Skip to main content

STUDY PROTOCOL article

Front. Public Health, 25 September 2023
Sec. Public Health and Nutrition
This article is part of the Research Topic X-raying Zero Hunger (SDG2) Targets in Africa and Other Regions: Progress, Synergies, Opportunities, and Challenges View all 8 articles

The impact and implementation of an mHealth intervention to improve infant and young child feeding in Senegal: IIMAANJE protocol for a cluster randomized control trial

\r\nShauna M. Downs
Shauna M. Downs1*Daouda GueyeDaouda Gueye2Medoune SallMedoune Sall3Bamba NdoyeBamba Ndoye3Ndye Ndambao SarrNdèye Ndambao Sarr4Moussa SarrMoussa Sarr2Souleymane MboupSouleymane Mboup2Neeloy Ashraful AlamNeeloy Ashraful Alam5Adama DioufAdama Diouf4Emily V. MerchantEmily V. Merchant1Joachim SackeyJoachim Sackey6
  • 1Department of Health Behavior, Society and Policy, School of Public Health, Rutgers University, New Brunswick, NJ, United States
  • 2Institut de Recherche en Santé, de Surveillance Epidémiologique et de Formation (IRESSEF), Pole Urbain de Diamniadio, Dakar, Senegal
  • 3Consulting and Training Group, Dakar, Senegal
  • 4Laboratoire de Recherche en Nutrition et Alimentation Humaine (LARNAH), Faculté des Sciences et Techniques, Université Cheikh Anta Diop, Dakar, Senegal
  • 5Sydney School of Public Health, The University of Sydney, Sydney, NSW, Australia
  • 6School of Health Professions, Rutgers University, Newark, NJ, United States

Behavior change communication (BCC) strategies have the potential to improve infant feeding and nutrition outcomes among infants and young children in low- and middle-income countries. More recently, there has been a shift toward the adoption of mHealth interventions—the use of mobile phones to transmit health-related information or direct care—to promote recommended BCC strategies among the caregivers of infants and young children. In Senegal, most infants and young children are not fed according to recommended practices leading to a high prevalence of undernutrition and micronutrient deficiencies. The aims of this cluster randomized control trial, using an effectiveness-implementation (type 1) hybrid design, were to: (1) determine the impact of an mHealth IYCF intervention on IYCF practices and nutrition outcomes; and (2) examine the implementation, costs, and opportunities for scaling up the mHealth messaging intervention. The trial was conducted in three regions in Senegal (Thies, Fatick, Diourbel) with 488 mother, father and children (6–23 months) triads. The intervention included 8 scripted messages, that underwent cognitive testing prior to the intervention implementation, and 8 unscripted messages from positive deviants. One voice message and one text message were sent each week to members of our experimental group for a 16-week period. The impact of the intervention was assessed through a household survey, 24-h dietary recall, and hemoglobin measurements before and after the intervention implementation. The primary outcomes were minimal acceptable diet (MAD) and anemia. We also included a total of 54 participants in nine focus groups held with mothers and fathers and semi-structured interviews with Badienou Gox (i.e., community health workers) (n = 6) and national partners and program implementers (n = 6) to examine the intervention implementation process. The study was registered prior to data collection on Clinicaltrials.gov (Identifier: NCT05374837).

Introduction

It is estimated that between 691 and 783 million people experienced hunger in 2022 (1). Moreover, 29.6% of the population is moderately or severely food insecure, 22% of children under five are stunted, and 6.8% are wasted globally (1). In West Africa, the prevalence of moderate to severe food insecurity is more than double the global average (1). Undernutrition is the number one risk factor for morbidity and mortality in Senegal, a country in West Africa with a large population, and disproportionately affects infants and young children (2).

The first 1,000 days, from conception to a child's second birthday, is a critical window to intervene to prevent malnutrition (3). During this time period, inadequate nutrition is associated with poor physical growth and cognitive development, reduced educational attainment and economic productivity, as well as increased risk for obesity and diet-related non-communicable diseases (4, 5). The use of appropriate, evidence-based infant and young child feeding (IYCF) practices, including breastfeeding and complementary feeding from 6–23 months, is essential for preventing malnutrition (68). Growth faltering and micronutrient deficiencies peak during the 6–23 month period, coinciding with the introduction of complementary foods (9). Only 10% of Senegalese children 6–23 months are fed according to IYCF recommendations, resulting in extremely high rates of anemia (71%) as well as a high prevalence of stunting (18 %) (10, 11). Improving complementary feeding has the potential to prevent malnutrition among young children in the first 1,000 days.

Behavior change communication (BCC) strategies aimed at increasing caregiver knowledge and addressing cultural norms that impede optimal feeding practices are effective in improving IYCF practices, particularly in several countries in Asia and Africa (1214). BCC strategies go beyond traditional nutrition education by providing the reasoning for the importance of adopting specific behaviors, targeting actions to operationalize the messaging, and placing a strong emphasis on behavior change through the cultural lens of the target population. Unfortunately, BCC strategies often fail to reach caregivers of young children. Community Health Workers (CHWs) and Badienou Gox (meaning “community grandmothers” in Wolof) tasked with delivering IYCF counseling to mothers in Senegal are often limited by time and geographical constraints as well as competing health priorities (15). Identifying feasible, effective, and scale-able IYCF interventions, and alternative delivery platforms, is critical to improving IYCF practices in order to reduce the burden of malnutrition.

Mobile health (mHealth) messaging interventions, which utilize short messaging service (e.g., text messages), wireless data transmission, voice calling, and smartphone applications to transmit health-related information or direct care (16), have shown potential to alter health behaviors in high-income countries. However, there is limited literature on the impact of mHealth IYCF interventions in low-to-middle income countries (17). Given the high penetration of mobile phones in Senegal (1820), even among rural populations, there is immense potential for the use of mobile technology to overcome the gaps in access to IYCF counseling and to broaden the reach of BCC interventions that promote appropriate, evidence-based IYCF practices. Well-designed and tailored mHealth interventions have shown some promise in improving IYCF practices, but research on their impact, implementation, and costs is limited (12). Moreover, mHealth IYCF interventions have yet to be scaled-up in Senegal, despite the urgent need to improve IYCF practices.

