Daniel A. Geller
Saffron Homayoun2,3
Gabrielle Johnson- 1Pediatric OCD and Tic Disorder Program, Department of Psychiatry, Massachusetts General Hospital, Boston, MA, United States
- 2Harvard Medical School, Boston, MA, United States
- 3Psychiatry and Neuroimmunology Program, Department of Psychiatry, Massachusetts General Hospital, Boston, MA, United States
There appear to be two peaks of incidence of Obsessive Compulsive Disorder (OCD), one with a pre-adolescent onset and another in early adulthood. As new cases are added, the cumulative prevalence of OCD increases, but the great majority of cases have an onset in youth. The notion that early onset OCD represents a unique developmental subtype of the disorder has been considered by many researchers based on several specific age-related factors. Ascertainment and early intervention in affected youth is critical to abbreviate the functional impairments associated with untreated illness. In this paper we review the clinical, familial and translational biomarker correlates seen in early onset OCD that support the notion of a developmental subtype and discuss implications for research and treatment aimed at this cohort. The importance of cognitive, academic and social development tasks of childhood and adolescence, illness-specific and familial factors, and immune-mediated inflammatory factors are discussed, with their implications for management.
Introduction
For decades, clinical research has posited a developmental subtype of Obsessive Compulsive Disorder (OCD) that affects youth, and which may be distinct in important ways from the adult-onset form. Evidence for such a developmental subtype draws from multiple lines of observation and investigation at the clinical, translational and basic science levels. Despite this, the latest incarnation of the Diagnostic and Statistical Manual of the American Psychiatric Association, the DSM5 (1) does not specify a developmental subtype, but rather includes two different “specifiers” that apply particularly to children and adolescents. In this review, we will examine the differences between the early- or pediatric-onset form of OCD (these terms are used interchangeably) and the adult-onset form, including epidemiology, symptom presentations, clinical correlates, comorbid disorders, familial and genetic factors, environmental and epigenetic factors, salient neurocircuitry, treatment response, course and outcome. Many of these features are different in youth with OCD compared to adult OCD subjects.
Children and adolescents generally display a pre-pubertal onset of their symptoms, some as young as 6 years of age, and may show a distinct symptom pattern (2–4) as well as distinct array of concurrent psychopathology (2) and neuropsychological function (5, 6). Familial loading (7–9), and the role of the family (10) are amplified in pediatric cases, and youth may be susceptible to environmental triggers that are notably present in the early years (11, 12), and may display unique biosignatures (13). Outcomes are often more favorable for pediatric OCD and treatment response is robust and more durable (10).
The recognition and management of OCD in youth generally require specialist knowledge and care, not least because of the numerous and specific developmental tasks and milestones of early life that may be disrupted by illness, with potential long term adverse consequences (14). For this reason, OCD affecting youth and more especially, untreated or inadequately treated illness, is of particular concern to OCD clinicians and researchers. Although the effects of early intervention to mitigate long-term adverse outcomes has not been systematically studied, these considerations strongly support effective early intervention in youth affected by OCD (14).
OCD in children, adolescents, and adults
Definition in DSM 5
While the core diagnostic features of OCD are the same across the lifespan, the DSM5 includes two “specifiers” especially relevant to pediatric cases (Table 1). Core symptoms include intrusive obsessions and compulsions (worries and rituals) that are time-consuming, distressing and functionally impairing, that are not better explained by the physiological effects of a substance or another mental disorder.
Table 1. DSM5 OCD specifiers relevant to pediatric OCD.
Definition of Early- or Pediatric-Onset OCD
Pediatric OCD is defined as onset before age 18 years of age. The first comprehensive description of a case series was published in 1991 in (15) “The boy who couldn't stop washing: The experience and treatment of obsessive compulsive disorder,” demonstrating that the recognition of this disorder in youth is relatively recent.
Epidemiology
OCD in children may go unrecognized for some time and in several of the epidemiological studies, youth identified with the disorder had usually not come to clinical attention or received a formal diagnosis (16, 17). Reasons for under-recognition include the limited verbal skills of younger subjects who may either be unable to articulate their intrusive thoughts, or not recognize them as irrational. Even in those with moderate insight, symptoms are often secretive and hidden due to embarrassment or shame. Sometimes impairments are seen only in more familiar home environments, may be domain specific, and may be masked in more public settings such as school. In addition, some symptoms, such as perfectionism, are unwittingly reinforced by parents and teachers based on good grades. Browne et al. (18) reported a cohort prevalence of 0.84% in a recent epidemiological study using the Danish health registry of more than one million youth. This prevalence is likely the most accurate to date and falls between the earlier estimates of 1–2% (16) and the 0.25% point prevalence reported by Heyman et al. (17). The prevalence of OCD in adult populations has been variously reported between 1 and 3% (19), but these figures may include some subthreshold cases. Although one would expect an increasing cumulative prevalence of cases (and therefore a higher cumulative prevalence) in adults as new cases are added to the affected population, the relatively higher rates of remission (10) (~one third to one half remit or improve to subthreshold levels) of pediatric cases offsets the new adult incidence so that the overall prevalence does not change much over time. The prevalence of both adult (20) and pediatric OCD (18) has been noted to be remarkedly consistent across different counties and continents.
