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ORIGINAL RESEARCH article

Front. Rehabil. Sci., 07 July 2023
Sec. Interventions for Rehabilitation
This article is part of the Research Topic Insights in Interventions for Rehabilitation: 2023 View all 6 articles

Executive function improvement in response to meta-cognitive training in chronic mTBI / PTSD

\r\nJ. Kay Waid-Ebbs
J. Kay Waid-Ebbs1*Pey-Shan WenPey-Shan Wen2Tyler GrimesTyler Grimes3Somnath DattaSomnath Datta4William M. PerlsteinWilliam M. Perlstein5Carol Smith Hammond,Carol Smith Hammond6,7Janis J. Daly,,\r\nJanis J. Daly1,8,9
  • 1Department of Veterans Affairs (VA), Rehabilitation Research and Development, Brain Rehabilitation Research Center, Gainesville, FL, United States
  • 2Department of Occupational Therapy, Byrdine F. Lewis College of Nursing and Health Professions, Georgia State University, Atlanta, GA, United States
  • 3Department of Mathematics and Statistics, University of North Florida, Jacksonville, FL, United States
  • 4Department of Biostatistics, University of Florida, Gainesville, FL, United States
  • 5Department of Clinical & Health Psychology, College of Public Health and Health Professions, University of Florida, Gainesville, FL, United States
  • 6Audiology and Speech Pathology Service, Durham VAMC, Durham, NC, United States
  • 7General Internal Medicine, Duke University, Durham, NC, United States
  • 8Department of Physical Therapy, College of Public Health and Health Professions, University of Florida, Gainesville, FL, United States
  • 9Department of Neurology, School of Medicine, Case Western Reserve University, Cleveland, OH, United States

Objective: We tested Goal Management Training (GMT), which has been recommended as an executive training protocol that may improve the deficits in the complex tasks inherent in life role participation experienced by those with chronic mild traumatic brain injury and post-traumatic stress disease (mTBI/PTSD). We assessed, not only cognitive function, but also life role participation (quality of life).

Methods: We enrolled and treated 14 individuals and administered 10 GMT sessions in-person and provided the use of the Veterans Task Manager (VTM), a Smartphone App, which was designed to serve as a “practice-buddy” device to ensure translation of in-person learning to independent home and community practice of complex tasks. Pre-/post-treatment primary measure was the NIH Examiner, Unstructured Task. Secondary measures were as follows: Tower of London time to complete (cTOL), Community Reintegration of Service Members (CRIS) three subdomains [Extent of Participation; Limitations; Satisfaction of Life Role Participation (Satisfaction)]. We analyzed pre-post-treatment, t-test models to explore change, and generated descriptive statistics to inspect given individual patterns of change across measures.

Results: There was statistically significant improvement for the NIH EXAMINER Unstructured Task (p < .02; effect size = .67) and cTOL (p < .01; effect size = .52. There was a statistically significant improvement for two CRIS subdomains: Extent of Participation (p < .01; effect size = .75; Limitations (p < .05; effect size = .59). Individuals varied in their treatment response, across measures.

Conclusions and Clinical Significance: In Veterans with mTBI/PTSD in response to GMT and the VTM learning support buddy, there was significant improvement in executive cognition processes, sufficiently robust to produce significant improvement in community life role participation. The individual variations support need for precision neurorehabilitation. The positive results occurred in response to treatment advantages afforded by the content of the combined GMT and the employment of the VTM learning support buddy, with advantages including the following: manualized content of the GMT; incremental complex task difficulty; GMT structure and flexibility to incorporate individualized functional goals; and the VTM capability of ensuring translation of in-person instruction to home and community practice, solidifying newly learned executive cognitive processes. Study results support future study, including a potential randomized controlled trial, the manualized GMT and availability of the VTM to ensure future clinical deployment of treatment, as warranted.