Given the high rates of child malnutrition among Senegalese children, interventions aimed at improving IYCF practices have the potential to lead to substantial gains in both health and productivity. Using mHealth delivery platforms could accelerate the dissemination of knowledge related to recommended IYCF practices and complement the existing activities of community health workers and Badienou Gox. While our previous 4-week mHealth IYCF voice messaging intervention pilot conducted with a small sample (n = 47) of households showed a 19.2% increase in minimum acceptable diet (MAD) (an indicator of dietary diversity) in children 6–23 months (14), a more rigorous evaluation is needed. Building on our formative research (14), we designed a user-centered mHealth IYCF voice messaging intervention based on the theory of planned behavior (21). The intervention targeted both mothers and fathers of young children (6–23 months) in Senegal to improve their IYCF knowledge and to address community norms that lead to suboptimal feeding practices. The aims of the effectiveness-implementation hybrid (type 1) cluster randomized control trial (cRCT) were to (a) determine the impact of an mHealth IYCF messaging intervention on IYCF practices, MAD and anemia, and (b) examine the implementation, costs and opportunities for scaling-up the mHealth IYCF messaging intervention in households with children 6–23 months in three rural villages in Senegal.

Methods and analysis

This manuscript describes the protocol for the “Impact de l'Intervention Mobile pour l'Amélioration de l'Alimentation auprès des Nourrissons et Jeunes Enfants (IIMAANJE)” study. IIMAANJE is a cluster randomized control trial to improve health outcomes among 6–23 month old children in Senegal. Thus far, the recruitment, dissemination, and data collection for this study have been conducted. The data analysis and process evaluation are forthcoming.

Setting

This study was conducted in 3 regions in western Senegal (Thiès, Diourbel, and Fatick). Senegal, located in West Africa, has a Sahelian, hot and semi-arid, climate with one rainy season from approximately June to September. Figure 1 provides a map of our study regions in Senegal. The study regions form the groundnut belt of Senegal and include both coastal and inland areas.

FIGURE 1
www.frontiersin.org

Figure 1. A map of the study regions in Senegal. Yellow color denotes the study regions: Thiès, Diourbel, and Fatick.

The coastal influence and worsening effects of climate change have resulted in significant seasonal variability, season to season and year to year, which impact agricultural production (22). The primary source of livelihoods in these communities is subsistence farming. Farming households are disproportionately affected by high rates of malnutrition and poverty (60%) (23). Moreover, our previous work found a high prevalence of anemia (66%), suboptimal feeding practices, and inadequate diets among children 6–23 months in these regions (Thiès, Diourbel, and Fatick) (unpublished data). The current study built on previous work by implementing a voice messaging intervention in those same communities and examining its impact. We conducted the study with existing farm groups in 104 villages within the aforementioned regions of Senegal.

Design

The overarching design of this study was an effectiveness-implementation hybrid (type 1) design using mixed-methods to test the intervention's impact while simultaneously gathering implementation data, allowing for improved translation of research findings (24, 25). The intervention impact was assessed using a cRCT. The implementation was assessed through three modes: (1) collection of process data throughout the intervention delivery; (2) in post-intervention household surveys; (3) and through specify semi-structured interviews and focus group discussions after the completion of the intervention. Figure 2 provides an overview of the study design.

FIGURE 2
www.frontiersin.org

Figure 2. An overview of the study approach.

Our sample size estimation was calculated based on our two primary outcomes: the prevalence of MAD and anemia. The sample size estimate was informed by our prior cross-sectional research on over 1200 household surveys and our pilot data over a 4-week intervention period (unpublished data) (14). Attrition was 2%, anemia prevalence was 66% and MAD prevalence was 46.8%. Assuming a conservative intra-class correlation coefficient of 0.02 (26), 5% attrition (based on our pilot work and previously published community-based research projects in Senegal) (27, 28), and a 2-sided significance level of 0.05, 104 clusters with 5 triads per cluster would provide 81.7% power to detect a 6% absolute difference in anemia and 88.8% power to detect an absolute difference of 7% in MAD. Our pilot study found a 19.2% increase in MAD. Even if we assume 10% attrition, we would still have 80% power to detect a 6% absolute difference in anemia and 87.3% power to detect an absolute difference of 7% in MAD. Improvements in anemia and MAD prevalence of 6 and 7%, respectively are clinically relevant and aligned with improvements in previously published studies (26, 29). In some instances, the number of participants in larger villages was increased given that some villages did not have a sufficient number of children in the target age group.

Ethical approval for this study was obtained from Rutgers University and the Comité National d'Ethique pour la Recherche en Santé (CNERS). We also obtained administrative authorization and letters of introduction from the Ministry of Health and Social Actions (MHSA). The study was registered prior to data collection on Clinicaltrials.gov (Identifier: NCT05374837). Given the low-risk nature of this trial, we did not have a Data Monitoring and Safety Board.

Cluster randomized control trial

Computer-generated random numbers were used to randomize 104 villages in a 1:1 allocation, stratified by village size (number of households per village) and region (Thiès, Diourbel, Fatick), to receive either the intervention (experimental group) or usual care (control group). Randomization was conducted following the baseline survey and given the nature of the intervention, was not blinded. The intervention was delivered over a 16-week period, which falls within the duration observed in previously published IYCF messaging interventions that demonstrated positive impacts (12). One voice and one text message were sent each week over the 16-week period, which is aligned with both the previously published literature (12) as well as the community preferences identified through our formative work. Using a combination of voice and text messages enabled us to ensure that messages reach phones in areas with poor mobile coverage (by sending text messages), while also accounting for literacy levels (by sending voice messages). Baseline and endline surveys were conducted in both the control and experimental groups. The control group received the 16 messages (2 messages per week) after the completion of endline data collection.