Clinical Features
Age at Onset
It is notable that there are two peaks of incidence (new onsets) of OCD, one early peak with a mean age of 9 to 10 (with an SD of ± 2.5 years) years of age and by definition, pre-pubertal, so that two thirds of affected youth will have an onset between about 7 and 12 years of age and well-before adulthood (21). There is a second peak of incidence in the early 20's (see Figure 1) (22, 23), but, because of cumulative prevalence as new cases are added to the affected population starting with the early peak, two thirds of current adult cases have their onset before adulthood, a potentially confusing finding (24).
Figure 1. A Bimodal distribution of incidence of OCD across the lifespan. *Geller et al. (22). **Rasmuseen et al. (23).
As noted above, there is often a lag between age at ascertainment and age at onset due to under-recognition (25), a finding that may have clinical consequences. Because age at ascertainment generally lags behind onset by several years, onsets are acquired by anamnestic parental report and may therefore be inexact. We may look to other areas of medicine for an understanding of distinct peaks (but overlapping curves) of illness onset. In diabetes, the phenotype of high blood sugar, glucosuria and ketonuria are well-known, but it was only in the era of modern medicine that the distinction between type 1 diabetes (pancreatic insulin insufficiency resulting from auto-immune islet cell destruction) and type 2 diabetes (peripheral insulin resistance from persistent high circulating insulin in overweight subjects) was understood. Type 1 is known to affect younger people with a typical age at onset that is less than type 2, which more often affects older subjects related to insulin resistance secondary to obesity (26). However, the recent increase in childhood obesity in the Western world has led to higher incidence of type 2 diabetes in youth blurring these boundaries (27). Thus, similar phenotype does not imply a single etiology or set of genetic risk factors, even when some common pathophysiological pathways are involved.
Gender Ratio
There is some uncertainty about this issue. Whilst earlier reports generally found a male predominance (25, 28), the more recent Danish epidemiological survey (18) reported a slight female preponderance in youth with OCD (29) similar that that generally reported in adult cohorts (30) Notably, common comorbid conditions that are frequently seen in younger OCD subjects, such as chronic tic disorders and Tourette's syndrome, ADHD, and autism spectrum disorders (ASD) all show a clear male preponderance. The weight of evidence from clinical samples suggests that pediatric OCD does indeed represent a developmental subtype, with male preponderant cases with concurrent tics, ADHD and ASD-like psychopathology that often remit in adolescence and constitute one of the core hallmarks of such a subtype. Rates of OCD may also be much higher in transgender populations, with up to 9.8% prevalence estimated for transgender women and 7.6% for transgender men (31).
Primary Symptoms
Normal Development
Typically, preschool-age children engage in ritualistic behavior, for example, routines at bedtime or mealtime, but these provide familiarity and comfort and are not disruptive. These are usually easily managed within normal family structure and are not disruptive to either child or family. However, for some children, insistence on routines or rules shows a high degree of inflexibility and rigidity and when not complied with, can lead to behavioral outbursts and disrupted family function. It has been reported however that these children's insistence on excessive rituals may be a red flag and indicator of risk for OCD in later childhood (32). Magical thinking, or the belief that a person's thoughts or actions can somehow influence real outcomes even though there is no causal connection between these, reflects normal development in very young children. This ego-centric world view ascribes influence to (irrational) rituals that are often performed to avert feared bad or unsafe outcomes. Normal cognitive development is associated with more reality-based apprehension of causality by the time most children show an onset of OCD (age 8 years and older), so that persistent magical thinking at this age is not normal. It should be noted that magical thinking can persist and be seen in adults, but there is some overlap with extreme superstitions or those that are heavily culturally based. Collecting and saving of personally meaningful items such as sports cards, coins, stamps, comic books etc., is also normal behavior in youth and should not be confused with hoarding of items of little value such as bits of lint, old bottle tops or pieces of paper that lead to clutter and refusal to discard without family conflict.
Pediatric OCD Symptoms
In addition to a diminished capacity to articulate their concerns, some younger subjects may lack the ego function to recognize their obsessions as abnormal. On occasion, obsessions must be inferred by the parents who observe rituals in their children (33).
Obsessional anxiety frequently contains themes that reflect exaggerated developmental concerns at any given age, which may be difficult to dissociate from normal childhood development (22). For example, young children may struggle with increasing autonomy and independence, especially around separations from important parental figures, leading to intrusive fears of harm or loss of attachment figures. While this may appear as more typical separation anxiety, checking behaviors and magical rituals are also common (34). Recurrent worries about catastrophic family events or loss can also appear in youth with OCD with no premorbid history of separation anxiety disorder. Verbal checking and reassurance seeking often inadvertently engage parents in accommodation behaviors. Hoarding, saving and collecting rituals affect up to a quarter of youth with OCD (35) and are excessive, often with items that are unusual for the age, causing clutter and upset if discarded. Youth with hoarding also display other rituals and show increased rates of tic disorders. In adults, hoarding has typically been associated with poorer exposure and response prevention (ERP) outcomes but in a recent study, CBT treatment response in youth who hoarded was not adversely impacted (35). Symmetry and ordering, as well as “just-right” rituals have been reported to be more prevalent in pediatric OCD (36), and may reflect comorbidity with chronic tic disorders. Some children cannot articulate specific cognitions that drive rituals, reporting instead a vague feeling of unease or discomfort until certain actions are performed repeatedly. Without concrete cognitive obsessions, ERP may be less successful because habituation to vague but intense feelings of unease cannot utilize a cognitive strategy to “boss back” the urge to ritualize. For example, discomfort from the sensation that one's hands are greasy may be more difficult to reason through than the idea that they may have touched an object with dangerous germs.