1. Introduction

Traumatic Brain Injury (TBI) can initiate a disease process that produces change that continues years after injury, resulting in debilitating chronic TBI symptomatology (1, 2). A mild TBI is classified by the Veterans' Administration as a TBI that results in either an alteration of consciousness up to 24 h or a loss of consciousness of less than 30 min. After an initial mild TBI (mTBI), up to 30% of people may develop persistent symptoms (3, 4) stemming from diffuse axonal injury (57) or neuroinflammatory reactions (8, 9). Persistent cognitive deficits after mTBI present barriers to full functional recovery and re-entry into societal roles. Executive dysfunction, poor attention-concentration, and memory difficulties are the most persistent cognitive disabilities faced by TBI survivors (1012). Attention and executive function are requisite for other cognitive processes that are vital to everyday functioning such as memory, problem solving, language skills, and the cognitive control of behavior. Cognitive deficits due to TBI lead to long-term disability and immense economic burden (13).

Blast-related mTBI in veterans is often more complicated than mTBI in civilians due to the context of the injury, resulting in both psychological and physical trauma (14). Thus, complicating the situation, an estimated 44% of veterans with mTBI also have comorbid PTSD (15). Of veterans with mTBI receiving medical services in the Veterans Health Administration (VHA), the percentage of PTSD is 73% (16).

To date, for veterans with mTBI, there is a lack of evidence to support effectiveness of cognitive treatment. In fact, most published studies were conducted for those with moderate to severe TBI. There are a few cognitive rehabilitation studies that included veterans with mTBI, which reported improvement in symptoms (1722); but notably in these studies, there was no report of improvement in functional activities or life role participation (i.e., generalization).

To address this limitation, Goal Management Training (GMT) was recommended in the past as a training that may produce real-life functional gains (23). GMT is a promising intervention that leads to an improvement in functional gains, with a small to moderate effects size in civilians with severe TBI (24). Further, in prior work with those having mTBI/PTSD, we pilot-tested GMT for its feasibility, enrolling six participants and using the short form of GMT. In this pilot work, we found that GMT was a feasible and promising intervention for those with mTBI (25) according to a cognitive function measure; we noted importantly, that GMT, indeed, targets executive function for complex real-life tasks (26, 27). In our feasibility testing of GMT in those with mTBI/PTSD, we identified a difficult obstacle in realizing gains in life role participation; this obstacle was a gap between research lab GMT instruction and independent home practice of complex tasks. We observed that veterans with mTBI required support to transfer the metacognitive strategies that were newly learned in the research lab to independent home practice. Therefore, in other preparatory work, we designed, built, and tested the Veteran's Task Manager, a Smartphone application (app) that could be used for that purpose by veterans with mTBI/PTSD. We found that this app was effective, resulting in more successful independent practice and completion of complex tasks at home and other environments (28). In summary, our purpose was based on the following: the dearth of effective treatment strategies for mTBI/PTSD executive dysfunction; the lack of evidence regarding GMT's efficacy in producing gains in life role participation; GMT feasibility in veterans with mTBI/PTSD; and the promise of GMT in civilian severe TBI. Therefore, our purpose was to study response to the long version of GMT conducted in-person in a larger cohort of mTBI/PTSD veterans, provide the Veteran's Task Manager for supported independent home task-practice, and assess change in cognitive task performance and in life role participation in response to treatment.

2. Methods

2.1. Participants

This study was a single cohort, pre-/post-treatment design. Veterans reporting cognitive deficits to Speech Services were recruited and treated in two sites (North Florida/South Georgia VA Medical Center and Durham, N. Carolina VA Medical Center. Treatment fidelity across the two sites was ensured with methods including the following: manualized GMT was used; intervention was conducted by the site PI from each facility; and weekly meetings were held of the two PI's, covering review of GMT weekly session content. Research was conducted with the oversight of the Internal Review Boards from the University of Florida (#201601606) and Durham VA Medical Center (#01887).

