful in extreme cases. The CDOM red/green algorithms show better performance with ACOLITE algorithm, with the distribution of the point clearly representing the quasi null systematic error of the retrieval (SSPB of −1.40%). This may indicate that ACOLITE better preserves the spectral shape of Rrs in the green/red part of the spectrum. We also found the SeaDAS and SSP algorithms yielded better retrievals for OLI compared to MSI, consistent with the findings of Pahlevan et al. (2021).

The single red band algorithm for CSPM shows a wide error for each atmospheric correction algorithm compared (Table 3). This may be directly related to the poor performance of the CSPM algorithm tested with the in situ data, and may not represent the remote sensing retrieval performance. However, as the CSPM algorithm is based on a single band in the red, the remote sensing errors can be directly related to the Rrs retrieval errors and the algorithm uncertainty itself. Therefore, the use of a fit for purpose atmospheric correction may be a suitable choice to apply this algorithm Pahlevan et al. (2021). With the least MdSA (<80%) and an acceptable bias (<20%), the neural nets (C2RCC and C2X) and SSP algorithms seem to be appropriate choices.

5 Conclusion

We developed empirical algorithms to retrieve CSPM and ag (440) in the coastal waters of Québec, dominated by high concentration of terrigenous CDOM from boreal watersheds. However, the retrieval of CSPM in nearshore waters of the northern EGSL has shown the challenges to empirically link the concentration of this constituent with the optical properties. SPM is a generic term covering a wide diversity of particles assemblage, mineralogy, organic content, or flocs. Here, we only characterized SPM in terms of concentration (C) of total dry mass, as well as its inorganic/organic fractions. Acquiring information more specific to the SPM composition such as the mineralogy, the particle size distribution, as well as microphotography of particles and flocs would help to identify the specific variability observed in the nearshore EGSL. Furthermore, the methodology limitation in terms of CSPM measurement (i.e. gravimetric method) and possible alternative or complementary methods such as counting the particles size distribution, would greatly help us to improve our understanding of this subject. In this article, we only presented simple empirical formulation to relate CSPM to Rrs. The main findings and conclusions of this study can be summarized as follows.

Based in in situ observations ag (440) is similarly related to Rrs (665)/Rrs (440) or Rrs (665)/Rrs (560) band ratio algorithms for the range 0.16–11.5 m−1.

ag (440), however, is best retrieved by the Rrs (665)/Rrs (560) algorithm when estimated using space-borne sensors such as the OLI and MSI due to lower error in Rrs retrieval in these bands after atmospheric correction. In our study area, ACOLITE dark fitting algorithm yielded the best ag (440) retrievals for the range 0.38–3.84 m−1.

CSPM can be efficiently retrieved in eastern nearshore coastal waters of James Bay with a red single band algorithm.

CSPM in the EGSL can neither be precisely retrieved from Rrs nor from bbp due to a large variability in mass-specific IOPs due to the heterogeneous nature of SPM in this region, and to some extent, due to the confounding effects of CDOM in these dark waters. Clues have been given by the positive correlation of ag (440) and bb (532) indicating that very small particles (< 0.2 µm) may be the missing component, invisibly increasing bbp.

Characterization of SPM in terms of mineralogy, particle size distribution, and chemical analysis of the organic fraction would be the necessary steps to understand the variability of the bbpSPM in the EGSL.

Data Availability Statement

The original contributions presented in the study are included in the article/Supplementary Material; further inquiries can be directed to the corresponding authors.

Author Contributions

RM contributed to data processing (C-OPS, SPM, atmospheric correction of satellite imagery), was responsible for algorithms development and the validation of satellite imagery, and he wrote the original draft of this manuscript. CASA contributed to the data processing (CDOM, backscattering) and revised the manuscript. RKS contributed to the atmospheric correction of satellite imagery and revised the manuscript. SB provided the original idea, and supervised the work, and he contributed to the data processing (HOCR) and revised the manuscript.

Funding

Funding for the collection of data used in this study come from three interdisciplinary projects: the Canadian Healthy Oceans Network (CHONe-II), funded by the Natural Sciences and Engineering Research Council of Canada (NSERC) in partnership with Fisheries and Ocean Canada and INREST (representing the Port of Sept-Îles and City of Sept-Îles); the WISE-Man Project (WaterSat Imaging Spectrometer Experiment (WISE) for Optically Shallow Inland and Coastal Waters Assessment), funded by the Canadian Space Agency through the Flights and Fieldwork for the Advancement of Science and Technology (FAST; FARIMA18) program and Fisheries and Oceans Canada through the Coastal Environmental Baseline Program; the COast-JB project (Coastal Oceanography of Eastern James Bay) funded by the Niskamoon corporation. CASA received a Ph.D. scholarship from the Fonds de Recherche du Québec-Nature et technologies (FRQNT, PBEEE grant number 263427). RKS is supported by a grant from the Belmont-Forum Biodiversa through the FRQNT (ACCES project). This study was also supported by the SB NSERC discovery grant (RGPIN-2019-06070).

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher’s Note

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Acknowledgments

Special thanks to Dr. François Danhiez and Virginie Galindo for the fieldwork coordination of WISE-Man and CoastJB projects, respectively. The authors are also grateful to all the persons who contributed to the data collection on field, the students, professors, and captains of the ships used in the James Bay and the Estuary and Gulf of St. Lawrence. We thank Drs Gege and Wang for their constructive comments.

Supplementary Material

The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/frsen.2022.834908/full#supplementary-material

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Keywords: SPM, CDOM, optically complex waters, atmospheric correction, Landsat-8 (OLI), Sentinel-2 (MSI), Estuary and Gulf of St. Lawrence (EGSL), James Bay

Citation: Mabit R, Araújo CAS, Singh RK and Bélanger S (2022) Empirical Remote Sensing Algorithms to Retrieve SPM and CDOM in Québec Coastal Waters. Front. Remote Sens. 3:834908. doi: 10.3389/frsen.2022.834908

Received: 14 December 2021; Accepted: 25 February 2022;
Published: 13 April 2022.

Edited by:

Lino Augusto Sander De Carvalho, Federal University of Rio de Janeiro, Brazil

Reviewed by:

Peter Gege, German Aerospace Center (DLR), Germany
Shenglei Wang, Peking University, China

Copyright © 2022 Mabit, Araújo, Singh and Bélanger. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Raphaël Mabit, raphael.mabit@gmail.com; Simon Bélanger, simon_belanger@uqar.ca

Disclaimer: All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.