Adolescents often experience tensions around sexual, moral and religious ideas and these thoughts are more often prevalent in the obsessional content of adolescent patients at an age in normal development when such concerns are more likely to cause anxiety or conflict (36). Scrupulosity is therefore seen more commonly in adolescents and young adults, leading to confessing and apologizing rituals (37). The role of religious authorities in management is to be considered for these patients.
Most youth report contamination obsessions at some time, similar to adults, and consequently display washing, cleaning and avoidance rituals, but, similar to adults, the primary associated affect may be disgust (“gross”) rather than fear-based, for example, of germs or harm. Most will also demonstrate obsessions and compulsion from more than one “category” and gender has not been reported to influence specific symptoms. Finally, while some OCD symptoms tend to persist, their relative presence and interference may change with time showing less stability over time than symptoms in adult patients (38). Factor or cluster analysis has often been used to better identify subtypes of “dimensions” of OCD (3) and there is a “dimensional” form of the Yale-Brown OCD Scale DY-BOCS) (39) but this approach has not shown any consistent benefit for genetic or translational approaches or yielded particular biological signatures. More recent network analysis of symptoms to identify meaningful symptom structures may however prove more useful for subtyping subjects for both treatment trials and further translational investigation (40).
While not a core symptom of OCD, children with this disorder also frequently display irritable behavior, that may in turn be a cause of greater impairment of function, especially in the domain of the family (41). Storch et al. (41) also reported that profound irritability and tantrums led to more parental accommodation (in order to manage conflict), which is known to reinforce OCD behaviors. According to Guzick et al. (42), parents often report irritability in their affected children, driven by anxiety when frustrated by a need for perfection or certainty, or by an overestimated assessment of responsibility or threat. These findings in youth also conform to reports of greater distress, impairment and treatment resistance in OCD sufferers in the extant literature (43–46). Treatment protocols may benefit from taking the high levels of irritability into account when designing CBT interventions for some youth (47) requiring close work with families (48).
Insight
Insight in youth with OCD may be limited. Selles et al. (49) reported a meta-analysis of 573 children and adolescents enrolled in several North American and international CBT treatment trials and found that only 63% had good or excellent insight. Similarly, adults with the condition have been found to have poor/no insight in 13.8–30.7% of cases (50). The construct of insight may be difficult to measure quantitatively in youth with OCD as shown in a study that found no direct correlation between insight and treatment response, but at the same time, found that youth who had limited appreciation of the impairment from their OCD and greater avoidance behaviors, showed less likelihood of response to ERP (49), an apparent contradiction. Insight likely varies with anxiety levels and cognitive maturation, rather than being a static quantity. Studies of adults with OCD may be more informative regarding the adverse impact of insight on treatment. A number of adult studies (23–26) suggest a correlation between (poorer) insight and (poorer) outcome with standard of care treatment but insight at baseline, and changes in insight with CBT, show contradictory results (27, 28). One pediatric study (29) suggested that poorer treatment response correlated with less insight at baseline across all treatment modalities (30). Frank delusional beliefs and psychosis are very uncommon in pediatric OCD, although schizophreniform illness may first manifest as obsessional anxiety.
Comorbidity
All studies, including epidemiological studies of non-referred cases (16), find that most OCD-afflicted youth will have concurrent psychopathology, especially over time. Clinically referred and ascertained cases have even higher rates of comorbidity, as high as 80% (51). There is an ontogeny of comorbid conditions affecting those with pediatric OCD that is distinct for youth compared with adult-onset cases (51). This means that certain comorbid conditions arise at different and specific ages over time. As with adults, mood and other anxiety disorders are very common, but some frequently seen concurrent disorders are classically pediatric-onset disorders, such as Attention Deficit Hyperactivity Disorder (ADHD) and Tourette's Disorder (TD), and predominate in pediatric cases. The majority of children with ADHD and tic disorders are male, and they typically have an earlier onset (2). If gender ratios averaged across all the pediatric years indeed show equal prevalence, as noted above, it would suggest that older affected youth trend toward a female preponderance with less comorbid ADHD and tic disorders. The triad of OCD, Tourette's disorder and ADHD is not uncommon in pediatric cases, and reflects an underlying inhibitory deficit affecting thoughts (obsessions), motor behavior (tics) and attention (52). Poor inhibitory control may be identified by deficits in neuropsychological tests of inhibition in affected families (53). Neural maturation often brings improvement or remission of some of these symptoms with diminished tics and improved executive function (2). Comorbid mood and anxiety disorders occur at all ages and may persist into the adult years, sometimes becoming the main concern. As described above, youth with predominant irritable presentations may also meet criteria for oppositional defiant disorder (ODD) or even disruptive mood dysregulation disorder (ICD10 F34.81) (54).