Subject inclusion criteria were as follows: diagnosis of a blast-related mTBI documented in the medical record by a physician or neuropsychologist; frontal lobe-based cognitive impairment as determined by more than one standard deviation below the mean for the matching age group from the technical manual (29) on trial 3 or 4 of the Delis-Kaplan Executive Function System, Color-Word Interference Test (30); 18 to 55 years old; at least 6-months post injury; no history of pre-morbid learning disability; no psychiatric diagnosis sufficiently severe to have resulted in inpatient hospitalization or a neurological disease unrelated to TBI; score >90 on National Adult Reading Test, Estimated IQ (31); passing score of the validity testing on the Test of Memory Malingering (32); no alcohol or substance abuse within the past year; not involved in litigation; fluent in English.

2.2. Intervention

2.2.1. GMT sessions

We conducted ten in-person sessions of training (33) to improve task planning and problem solving, which included the addition of one family education session. Details of each session and homework are included in Table 1. Family/caregiver involvement was not targeted beyond session 1. We administered interactive Power Point modules. Each session was based on a five-stage planning and problem-solving strategy that the learner incorporated into a variety of clinical simulation tasks under the guidance of the therapist. Training was also customized. That is, participants identified three complex functional tasks with which they were having the greatest difficulty; examples included meal planning and shopping; detailing a car; building a birdhouse; or paying monthly bills. The therapist then provided guided support in the practice of task components and whole task performance.

TABLE 1
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Table 1. Content of interventiona

2.2.2. Veterans task manager

We provided participants with the Veteran's Task Manager, a Smartphone application (app; VTM), which we developed and implemented in order to specifically practice the problem-solving steps taught in GMT. The Veteran's Task Manager provided the following learning-assist features: simplify tasks to small components; estimate time to complete; track and identify each step as completed (check list); and a visual/vibrating alert to stay “On Target”. The Veteran's Task Manager is available in both Apple and Google Smartphone app stores.

2.3. Primary measure

2.3.1. Unstructured task (from the NIH executive abilities: measures and instruments for neurobehavioral evaluation and research (EXAMINER)

The Unstructured Task was selected as the primary measure because, not only is it a standardized test, but also it requires attention and executive function processes required for the complex tasks of life role participation and processes which are targeted in GMT. The test required users to complete paper and pencil problems of varying difficulty levels within 6 min (35). A higher score indicates better performance, with a maximum score of 1,469 points. The Unstructured Task has a test re-test reliability of .71 and separates neurological patients from controls (F = 11.2, p < .005) (36).

2.4. Secondary measures

2.4.1. Time to complete, from the computerized Tower of London (cTOL)

The cTOL is a measure of the speed of problem-solving required to solve a multiple-step, visual-spatial problem, which demands problem-solving while keeping the final goal in mind (37), which are features inherent in complex task completion. In prior work, we found that cTOL test-retest reliability within one week was .85 in those with mTBI (38).

2.4.2. Community reintegration of service members (CRIS)

The CRIS is a measure of life role participation activities, developed specifically for soldiers with disabilities (3941). Each of the three CRIS subdomains have good internal reliability, as follows: Extent of Participation = 0.91, Perceived Limitations = 0.93, and Satisfaction with Participation = 0.97 (39). Minimum detectable change (MDC) indices were 5.9, 6.2, and 3.6, respectively (42).

2.4.3. Sample characteristics

We characterized the sample according to depression, which was measured using the Beck Depression Inventory (BDI-II), a 21-item questionnaire (43, 44), with the following categories: total scores of 0–13 minimal depression; 14–19 mild; 20–28 moderate; 29–63 severe. PTSD symptom severity was assessed based on the PTSD symptom checklist-military (PCL-M) (45, 46).