Process evaluation

Collecting implementation data is an essential component of impact evaluations (30), given that the potential effectiveness of interventions can be reduced by as much as 50% due to contextual factors that interfere with implementation (31). Without gaining a deeper understanding of why, how, for whom, and in which contexts the intervention works (or does not work), there can be missed opportunities for scale-up (31). Furthermore, existing literature related to the implementation and costs of IYCF interventions in LMICs is scarce (12, 32).

The process evaluation for this study was guided by a previously published framework to assess intervention implementation and developed specifically for cRCTs (33). This framework allowed us to assess the intervention's fidelity and quality of implementation, reach, and contextual factors associated with variations in outcomes, and clarified causal pathways (31, 33, 34). The process evaluation data will be used for both (i) providing feedback to keep the program “on track” (formative use), and (ii) to interpret and explain intervention outcomes (summative use) (35). The process evaluation is currently ongoing.

Selection of study participants

Cluster randomized control trial

To inform our sampling for the cRCT, we conducted a pre-baseline survey in March-April 2022 to obtain a full census of all the households in each of the farming groups from our study villages as well as information about whether the household had children that would be eligible to participate in the study. As part of our previous work in this setting, we had already generated lists of households from the local farming groups. However, given that there were changes to the compositions of households in the farming groups, we updated these lists in the pre-baseline survey. We subsequently used the updated lists to identify eligible households for inclusion in the trial based on them having a child that was 6–19 months at baseline to ensure that they did not surpass 23 months at endline. From those lists, we randomly selected approximately five households (mother, father, child triads) per village to be included in the trial. Given that there were fewer than five households in some of our study villages with a child in our target age range, we had a smaller number of triads from some villages. The specific inclusion criteria for this study included being a mother, father, or primary caregiver of a child 6–19 months at the time of the baseline survey and have access to a mobile phone. In some cases, women included in the study did not have a mobile phone of their own but had access to the phone of the household head or another member of the household. Participation in our prior pilot study did not influence households' recruitment for this cRCT.

To recruit trial participants, we approached households that had been randomly selected to be included in the study, described the study, and ascertained their written consent to participate. If a household that had been randomized to our study sample chose to not participate in the study, we then recruited from the next household on our list of “reserve” households.

Mothers and fathers (or male and female primary caregivers) of children (6–19 months at baseline) living in households that were part of local farming groups were included in the trial. In some cases, the primary caregiver of the child may be a close relative rather than the birth mother. In these situations, the primary caregiver and her spouse or principal male caregiver both received the voice messages.

Process evaluation

We collected process data from all mothers and fathers in the experimental group using a combination of data captured by the voice messaging platform and endline surveys. We conducted semi-structured interviews with project implementation staff to generate data on implementation and operation-related challenges (data forthcoming). In addition, we purposively selected nine villages to collect more in-depth qualitative data related to the implementation process using focus groups with mothers and fathers in the experimental group as well as individual semi-structured interviews with each village's Badienou Gox (i.e., community health workers). The 9 villages were purposively selected to maximize variation in characteristics such as region, size, distance to urban settings, distance to markets, and ethnic and language diversity. Within each of the 9 villages, all participants in the intervention group were invited to participate in the focus groups. Lastly, we purposively selected a small number (~2–3) of program implementers as well as key stakeholders working in IYCF program uptake to participate in interviews.

Description of intervention

We delivered a 16-week mobile voice messaging intervention that aimed to improve IYCF practices to mothers and fathers of young children. A total of 16 messages, half of which were scripted and the other half which were unscripted were delivered to mothers and fathers. The messages were sent in Wolof, based on the preferences of the study participants.

The eight scripted voice messages were developed based on our formative research. The voice messaging was based on the key messages booklets for infant and young child feeding from UNICEF and CNDN “Conseil National de Développement de la Nutrition” (National Council for Nutrition Development), ensuring that the messaging was consistent with both global and local recommendations. The theoretical underpinning of the way the messages are scripted is the Theory of Planned Behavior (TPB) (36). Using the TPB as the basis for the message framing, which places importance on the caregiver's beliefs about the behavior, their perceived efficacy of performing the behavior and the perceived benefits of performing the behavior (36), we developed and piloted 8 primary messages related to: breastfeeding until 2 years of age, consuming a variety of nutritious foods within a given meal and avoid providing energy-dense foods of low nutritional quality, preparing a thicker consistency of porridge to provide more nutrients, the importance of animal sourced foods, consuming vitamin A rich fruits and vegetables, consuming leafy greens, handwashing, and feeding infants and young children fruits and vegetables produced and foraged by the household (see Supplementary Table 1 for messages). We had several local experts in IYCF review the messages prior to their finalization.

Based on our pilot data, some participants had difficulty understanding some of the messages. We therefore conducted cognitive testing of the scripted messages prior to implementing the intervention. Cognitive testing is a form of qualitative research that allows interviewers to probe for a deep understanding of comprehension by asking participants to paraphrase the messages, discuss their associated thoughts and emotions, and offer suggestions for improvements (37). This increases the likelihood that the information delivered in the messages would be interpreted by its recipients in the way in which it was intended. To cognitively test the interviews, we conducted 3 focus groups in each of our 3 study regions. We used this approach to overcome any linguistic divides that might exist between the three selected regions.

In addition to the eight scripted messages, eight unscripted messages were developed from “positive deviants” in the pilot villages. Positive deviance is a behavior change approach based on the observation that even in low-resource communities there are people who deviate toward preferred practices (“positive deviants”) (38). These individuals have uncommon, but successful, strategies that enable them to find better solutions than their peer (38). Including role models in IYCF interventions can increase their effectiveness (3941). We identified “positive deviants” whose children were thriving from a growth and nutrition perspective in the pilot villages where the cognitive testing was completed. These villages are culturally, linguistically, socially, and economically similar to the villages included in our cRCT.