One of the more difficult diagnostic dilemmas occurs when there is some evidence of an autism spectrum disorder (ASD), which shows an infrequent but notable comorbidity with pediatric OCD (51) and is thus distinguished from adult OCD. This overlap presents challenges for both diagnosis and treatment and has a major impact on treatment and educational interventions, role of the family, and outcome (55). Defining symptoms of ASD such as a restricted and narrow range of interests and activities, and stereotypic and repetitive behaviors can lead to confusion in younger children. It is estimated that perhaps 5% of OCD-affected youth also meet the diagnostic threshold for ASD (51). Helpful considerations are whether symptoms are subjectively experienced as ego-dystonic (OCD) or ego-syntonic (ASD), whether anxiety drives rituals (OCD) or occurs when rituals are impeded (ASD), whether rituals are resisted (OCD) or preferred, self-stimulating, and providing gratification (ASD). When classical OCD symptoms such as washing or checking are present, OCD can be reasonably inferred.
The presence of comorbid disorders may speak to a developmental subtype of OCD with conditions unique to pediatric cases, but also has relevance to phenotype, treatment and outcome (see Treatments section below). The DSM 5 specifier, “with tics” is a clear acknowledgment of this with a preponderance of “just right” rituals that may be confused with complex tics (recurrent touching or tapping) (56). Furthermore, certain comorbid disorders have been shown to diminish treatment response, both to conventional CBT (57) and also to standard SSRI treatment (58). Geller et al. (58) also reported that relapse of OCD was more common following discontinuation of paroxetine in a placebo-controlled randomized withdrawal trial in those with more comorbid conditions.
Familial and genetic factors
Role of the Family
Children are embedded in family units and not surprisingly, parents are often deeply engaged in behavior that accommodates their child's distress that, by providing relief in the immediate moment, inadvertently reinforces the cycle of obsessions and compulsions (59–62). Verbal reassurance, engaging in back and forth verbal rituals, and performing actions that permit children to avoid feared stimuli are all quite common. Examples include opening doors, excessive laundering of “contaminated” personal items such as clothing or linen, or arranging meals in a highly ritualized fashion (63). Add to this the common occurrence of anxiety or even OCD in a parent, given the highly familial nature of this disorder (64), and the management can become complex. Family members, including siblings (65), therefore play a central role in both the maintenance of OCD symptoms and by extension, the effectiveness of CBT, in order to allow response prevention to occur. Scales to assess and quantify the degree of family accommodation (FA) such as the Family Accommodation Scale for OCD–Interviewer Rated [FAS-IR] (66), may be useful and can show decreasing scores that reflect improvement over time with standard CBT protocols.
Some treatment intervention models such as the Pediatric Obsessive Compulsive Treatment Study for Young Children [POTS Jr] (67) specifically incorporate structured approaches for family involvement to address unhelpful accommodation. A recent rigorous randomized controlled multi-site trial found that impairments in social, home, and school life were significantly correlated with the degree of FA at baseline, but notably, in this study, baseline FA did not predict a poorer outcome over the course of treatment. Family accommodation decreased significantly with successful implementation of CBT and treatment response, with gains maintained at 6 months follow-up (68) in youth with OCD. Scalar FA scores fell by more than half over a 10 session CBT protocol to non-clinical levels (69). In this cohort, the relationship between severity of OCD symptoms and functional impairment was mediated by FA. In other words, greater involvement of family members was associated with worse OCD symptoms and worse illness-associated impairment (68).
The impact of FA can be widely felt within families of both children and adults with OCD, although there tends to be less direct involement in rituals by relatives of adult patients compared to parents of children with the condition (70). Storch et al. (71) reported that family members often took over responsibilities of affected youth, while Peris et al. (61) reported that conflict within families increased with the degree of FA. The ability of youth to tolerate exposures delivered as part of CBT may also be diminished by high levels of FA (72) and the outcome of such treatment may be adversely affected (69, 71, 73, 74). For this reason, effective treatment often underscores the need to recognize and manage FA (51, 67, 75–77).
Genetics
It should be clear from the above text that not all that is familial is also genetic. Disentangling familial environmental effects from genetic contribution requires segregation analyses of twin and family genetic studies, as well as the more recent genome-wide association studies (GWAS) (24, 64, 78). Overall, heritability estimates for OCD are in the range of 0.25–0.28 (78). However, when an index case is a child, that is, an pediatric case, the risk of OCD in a first-degree relative is approximately two-fold (79) and as high as 26% compared to about 12% risk in adult-onset cases (64). This means that a pediatric disorder is likely the result of a higher cumulative genetic loading of many genes of small effect. Recent GWAS studies have lent support to the notion that, like most psychiatric disorders, OCD is a polygenic disorder (80), with genes implicated in serotonin transmission (81) and glutamate pathways (9, 78, 82) at the very least. In a recent report from the cross-disorder group of the psychiatric genomics consortium (80) substantial pleiotropy of genetic loci was identified across eight psychiatric disorders. The strongest correlations with OCD were with anorexia nervosa and Tourette's disorder (but not ADHD) (80). Copy number variants (CNVs), which describe large mega-base deletions or duplications have also been implicated (13). Genetic studies of pediatric cases have reported specific variants of genes coding for receptors in serotonin, glutamate and dopamine pathways, as well as transcription and neurotrophic factors (13, 83).