2.5. Data analysis

For the NIH EXAMINER Unstructured Task, cTOL and CRIS variables, we conducted a pre-/post-treatment paired t-test to obtain p-values for assessing statistical significance, calculated effect sizes, and computed 95% confidence interval using the bias-corrected and accelerated (BCa) bootstrap method (47). Effect size was calculated by dividing the change score by the pooled estimate for standard deviation of the outcome (48). The statistical software R was used to conduct analyses and create figures (49). If there was a missing data point, the participant data was removed from analysis. Because the sample size was small, we conducted exploratory analyses. We used IBM SPS Statistics v28.0.0.0 to analyse Pearson correlation models investigating any potential relationship between gain in the Unstructured Task outcome measure and characteristics of depression, IQ, and PTSD score. We conducted the same correlation analysis for the cTOL outcome measure and subject characteristics. Descriptive analysis was conducted including the range of scores and the percent of participants showing change; and scatterplots were generated for visual inspection.

3. Results

3.1. Participants

Forty-eight participants were screened of which 19 did not meet inclusion criteria and 3 declined to participate after testing. Subsequently, there were 12 dropouts [starting a new job (n = 2)]; demands at school increased (n = 2); moving (n = 1); new baby (n = 1); coming to clinic increased anxiety (n = 3); and no reason given (n = 3). Thus, 14 participants completed GMT (8 at the NF/SG site and 6 at the Durham site). Subject characteristics are given in Table 2. All participants, except one (Subject 13), had a PTSD diagnosis. All participants exhibited some signs of depression, with scores ranging from 12 (Subject 13) to 54 (Subject 4).

TABLE 2
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Table 2. Participant characteristics.

3.2. Improvement in executive function according to standardized tasks

3.2.1. Primary measure

There was statistically significant improvement for the NIH EXAMINER Unstructured Task (p = 0.02; effect size = .67; Table 3). One subject was lost to follow-up at post-testing; therefore, that participant data was removed from analysis, with remaining sample size, n = 13.

TABLE 3.
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Table 3.. Significant Improvement at Post-Treatment According to Primary and Secondary Measures of Executive Cognitive Function and Life Role Participation

3.2.2. Secondary measure

cTOL. There was statistically significant improvement for the Tower of London, Time to Completion (p = 0.012; effect size = .52; Table 3). One subject was lost to follow up at post-testing; therefore, that participant data was removed from analysis, with remaining sample size, n = 13.

3.3. Improvement in life role participation

CRIS. There was statistically significant improvement in Life Role Participation, as follows: Extent of Participation in life roles (p < .01; effect size = .75; Table 3) and Perceived Limitations in life role participation (p < .05; effect size = .59; Table 3). The Satisfaction in life roles participation subdomain did not reach significance (p = .18; Table 3). We encountered difficulties with the available software for the CRIS, and subsequently five data points for the CRIS were lost, for which those participants were removed from analysis, with the remaining analysed sample size of 9 participants.

3.4. Exploratory correlation analyses and descriptive analyses

There was no significant relationship between the cTOL and either depression, PTSD symptom severity, or IQ (r = .04, p = .45; r = .116, p = .35; r = .036. p = .45, respectively). There was no significant relationship between the Unstructured Task and either depression or IQ (r = .12, p = .31; r = .15, p = .35, respectively). There was a relatively higher, but non-significant correlation between the Unstructured Task and PTSD severity (r = .439, p = .07). These results should be interpreted with some caution, due to the small sample size of the study.

Data inspection for individuals showed that 93% of participants (13/14) had improvement in one or more outcome measures, in terms of score change. The NIH Examiner Unstructured Task showed that 67% of the participants showed a gain in score (Figure 1); in general, those with a lower baseline score showed greater improvement in change score in comparison with those with higher baseline scores (negative slope of the regression line (red line; Figure 1).

