- 1Noninvasive Neuromodulation Unit, Experimental Therapeutics and Pathophysiology Branch, National Institute of Mental Health, National Institutes of Health, Bethesda, MD, United States
- 2Clinical Affective Neuroscience Laboratory, Department of Psychology & Neuroscience, University of North Carolina, Chapel Hill, NC, United States
- 3Magnetoencephalography Core, National Institute of Mental Health, National Institutes of Health, Bethesda, MD, United States
- 4Magnetic Resonance Spectroscopy Core, National Institute of Mental Health, National Institutes of Health, Bethesda, MD, United States
It has been suggested that aberrant excitation/inhibition (E/I) balance and dysfunctional structure and function of relevant brain networks may underlie the symptoms of autism spectrum disorder (ASD). However, the nomological network linking these constructs to quantifiable measures and mechanistically relating these constructs to behavioral symptoms of ASD is lacking. Herein we describe a within-subject, controlled, proof-of-mechanism study investigating the pathophysiology of auditory/language processing in adolescents with ASD. We utilize neurophysiological and neuroimaging techniques including magnetic resonance spectroscopy (MRS), diffusion-weighted imaging (DWI), functional magnetic resonance imaging (fMRI), and magnetoencephalography (MEG) metrics of language network structure and function. Additionally, we apply a single, individually targeted session of continuous theta burst stimulation (cTBS) as an experimental probe of the impact of perturbation of the system on these neurophysiological and neuroimaging outcomes. MRS, fMRI, and MEG measures are evaluated at baseline and immediately prior to and following cTBS over the posterior superior temporal cortex (pSTC), a region involved in auditory and language processing deficits in ASD. Also, behavioral measures of ASD and language processing and DWI measures of auditory/language network structures are obtained at baseline to characterize the relationship between the neuroimaging and neurophysiological measures and baseline symptom presentation. We hypothesize that local gamma-aminobutyric acid (GABA) and glutamate concentrations (measured with MRS), and structural and functional activity and network connectivity (measured with DWI and fMRI), will significantly predict MEG indices of auditory/language processing and behavioral deficits in ASD. Furthermore, a single session of cTBS over left pSTC is hypothesized to lead to significant, acute changes in local glutamate and GABA concentration, functional activity and network connectivity, and MEG indices of auditory/language processing. We have completed the pilot phase of the study (n=20 Healthy Volunteer adults) and have begun enrollment for the main phase with adolescents with ASD (n=86; age 14-17). If successful, this study will establish a nomological network linking local E/I balance measures to functional and structural connectivity within relevant brain networks, ultimately connecting them to ASD symptoms. Furthermore, this study will inform future therapeutic trials using cTBS to treat the symptoms of ASD.
1 Introduction
Autism Spectrum Disorder (ASD) is a behaviorally defined complex neurodevelopmental syndrome, characterized by persistent deficits in social communication and social interaction and the presence of restricted, repetitive patterns of behavior, interests or activities (1). Since its initial description by Kanner in 1943 (2), many researchers have attempted to identify the underlying physiological cause of this behaviorally defined disorder. The predominant broad neurophysiological theory currently posits that the ASD behavioral phenotype stems from atypical brain development resulting in aberrant local and long-range connectivity within and between multiple brain regions and functional networks. However, these broad constructs of “brain development” and “connectivity”, require a nuanced approach to be applied in clinical translational research. Defining the nomological network whereby measurable outcomes within a given individual that represent these constructs and can be quantitatively probed and related to each other in a model that brings us from neurophysiological etiology to behavior has been the focus of a large number of studies (see (3, 4) for how such models have been applied to describe the ASD phenotype).
Benefitting from technological advances in Genetics, Neuroimaging, and Neurophysiological tools, several theories have emerged proposing specific mechanisms that may underlie the behavioral disorder of ASD. One such theory, first proposed by Rubenstein and Merzenich (5), implicates “Excitation/Inhibition imbalance”. On a molecular level, basic research studies suggest that brain development is dynamically and powerfully controlled by gamma-aminobutyric acid (GABA)ergic inhibitory and glutamatergic excitatory mechanisms (see (6) for a review). In their initial report, Rubenstein and Merzenich suggest that an imbalance in GABA and glutamate during early neurodevelopment may lead to functional networks whose responses are “noisier”/less reliable and undifferentiated. Based on data from human and animal models supporting this theory, we and others have suggested that abnormalities in the GABA (7) and glutamate (8) systems leading to altered network plasticity (9) may contribute to altered anatomical and less efficient functional connectivity across different brain networks (10, 11). This may manifest as alterations in diffusion derived parameters (12–14) and/or alterations in either resting state or task-related functional connectivity (15) that has been shown in language related networks. Additionally, altered connectivity may also be seen in reduced, delayed, or variable neurophysiological responses to stimuli (16). Though many have suggested a relationship between the ASD behavioral phenotype and “Excitation/Inhibition imbalance” and/or “Neural Noise”, the nomological network by which measures of E/I imbalance lead to measures of pathological network connectivity and functioning, and in turn how these processes relate to the behavioral phenotype of ASD has yet to be elucidated. Additionally, there remains debate regarding the direction of alterations (i.e. too much or too little connectivity or too much or too little noise) (10, 17–20) or no difference at all (21) and may be a consequence of whether the measure used relates to local or long-range networks, which network is being probed, and at what spatial or temporal scale.
Given the current state of the literature, with the broad goal to understand mechanisms that may be driving ASD symptom presentation to inform targeted interventions that modulate the proposed mechanism, it is critical to carefully choose outcome measures and networks that have been well-validated, aberrant in ASD, and related to the behavioral phenotype. Thus, the current study focuses on the posterior superior temporal cortex (pSTC). The pSTC is involved in temporal integration of visual, auditory and somatosensory cues of others’ behaviors and representation of a basic form of intentionality (22–26). In the auditory domain, this region comprises the secondary auditory cortex, and specifically a region known as “Wernicke’s area” critical to semantic and phonological aspects of language processing (27). Early descriptions by Kanner (28) highlight aspects of language and language processing as core symptoms of the disorder. Though the current DSM-5 diagnostic criteria does not explicitly list auditory or language processing as a core symptom, alterations in perceptual processing, specifically in the auditory domain have been established across multiple levels of analysis and have been related to not only the social and communication symptoms of ASD, but also the restricted and repetitive behavior domain (29) though the directionality of this relationship is still up for debate (30).
Neuroimaging data suggests that there may be altered functioning of both left and right hemisphere pSTC and related inferior frontal language regions in ASD in response to language processing tasks. Namely, Tanigawa and colleagues (31–38) found reduced activation of the left pSTC during an auditory word comprehension task in adolescents with ASD (31). Conversely, Just and colleagues reported increased activation of the left pSTC during a sentence comprehension task (38) and a lack of selective activation of the right hemisphere pSTC with increased sentence difficulty or the presence of intentionality information (36) in adults with ASD. Furthermore, Wang and colleagues found increased activation in both the left and right pSTC in a study of irony comprehension, suggesting that more effortful processing is needed to interpret the intended meaning (34). Additionally, aberrant response in the left pSTC to auditory and speech stimuli predicts language processing impairments in both ASD (32) and other developmental and neurological disorders (39, 40).
At a functional network level, the pSTC is part of a broader language processing network, connected structurally through the arcuate fasciculus, linking it to the inferior frontal gyrus (IFG, and specifically “Broca’s Area”). Disruption in connectivity of this network is thought to impact both receptive and expressive language (27). Adolescents and adults with ASD show reduced task-related functional connectivity in this network and aberrant recruitment of pSTC and IFG in response to specific language tasks (38, 41). This network can be reliably detected by both resting-state and task-related functional magnetic resonance imaging (fMRI) scans (42).