Environmental and Epigenetic Risk Factors
Because monozygotic twins (with identical DNA) show at most a 50% concordance for OCD (84), it is clear that epigenetic factors (modification of gene expression without change in DNA sequence) and non-genetic factors are equally or even more important. Indeed, more than half of all new cases of new onset OCD occur without a positive first-degree family history of OCD, so called “sporadic” cases (85). While sporadic cases may still have a genetic cause due to a new mutation (86), the frequent appearance of non-familial cases has led to interest in epigenetic triggers and non-shared environmental factors (85), especially as their occurrence cannot be ascribed to an affected relative. Three areas of investigation of possible environmental etiological influences which may be especially relevant to pediatric OCD include studies documenting higher rates of perinatal injury, acute onsets following infection with presumptive immune and/or inflammatory processes, and life events experienced as traumatic.
Adverse Perinatal Risk Factors
Lensi et al. (87) reported that boys with OCD had elevated rates of adverse perinatal events, such as breech birth or low Apgar scores suggesting hypoxia. Geller et al. (88) compared perinatal history between 130 youths with OCD to 49 matched controls ascertained in a family genetic study and found maternal pregnancy histories of illness that needed medical attention, (x2 = 8.61, p = 0.003), and higher rates of labor difficulties such as induction, forceps, or prolonged labor (x2 = 7.51, p = 0.006). There was a positive correlation between these adverse labor events and earlier age at onset of OCD, greater symptom severity, and presence of concurrent disorders including chronic tics, anxiety, depression and ADHD. These early clinical observations were supported by a large epidemiological study of more than 2.4 million singleton births using the Swedish birth registry over a 24 year period that identified over 17,000 cases of OCD. After controlling for shared familial confounds, a number of adverse perinatal risk factors were associated with OCD including maternal smoking during pregnancy (HR, 1.20; 95% CI, 1.13–1.28), breech presentation (HR, 1.26; 95% CI, 1.15–1.39), and delivery by cesarean section (HR, 1.09; 95% CI, 1.04–1.15) (11). Additionally, low and high birth weight (1,501–2,500,g and >4,500,g, respectively) were related to a slightly higher risk for OCD (LBW: HR, 1.10; 95% CI, 1–1.21; HBW: HR, 1.17; 95% CI, 1.07–1.27) (11). Such epidemiological approaches provide a powerful method for finding epigenetic triggers with very small effect sizes and, although non-specific, indicate that OCD could have antecedents long before the disorder appears, and during periods of vulnerable neural maturation. These findings are consistent with those of Vasconcelos et al. (89), whose research similarly showed a relationship between clinical expression of OCD and perinatal complications in adult cases of OCD compared to controls, including cesarean delivery (p = 0.005), prolonged labor (p < 0.001), and nuchal cord entanglement (p = 0.05), as well as other postnatal complications. In one study that examined perinatal complications among individuals with chronic tic disorders (age range 3–79 years), the authors found that pregnancy, delivery, and postnatal complications were associated with comorbid OCD (12).
Psychosocial Stress
Ironically, data that shows an association between traumatic life events and OCD affecting youth is extremely sparse, perhaps because definitive linkage is hard to establish. In contrast, the association between OCD and PTSD has been reported in numerous studies of adults with OCD (90) either with sequential or concurrent onsets, including in military veterans (91, 92). In one of the only pediatric studies to report on this potential association, Lafleur et al. (93) examined a cohort of 263 pediatric cases of OCD, finding child and parental reports of salient traumatic and stressful life events at higher rates than matched controls. Domestic violence, sexual or physical assault and forced home entry were some examples reported by youth and families and in some cases, the thematic content of obsessional fears and rituals mirrored the nature of the trauma (e.g., checking for safety repeatedly following a serious domestic assault on a parent) (93). It may be difficult to determine whether any given event reaches a threshold considered as “trauma” and further to demonstrate statistical significance across pediatric cohorts but for a subset of children, OCD will sometimes follow severe psychological stress. One interesting study illuminates how trauma may be translated into fear related behaviors at the molecular level. McGregor et al. (94) examined children exposed to trauma using the childhood trauma questionnaire (CTQ) and several polymorphisms in genes encoding mono-amine oxidase A and B (MAO-A, MAO-B) and catechol-O-methyl transferase (COMT). Gene by environment interactions suggested that these haplotypes “interacted” with childhood sexual trauma to increase risk for OCD in youth, providing a potential epigenetic mechanism of action for adverse psychosocial experiences (95).