FIGURE 1
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Figure 1. Statistically significant pre-/post-treatment change score for the NIH examiner unstructured task. Figure 1 shows the change score for each subject (numbered bubbles), according to The Examiner unstructured task. In general, those with a lower baseline score showed greater improvement in change score in comparison with those with higher baseline scores (negative slope of the regression line (red line). The horizontal axis is the pre-treatment score and the vertical axis is the change score. Key: Black horizontal line (y = 0) represents no change from postminus pre-treatment scores. Red regression line summarizes the conditional change at post-treatment given the pre-treatment measure. Gray shaded area shows the 95% confidence interval associated with the red regression line.

The cTOL showed that 77% had a gain in score (Figure 2). The improvement in score (i.e., higher negative number for the change score) was, in general, greater for those with a worse baseline performance (longer time to complete at pre-treatment). An example of this is subject 14 (lower, right corner of Figure 2), who had the greatest change score (improvement) at post-treatment, but began at pre-treatment with the longest time (worst performance) to completion at pre-treatment.

FIGURE 2
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Figure 2. Statistically significant pre-/post-treatment change score for the time to completion for the tower of London (cTOL). Figure 2 shows the change score for each subject (numbered bubbles), according to the time to complete the tower of London (cTOL). The improvement in score (i.e., higher negative number for the change score) was, in general, greater for those with a worse baseline performance (longer time to complete at pre-treatment). The horizontal axis is the pre-treatment score and the vertical axis is the change score. Key: Black horizontal line (y = 0) represents no change from post minus pre-treatment scores. Red regression line summarizes the conditional change at post-treatment given the pre-treatment measure. Gray shaded area shows the 95% confidence interval associated with the red regression line.

For the CRIS, 89% of participants improved according to the Extent of Participation in life roles (Figure 3, Panel A). In general, those with the lowest baseline score (horizontal axis), showed greater improvement (vertical axis; Figure 3, Panel A). For the CRIS Perceived Limitations, 78% of participants improved (Figure 3, Panel B). On the CRIS subdomain of Satisfaction, 67% improved (Figure 3, Panel C). In terms of the MDC for the CRIS Satisfaction in Life Roles Participation, the group mean gain score exceeded the MDC threshold (Table 3), indicating a mathematically detectable, and therefore, meaningful difference. This occurred even though three veterans, who had high baseline scores, did not show improvement. For the CRIS Extent of Participation in Life Roles, the group mean gain score closely approached the minimal detectable change (MDC), just shy of the threshold by 0.03 points (Table 3).

FIGURE 3
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Figure 3. Community Reintegration of Service Members (CRIS). Panel A. There was a statistically significant improvement according to the CRIS subdomain of Extent of Participation in Life Roles, which showed that, in general, those with the lowest baseline score (horizontal axis), showed greater improvement (vertical axis) in comparison to those with higher baseline scores. The horizontal axis is the pre-treatment score and the vertical axis is the change score. Panel B. There was a statistically significant improvement according to the CRIS subdomain of Limitation in Life Role Participation, which showed that, in general, those with the lowest baseline score (horizontal axis), showed greater improvement (vertical axis) in comparison to those with higher baseline scores. The horizontal axis is the pre-treatment score and the vertical axis is the change score. Panel C. The CRIS subdomain of Satisfaction in Life Role Participation showed that, in general, those with the lowest baseline score (horizontal axis), showed greater improvement (vertical axis) in comparison to those with higher baseline scores. The horizontal axis is the pre-treatment score and the vertical axis is the change score. Key: Black horizontal line (y = 0) represents no change from post- minus pre-treatment scores. Red regression line summarizes the conditional change at post-treatment given the pre-treatment measure. Gray shaded area shows the 95% confidence interval associated with the red regression line.

In terms of individuals, subject 13 showed the least depression, the least severe PTSD symptomatology, and was in the top quartile of treatment response according to the cTOL (for example, Figure 2); and subject 4 showed the worst depression, the greatest PTSD symptomatology, and was close to the bottom quartile of treatment response according to the cTOL. There was only one subject in the group who did not show some improvement across measures (Subject 9; for example, almost no change, Figure 1); he had the second least depression score (14 points), the second least PTSD symptoms (44 points), and the highest IQ (122).