Based on both animal model (43) and human fMRI data (43) linking E/I imbalance in networks related to auditory processing and the link between dysfunction in these regions and ASD symptoms, human clinical trials of glutamatergic and GABAergic drugs in children and adults with ASD are ongoing. However, it is unclear whether modulating concentration of these neurotransmitters may improve the pathological functional network connectivity or the behavioral phenotype. Thus, consistent with the suggestion of Gonçalves and Monteiro (29), in their recent review, the current study utilizes an experimental therapeutics approach and collects measures of E/I balance (magnetic resonance spectroscopy (MRS) GABA and glutamate concentrations), network connectivity (resting state and language task-related fMRI and diffusion weighted imaging (DWI)), magnetoencephalography (MEG) measures of auditory processing to attempt to develop a nomological network linking measures of E/I balance to measures of brain network connectivity and functioning to behavior.
Though it is not feasible to directly, noninvasively measure excitation and inhibition in humans, levels of GABA (primary inhibitory neurotransmitter) and glutamate (primary excitatory neurotransmitter) concentrations can be estimated using specialized spectroscopic MRI sequences (i.e. GABA-edited MRS) (44, 45). Structural and functional network connectivity can also be assessed using specialized MRI sequences while the person is at rest or while they engage in a task (46). In the current study we will use diffusion derived parameters within the auditory radiations and the arcuate fasciculus obtained using DWI to estimate structural connectivity of these relevant tracts. Additionally, whole brain blood oxygen level dependent (BOLD) fMRI values will be obtained during rest and during a language task as a measure of functional activation in specific brain regions. The time courses of the BOLD activations in pre-defined regions of interest (ROIs) will be correlated to quantify long-range functional connectivity of language network nodes as compared to unrelated brain regions. For the physiological measure of network functioning, the current study focuses on MEG evoked fields in response to auditory stimuli (i.e., M100/M50 latency, Auditory Steady State Response (ASSR) evoked gamma response and inter-trial coherence (ITC), and Mismatch Field latency). Resting state spectral power across all the frequency bands will also be obtained. These MEG measures have been validated and reliably shown to be both aberrant in the ASD population and correlated with clinical scales assessing general ASD symptoms as well as specific language processing impairments and diffusion measures of structural connectivity (31, 47–52). These MEG outcomes were also chosen for their association with measures of E/I balance (M100/M50 (53, 54), evoked gamma power and ITC (55–57), MMF amplitude (58), and peak gamma frequency and alpha amplitude in resting state MEG (59–62)) and functional connectivity (47, 48) in ASD. Finally, it was noted that children with ASD showed greater pre-stimulus activity in these tasks, and pre-stimulus activity was related both to M100 latency and severity of language processing impairments (63), thus we will plan to evaluate this outcome as well. By obtaining these metrics in each participant, we can begin to elucidate the relationships across these levels.
Once these measures are obtained at baseline, we will then transiently modulate the system by performing a single session of noninvasive repetitive transcranial magnetic stimulation (rTMS) focused over an individually defined region of the left pSTC. Left pSTC was chosen (rather than right pSTC) for its role in language processing and robust activation in response to the auditory task, providing a target that could be reliably engaged and probed pre and post stimulation. Specifically, we will apply a continuous theta burst stimulation (cTBS) protocol. cTBS involves application of bursts of three pulses of TMS at 50 Hz, repeated at intervals of 200ms for a total of 600 pulses (200 bursts) and takes approximately 40 seconds to apply. A single session of cTBS is traditionally thought to lead to suppression of cortical excitability that lasts 20-30 minutes in a typically developing adult motor cortex (and approximately 15 minutes in a typically developing child) (64). We have shown, however, that the inhibitory effects of this same protocol last significantly longer (with an average duration of 75-90 minutes) in adults with ASD (and 30-45 minutes in children with ASD) (65).
Both glutamatergic and GABAergic neurotransmissions are thought to be involved in the mechanism of action of cTBS. Rodent and human spectroscopic imaging studies show that cTBS leads to modulation of GABAergic inhibition within the stimulated cortical regions. Specifically, rodent studies show that cTBS leads to increased cortical inhibition by reducing the expression of specific proteins (parvalbumin (PV) and calbindin D-28k (CB)) found in inhibitory interneurons. The reduced expression of these proteins in turn affected the ability of interneurons to control pyramidal cell output and dendritic integration of synaptic inputs (66). Consistent with the data from the animal literature, Stagg and colleagues (67) showed that applying a single session of cTBS to the motor cortex in healthy control human participants led to a short-term (less than an hour) increase in GABA concentration as measured by MRS compared to a non-stimulated region. Glutamate neurotransmission also appears to have a role in the observed effects of cTBS as memantine, a N-methyl-D-aspartate receptor antagonist, blocked the suppressive effects of cTBS in a double blind, placebo-controlled study (68). Additionally, in a recent study conducted by Cember and colleagues (69) cTBS led to a decrease in glutamate concentration in the targeted region of the left primary motor cortex as measured by glutamate-weighted chemical exchange saturation transfer (gluCEST) with a 7 Tesla MRI with no changes noted in a contralateral motor cortical region or in subjects receiving sham stimulation. Thus, cTBS tends to increase GABAergic and decrease glutamatergic neurotransmission, making this protocol of interest for a targeted intervention for ASD where putative pathophysiological mechanisms implicate deficient GABA and/or abnormally elevated levels of glutamate. In addition to modulating GABA and glutamate concentrations, theta burst stimulation, like other rTMS protocols, are also thought to lead to a phase reset and local entrainment of brain oscillations in the frequency band of stimulation (70, 71) suggesting there is an enhancement in the relevant physiological signal (in the case of cTBS, this would be theta oscillations). Alternatively, others have suggested that rTMS adds stochastic noise into the system (72). Though perhaps counter-intuitive, the addition of optimal levels of noise is thought to enhance the detection of sensory signals (73) and specifically in the auditory system, adding noise enhances the gamma band auditory steady state response (74, 75).
As the effects of a single session of cTBS are thought to be transient (on the order of minutes to less than 2 hours in duration), the goal of this study is to evaluate target engagement and the acute effects of cTBS on auditory/language network functioning. Thus, the cTBS session is administered within the Functional Magnetic Resonance Core Facility at the National Institutes of Health in Bethesda, Maryland, USA allowing for acquisition of imaging measures both immediately before and immediately after each cTBS session. We do not expect to induce an observable clinical/behavioral change, however, questionnaires are administered at the end of each session to assess for any observable changes in behavior or other side effects reported by participants. If successful, this study may inform future therapeutic trials aiming to treat the symptoms of ASD by modulating network functioning through pharmacological or device-based manipulations of glutamate and/or GABA concentrations; however, to induce such long-lasting clinical effects, multiple sessions of cTBS or multiple doses of a pharmacologic agent would be required.
Of note, Ni and colleagues recently applied intermittent theta burst stimulation (iTBS) to bilateral posterior superior temporal sulci (pSTS) in adults with ASD and showed improvements in parent-reported ASD symptoms and compulsive behaviors (as measured by AQ and Y-BOCS scales) (76, 77), but no change in white matter macro/micro structure (78). However, when the same group applied cTBS to the dorsolateral prefrontal cortex (DLPFC), they did not find any significant improvement (as compared to sham stimulation) in executive functioning symptoms in a recently published study of children, adolescents, and adults with ASD (79). Taken together with the literature on aberrant functioning of the pSTC region and its relationship to ASD symptoms described above, Ni and colleagues findings suggest that the pSTC may be a better putative target than the DLPFC for future rTMS studies in ASD. Experimental therapeutics approaches and proof of mechanism studies such as the one described in the current paper will provide evidence for target engagement to guide the development of optimal parameters and protocols for future rTMS studies in ASD.