Local Badienou Gox helped our study team identify the positive deviants given their familiarity with the children in their community and their role in assessing their growth and nutritional status. We recorded unscripted messages of the personal experiences of these role models that were used to reinforce the 8 primary messages based on the TPB. In total, we recorded messages from 5 women who were approached for in-depth interviews to learn more about their personal experience implementing IYCF practices. The interviews were recorded, transcribed in Wolof, and used to develop the messages. The cognitive testing took place in the pilot villages between February-May 2022.

We used a Senegalese owned and operated company (OuA company; https://ouacompany.com) to send the text and voice messages. The voice messages were sent at the day/time of week that participants indicated a preference for during the baseline surveys. If the recipient did not answer the phone when they received the initial voice message call, the message delivery platform attempted to call them one additional time.

Data collection

Cluster randomized control trial

Primary and secondary outcomes

The primary outcomes for this study included: the prevalence of minimal acceptable diet (MAD) and anemia as well as changes in MAD and anemia prevalence from baseline to endline. Secondary outcomes included: minimum dietary diversity (MDD), minimum meal frequency (MMF), the frequency of consuming the foods targeted in the intervention using a food frequency questionnaire (FFQ) over the past 7 days, IYCF practices using the UNICEF IYCF indicators (42), and IYCF knowledge, attitudes, norms and intentions of both mothers and fathers. Table 1 provides a more detailed description of the study outcomes.

TABLE 1
www.frontiersin.org

Table 1. An overview of the study outcomes measured at baseline and endline.

Data collection approach

In one household visit, we recruited and conducted a household survey using a list-based 24-h dietary recall (24HR) to examine the consumption of MDD, MMF and MAD among the children in our study. We also measured hemoglobin to assess anemia prevalence. Detailed descriptions of each of these is below. Data were collected in experimental and control groups, at baseline and endline, using electronic tablets.

Household surveys: The household surveys ascertained the following information: demographics, household characteristics and assets, household expenditures (including healthcare and food expenditures), household food security, the health of the child, and IYCF knowledge, attitudes, belies, norms, intentions, and practices. Both mothers and fathers separately answered the IYCF knowledge, attitudes, beliefs, norms and intentions survey questions, which were previously published and used in this population during our pilot (14, 45). The questions, informed by the TPB, examined pathways that lead to behavior change. Given that mothers are the primary caregivers of young children, we asked them to report the frequency of consuming specific foods targeted in the intervention using a FFQ as well as a list-based 24HR, which are the most appropriate ways of collecting dietary data for infants and young children (4648). In addition, mothers were asked questions about: their child's consumption of iron-rich or iron-fortified foods, the introduction of solid, semi-solid or soft foods, and breastfeeding practices that will be used to assess IYCF practices using the validated UNICEF IYCF indicators (42), which are associated with growth outcomes in children (49).

List-based 24-h dietary recall: A list-based 24-h dietary recall was administered with mothers to assess the dietary intakes of their children. This assessed whether their child consumed a list of foods and beverages (including breast milk) over the past 24 h. The list based 24-h recall was administered according to the UNICEF IYCF indicators guidance document (42). As part of the household survey, the enumerator would first explain that they were going to read out a list of food groups and that the respondent should indicate which groups were consumed by the infant or young child during the previous day and night. Prior to data collection, we created a comprehensive list of commonly consumed foods in each of the food groups to increase the ease and accuracy of data collection. Supplementary material B provide the list of food groups. Based on the dietary recall we calculated MAD, which measures the proportion of children aged 6–23 months who: had meal frequency the previous day that met the minimum standard for their age as defined by the WHO; AND consumed foods from at least 5 of the 8 food groups identified by the indicator.

Hemoglobin measurement: Hemocue Hb301 machines were used to measure hemoglobin in children in order to determine anemia prevalence using the WHO cut-offs: mild 10 ≤ hb < 11 g/dl; moderate 7 ≤ hb < 10 g/dl; and severe hb < 7 g/dl (43). Hemocue machines allow for non-invasive point-of-care assessments of hemoglobin levels using capillary blood from a finger prick. Standard procedures for their operation were used based on the protocol used by the Senegal DHS (10). While a majority of anemia may be due to iron deficiency related to suboptimal dietary intakes, some may be due to other causes including malaria (50, 51).

Process and economic evaluation

Data collection approach
Process evaluation questions post message delivery

After each voice message was sent, participants were called on the phone to ask a series of yes/no questions related to the content of the message. More specifically, they were asked: if they understood the message, if they found the message helpful, and whether they intended to adopt the behavior. OuA recorded these responses in an excel file.

Tracking of call logs for voice message delivery

The OuA messaging platform was used to track whether the voice messaging calls were answered and if so, how long they were listened to. The platform captured these data for all the mothers and fathers enrolled in the experimental group for each of the messages. This information was used to assess the reach of the intervention.

Endline survey process evaluation questions

We included a series of questions related to the intervention implementation, as part of the endline survey conducted after its implementation. Mothers and fathers in the experimental group were asked to recall (unprompted) the messages that were sent as part of the messaging intervention. We also included questions related to program satisfaction including whether they enjoyed receiving the messages, whether they understood them, if they were delivered at an appropriate frequency, their confidence in their ability to adopt the behaviors mentioned in the messages and whether they believed that the messages led to improvements in their IYCF practices. These questions had already been field tested as part of the piloting of this intervention (14).

Semi-structured interviews/focus groups

The focus group discussions were conducted with mothers and fathers (n total = 54) in the experimental group of the nine villages where the process evaluation focus groups were conducted. The focus group discussion guide was designed to capture the intervention's fidelity, dose delivered and received as well as contextual information that may have influenced the intervention implementation process. The Badienou Gox who facilitated the implementation of the intervention in each village were also invited for an in-depth semi-structured interview. They worked as voluntary outreach community workers to support the selection, mobilization, and follow-up of the study participants in selected villages. In each of the nine villages, the Badiene Gox was interviewed to capture their perceptions of the potential impacts of the intervention, any constraints faced during its implementation or barriers that community members may have faced in adopting the behaviors described in the messages, their satisfaction with the intervention as well as their perceptions of the community's satisfaction. We are also conducting semi-structured interviews with members of the OuA team to gain additional understanding of the intervention implementation, including any challenges experienced as well as potential key stakeholders related to the intervention's scale up. All focus groups and interviews were conducted, recorded, and translated (from Wolof to English) and transcribed verbatim. In each village, mothers and fathers who participated in the interventions were invited to participate in the focus groups.