Immunity, Infection, and Inflammation
In 1997, Swedo et al. (96) described a group of children who developed OCD subsequent to infection with group A beta-hemolytic streptococcal (GABHS or strep) infection and introduced the hypothesis of pediatric autoimmune neuropsychiatric disorder associated with streptococcus (PANDAS). This hypothesis posits that an immune response to streptococcal infection may be a causative antecedent of OCD in some youth. Evidence to support such a hypothesis derives from observations of other neurobehavioral sequelae of group A strep, notably Sydenham's chorea, implicating basal ganglia dysfunction (97). Some level of confirmation for the etiological role of streptococcal infection was also derived from the OCD Genetics Association Collaborative (genome-wide association) Study (OCGAS GWAS), where high rates of infection were seen in pediatric OCD cases. Putative immune factors, for example, cross reactive anti-strep antibodies affecting circuits implicated in OCD and causing inflammation and dysfunction, are thought to cause a range of neurobehavioral symptoms including, but not limited to, OCD. Although over two decades have passed, the academic discussion about the validity of such an etiology remains highly controversial, because such antibodies have yet to be reliably demonstrated and other biomarkers have not been consistently identified. Diagnostic criteria include (1) OCD and/or a tic disorder; (2) prepubertal onset between 3 and 12 years of age, or Tanner stage I or II; (3) episodic course (abrupt onset and/or exacerbations); (4) symptom onset/exacerbation temporally linked to documented GABHS infections on two occasions; (5) association with neurological abnormalities (96). These criteria do not operationalize several important elements including the temporal duration between GABHS and onset, the data needed to definitively document GABHS, or the nature of neurological abnormalities (usually considered to be chorea or chorea-like movements or a loss of fine motor skills). The relevance for an pediatric subtype derives from the fact that nearly all youth are exposed to GABHS by early adolescence and develop antibodies. Therefore, new GABHS infections are far less common after puberty due to the heard immunity of the adolescent and their peers.
For all supporting studies there appear to be studies with conflicting findings. For example, Mell et al. (98) found an association between OCD/Tourette's disorder and GABHS while others have refuted this finding (99, 100). Giedd et al. (101) described acute and transient structural abnormalities in the brains of some children with putative PANDAS but such findings have not been reproduced. Some suggest that transient increases in tics and OCD are well-known sequelae of many infections and other physiological stressors and not unique to GABHS (102). The search for specific culpable antibodies that co-localize to brain targets of interest has generally been unsuccessful. While anti-streptococcal antibodies can easily be measured in serum (103), presence of such antibodies or indeed other anti-neuronal antibodies, has not been consistently demonstrated. Two very recent studies demonstrated binding of antibodies from sera of children with putative PANDAS to cholinergic interneurons in the striatum with a subsequent alteration in their function, which represents the first such definitive finding but requires replication (104).
One adult study (105) showed inflammation in nuclei of the basal ganglia in adults with OCD compared with controls, but neuroimaging data in putative PANDAS youth has been sparse. Biomarker studies in other psychiatric disorders have frequently been reported to show evidence of inflammation (106), so that this may not be unique to OCD. Indeed Fullana et al. (107) reviewed this literature and found none to be sufficiently sensitive or specific for OCD. Humoral immunodeficiency has also been linked to OCD onset in children (97) as well as psychiatric disorders and suicide in adults (108) perhaps suggesting increased risk for infections and subsequent pathogenic immune responses.
Treatment studies represent another approach to validate the immune-mediated etiology using anti-microbials (109, 110), non-steroidal anti-inflammatory agents such as naproxen sodium (111) and cyclo-oxygenase inhibitors such as celecoxib (112, 113), but these studies involved several psychiatric disorders, suggesting a non-specific effect. However, one study reported an improvement in OCD symptoms specifically (114). Finally, direct immune modulation using intravenous immunoglobulin failed to demonstrate a benefit in a randomized placebo-controlled trial in OCD-affected PANDAS youth although several methodological limitations leave open the question of whether this finding was true or simply a failed trial (115). Similarly, a recent prospective study failed to show exacerbation of tics following documented streptococcal infections (116).
While the clinical studies have provided, at best, contradictory evidence, more convincing evidence comes from epidemiological studies that by definition, are retrospective and agnostic to any pre-existing notions of the validity of immune-mediated neuropsychiatric illness. Mataix-Cols et al. (117) examined the records of over seven million youth from the Swedish birth registry born between 1940 and 2007 (mostly before PANDAS had been described) and showed a significantly higher rate of autoimmune illnesses in families of those youth affected by OCD and Tourette's disorder. Of course, correlation does not equal causation, and both may share underlying etio-pathological mechanisms, but the link between OCD and immune illness appears well-established and provides an important avenue for future research. Orlovska et al. (118) also analyzed the medical records of more than one million youth between birth and age 17 years from the Danish birth registry and found that all psychiatric disorders were over-represented in those with a history of both streptococcal and non-streptococcal. Of interest, tic and OCD showed the greatest increased risk among disorders studied (119).
In 2010, a scientific “white paper” consensus group at the NIMH child psychiatry branch suggested decoupling the acute onset of neuropsychiatric disorders in children from specific pathogens (GABHS) and expanded the clinical presentations to include avoidant/restrictive food intake disorder (ARFID) (120). Disordered eating behaviors have been described in a population-based prospective cohort study of over half a million young women identified thought the Danish longitudinal health register over a 6-year period (121). Anorexia nervosa, bulimia nervosa and eating disorder not otherwise specified was significantly more prevalent among females previously hospitalized for severe infections as well as those who had received anti-microbial treatment. This expanded constellation of clinical presentations was coined pediatric acute onset neuropsychiatric disorders or PANS. There are advantages to this approach (opening up research to other possible pathogens and pathogenetic mechanisms and perhaps expanding treatment options for a subset of affected youth), as well as disadvantages (linkage between infection and subsequent is inferred from acuity of onset and proximity to an infection but with no specificity). If PANDAS and PANS are conceived as variants of an autoimmune encephalitis, then the anti-N-methyl-d-aspartate (NMDA) receptor antibody mediated neurological disorder (122) may serve as a model. However, in PANS and PANDAS, the presumptive immune trigger is an exogenous infection of some kind, and it is the immune response that causes inflammatory-mediated neurobehavioral change, either through innate or adaptive immune responses, including cross reactivity of antibodies and cytokine activation.