2 Methods
2.1 Study design
This study employs a within-subject crossover design whereby participants receive both active and sham cTBS on different days based on a randomized blinded code that is entered into the TMS machine before each session. The crossover design was chosen because of the documented heterogeneity of neuroimaging outcomes within the ASD population as well as the interindividual variability in response to cTBS and other rTMS protocols. Therefore, it was determined that a between-subject design would be less powerful in determining the acute effect of cTBS on these neuroimaging outcomes.
Participants, study staff members and all other study personnel involved in TMS administration, data collection, or data analysis are blinded to whether sham or active stimulation is delivered during each cTBS session.
2.2 Participants
This study was designed in two phases: A pilot phase (that included 20 healthy adult volunteers) and a main phase (that will include 86 adolescents with ASD).
Inclusion criteria for the pilot phase were, (1) 18-25 years old; (2) No known neurological, psychiatric, genetic, or chronic uncontrolled general medical disorder. Exclusionary criteria for both phases include: (1) Known neurological, psychiatric, or general medical conditions in which MRI or rTMS might result in increased risk of side-effects or complications or might confound the results; (2) Individuals currently taking GABAergic medications or other medications that significantly lower seizure threshold; (3) Individuals with a previous history of rTMS. The pilot phase of the study included: baseline sessions during which MEG, DWI, resting-state and task-related fMRI, as well as MRS scans were acquired. Baseline sessions could be divided into multiple visits to reduce burden to the participant. Most individuals had three baseline visits, MRI baseline visit 1 (DWI and task-related fMRI), MRI baseline visit 2 (resting-state fMRI and MRS), and baseline MEG. Additionally, participants received behavioral/cognitive assessments and a thorough medical history and physical to screen for potential risk factors associated with side effects of rTMS. Participants eligible to continue then completed an active cTBS/MRI visit and an active cTBS/MEG visit (Figure 1). Tables 1, 2 summarize the descriptive characteristics and baseline imaging for those included in the pilot phase.
Figure 1 Schematic depicting the study protocol. After enrollment, participants complete screening, including an audiometric assessment and neuropsychological evaluation only for the individuals with ASD [Healthy Volunteer (HV) participants receive an abbreviated Neuropsychological Evaluation]. Baseline imaging was then conducted, and participants were randomized to either complete MEG/TMS or MRI/TMS sessions first and then within the session randomization active or sham (for ASD participants only) first. For example – MEG/active TMS, MEG/sham TMS, MRI/sham TMS, MRI/active TMS. * indicates procedures only completed by ASD participants. ** indicates procedures that differed between HV participants and ASD participants.
For the main phase, ASD individuals must meet the following inclusion criteria: (1) Age 14-17, (2) Community diagnosis of ASD based on DSM-IV or DSM-5 criteria, (3) FSIQ > 70, (4) Right-handed, and (5) Normal hearing. In addition to the exclusion criteria listed above for the pilot phase of the study, in the main phase individuals with known genetic disorders associated with the ASD diagnosis or that in the opinion of the investigator may increase the risk to the participant or compromise the integrity of the data will also be excluded. In the main phase of the study, we will acquire the same baseline assessments as in the pilot phase as well as additional behavioral/neuropsychological assessments related to their ASD diagnosis and their receptive and expressive language skills. Participants will also complete an audiometric evaluation to confirm that they have normal hearing. To reduce burden to the participant these baseline visits can be further divided. Additionally, each ASD participant will receive both active and sham cTBS on two separate sessions, combined with MRI and combined with MEG for a total of four imaging/cTBS visits instead of the two in the pilot phase.
2.3 Power analyses and sample size determination
The first aim of the study is to establish the relationship between local GABA and glutamate neurotransmitter concentrations, structural and functional network connectivity, and physiological measures of auditory/language network functioning. The estimated effect size for this aim is approximately 0.2223. This is estimated based on the literature showing a significant correlation between GABA+/Cre concentration and MEG evoked gamma power that range from 0.37-0.53 (49, 52, 56, 80). To our knowledge there is not any existing data on the correlation between the other predictor variables (DWI or functional MR connectivity) and MEG power and latency of evoked fields. However, given that both of these neuroimaging predictor variables have been shown to be aberrant in adolescents with ASD and reflect network-level structural and functional dysfunction, we predict a correlation between these neuroimaging measures and the proposed MEG measure of at least 0.15. Thus, in order to maintain 80% power with a type-I error rate of 5% and a type-II error rate of 20% we will enroll 86 ASD participants with a planned evaluable N=55 accounting for attrition.
The second aim of the study is to evaluate target engagement and the acute effects of active cTBS compared to sham cTBS on auditory/language network functioning. With planned evaluable N=55 and the minimal detectable effect (given Lehr’s equation (81)), the minimum detectible effect size is 0.38 standard deviation units, between a small (.2) and medium (.5) effect size in Cohen’s effect size taxonomy (82). We believe this is a reasonable effect size to expect given the literature. A recent study found an effect size of 0.7 on MRS GABA+/Cre concentration and 0.39 on MEG indices of sensory (visual) processing immediately following a single session of cTBS [95]. Therefore, we believe this aim is adequately powered.
2.4 Procedures
2.4.1 Medical, neuropsychological, and neurodevelopmental assessments
After completing informed consent, all participants (across both phases of the study) receive a thorough medical history and brief neurological and physical exam by a licensed physician or nurse practitioner, where concomitant medications are also reviewed. Participants then complete several standardized neuropsychological and neurodevelopmental assessments and rating scales. The Social Responsiveness Scale (SRS-2) and Wechsler Abbreviated Scale of Intelligence (WASI-II) were completed in the pilot and main phases, and the remaining measures listed below will be administered only to participants in the main phase of the study (ASD).
2.4.1.1 The social responsiveness scale, second edition
The SRS-2 is a 65-item scale completed by the Healthy Volunteer or the parent/caregiver on behalf of their child and is designed to screen children and adults for autistic traits (83). There is a self-report and a parent/caregiver-report form, in which the individual completing the form rates each item based on a 4-point Likert scale from ‘not true’ to ‘almost always true’ regarding their (for the Healthy Volunteers)/their child’s (for the parent/caregiver of the ASD participant) behavior in the previous six months. Items within each of the two subscales and a composite score are calculated into a standard raw score and T-score.
2.4.1.2 The child behavior check list
The CBCL is a 118-item scale completed by the parent/caregiver on behalf of their child and is designed as a standardized assessment of children’s symptomatology across several domains including anxiety, attention problems/hyperactivity, conduct problems, depression, oppositional defiant, social problems/immaturity, and somatization (84). The individual completing the form rates each item based on a 3-point Likert scale (“Not True”, Somewhat or Sometimes True” and “Very True or Often True”) regarding their child’s behavior in the previous six months. A total score and subscale scores (corresponding to specific symptom/DSM diagnostic domains) are calculated.
2.4.1.3 Wechsler abbreviated scale of intelligence, second edition
The WASI-II is a brief, reliable measure of general cognitive ability as well as a verbal comprehension and perceptual reasoning index score (85). It is appropriate for use in children and adults ages 6-90. Healthy Volunteers and Adolescents with ASD will be included if their FSIQ>70, thus excluding participants with intellectual disability.
2.4.1.4 Vineland adaptive behavior scales-3nd edition
The VABS-3 is a semi-structured parent/caregiver interview designed to evaluate adaptive functioning of their child in four domains: Communication, Daily Living Skills, Socialization, and Motor Skills (86). Standard scores are provided for each domain (with the exception of Motor Skills for children over age 9) and for an overall Adaptive Behavior Composite Score.