Economic evaluation

The intervention costs were documented throughout the duration of the intervention. Average costs per child in the experimental group were estimated over the period of the intervention implementation. Healthcare utilization and costs were assessed in both the experimental and control groups at both baseline and endline. To ascertain healthcare costs, we asked mothers if they had taken their child to a health center (hospital, health post, etc.) over the past 4 months. The time frame of 4 months was selected given that it coincided with the duration of the intervention. If they indicated that they took their child to a health center they were asked about the costs associated with it, including transportation costs, consultation or hospital costs, laboratory costs, prescription costs, and any other costs that they may have encountered due to the visit.

Data analysis

Cluster randomized control trial

While we completed the data collection for this trial, the data analysis is forthcoming. To estimate the impact of the mHealth messaging intervention on anemia and MAD, as well as on our secondary outcomes, we plan to utilize a difference-in-differences approach. Logistic regression models will be fitted for each outcome, with explanatory variables that include the intervention indicator, time (baseline and endline), and intervention by time interaction. The interaction term is of primary interest, as it summarizes mean changes in the outcome before and after the intervention in the treatment group compared with the control group. The intervention variable is classified based on randomization (i.e., intention to treat). We anticipate that the parallel trend assumption will hold in this scenario since the various clusters and triads within clusters are similar to each other socio-economically; however, we will carefully test this assumption by applying the recently developed difference-in-difference model checklist (52). We will analyze the data on the individual level and use generalized estimating equation (GEE) extensions of regression in the statistical software package SAS to account for clustering. All models will adjust for sex of the child, socioeconomic status of the family and highest education completed by the mother. We will also conduct exploratory subgroup analyses based on baseline anemia status.

Process and economic evaluation

The process evaluation data analysis has not yet begun. We plan to use a combination of quantitative data captured through the messaging platform and endline survey as well as qualitative data from the focus groups discussions and semi-structured interviews for the analysis. Quantitative data will be analyzed using descriptive statistics. Qualitative data will be open-coded and analyzed according to key themes related to the intervention fidelity and quality of implementation, reach, and contextual factors influencing its delivery and uptake. These data will be collated with the quantitative data to summarize the implementation challenges and opportunities for scale-up in different contexts, guided by the process evaluation framework for cRCTs (33).

The economic evaluation of the intervention will be analyzed by assessing the total costs of the intervention, as well as average costs per child in the experimental group, estimated over the period of the intervention implementation. Where possible, a cost consequence analysis will be conducted that compares the average cost per child in the experimental and usual care group against the health consequences of both groups (53, 54).

Discussion

The use of mobile technologies as part of BCC strategies has the potential to improve infant and young child feeding (IYCF) practices. Previous studies conducted in Sub-Saharan Africa have found that mHealth interventions can improve and reduce the cost of patient monitoring, adherence to medications, as well as healthcare worker communication, particularly in rural areas (16). However, there is a lack of evidence related to the effectiveness (including cost-effectiveness) of mHealth interventions to warrant its large-scale implementation. Evidence related to the impact of mHealth interventions on IYCF outcomes is even more scarce.

In Senegal, counseling mothers about IYCF is the responsibility of community health workers (CHW). However, their reach is limited due to time and geographical constraints as well as competing health priorities (5557). The use of mHealth to complement the work of CHWs has a real potential to improve infant and young child nutrition and health outcomes. Some efforts have been made to seize the opportunity of using mobile technology, given the relatively high rates of mobile use in the country (58), to help address public health issues in Senegal, particularly in the field of nutrition and maternal health (59). However, pilot studies or interventions carried out provided little or no information on the effectiveness or impact of the use of mobile technologies (60). Given that there are many contextual challenges to scaling up interventions that leverage mobile technology to improve nutrition and health outcomes, rigorous evaluations of both the impact and implementation of mHealth IYCF interventions are needed.

This study was the first trial to examine the impact and implementation of an IYCF mHealth intervention in Senegal. The findings of this study will be used to inform future opportunities for integrating mHealth into existing programming as well as other opportunities for scale-up. We plan to disseminate the study findings to key stakeholders in Senegal. In addition, a summary of the study findings will be disseminated to the study participants using mobile technology.

Conclusion

This article provides an overview of our study protocol which aims to examine the impact, implementation, and costs of an mHealth IYCF messaging intervention in Senegal using a hybrid effectiveness-implementation model (type 1). The study findings will help to inform best practices related to IYCF behavior change communication programs in Senegal targeting rural populations, and opportunities for scaling-up the mHealth IYCF messaging intervention.

Ethics statement

Approval to conduct this trial was obtained from the Senegal Ministry of Health's National Ethics Committee (CNERS), and the Rutgers University IRB, New Jersey. Written consent was obtained from parents/guardians of young children to participate in this research. While we are including young children in this study, they are too young to provide assent.

Author contributions

SD: Conceptualization, Funding acquisition, Methodology, Project administration, Writing—original draft, Writing—review and editing. DG: Funding acquisition, Methodology, Project administration, Supervision, Writing—review and editing. MSal: Conceptualization, Data curation, Methodology, Supervision, Writing—review and editing. BN: Writing—review and editing, Data curation, Formal analysis, Methodology, Software, Supervision. NNS: Investigation, Methodology, Supervision, Writing—review and editing. MSar: Funding acquisition, Writing—review and editing. SM: Funding acquisition, Writing—review and editing. NAA: Funding acquisition, Writing—review and editing. AD: Supervision, Writing—review and editing. EVM: Writing—review and editing. JS: Conceptualization, Data curation, Formal analysis, Funding acquisition, Methodology, Writing—original draft, Writing—review and editing.