4. Discussion

This study contributes to the literature in a number of ways. First, we focused on veterans with mTBI/PTSD and their need for executive function training. Second, we produced statistically significant improvement in life role participation in response to the executive training methods. Third, we designed the intervention to include advantages and support required to translate learning from the research lab to the home and living environments. That is, we administered the long form of GMT for more intensive instruction and learning; and we provided the Veteran's Task Manager to participants for support and transfer of newly learned strategies to independent practice at home and other environments. A fourth contribution is that we showed that the Examiner Unstructured Task was sensitive in capturing pre-/post-treatment improvement in those with mTBI/PTSD. Fifth, descriptive analyses provided insight into individual response to treatment, supporting the need for precision neurorehabilitation.

4.1. Focus on veterans with mTBI/PTSD

The dearth of executive function training studies on behalf of mTBI/PTSD is likely due to the inherent difficult challenges. Those challenges include persistent executive dysfunction, poor attention-concentration, and memory difficulties preventing re-entry into societal roles (50, 51). These challenges are compounded in the 13%–33% of Veterans who have both mTBI and PTSD (5254). The neural disruptions shared by PTSD and TBI include asymmetrical white matter tract abnormalities and gray matter changes in the basolateral amygdala, hippocampus, and prefrontal cortex (55, 56). For both mTBI and PTSD, disruptions occur in the fronto-congulo-parietal cognitive control network circuit, various executive function domains such as the anterior cingulate cortex involving cognitive control, the dorsolateral prefrontal cortex mediating working memory, the inferior frontal gyrus and (pre-) supplementary motor area regulating response inhibition, and the parietal lobes involving attention and its control (55, 57).

There are few studies reporting consistently convincing evidence on the effectiveness of executive function training (58), and studies on the mTBI and PTSD comorbid condition are scarce. A few recent reports documented modest improvement from cognitive training in some areas of cognitive functioning in military members and Veterans with mTBI (1722). Although promising, there were limitations as follows: intervention that lacked training of cognitive processes essential to executive function (17), lacked sufficient training time (18, 21, 22), or training time for cognitive components was not reported (18, 20). The current study addresses some of these limitations by having enrolled and treated those with mTBI/PTSD. Therefore, this study provides preliminary results on which to further develop evidence-based practice for clinical care, given that “…symptoms from each [condition (mTBI or PTSD)] may be often indistinguishable suggesting that assessment and treatment of mTBI and PTSD benefits from better clinical integration” (59).

4.2. Significant improvement in life role participation for those with mTBI/PTSD in response to GMT

In a prior meta-analysis of GMT studies (60), no studies reported measures of community participation. Life role participation is the ultimate goal of rehabilitation (61). It is critical to develop interventions that can effect change and improvement in life role participation for veterans with mTBI/PTSD. In the current study, GMT resulted in sufficiently robust improvement in executive function so as to produce significant improvement in life role and community participation.

4.3. Intervention designed for advantageous incremental, customized learning and support required to translate new learning to the home and community activities

A prior meta-analysis of other GMT studies (60) combined multiple diagnoses of brain injury (ABI, MS, ADHD, CVD, Spina Bifida, SUD) but included only two studies (n = 2/33 studies) of those with mild TBI). In their analysis, they accepted studies with multiple outcome measures of executive function including the following: Multiple Errands Test, Hotel Task, and BADS Zoo task. From this information, they reported that their meta-analysis showed a small effect size (Hedges' g = 0.297) immediately following training. Their meta-analysis is an important study as a beginning investigation of GMT across patient diagnostic categories. In fairness, our relatively stronger results cannot be directly compared to the meta-analysis described above (59) because our sample was composed of one diagnostic category compared to their multiple diagnoses; further, our measures were selected according to their ability to assess the cognitive processing and task performance that was practiced during GMT. These study design differences could explain, in part, the higher effect sizes in the current study [Unstructured Task and Extent of Participation in Life Roles (Cohen's d = 0.67, and.75, respectively)].