2.4.1.5 The autism diagnostic interview-revised
The ADI-R is a structured interview conducted with the parents/caregivers of individuals with ASD (87). It covers their child’s full developmental history and generally takes one to two hours. Parents/Caregivers are asked 93 questions about either their child’s current behavior or behavior at a certain point in time. The interview is divided into four main sections assessing the quality of social interaction, language and communication, restricted and repetitive behaviors, and maladaptive behaviors such as self-injury, aggression, and over activity. The interview determines a rating score for each question, and a total score is calculated for each of the content areas. For the purposes of this study, ADI scores are used as a baseline measure for exploratory analyses. Eligible participants for the main phase of the study have received an ASD community diagnosis per DSM-IV or DSM-V criteria.
2.4.1.6 Expressive vocabulary test, third edition
The EVT-3 is an individually administered, norm-referenced instrument that assesses expressive vocabulary and word retrieval for children and adults (88). The test contains training items and 190 test items arranged in increasing difficulty. For each item, the examiner presents a picture and reads a stimulus question, and the examinee responds with one word that provides an acceptable label, answers a specific question, or provides a synonym for a word that fits the picture.
2.4.1.7 Peabody picture vocabulary test, fifth edition
The PPVT-5 is a norm-referenced instrument for measuring receptive (hearing) language processing (89). It is appropriate for use in children and adults as young as 2.5 years old. The test contains training items and 228 test items, each consisting of four full-color pictures as response options on a page. For each item, the examiner says a word, and the examinee responds by selecting the picture that best illustrates that word’s meaning.
2.4.1.8 Clinical evaluation of language fundamentals
The CELF-5 is a standardized assessment of language used to diagnose language disorders in individuals 5 to 21 years of age (90).
2.4.2 Imaging acquisition procedures
2.4.2.1 MEG
MEG Data is acquired using a sampling rate of 1200Hz on a 275-channel MEG (CTF MEG NEURO INNOVATIONS, INC.) system. During acquisition, participants lay in the supine position on a comfortable bed with their head in the sensor helmet. Three fiducial marker coils are placed relative to anatomical landmarks: 1.5 cm superiorly to the nasion and 1.5 cm anteriorly to the left and right periauricular points along the line between the tragus and lateral canthus. These coils are activated at the beginning and end of the acquisition to localize the head within the MEG device and coarsely assess head movement during the scan. Directly prior to data acquisition, the localizer coils are registered to the anatomical MRI using Brainsight Neuronavigation software (Rogue Research, Canada). Both resting-state and task data are acquired. Prior to data acquisition hearing thresholds are determined by presenting 1000 Hz tones (300 ms duration, 10 ms rise time) to each ear sequentially and monotonically decreasing loudness until sensation level (SL) has been determined for each ear. Sounds for the MEG tasks are presented at approximately 45 decibels above SL. MEG recording sessions last ~45 minutes, and consist of the following paradigms:
1. An M100/M50 task, consisting of binaurally presented 500Hz tones, with a variable inter-trial interval (ITI) using the task reported in Roberts et al. (91). Note, there is a developmental trajectory in response to these stimuli with adults showing a prominent evoked field peak around 100 milliseconds, with an absent and/or less reliable peak at 50 milliseconds (92, 93) and the opposite (a more pronounced 50 millisecond peak) in children and especially those with ASD (94).
2. Auditory 40 Hz steady-state task (ASSR), presenting 200 trials of 40 Hz amplitude modulated (AM) 500Hz sinusoidal tones (500 ms long, 45 dB SL) with a jittered 1.5 sec inter-stimulus interval as in Edgar et al. (63),.
3. Resting MEG: 5 minutes eyes open in a completely dark room (with short periods of interspersed dim light) and 5 minutes eyes closed in a lighted room (with short periods of interspersed eyes open) as in Edgar et al. (95). Resting MEG was only collected in the eyes closed lighted room condition for the pilot phase.
4. Oddball auditory task with interleaved/a/and/u/vowel stimuli as in Roberts et al. (96).
2.4.2.2 Structural MRI
All MRI and MRS data are acquired on a General Electric (GE) MR-750 3T scanner using a 32-channel head coil. For targeting of the TMS and registration of the fMRI, DWI, and MRS scans, the following structural MRI sequences are acquired (1): A 6-minute high-resolution T1 weighted Magnetization Prepared Rapid Gradient Recalled Echo (MP-RAGE) with repetition time (TR) = 7.7 ms, echo time (TE) = Min Full, flip angle = 7 degrees, a spatial resolution of 1.0 × 1.0 × 1.0 mm3, and 176 slices; (2) A 1.5-minute T1 weighted Spoiled Gradient Recalled Echo (SPGR) with TR = 200 ms, TE = In phase, flip angle = 80 degrees, a spatial resolution of 0.8 × 0.9 × 3.0 mm3, and 20 slices; (3) A 2.5-minute fat suppressed T2 weighted with TR = 6553 ms, TE = 100 ms, flip angle = 125 degrees, a spatial resolution of 0.9 × 1.2 × 1.7 mm3, and 100 slices; (4) For electrical-field (EF) modeling, a 5.5-minute (nonfat-suppressed) T2 weighted with TR = 2500 ms, TE = Maximum, a spatial resolution of 1.0 × 1.0 × 1.0 mm3 and 176 slices. Electric field (e-field) modeling has been added to the main phase to optimize placement of the TMS coil.
2.4.2.3 MRS
To measure the relative concentrations of metabolites (N-acetylaspartate, creatine plus phosphocreatine, choline-containing compounds, GABA, and glutamate/glutamine) and metabolite ratios, a magnetic resonance spectroscopy J-editing sequence (45) is used with TR = 1500 ms, TE = 68 ms, and voxel size 2.5 cm3 for a volume of 15.6ml (close to the default of 18 ml) (45) The GABA levels are measured with an adapted version of GE’s standard PRESS sequence PROBE. The addition is a set of editing pulses that act upon resonances of 1.9 ppm and higher (45). Creatine at 3 ppm is not affected by the editing pulse but the GABA triplet at 3.1 ppm is, after a subtraction the GABA signal remains. The number of data points is 4096, sampled at 5 kHz, and the number of averages is 784 with in scanner averages NEX=2. After the scan 16 non-water-suppressed reference scans are made, resulting in a total scan time of 20 minutes.
An anatomical region of interest (ROI) is defined based on a rotated T-1 weighted anatomical scan obtained during the same scanning session, according to standard anatomical atlases. Prior to the scan, a vitamin E capsule is placed on the scalp region corresponding to the individually defined cTBS target within the left pSTC using Brainsight Neuronavigation software (Rogue Research, Canada). The voxel is placed in a rotated anatomical scan with the center in line with a vitamin E capsule during each scanning session. The voxel size was chosen to be 2.5 cm3 to match the approximate spread of the electric field induced by the TMS stimulation (97). To prevent lipid contamination of the skin and to cover the brain tissue underneath the skull as close as possible, the voxel is placed in a rotated anatomical scan over the anterior-posterior and inferior-superior axes, such that the face of the cubic voxel is parallel to the skull at the placement of the capsule. High bandwidth saturation pulses are used to saturate lipid signals originating from tissue close to the six faces of the cube.
2.4.2.4 DWI
To quantify white-matter microstructural indices of network connectivity, diffusion weighted imaging (DWI) data is acquired employing a 2D spin-echo echo-planar imaging (SE-EPI) sequence. Two scans (13 minutes each) are acquired in anterior–posterior (AP) and posterior–anterior (PA) phase-encoding directions. We use a high-angular resolution diffusion imaging (HARDI) acquisition scheme with b-values of 0 s/mm2 (10 gradient directions), 300 s/mm2 (10 gradient directions), and 1100 s/mm2 (60 gradient directions). Other sequence parameters include: TR = 9667 ms, TE = Minimum, slice thickness = 2 mm, 80 axial slices, a spatial resolution of 2 mm3.