Funding

The author(s) declare financial support was received for the research, authorship, and/or publication of this article. This trial was funded by the Eunice Kennedy Shriver National Institutes of Child Health & Human Development (1R21HD105067-01).

Acknowledgments

We thank the excellent team of enumerators who made data collection for this study possible. We also thank the study participants for donating their time to be a part of this study.

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher's note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Supplementary material

The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fpubh.2023.1258963/full#supplementary-material

References

1. FAO, IFAD, UNICEF, WFP, WHO. The State of Food Security and Nutrition in the World 2023. Urbanization, agrifood systems transformation and healthy diets across the rural–urban continuum. Rome: FAO (2023).

Google Scholar

2. Institute for Health Metrics Evaluation. Global Burden of Disease Data: Country Profile, Senegal. Seattle, Washington: IHME (2016).

Google Scholar

3. Black RE, Allen LH, Bhutta ZA, Caulfield LE, de Onis M, Ezzati M, et al. Maternal and child undernutrition: global and regional exposures and health consequences. Lancet. (2008) 371:243–60. doi: 10.1016/S0140-6736(07)61690-0

CrossRef Full Text | Google Scholar

4. GBD 2017 Diet Collaborators. Health effects of dietary risks in 195 countries, 1990-2017: a systematic analysis for the Global Burden of Disease Study 2017. Lancet. (2019) 393:1958–72. doi: 10.1016/S0140-6736(19)30041-8

PubMed Abstract | CrossRef Full Text | Google Scholar

5. Victora CG, Adair L, Fall C, Hallal PC, Martorell R, Richter L, et al. Maternal and child undernutrition: consequences for adult health and human capital. Lancet. (2008) 371:340–57. doi: 10.1016/S0140-6736(07)61692-4

PubMed Abstract | CrossRef Full Text | Google Scholar

6. World Health Organization. Essential Nutrition Actions: Improving Maternal, Newborn, Infant and Child Health and Nutrition. Geneva: WHO (2015).

Google Scholar

7. Smith L, Haddad L. Explaining Child Malnutrition in Developing Countries: A Cross Country Analysis. Washington, DC: International Food Policy Research Institute. (2000).

Google Scholar

8. Lassi ZS, Rind F, Irfan O, Hadi R, Das JK, Bhutta ZA. Impact of infant and young child feeding (IYCF) nutrition interventions on breastfeeding practices, growth and mortality in low- and middle-income countries: systematic review. Nutrients. (2020) 12:722. doi: 10.3390/nu12030722

PubMed Abstract | CrossRef Full Text | Google Scholar

9. Dewey KG, Adu-Afarwuah S. Systematic review of the efficacy and effectiveness of complementary feeding interventions in developing countries. Matern Child Nutr. (2008) 4:24–85. doi: 10.1111/j.1740-8709.2007.00124.x

PubMed Abstract | CrossRef Full Text | Google Scholar

10. Agence Nationale de la Statistique et de la Démographie AS, and ICF. Sénégal: Enquête Démographique et de Santé Continue (EDS-Continue) 2016. Rockville, Maryland, USA: ANSD and ICF (2017).

Google Scholar

11. Agence Nationale de la Statistique et de la Démographie AS, and ICF. Sénégal: Enquête Démographique et de Santé Continue (EDS-Continue) 2019. Rockville, Maryland, USA: ANSD and ICF (2019).

Google Scholar

12. Graziose MM, Downs SM, O'Brien Q, Fanzo J. Systematic review of the design, implementation and effectiveness of mass media and nutrition education interventions for infant and young child feeding. Public Health Nutr. (2018) 21:273–87. doi: 10.1017/S1368980017002786

PubMed Abstract | CrossRef Full Text | Google Scholar

13. Imdad A, Yakoob MY, Bhutta ZA. Impact of maternal education about complementary feeding and provision of complementary foods on child growth in developing countries. BMC Public Health. (2011) 11:S25. doi: 10.1186/1471-2458-11-S3-S25

PubMed Abstract | CrossRef Full Text | Google Scholar

14. Downs SM, Sackey J, Kalaj J, Smith S, Fanzo J. An mHealth voice messaging intervention to improve infant and young child feeding practices in Senegal. Matern Child Nutr. (2019) 15:e12825. doi: 10.1111/mcn.12825

PubMed Abstract | CrossRef Full Text | Google Scholar

15. Devlin K, Farnham Egan K, Pandit-Rajani T. Community Health Systems Catalog Country Profile: Senegal. Arlington, VA: Advancing Partners & Communities. (2016).

Google Scholar

16. Betjeman T, Soghoian S, Foran M. mHealth in Sub-Saharan Africa. Hindawi (2013). p. 1–7. doi: 10.1155/2013/482324

PubMed Abstract | CrossRef Full Text | Google Scholar

17. Gurman TA, Rubin SE, Roess AA. Effectiveness of mHealth behavior change communication interventions in developing countries: a systematic review of the literature. J Health Commun. (2012) 17:82–104. doi: 10.1080/10810730.2011.649160

PubMed Abstract | CrossRef Full Text | Google Scholar

18. Autorite de. Regulation des Telecommunications et des Postes. Dakar, Senegal: Rapport Trimestriel sur le Marche des Telecommunications. (2018).

PubMed Abstract | Google Scholar

19. World Economic Forum. The Global Information Technology Report 2016: Innovating in the Digital Economy. Geneva, Switzerland (2016).