In summary, evidence is accumulating incrementally that a subset of cases of pediatric OCD are triggered by infections and mediated by immune and inflammatory processes (123).
Neuroimaging findings
Structural and functioning imaging research over several decades have shown great concordance across studies regarding the underlying neurocircuitry of OCD (53). OCD is associated with abnormal findings in cortico-striato-thalamo-cortical (CSTC) circuitry which originate in the prefrontal cortex connect to the striatum, pallidum and thalamus and then loop back to cortical areas (124). Cortical areas consistently implicated using structural MRI include the orbitofrontal cortex (OFC), anterior cingulate cortex (ACC) and striatum (125) as well as thalamus (126). A finer grained understanding of the involvement of these regions is provided by fMRI studies that have identified specific roles of the dorsal ACC (dACC), medial and lateral OFC, and connections between amygdala and cortex (127, 128).
While a recent imaging study of youth with subclinical OC symptoms showed no morphological abnormalities at all, many reviews (129) of the neurocircuitry in adults and children with OCD show concordant abnormal findings (130–132). Confirmation derives from the recent ENIGMA Consortium meta-analysis of 16 pediatric and 30 adult OCD datasets that found cortical thinning in parietal regions in both age groups. However, some differences between age groups were also noted. The ENIGMA study reported asymmetries in thalamus and pallidum volumes in children that were not seen in the adult studies (133, 134). A recent structural MRI study of 2,551 youth enrolled in the Generation R study (135) showed a significant reduction in total brain volume in probable OCD cases compared to non-OCD healthy controls, and a significant increase in thalamic volume (126). While the same cortical thinning that was seen in ENIGMA was not demonstrated in this study, the mean age at imaging was much younger in the R Generation study so that developmental changes may account for discrepancies. Along with earlier findings by Gilbert et al. (136) cumulative evidence has led to a focus on the thalamus as an area that may distinguish pediatric and adult OCD (126). In contrast, an fMRI study (137) reported involvement of the temporal poles during symptom provocation in children with OCD compared to matched healthy controls, rather than the CSTC loops generally reported. It is important to emphasize that morphology and circuitry will mature considerably throughout childhood and adolescence and at differing and variable rates (138) with implications for both imaging research as well as future non-invasive neuromodulation treatment protocols.
Neuropsychological findings
Although many studies have examined neuropsychological test performance in OCD subjects, in both adults and in affected youth, the literature is rather inconsistent. Salient domains include attention, executive function, short-term memory and visuospatial function. Academic difficulties, seen frequently in youth with OCD, could simply reflect the intrusive effect of primary obsessions and high anxiety, or some deficits related to abnormalities in the CSTC not due to OCD at all (139). Efforts to identify significant performance deficits in neurocognitive function in youth and throughout development may yield findings relevant to translational investigations in OCD.
In one study of 102 youth with OCD and matched controls, a standard battery of tests showed reductions in processing speed and timed visuospatial test performance (139, 140). Working memory evaluation showed a similar pattern with deficits in timed tests. Processing speed weaknesses may therefore be central to deficits in neuropsychological performance in youth. Notably, these were relative weaknesses, inasmuch as the overall scores remained within the “normal” range (5th-95th%) but these may have ecologically important consequences in academic settings (140). Similarly, in adults, deficits in non-verbal memory, planning, processing speed and inhibition has also been reported consistently (141).
Interest in the heritability of these deficits has been explored in some familial studies of neurocognitive performance, and have extended to cognitive flexibility and set shifting, decision making and visuospatial integration (142, 143). In a recent pediatric study of OCD youth and their first-degree unaffected relatives designed to examine neuropsychological endophenotypes, poorer proactive control and initial concept formation, seen in tests of set shifting and inhibitory control were found to be heritable (6).
Treatment response
The very high prevalence of comorbid psychiatric disorders associated with OCD in youth, in clinical and also non-referred epidemiological cohorts, present real challenges in treatment which are not seen in adult cases. For example, high rates of Tourette's syndrome and chronic tic disorders as well as ADHD (144, 145) mean that a child's OCD cannot be treated in isolation (146). While CBT is the first recommended intervention for all affected youth, it is notable that in the management of OCD, selective serotonin re-uptake inhibitors (SSRIs) (147) are considered first-line medication treatments. In contrast, ADHD responds best to stimulant medication approaches while tics are most often treated with either alpha agonist medications or dopamine blockers. In other words, pharmacotherapy approaches for each comorbid condition diverge markedly despite the frequent triad of these conditions. Add to this the increased risk of behavioral activation and suicidal ideation accompanying SSRIs in youth (148), the potential for increased anxiety, obsessions and tics with use of stimulants and the risk for adverse mood effects with alpha agonists, and the pharmacological approach in affected youth may require increased complexity compared to adult OCD cases. While CBT is clearly the treatment of choice for youth with OCD (147, 149, 150), more severe illness and concurrent psychopathology are indications for consideration of introduction of medication. Poor insight and low levels of family cohesion may also impede delivery of successful CBT. Youth with OCD who represent putative post-infectious, immune-mediated and/or inflammatory etiology have received a variety of anti-microbial and immune modulating treatments (109, 110, 115, 151) but none have yet shown consistent efficacy that permits recommendation for routine use.