Additionally, the promising results of the current study could be the function of a number of treatment protocol features. First, the GMT protocol itself encourages the learner to identify three complex tasks that they care about performing and with which they are having difficulty. This feature is an example of precision (customized) neurorehabilitation. A second advantageous feature of GMT is the instruction regarding division of a complex activity into main goal, subgoals, and action steps; this process is guided for success by the therapist, if needed. A third treatment advantage was the use of the VTM app, used for home practice as a memory aid, for keeping in mind the main goal, subgoals, and action steps, during a given activity. Fourth, the VTM provided an alert signal to assist with focus of attention on a given action step. Fifth, the VTM provided a feature that may have improved ability to plan the time for a given task; that is, the VTM timer was used for assessing task completion compared to the prior-predicted time given by the user.

Given these strongly supportive features of the GMT itself and the use of the VTM, it is reasonable to consider that they had a strong impact on the gains in response to treatment.

4.4. Significant improvement according to both examiner unstructured task and time to completion of the Tower of London (cTOL)

Our results showed that the NIH Examiner Unstructured Task was sensitive to change in those with mTBI/PTSD in response to GMT (p = .02). The EXAMINER Unstructured Task presents a problem to the user, which is a simulation of a functional task requiring cognitive processes and strategies similar to those cognitive processes and strategies instructed and practiced during GMT task training. These include mindfulness, stating the main goal, generating a plan and evaluating results. In severe TBI, GMT has been offered, with reports of significant improvement in measures, such as the Hotel Task, the Modified Multiple Errands Task and the Zoo Map Test (62, 63). These studies were for severe TBI and the measures are specific to a particular environment(s). In the current study, we contributed to the literature by enrolling mTBI/PTSD, and we used the NIH Examiner Unstructured Task, which assesses cognitive processing for complex tasks using a standardized test, with relevance to any environment.

In the current study, GMT significantly improved cTOL (time to completion), indicating improved efficiency. These prior studies reported varying results, according to TOL variables. One study reported no improvement (64). The other two studies enrolled severe TBI and reported significant improvement on two TOL variables, the “TOL achievement score” and the ‘TOL rule violation score (65, 66). The achievement score is the sum of nine puzzles that are correctly built within the time frame with the least number of moves possible; the rule violation score is the number of times the participant picks up more than one disk at a time or places a larger disc onto a smaller disc. Both studies had significant improvement on the achievement score and rule violations (65, 66). We found significant gain in cTOL in a prior study (25) and in the current study (p < .01).

4.5. Individual response to treatment

Our descriptive data showed varied results that potentially support the individual nature of treatment response in those with mTBI and PTSD and thus, the need for precision neurorehabilitation. First, for example, for the group, the negative slope of the regression line for the Unstructured Task (Figure 1) shows the general trend that those with lower baseline scores showed greater change in response to treatment vs. those with higher baseline scores. Second, and in contrast, there was little to no relationship between executive function gains and depression level, PTSD severity, and IQ, according to group correlation analyses. Third, however, two subjects at the extremes of either high symptom severity or low symptom severity showed least or most improvement, respectively, as might be expected. There may be a complex interaction of characteristics and treatment response, given the expected qualitative individual results for these two subjects, along with possible baseline influence (for example, Figure 1), as well as the absence of group correlation with symptomatology and IQ. These results do appear to call for a larger future study to explore individual characteristics and their contribution to treatment response. We designed the intervention according to precision medicine intervention criteria specifically because of the understanding of the individually unique constellation of symptoms, the requirements of GMT itself, the current dearth of literature regarding effective executive function intervention, and improvement for those with mTBI and PTSD. Therefore, we were able to administer treatment that was customizable; taking into account the constellation of symptoms for a given individual. Our results showed that the GMT protocol along with the VTM practice “buddy” could address the unique complexities of mTBI/PTSD, while treating the individual, even in the presence of the obstacles inherent in the complexities of pathologies and cognitive impairments in mTBI/PTSD. Because the GMT is manualized and the VTM is available as a Smartphone app, this combined intervention could, as warranted, be easily deployed to clinical practice.