Google Scholar

20. Smertnik H. Mobile for Development Utilities: mobile for smart energy solutions. GSMA. (2014).

Google Scholar

21. Ajzen I. The theory of planned behavior. Organ Behav Hum Decis Process. (1991) 50:179–211. doi: 10.1016/0749-5978(91)90020-T

CrossRef Full Text | Google Scholar

22. Nébié EKI, Ba D, Giannini A. Food security and climate shocks in Senegal: Who and where are the most vulnerable households? Global Food Security. (2021) 29:100513. doi: 10.1016/j.gfs.2021.100513

CrossRef Full Text | Google Scholar

23. Tankari M. Cash crops reduce the welfare of farm households in Senegal. Food Security. (2017) 9:1105–15. doi: 10.1007/s12571-017-0727-6

CrossRef Full Text | Google Scholar

24. Michie S, Fixsen D, Grimshaw JM, Eccles MP. Specifying and reporting complex behaviour change interventions: the need for a scientific method. Implement Sci. (2009) 4:40. doi: 10.1186/1748-5908-4-40

PubMed Abstract | CrossRef Full Text | Google Scholar

25. Curran GM, Bauer M, Mittman B, Pyne JM, Stetler C. Effectiveness-implementation hybrid designs: combining elements of clinical effectiveness and implementation research to enhance public health impact. Med Care. (2012) 50:217–26. doi: 10.1097/MLR.0b013e3182408812

PubMed Abstract | CrossRef Full Text | Google Scholar

26. Olney DK, Pedehombga A, Ruel MT, Dillon A, A. 2-year integrated agriculture and nutrition and health behavior change communication program targeted to women in Burkina Faso reduces anemia, wasting, and diarrhea in children 3-12.9 months of age at baseline: a cluster-randomized controlled trial. J Nutr. (2015) 145:1317–24. doi: 10.3945/jn.114.203539

PubMed Abstract | CrossRef Full Text | Google Scholar

27. Kung'u JA-O, Pendame R, Ndiaye MB, Gerbaba M, Ochola S, Faye A, et al. Integrating nutrition into health systems at community level: Impact evaluation of the community-based maternal and neonatal health and nutrition projects in Ethiopia, Kenya, and Senegal. Matern Child. (2018) 14:e12577. doi: 10.1111/mcn.12577

PubMed Abstract | CrossRef Full Text | Google Scholar

28. Bensch G, Peters J. The intensive margin of technology adoption–Experimental evidence on improved cooking stoves in rural Senegal. J Health Econ. (2015) 42:44–63. doi: 10.1016/j.jhealeco.2015.03.006

PubMed Abstract | CrossRef Full Text | Google Scholar

29. Zhou H, Sun S, Luo R, Sylvia S, Yue A, Shi Y, et al. Impact of text message reminders on caregivers' adherence to a home fortification program against child anemia in rural western china: a cluster-randomized controlled trial. Am J Public Health. (2016) 106:1256–62. doi: 10.2105/AJPH.2016.303140

PubMed Abstract | CrossRef Full Text | Google Scholar

30. Durlak JA, DuPre EP. Implementation matters: a review of research on the influence of implementation on program outcomes and the factors affecting implementation. Am J Community Psychol. (2008) 41:327–50. doi: 10.1007/s10464-008-9165-0

PubMed Abstract | CrossRef Full Text | Google Scholar

31. Ridde V. Need for more and better implementation science in global health. BMJ Global Health. (2016) 1:e000115. doi: 10.1136/bmjgh-2016-000115

PubMed Abstract | CrossRef Full Text | Google Scholar

32. Luoto J, Shekelle PG, Maglione MA, Johnsen B, Perry T. Reporting of context and implementation in studies of global health interventions: a pilot study. Implem Sci. (2014) 9:57. doi: 10.1186/1748-5908-9-57

PubMed Abstract | CrossRef Full Text | Google Scholar

33. Grant A, Treweek S, Dreischulte T, Foy R, Guthrie B. Process evaluations for cluster-randomised trials of complex interventions: a proposed framework for design and reporting. Trials. (2013) 14:15. doi: 10.1186/1745-6215-14-15

PubMed Abstract | CrossRef Full Text | Google Scholar

34. Moore GF, Audrey S, Barker M, Bond L, Bonell C, Hardeman W, et al. Process evaluation of complex interventions: Medical Research Council guidance. BMJ. (2015) 350:h1258. doi: 10.1136/bmj.h1258

PubMed Abstract | CrossRef Full Text | Google Scholar

35. Saunders RP, Evans MH, Joshi P. Developing a process-evaluation plan for assessing health promotion program implementation: a how-to guide. Health Promot Pract. (2005) 6:134–47. doi: 10.1177/1524839904273387

PubMed Abstract | CrossRef Full Text | Google Scholar

36. Ajzen I. From Intentions to Actions: A Theory of Planned Behavior. Berlin, Heidelberg: Springer (1985). p. 11–39. doi: 10.1007/978-3-642-69746-3_2

CrossRef Full Text | Google Scholar

37. Lapka C, Jupka K, Wray RJ, Jacobsen H. Applying cognitive response testing in message development and pre-testing. Health Educ Res. (2008) 23:467–76. doi: 10.1093/her/cym089

PubMed Abstract | CrossRef Full Text | Google Scholar

38. Baxter R, Taylor N, Kellar I, Lawton R. What methods are used to apply positive deviance within healthcare organisations? A systematic review. BMJ Qual Saf. (2016) 25:190–201. doi: 10.1136/bmjqs-2015-004386

PubMed Abstract | CrossRef Full Text | Google Scholar

39. Roche ML, Marquis GS, Gyorkos TW, Blouin B, Sarsoza J, Kuhnlein HV. A community-based positive deviance/hearth infant and young child nutrition intervention in ecuador improved diet and reduced underweight. J Nutr Educ Behav. (2017) 49:196–203.e1. doi: 10.1016/j.jneb.2016.10.007

PubMed Abstract | CrossRef Full Text | Google Scholar

40. Group WB, SAFANSI, UKAid. Improving Nutrition Outcomes for Children in Sri Lanka's Estate Sector The Positive Deviance Approach. (2018).

Google Scholar

41. D'Alimonte MR, Deshmukh D, Jayaraman A, Chanani S, Humphries DL. Using positive deviance to understand the uptake of optimal infant and young child feeding practices by mothers in an Urban Slum of Mumbai. Matern Child Health J. (2016) 20:1133–42. doi: 10.1007/s10995-015-1899-3

PubMed Abstract | CrossRef Full Text | Google Scholar

42. UNICEF. Indicators for Assessing Infant and Young Child Feeding Practices: Definitions and Measurement Method. Geneva: UNICEF (2021).