2.4.2.5 fMRI
For identifying an individualized TMS target and quantifying task-based BOLD activation and task-based functional network connectivity, a 5-minute language localizer functional scan is acquired with TR = 2000 ms, TE = 30 ms, flip angle = 65 degrees, a spatial resolution of 3.0 × 3.0 × 3.0 mm3 and 40 slices. During the scan, participants are asked to perform an Auditory Description Decision Task (ADDT). The task consists of two block types: (1) a series of beeps interspersed within “non-sensical” sounds (English statements pronounced backward) and (2) true (correct target) and false (foil) statements (e.g., a true statement would be “Something that hangs in a museum is a painting.” And a false statement would be “Something that parts your hair is a refrigerator.”). There are a total of ten 30-second alternating blocks, beginning with block type 1. Participants are instructed to push a button when they hear a beep (block type 1 – beeps and sounds) and when the description is true (block type 2 – true/false statements). Twenty of 30 items are correct targets; 10 of 30 are foils. This task has been shown to reliably activate both superior temporal as well as inferior frontal language regions (98–100) and is recommended, based on its reliable, robust activation of language areas, for presurgical language mapping (101).
In addition to the task-related functional scan, a resting-state fMRI scan is acquired for resting-state functional connectivity analyses. During the pilot phase, the resting-state scan was acquired with a 12-minute single-shot, partially parallel, gradient-recalled echo planar sequence with sensitivity encoding, TR = 2000 ms, TE = 30 ms, flip angle = 65 degrees, a spatial resolution of 3.0 × 3.0 × 3.0 mm3, and 40 slices. Resting-state functional connectivity for the main phase is measured using a 12-minute hyperband, gradient-recalled multi-echo (ME = 3) sequence with TR = 2000 ms, TE = Min Full, flip angle = 65 degrees, a spatial resolution of 3.0 × 3.0 × 3.0 mm3, and 48 slices. A fixation cross is provided during this scan. Participants are instructed to keep their eyes open, remain as still as possible, and “think of nothing in particular”.
2.4.3 Continuous theta burst stimulation
As shown in Figure 1, each participant in the pilot phase completed two active cTBS sessions (one with MRI and one with MEG acquired immediately before and after stimulation). Participants in the main phase of the study will complete four cTBS sessions (two active and two sham). cTBS sessions are scheduled approximately once/week to avoid carry-over effects from one visit to the next. The cTBS protocol consists of bursts of three pulses of 50 Hz stimulation repeated at 200 ms intervals (5 times per second) for 40 seconds (for a total of 600 pulses). Stimulation is applied at an intensity of 80% of active motor threshold (AMT) defined as the minimum stimulator intensity required to elicit a motor evoked potential from the first dorsal interosseous muscle of at least 200 microvolt peak to peak amplitude on five out of ten trials while the participant maintains voluntary contraction of the target muscle. A neuronavigation system (Brainsight, Rogue Research, Canada) is used to track the position of the TMS coil over the stimulated target. The target is defined by combining e-field modeling (described below) with the participant’s peak BOLD activation within the left pSTC during the baseline ADDT task, overlaid on the structural anatomical scan. A functional localizer (rather than a single structurally-defined ROI) was used in this study as previous literature suggests significant interindividual variability in both typically developing individuals (102) as well as those with neurological disorders (103, 104). The feasibility of the application of TBS in the proposed study populations has also been well supported in the literature and by our own experience (65, 105–107).
In the current study, cTBS is administered using a MagPro X100 magnetic stimulator (P/N: 9016E711, Magventure A/S) and a double-sided Cool-B65 Active/Placebo (A/P) coil (P/N: 9016E0501, MagVenture A/S). Inside the A/P coil, there is a figure-of-eight winding on the active side and a metal shield on the sham side, separated by approximately 8 cm. For active stimulation, the active side of the coil is placed on the scalp; for sham stimulation, the coil is flipped, and the spacer and shield attenuate the field reaching the brain. Visually, both sides of the coil are identical, therefore blinding the TMS technician to active or sham mode. During a cTBS session, a unique patient code, supplied by MagVenture, is inputted into the MagPro X100 system, which then prompts the TMS technician to either flip or maintain coil orientation. A randomized schedule of visits was created using block randomization and the unique patient codes designating active or sham mode, and is kept in an electronic password protected document by an unblinded study staff member. The order of sessions is scheduled to ensure that the participant receives active and sham stimulation for one modality (MRI or MEG) prior to moving on to the other modality. Thus, there are only four potential orders (Active, Sham, Sham, Active; Active, Sham, Active, Sham; Sham, Active, Sham, Active; and Sham, Active, Active, Sham). The block randomization ensured that there will be the same number of participants receiving the cTBS in each of these orders.
Participants are asked to complete an Assessment of Blinding following each cTBS session to assess the integrity of the blind. During the assessment, participants are asked to guess whether they received active or sham TMS and to report their confidence in their guess on a scale from 0 (not confident at all) to 5 (extremely confident). Participants are also asked to rate the loudness and painfulness of the stimulation and to describe any facial muscle twitching or additional side effects experienced during cTBS.
2.4.4 Image processing procedures
2.4.4.1 MEG
Data is converted to MEG-BIDS (108) format using MNE-BIDS toolbox (109) and is analyzed with MNE-Python toolbox (110) for electrophysiological research, Freesurfer (111) for anatomical surface preparation, and custom scripts written in Python and Bash. The raw MEG data sets (baseline, and post stimulation for active TBS and sham TBS) for each participant undergo quality control procedures to remove trials corrupted by artifacts. Broadband evoked responses are extracted, as well as induced changes in oscillatory power in the time frequency response. Data are analyzed in both sensor space and anatomical source space. Forward modeling of the down-sampled cortical manifold is assessed using a realistic single layer boundary element model and source localization is performed using beamformer or minimum norm techniques, depending on the task. For evoked responses, source localized time series amplitude and latency (defined as the time interval between stimulus and maximal amplitude) are determined. For induced power analyses, the peak induced gamma frequency will also be determined. In the context of the M100/M50 task, two components are identified – the M50 and the M100, both occurring in Heschl’s gyrus, in left and right superior temporal cortices. In the speech processing oddball paradigm, the mismatch negativity is identified as the difference between the evoked responses to the frequent and rare tones. For the auditory steady state experiment, inter-trial coherence is calculated as described in (112).
2.4.4.2 MRS
Custom software is used to measure the relative concentrations of metabolites (N-acetylaspartate, creatine plus phosphocreatine, choline-containing compounds, GABA, and glutamate/glutamine) and metabolite ratios. The data is pre-processed with an eddy current correction and the data is tested for patient movement by tracking the residual water signal, edit - non edit pairs with residual water deviations larger than 10% are rejected (45). Subsequently, the averages of the data are frequency and phase corrected before summation (113). In a last step, the summed data is fitted with simulated reference signals for the non-edited, the edited, and the subtracted data (113). Standard statistical packages such as Statistica are used to determine significant differences in the metabolites taken immediately prior to and immediately following cTBS administration. In-house software was written to derive ratios of GABA and glutamate to creatine.