4.6. Study limitation

In this single-cohort study, we would like to note a number of limitations. First, the sample size was small, indicating the standard limitations of generalization of the results. For example, a larger sample size should be studied regarding the influence of individual characteristics on treatment response, including the correlation analyses provided here. Second, given the heterogeneous nature of TBI, there are limitations to generalization of these findings. Third, in this study, we acquired and report two secondary measures, without multiple p-value corrections; therefore, these results should be considered in that light. Fourth, we did not acquire follow-up data at a time point following the end of treatment. At the same time, given the need and the promising results, a larger randomized, controlled trial can be justified for GMT with Veterans Task Manager for those with mTBI and PTSD.

5. Conclusions

In Veterans with mTBI/PTSD in response to GMT and the VTM learning support buddy, there was significant improvement in executive cognition processes sufficiently robust to produce significant improvement in community life role participation. There was individual variation in treatment response, indicating the need for precision neurorehabilitation in those with mTBI/PTSD. The positive results occurred likely in response to treatment advantages afforded by the content of the combined GMT and the employment of the VTM learning support buddy, with advantages including the following: manualized content of the GMT; incremental complex task difficulty; GMT structure and flexibility to incorporate individualized functional goals; and the VTM capability of ensuring translation of in-person instruction to home and community practice, solidifying newly learned executive cognitive processes. Study results support future study, including a potential randomized controlled trial. The manualized GMT and availability of the VTM ensure future clinical deployment of treatment, as warranted.

Data availability statement

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

Ethics statement

Research was conducted with the oversight of the Internal Review Boards from the University of Florida (#201601606) and Durham VA Medical Center (#01887). The patients/participants provided their written informed consent to participate in this study.

Author contributions

KWE designed and administered the intervention, designed and supervised the development of the VTM, conducted data analyses and interpretation, manuscript writing, and provided study resources including financial, space, materials, data curation; PSW provided data interpretation, manuscript revision, editing, figure preparation; TG provided data analyses, interpretation and figures preparation; SD provided oversight for data analysis and figure preparation; WP provided access to GMT manual and mentoring of administration of the intervention; CSH administered the intervention; JJD provided data interpretation, manuscript writing, revision, editing, figure preparation. All authors contributed to the article and approved the submitted version.

Funding

Supported by the Dept. of Veterans Affairs, Rehabilitation Research & Development Service award #B0902-W. Contents of this article do not represent the views of the Department of Veterans Affairs or the United States Government.

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher's note

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Keywords: traumatic brain injury, post-traumatic stress disorder, executive function, cognition, complex functional tasks, quality of life, life role participation

Citation: Waid-Ebbs J.K, Wen P-S, Grimes T, Datta S, Perlstein WM, Hammond CS and Daly JJ (2023) Executive function improvement in response to meta-cognitive training in chronic mTBI / PTSD. Front. Rehabil. Sci. 4:1189292. doi: 10.3389/fresc.2023.1189292

Received: 18 March 2023; Accepted: 24 April 2023;
Published: 7 July 2023.

Edited by:

Jack Jiaqi Zhang, Hong Kong Polytechnic University, China

Reviewed by:

Jannis Papathanasiou, Medical University Sofia, Bulgaria
Michael Fraas, Independent researcher, United States

© 2023 Waid-Ebbs, Wen, Grimes, Datta, Perlstein, Hammond and Daly. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: J. Kay Waid-Ebbs Julia.Waid-Ebbs@va.gov

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