Google Scholar

43. World Health Organization. Iron Deficiency Anaemia: Assessment, Prevention, and Control. A guide for programme managers. Geneva: WHO (2001).

Google Scholar

44. INDDEX Project. Data4Diets: Building Blocks for Diet-related Food Security Analysis. Boston, MA: Tufts University (2018).

Google Scholar

45. Monterrosa EC, Frongillo EA, Gonzalez de Cossio T, Bonvecchio A, Villanueva MA, Thrasher JF, et al. Scripted messages delivered by nurses and radio changed beliefs, attitudes, intentions, and behaviors regarding infant and young child feeding in Mexico. J Nutr. (2013) 143:915–22. doi: 10.3945/jn.112.169235

PubMed Abstract | CrossRef Full Text | Google Scholar

46. Thompson FE, Subar AF. Dietary assessment methodology. In: Nutrition in the Prevention and Treatment of Disease (Elsevier) (2017). p. 5–48. doi: 10.1016/B978-0-12-802928-2.00001-1

CrossRef Full Text | Google Scholar

47. Thompson FE, Kirkpatrick SI, Subar AF, Reedy J, Schap TE, Wilson MM, et al. The national cancer institute's dietary assessment primer: a resource for diet research. J Acad Nutr Diet. (2015) 115:1986–95. doi: 10.1016/j.jand.2015.08.016

PubMed Abstract | CrossRef Full Text | Google Scholar

48. Olukotun O, Seal N. A systematic review of dietary assessment tools for children age 11 years and younger. ICAN. (2015) 7:139–47. doi: 10.1177/1941406415584819

CrossRef Full Text | Google Scholar

49. Marriott BP, White A, Hadden L, Davies JC, Wallingford JC. World Health Organization (WHO) infant and young child feeding indicators: associations with growth measures in 14 low-income countries. Matern Child Nutr. (2012) 8:354–70. doi: 10.1111/j.1740-8709.2011.00380.x

PubMed Abstract | CrossRef Full Text | Google Scholar

50. Seck BC, Jackson RT. Multiple contributors to iron deficiency and anemia in Senegal. Int J Food Sci Nutr. (2010) 61:204–16. doi: 10.3109/09637480903348114

PubMed Abstract | CrossRef Full Text | Google Scholar

51. White NJ. Anaemia and malaria. Malar J. (2018) 17:371. doi: 10.1186/s12936-018-2509-9

PubMed Abstract | CrossRef Full Text | Google Scholar

52. Ryan AM, Burgess JF, Dimick JB. Why we should not be indifferent to specification choices for difference-in-differences. Health Serv Res. (2015) 50:1211–35. doi: 10.1111/1475-6773.12270

PubMed Abstract | CrossRef Full Text | Google Scholar

53. Hartfiel N, Edwards RT. Cost–consequence analysis of public health interventions. In: Applied Health Economics for Public Health Practice and Research. (2019). p. 233. doi: 10.1093/med/9780198737483.003.0010

CrossRef Full Text | Google Scholar

54. Detsky AS, Laupacis A. Relevance of cost-effectiveness analysis to clinicians and policy makers. JAMA. (2007) 298:221–4. doi: 10.1001/jama.298.2.221

PubMed Abstract | CrossRef Full Text | Google Scholar

55. Devlin K, Egan KF, Pandit-Rajan T. Community Health Systems Catalog Country Profile: Senegal. Arlington, VA: Advancing Partners & Communities (2016).

Google Scholar

56. Fanzo JC, Graziose MM, Kraemer K, Gillespie S, Johnston JL, de Pee S, et al. Educating and training a workforce for nutrition in a post-2015 world. Adv Nutr. (2015) 6:639–47. doi: 10.3945/an.115.010041

PubMed Abstract | CrossRef Full Text | Google Scholar

57. Baker J, Sanghvi T, Hajeebhoy N, Martin L, Lapping K. Using an evidence-based approach to design large-scale programs to improve infant and young child feeding. Food Nutr Bull. (2013) 34:S146–55. doi: 10.1177/15648265130343S202

PubMed Abstract | CrossRef Full Text | Google Scholar

58. Katz RL, Koutroumpis P. The economic impact of Telecommunications in Senegal. Commun Strat. (2012) 86:21–42.

Google Scholar

59. Dimagi. New Study on Mobile Health Interventions Featured in BioMed Central. (2020). Available online at: https://www.dimagi.com/blog/mhealth-interventions-bmc-macdonald/ (accessed May 15, 2023).

Google Scholar

60. Braun R, Catalani C, Wimbush J, Israelski D. Community health workers and mobile technology: a systematic review of the literature. PLoS ONE. (2013) 8:e65772. doi: 10.1371/journal.pone.0065772

PubMed Abstract | CrossRef Full Text | Google Scholar

Keywords: Africa, behavior change communications, diets, infant and young child feeding (IYCF), mobile health, nutrition, cluster randomized control trial

Citation: Downs SM, Gueye D, Sall M, Ndoye B, Sarr NN, Sarr M, Mboup S, Alam NA, Diouf A, Merchant EV and Sackey J (2023) The impact and implementation of an mHealth intervention to improve infant and young child feeding in Senegal: IIMAANJE protocol for a cluster randomized control trial. Front. Public Health 11:1258963. doi: 10.3389/fpubh.2023.1258963

Received: 14 July 2023; Accepted: 31 August 2023;
Published: 25 September 2023.

Edited by:

Mojisola Olanike Kehinde, Landmark University, Nigeria

Reviewed by:

Olutosin Ademola Otekunrin, Federal University of Agriculture, Abeokuta, Nigeria
Omar Irfan, Amaris, United Kingdom

Copyright © 2023 Downs, Gueye, Sall, Ndoye, Sarr, Sarr, Mboup, Alam, Diouf, Merchant and Sackey. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Shauna M. Downs, sd1081@sph.rutgers.edu

Disclaimer: All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.