2.4.4.3 DWI
DWI data undergo processing using multiple software tools, including MRtrix3 (114), FSL (115), Freesurfer (116), ANTS (117), and TractSeg (118). The anterior–posterior (AP) and posterior–anterior (PA) phase-encoding scans are concatenated. Marchenko-Pastur principal component analysis (PCA) are used to denoise the DWI data via the MRtrix3 dwidenoise function, followed by removing Gibbs ringing artifacts using the MRtrix3 mrdegibbs function. Eddy current correction are performed using the MRtrix3 dwifslpreproc function, utilizing the FSL linear second-level model (–slm=linear) and the default outlier replacement (–repol) parameters. Additionally, bias field correction is applied using both MRtrix3 and ANTs software dwibiascorrect ants. To increase anatomical contrast and improve tractography results, the DWI images are up-sampled to an isotropic voxel size of 1.25 mm using mrgrid. Whole-brain masks are generated from the up-sampled images using FSL Brain Extraction Tool 2, bet2, with a 0.3 fractional intensity threshold. The basis function for multi-tissue types (white matter (WM), gray matter (GM), and cerebrospinal fluid (CSF)) are derived using Dhollander’s algorithm, dwi2response dhollander, to estimate the fiber orientation densities (FODs) within each voxel. To perform multi-shell and multi-tissue analysis, the basic functions for each tissue type are applied to the DWI data using the MRtrix3 dwi2fod msmt_csd function. For group-level analysis, the FODs are normalized. The peaks of the WM FODs are extracted from each voxel using sh2peaks.
To investigate specific white matter tracts, the left and right arcuate fasciculus and auditory radiation fiber bundles are extracted using the WM peaks with an automatic fiber tracking package, TractSeg, in conjunction with FSL XTRACT atlas (119). TractSeg uses deep machine learning algorithms to extract these fiber bundles. Finally, a tensor model is fitted using dwi2tensor and the fractional anisotropy (FA), axial diffusivity (AD), radial diffusivity (RD), and mean diffusivity (MD) maps are created using tensor2metric and average values are extracted for specific tracts.
2.4.4.4 Task-based fMRI
Afni (version 22.3.05) (120) is used to process the task-based fMRI data, afni_proc.py is used to setup a full pipeline for the fMRI analysis of each participant, including the automatic generation of a quality control HTML for evaluating the data and processing steps (121). The first 14 TRs (28 seconds) are discarded from the analysis to allow stabilization of the magnetic field and noise cancellation. All images are corrected for slice acquisition timing, motion corrected to the minimum outlier volume, and spatially smoothed with a 4mm full-width-half-maximum smoothing kernel. EPI-anatomical alignment is performed using the lpc+ZZ cost function (122) with local EPI unifizing for additional stability, and these datasets are checked for left-right consistency (123). To reduce effects of participant motion, volumes with large motion (Enorm > 0.3 mm between successive time points) are censored. A block regression basis is used, in which the onset of the true/false statement blocks are defined. The contrast between those blocks (block type 2) and implicit baseline (block type 1 – beeps and sounds) are computed. Several steps are then performed for quality control evaluation such as checking the alignment between the anatomical, EPI, and template image; checking that the stimuli are properly assigned between each stimulus class; and checking how many data points are censored because of motion. The final language (block type 2) > implicit baseline (block type 1) statistical map and the participant anatomical scan are then loaded into the Brainsight Neuronavigation system (Rogue Research, Canada). The 3dClusterize command is then used on the t-statistical map to extract the coordinates of the peak activation in the Wernicke area for each participant and is chosen as the cTBS target. For the ASD main phase of the study, a mask will be used to constrain the choice of the stimulation target. The mask was generated by selecting seven ROIs from the Sensaas atlas (https://github.com/loiclabache/SENSAAS_brainAtlasL: SMG7, T1_4, STS2, STS3, STS4, T2_3, T2_4), and merging them into a single ROI (see Figure 2B). E-field modeling is an additional step for the main phase and will be added to further refine the cTBS target and optimize delivered dosage. The induced e-field with the figure of eight coil used in the current study is estimated to be approximately 2.5 cm3 (97).
Figure 2 (A) Individualized cTBS targets during the pilot phase of the study were based on peak BOLD activation during the ADDT, a language task. The choice of cTBS target will be constrained during the ASD main phase of the study. This will be done using (B) a mask generated from merging seven individual ROIs from the Sensaas atlas (e.g., SMG7, T1_4, STS2, STS3, STS4, T2_3, T2_4).
To perform e-field modeling, first, the mri2 mesh pipeline within the Simulation of Noninvasive Brain Stimulation (SimNIBS) version 3.2.1 software (124) is used to construct computational head models to determine the induced E-field at the individualized target based on the peak BOLD activation from the task. Then, the targeting and analysis pipeline (TAP) software (125) add-on is used to determine the optimal TMS coil placement on the scalp. A voxel containing the individualized target in an otherwise empty MRI image file is inputted into the TAP software. The TAP software uses the computational head model generated by the SimNIBS and determines the closest point in the sulci wall and its normal vector. This normal vector, which is perpendicular to sulci wall, is used in SimNIBS to find the TMS coil placement which maximizes the E-field going into the sulci wall known to cause the best stimulation effect (126). The search for this optimal TMS coil placement is performed on the scalp surface grid (accounting for 2mm hair thickness) with 1 mm edge length (1-degree TMS orientation increments) in a circular area (with radius of 25 mm) around the scalp-projected point of the coordinate. This optimal coil setup is saved to a text file and is then used with the Brainsight Neuronavigation system (Rogue Research, Canada) during the session.
We also perform a psychophysiological interaction analysis with the CONN toolbox to study the functional connectivity changes, using the same seed regions. For each pair of seed and target areas, a generalized psychophysiological interaction model (gPPI (127, 128)) is defined with seed BOLD signals as physiological factors, boxcar signals characterizing each individual task condition convolved with an SPM canonical hemodynamic response function as psychological factors, and the product of the two as psychophysiological interaction terms. Functional connectivity changes across conditions are characterized by the Fisher-transformed semi partial correlation coefficient of the psychophysiological interaction terms in each model. Finally, group-level analyses are performed using a General Linear Model (GLM (129)). For each individual voxel a separate GLM is estimated, with first-level connectivity measures at this voxel as dependent variables (one independent sample per subject and one measurement per experimental condition), and groups or other subject-level identifiers as independent variables. Voxel-level hypotheses are evaluated using multivariate parametric statistics with random-effects across subjects and sample covariance estimation across multiple measurements. Inferences are performed at the level of individual clusters (groups of contiguous voxels). Cluster-level inferences are based on parametric statistics from Gaussian Random Field theory (130, 131). Results are thresholded using a combination of a cluster-forming p < 0.001 voxel-level threshold, and a familywise corrected p-FDR < 0.05 cluster-size threshold (132).
2.4.4.5 Resting-state fMRI
Analysis of functional connectivity between predefined ROIs within the dorsal and ventral language networks (i.e. pSTC, posterior inferior temporal cortex, temporal-parietal junction, and inferior frontal gyrus) is performed using CONN toolbox (133) (RRID : SCR_009550) release 22.a (134) and SPM (135) (RRID : SCR_007037) release 12.7771.
Functional and anatomical data are preprocessed using a flexible preprocessing pipeline (136), including realignment, outlier detection, direct segmentation, MNI-space normalization, smoothing, and denoising. For resting state connectivity, seed-based connectivity maps (SBC) and ROI-to-ROI connectivity matrices (RRC) are estimated with 164 HPC-ICA networks (134) and Harvard-Oxford atlas ROIs (137). Functional connectivity strength is represented by Fisher-transformed bivariate correlation coefficients from a weighted general linear model (weighted-GLM (138)), defined separately for each pair of seed and target areas, modeling the association between their BOLD signal time series.