Course and Outcome
Again, comorbid externalizing symptoms have been reported to affect quality of life ratings at baseline and also with treatment (152). Many researchers have suggested that poorer treatment outcomes may be due to greater levels of family accommodation (FA) and this is especially relevant to pediatric cases (69, 71, 73, 74). As well, concurrent psychopathology has been shown to reduce response rates, particularly for conditions prevalent in pediatric cases. For example, comorbid tic disorders and ADHD reduced response rates to 53 and 59%, respectively, in a randomized controlled trial of paroxetine (153), and relapse was also higher in comorbid cases. March et al. (154) found the same poor response in youth with OCD who had a comorbid tic disorder, again suggesting that this pediatric subtype may be distinct in important ways.
Remission rates of OCD in youth treated with CBT are fair with partial remission reported in 53% and full remission in 27%, but also with some risk of relapse (155, 156). Outcome in youth appear to be better than in adults with some children becoming subclinical or remitting entirely over time (10, 150), whereas only 16.9% of adults were shown to achieve full remission in a 5 year longitudinal study by Eisen et al. (157). The Nordic Long Term OCD Treatment Study (NordLOTS) that used a stepped treatment protocol showed 90% response and 73% rate of clinical remission at 3 year follow-up (150). Fatori et al. (158) found that, treatment sequence with either SSRI or CBT did not affect outcome when the second treatment arm was added as needed.
Summary
In this review, we have detailed the many differences between pediatric or pediatric OCD and OCD that onsets in adults. These numerous distinctions are summarized in Table 2. Distinct age peaks lend credence to the notion of differing pathophysiological mechanisms rather than simply increased genetic loading leading to earlier onsets. Familial patterns, comorbid disorders, phenotypic presentations, etiologies, neurocognitive findings, treatment and outcome are also different, and the many developmental factors that distinguish pediatric cases have been elucidated. Keeping in mind that development throughout the pediatric years is rapid and that accompanying neuronal maturation occurs with similar rapid synchrony, these factors consequently may greatly affect the presentation and research findings in affected youth and adults. Therefore, while there is substantial evidence to support the notion of a “developmental” pediatric subtype of OCD, clarification must await further translational and genetic studies.
Table 2. Comparison of pediatric and adult-onset OCD.
Author Contributions
DG, GJ, and SH declare that they have contributed substantially to the content and production of this review and agree to be accountable for the content of this work. All authors contributed to the article and approved the submitted version.
Funding
This work was supported by the National Institute of Mental Health 1R01MH093402-01A1, NCT01404208: 2/2-D-cycloserine augmentation of CBT for pediatric OCD (PI DG); National Institute of Mental Health R01MH 079489: A genome wide association study of early onset Obsessive Compulsive Disorder (PI DG); and National Institute of Mental Health 1K08MH01481-01A: Juvenile onset Obsessive Compulsive Disorder as a meaningful developmental subtype (PI DG).
Conflict of Interest
DG has received grant or research support from the Eunice Kennedy Shriver National Institute of Child Health and Human Development subcontract with Duke Clinical Research Center Pediatric Trials Network, the National Institute of Mental Health, Biohaven Pharmaceuticals, Boehringer Ingelheim, Eli Lilly and Co., Forest Pharmaceuticals, GlaxoSmithKline, the International OCD Foundation, Neurocrine Biosciences, Nuvelution Pharma, Peace of Mind Foundation, Pfizer, Solvay, Syneos Health, Teva Pharmaceutical Industries, Emalex, the OCD Foundation, and the Tourette Association of America.He has served as a consultant to the Arlington Youth Counseling Center. He has served on the editorial board of the Journal of the American Academy of Child and Adolescent Psychiatry, Comprehensive Psychiatry and Annals of Clinical Psychiatry. He has received honoraria from the Massachusetts Psychiatry Academy and the American Academy of Child and Adolescent Psychiatry. He has previously held stock options/ownership in Assurex Health, Revolution Clinics and CD Services of America.
The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Acknowledgments
The authors wish to acknowledge the helpful contributions of Dr. Kyle Williams, Dr. Sarah O'Dor, and Dr. Ryan Jacoby.
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Keywords: obsessive compulsive disorder, pediatric, child and adolescent, developmental, neuropsychology, immune, inflammation, neuroimaging
Citation: Geller DA, Homayoun S and Johnson G (2021) Developmental Considerations in Obsessive Compulsive Disorder: Comparing Pediatric and Adult-Onset Cases. Front. Psychiatry 12:678538. doi: 10.3389/fpsyt.2021.678538
Received: 09 March 2021; Accepted: 17 May 2021;
Published: 14 June 2021.
Edited by:
Odile Van Den Heuvel, VU University Medical Center, NetherlandsReviewed by:
Chaim Huyser, Independent Researcher, Amsterdam, NetherlandsLuisa Lazaro, Hospital Clínic de Barcelona, Spain
Copyright © 2021 Geller, Homayoun and Johnson. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Daniel A. Geller, ZGFuLmdlbGxlciYjeDAwMDQwO21naC5oYXJ2YXJkLmVkdQ==