2.5 Statistical analysis
Multiple linear regressions will be conducted to evaluate whether baseline MRS measures of local GABA and glutamate concentration, structural topography/connectivity, and/or functional activity/connectivity explain a significant proportion of the variability in MEG measures of auditory/language processing. These analyses will quantify the relationship between these measures and to what extent they may contribute to a fusion biomarker model for language processing deficits in ASD (e.g., (139)). To evaluate the effect of a single session of cTBS on MRS, fMRI, and MEG outcome measures, Factorial ANCOVAs will be conducted with time-point (pre-post) and condition (active, sham) as within-subjects variables. Other anticipated covariates in these analyses include age, gender, baseline symptom severity, and medication use. In addition to the targeted region (left pSTC), we will repeat the planned fMRI BOLD and connectivity analyses using right pSTC, left and right IFG, and a non-connected (control) cortical visual network with a temporal and frontal node to explore the spread of the effect of the cTBS from the targeted region to other structurally and functionally connected regions compared to a control network. Pearson correlation coefficients will be used for the exploratory analyses, to characterize the relationship between the neuroimaging and electrophysiological indices and baseline behavioral symptom presentation including assessments of general functioning, autism symptom severity, and auditory and language processing. As there may be intrasubject variability in these measures (independent of the cTBS intervention), we will evaluate the reliability of the baseline/pre-stimulation MEG, MRS, and fMRI outcomes by calculating the interclass correlation coefficient (Model: 2-way mixed effects, Type: mean of k measurements and Definition: absolute agreement) as a measure of test-retest reliability.
3 Anticipated results
The pilot phase of the study, completed in August of 2022, supported the feasibility and validity of our procedures and primary outcomes. Task-related fMRI demonstrated robust significant BOLD activation within the pSTC ROI as well as frontal cortical language-relevant regions during the ADDT task. Consistent with previous literature (102–104), the exact location of peak activation within the broader pSTC region varied between Healthy Volunteer participants, justifying individualized targeting for the main phase of the study. Figure 2A shows the individualized targets based on peak BOLD activation during the ADDT task for the participants in the pilot phase. Additionally, the MEG tasks evoked robust and reliable evoked fields and glutamate and GABA levels were able to be quantified using the MRS sequences described above.
The latency of the left hemisphere M100 MEG evoked field negatively correlated with baseline MRS glutamate (r (n=9) = -0.907, p<0.001) (Figure 3A) and glutamate/GABA ratios (r(n=9) = -0.681, p,0.05) (Figure 3B), positively correlated with Fractional Anisotropy (DWI metric) (r (n=9) = 0.757, p<0.05) (Figure 4A), and negatively correlated with Radial and Mean Diffusivity (DWI metrics) of the Arcuate Fasciculus (left pSTC to left IFG) (Radial Diffusivity: r(n=9) = -0.767, p<0.05; Mean Diffusivity (r(n=9) = -0.742, p<0.05) (Figures 4B, C). The induced power in the gamma frequency band (ASSR Task) at baseline correlated with baseline task-based functional connectivity between left pSTC and left IFG individualized seeds (r(n=11) = -0.678, p<0.05 (Figure 5). The single session of cTBS also led to changes in MEG and MRS measures in the predicted direction (e.g., Those individuals who experienced a decrease in glutamate/GABA ratio, also experienced a decrease in M100 latency) (Figure 6). Note that since the pilot phase participants were adults, as expected they did not display a reliable M50 evoked field. However, the main phase participants, as they will be adolescents, are expected to show an M50 and M100 evoked field to the stimulus. Thus, both the M50 and M100 evoked field will be evaluated in the main phase.
Figure 3 Left hemisphere M100 latencies negatively correlated with (A) glutamate (GLU) concentrations and (B) glutamate/GABA ratios at baseline during the pilot phase.
Figure 4 Left hemisphere M100 latencies positively correlated with (A) FA of the left Arcuate Fasciculus (i.e., left pSTC to left IFG) at baseline during the pilot phase. Left hemisphere M100 latencies also negatively correlated with (B) RD and (C) MD of the left Arcuate Fasciculus at baseline during the pilot phase.
Figure 5 Induced gamma power of the ASSR in the left hemisphere negatively correlated with task-based functional connectivity between left pSTC and left IFG individualized seeds at baseline during the pilot phase.
Figure 6 Pre-post cTBS changes in M100 latencies significantly correlated with pre-post cTBS changes in glutamate/GABA ratios at baseline during the pilot phase. Notably, these changes occurred in the predicted direction, where a decrease in the ratio of glutamate/GABA was observed for individuals who experienced a decrease in M100 latency.
The pilot phase was not powered to achieve significance in these measures, however, the significant findings presented above provide preliminary data supporting our hypothesis of a relationship between measures of local neurochemical concentrations, structural/functional connectivity of the network, and MEG measures of auditory processing and the impact of a single session of cTBS on these measures. Brain functioning in typical development is presumably optimized, making further improvement or speed of basic auditory and language network functioning difficult to achieve (ceiling effect). Thus, there may have been a limit to how much gamma power could be evoked by the MEG task or how functionally connected a network could be during the fMRI task. Additionally, the directionality of these findings (positive versus negative relationships) may be different in the ASD group compared to this typically developing pilot sample.
In the ASD group, we hypothesize that the auditory and language networks are not optimized, thus, there will be more opportunity for modulation in these individuals (i.e., a ceiling effect is not expected in the ASD group). Based on these preliminary findings as well as the extant literature, we anticipate that baseline MRS glutamate and GABA concentrations, DWI measures of tissue microstructure, and task-related functional connectivity will be significant predictors of MEG indices of auditory/language processing in adolescents with ASD. Furthermore, we hypothesize that a single session of active cTBS compared to sham cTBS over the individually targeted region of the pSTC will lead to significant decreases in the glutamate/GABA ratio as measured by MRS, significant modulation in task-related functional connectivity within the fronto-temporal language network, and significant modulation in MEG indices of auditory/language processing in the direction of more efficient processing.
4 Discussion
Both animal model and human studies implicate glutamatergic and GABAergic mechanisms in the etiology of autism spectrum disorders. Additionally, multiple pharmacological agents acting on these systems (e.g., arbaclofen and d-cyclosterine) are currently in clinical trials for the treatment of core and associated symptoms of ASD (140, 141). However, links between aberrant levels of GABA and glutamate with network-wide dysfunction or clinical symptom presentation/severity need to be further characterized and understood within a nomological network to aid in developing pharmacological and non-pharmacological treatments. Furthermore, there is limited understanding of how acute or long-term modulation in the concentrations of these neurotransmitters affects brain network functioning or behavioral symptom presentation in a child, adolescent, or adult. Repetitive Transcranial Magnetic Stimulation has the capacity to modulate functional brain networks. cTBS specifically appears to exert its effect via glutamatergic and GABAergic mechanisms (66–69). Additionally, the strong safety record of rTMS and FDA approval for other neuropsychiatric disorders makes it a promising tool to conduct both the current proof of mechanism study and potential future clinical trials.
The present study is the first to assess the impact of a single administration of cTBS on auditory/language processing in adolescents with ASD. It is anticipated that this study will inform the degree to which an imbalance in glutamate/GABA ratio contributes to dysfunction at the structural and functional network level and to ASD symptom presentation especially as it relates to auditory and language processing and how acute targeted modulation at the molecular and functional network level impacts language processing. The advent of advanced neuroimaging and neurostimulation tools has allowed us, in recent years, to conduct such translational, experimental therapeutics study designs. If successful, this approach may: 1. Provide valuable data on the safety, feasibility, and tolerability of cTBS to this cortical region in a sample of adolescents with ASD; 2. Identify diagnostic and/or predictive biomarkers of response to treatment; and 3. Provide an explanatory neural mechanism supporting future clinical trials using cTBS to improve language processing in adolescents with ASD. Currently, we have begun recruitment and data collection for the ASD phase of the study. While recruitment for the pilot phase of the study was impacted by the COVID19 pandemic, we anticipate recruitment of the main phase (86 adolescents with ASD) to be completed by Summer, 2025. Quality control and preprocessing will be ongoing throughout data collection to ensure data pipelines are robust.
Study design limitations were recognized and addressed between phases. One limitation immediately recognized was that the length of a visit or number of visits could be burdensome to the participant (fatigue) and the family (scheduling). We address this limitation by offering flexibility to the participants and families to split (decrease fatigue) or combine (reduce scheduling conflicts) the screening and baseline visits and offer a flexible schedule including evening and weekend visits. An anticipated limitation was motion within the imaging scanners. MRI is sensitive to motion, MEG less so. Therefore, to aid in motion reduction we added practice in a mock scanner prior to MRI data collection. The mock scanner produces noises similar to the MRI scan sequences that will be acquired, allowing the participant to familiarize themselves with the sounds of the scanner. In addition, during the mock scanner session, the participant has a tracker attached to their forehead that measures motion and provides visual feedback of their movement. The participant can practice until movement is minimized. Lastly, we recognize that our study procedures may limit to those not on certain exclusionary medications (e.g., GABAergic medications or those that might decrease seizure threshold), those without co-occurring intellectual disability, those without a history of seizures, those without severe sensory sensitivities, and those able to tolerate remaining still for an extended amount of time. Additionally, the study age range is currently limited to 14-17 year olds. We recognize that this represents a small subgroup of those with ASD and that these inclusion/exclusion criteria, which were designed to optimize the safety, feasibility, and tolerability of study procedures may limit the generalizability of our findings beyond this specific subgroup of individuals with ASD. We also decided not to limit our inclusion criteria to those with significant language impairments. As the main aim of the study was to relate measures of local E/I balance to measures of network connectivity and ultimately to ASD symptoms, it was determined that statistically, we will benefit from having a range of behavioral symptom severity in the auditory/language processing domain. Additionally, as we observed relationships between these variables and induced a change from pre-post cTBS in the pilot (Healthy Volunteer) sample, we believe it will be present, even if the person does not show clinically significant symptoms. That being said, the observed relationships and/or effects of the cTBS may be more profound in those with more severe symptoms and future studies may probe these outcomes in those with Specific Language Impairment and/or Semantic-Pragmatic Disorder.
This study was designed as a proof-of-mechanism study and is not dosed nor powered to induce long-term clinical effects. However, if this study finds that cTBS to left pSTC leads to acutely reduced glutamate/GABA ratio, increased functional connectivity within the language network, reduced latency of the M100/M50, or enhanced induced gamma power on the MEG, this would suggest that if multiple sessions were applied, one may see improvements in auditory (both basic and language) processing and potentially improvements in speech and/or theory of mind and other pragmatic/social language comprehension skills through networks connecting the left pSTC to inferior frontal and right pSTC regions. However, multiple sessions would need to be applied before one might expect to see behavioral changes in these domains. These studies have yet to be conducted.
If we do not see a baseline relationship or post cTBS change in our hypothesized outcomes, we will explore alternative theories implicating other pathophysiological mechanisms other than E/I imbalance or network connectivity that may better explain our findings. Additionally, if we find that our prespecified networks or analyses do not adequately capture the variability in response, alternative outcomes (e.g. trial by trial variability in evoked responses to both the fMRI and MEG tasks or behavioral reaction time to the ADDT task) or processing strategies (e.g. ICA-defined functional networks) may be explored. De-identified raw data from this project will be made publicly available on all data from participants who consent to this type of data sharing, allowing for data sharing with other research groups who may be interested in applying other analytic approaches to the data. Future studies will also need to be conducted to evaluate factors that may contribute to the efficacy and durability of a clinical intervention effect. Specifically, factors shown to impact the clinical efficacy of other rTMS protocols which include the number of sessions (142), target and targeting strategy (143, 144), stimulation intensity, frequency of stimulation and frequency of sessions (145, 146), and whether adjunctive or concurrent behavioral or physiological tasks or interventions are applied (147).
There are relatively few evidence-based options for the treatment of the core symptoms of ASD. If our study indicates that cTBS can modulate glutamate/GABA ratios and this modulation is associated with improvements in MEG indices of auditory/language processing, it will provide the rationale to explore this as a potential novel therapeutic intervention for specific impairments associated with ASD.
Data availability statement
The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.
Ethics statement
The studies involving humans were approved by NIH Institutional Review Board. The studies were conducted in accordance with the local legislation and institutional requirements. Written informed consent for participation in this study was provided by the participants’ legal guardians/next of kin.
Author contributions
LO: Conceptualization, Data curation, Formal analysis, Investigation, Methodology, Project administration, Supervision, Validation, Writing – original draft, Writing – review & editing. SF: Data curation, Formal analysis, Investigation, Methodology, Validation, Writing – original draft, Writing – review & editing. LB: Data curation, Formal analysis, Methodology, Software, Validation, Writing – original draft, Writing – review & editing. MH: Data curation, Formal analysis, Investigation, Software, Writing – original draft, Writing – review & editing. MJ: Data curation, Formal analysis, Investigation, Software, Visualization, Writing – original draft, Writing – review & editing. PR: Data curation, Formal analysis, Software, Visualization, Writing – original draft, Writing – review & editing. Z-DD: Data curation, Formal analysis, Methodology, Software, Writing – original draft, Writing – review & editing. JS: Data curation, Formal analysis, Methodology, Software, Writing – original draft, Writing – review & editing. JV: Data curation, Formal analysis, Methodology, Software, Writing – original draft, Writing – review & editing. SL: Methodology, Resources, Supervision, Writing – review & editing, Conceptualization, Funding acquisition.
Funding
The author(s) declare financial support was received for the research, authorship, and/or publication of this article. This work was supported by the NIMH Intramural Research Program (ZIAMH002955). This study is listed on Clinicaltrials.gov: NCT04798274.
Acknowledgments
The authors would like to acknowledge Dr. Audrey Thurm and the Neurodevelopmental and Behavioral Phenotyping Service for administering the neuropsychological assessments for the ASD participants and for consulting on study design, Ms. Ekaete Ekpo, Ms. Elyssa Feuer, and Mr. Paul Rohde for their assistance in data collection, Dr. Moritz Dannhauer for his assistance with e-field modeling, and Dr. Timothy Roberts and Dr. Chris Edgar for consulting on MEG methodology and for providing task stimuli.
Conflict of interest
SL is inventor on patents and patent applications on electrical and magnetic brain stimulation therapy systems held by the NIH and Columbia University no royalties.
The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Author disclaimer
The opinions expressed in this article are the author’s own and do not reflect the views of the NIH, the Department of Health and Human Services, or the United States government.
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Keywords: continuous theta burst stimulation, Autism spectrum disorder, magnetoencephalography, auditory processing, magnetic resonance spectroscopy, magnetic resonance imaging, transcranial magnetic stimulation
Citation: Oberman LM, Francis SM, Beynel L, Hynd M, Jaime M, Robins PL, Deng Z-D, Stout J, van der Veen JW and Lisanby SH (2024) Design and methodology for a proof of mechanism study of individualized neuronavigated continuous Theta burst stimulation for auditory processing in adolescents with autism spectrum disorder. Front. Psychiatry 15:1304528. doi: 10.3389/fpsyt.2024.1304528
Received: 29 September 2023; Accepted: 24 January 2024;
Published: 08 February 2024.
Edited by:
Jingying Wang, University of Florida, United StatesReviewed by:
Aki Tsuchiyagaito, Laureate Institute for Brain Research, United StatesJoshua Ewen, Kennedy Krieger Institute, United States
Copyright © 2024 Oberman, Francis, Beynel, Hynd, Jaime, Robins, Deng, Stout, van der Veen and Lisanby. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Lindsay M. Oberman, Lindsay.Oberman@nih.gov