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REVIEW article

Front. Pediatr., 25 October 2021
Sec. Neonatology
This article is part of the Research Topic Neonatal Procedural Pain Management View all 8 articles

Psychosocial and Neurobiological Vulnerabilities of the Hospitalized Preterm Infant and Relevant Non-pharmacological Pain Mitigation Strategies

  • 1Department of Psychology, York University, Toronto, ON, Canada
  • 2Department of Psychiatry Research, Hospital for Sick Children, Toronto, ON, Canada
  • 3Department of Psychiatry, University of Toronto, Toronto, ON, Canada

Background: Preterm pain is common in the Neonatal Intensive Care Unit (NICU), with multiple invasive procedures occurring daily.

Objective: To review the psychosocial and neurobiological vulnerabilities of preterm infants and to provide an updated overview of non-pharmacological strategies for acute procedural pain in hospitalized preterm infants.

Methods: We utilized a narrative review methodology, which also included a synthesis of key pieces of published systematic reviews that are relevant to the current work.

Results and Conclusions: Preterm infants are uniquely susceptible to the impact of painful procedures and prolonged separation from caregivers that are often inherent in a NICU stay. Non-pharmacological interventions can be efficacious for mitigating procedural pain for preterm infants. Interventions should continue to be evaluated with high quality randomized controlled trials, and should endeavor to take into account the neurobiological and psychosocial aspects of preterm vulnerability for pain prevention and management strategies.

Introduction

Pain in the preterm infant is a widespread challenge. The current estimated incidence rate of preterm birth is ~10.6% (1). Being born premature is the leading cause of mortality and one of the top causes of morbidity for children under the age of five (2, 3). Prematurity often results in extended hospitalizations in Neonatal Intensive Care Units (NICU) and adverse consequences for both children and their families, long after the children have left the hospital (3). Understanding the long-term implications of prematurity requires a comprehensive and integrated understanding of the young child's biopsychosocial development within the context of the NICU.

Biologically, premature infants struggle with multi-system challenges that result from a shortened developmental period in utero. Further, iatrogenic pain is a result of lifesaving procedures enacted to support the numerous challenges of prematurity (4). It is no longer debated that premature infants have the necessary peripheral and central anatomical architecture required for nociceptive transmission (57). In fact, their sensitive developing nervous systems have shown long-term changes in response to the pain and stress involved with preterm hospitalizations (e.g., reduced white matter microstructure and subcortical gray matter, dorsal horn central desensitization) (8).

In terms of social development, research has strongly supported the supposition that children are born seeking attachment to a primary caregiver and the development of this attachment relationship is a critical milestone on which future physical, cognitive, and emotional development is predicated (9). The requirements of the NICU severely redefine how this attachment relationship is built. Prolonged hospitalization often necessitates that the infant is physically distant from the primary caregiver and nuclear family. Further, the ability to receive physical contact is complicated by infant health conditions/interventions, competing familial demands of the caregiver, and physical/emotional strains on caregivers (10). However, promising evidence is being conducted to mitigate these social challenges through structured parental procedures (11, 12).

Unsurprisingly, given the biological and social implications of prematurity and its treatment, psychological implications also ensue. Children born premature have been shown to have altered cognitive and emotional development (e.g., language delays, cognitive delays, emotional, and behavioral development challenges) (13).

It is clear that clinicians and researchers must work from a transdisciplinary platform to best serve premature infants and their families. The current paper focuses on reviewing the biopsychosocial factors involved in preterm infant development as a means to contextualize professional understanding of non-pharmacological approaches to managing infant pain and mitigating the associated sequelae for both children and families.

It is critical to evaluate and develop pain management interventions, tailored to the unique physiological and psychosocial characteristics and needs of the preterm infant. This paper will first highlight the neurobiological, psychosocial, and contextual factors that contribute to the vulnerability of the preterm infant in the NICU. Using this framework, we will then present a narrative review of the recent studies on relevant non-pharmacological strategies for preterm infant procedural pain management.

Pain Exposure in Hospitalized Preterm Infants

The last three decades of basic and applied neuroscience research has demonstrated that, contrary to prior medical dogma that cited the immature nervous system as evidence of the absence of nociceptive perception in infancy, nociceptive signals reach and are processed in the developing cortex of neonate (14). It is now known that neural pain transmission pathways are functioning as early as 22–24 weeks gestational age (15), with evidence of cortical responses to noxious stimulation as early as 25 weeks gestational age (16). Neonates not only possess the neuroanatomical and neurophysiological pathways required for nociceptive transmission, but it has been suggested that, as their descending inhibitory systems are functionally immature, they may experience increased sensitivity to pain compared to older children and adults (17, 18). This conclusion is based on the finding that neonates have lower thresholds for sensitization from noxious inputs resulting from the immaturity of their spinal cords, with earlier gestational ages linked to lower the pain thresholds (19). At early gestational ages, neonates may be experiencing non-noxious routine handling as painful until later in postnatal development (5). Finally, infants' emerging synaptic connectivity and network integration in their central nervous systems cause pain to be more diffuse and less spatially contained, potentially further increasing its impact.

The NICU experience for the preterm infant is rife with pain-inducing experiences. Routine painful procedures are common-place, with neonates experiencing on average 12–17 invasive procedures per day including heel sticks, endotracheal suctions, and intravenous line insertions (4, 20). Beyond this, many of the infants have underlying acute or chronic conditions, exposing them to a multitude of medical procedures and medications (3). Compounding the resulting exposure to pain, many preterm infants face these painful procedures without analgesic agents or behavioral pain management strategies, though practices vary across and within nations and interventions are improving due to increased attention (21).

Hospitalized Preterm Pain—Beyond a Simple Poke

The pain experienced by the hospitalized preterm infant is unique. While acute pain (a nociceptive pain with predictable duration caused by noxious stimulation) (22) and chronic pain (an often neuropathic pain lasting longer than 3 months) (23) have significant definitional consensus, the pain type exemplified in the NICU scenario is not as clearly defined (24). Though each invasive procedure alone constitutes one isolated painful experience, NICU infants can face repetitive painful procedures coupled with underlying medical conditions that can also cause pain. Preterm infants exhibit slower recovery from any one procedure as a result of their developing descending cortical control systems and developing nervous systems. This overlapping of acute pain experiences in the NICU has been referred to in the literature as a “chronically painful state,” as the pain of any one invasive procedure is exacerbated by the multitude of acute pain procedures experienced (8, 25). The effects of the pain exposure can accumulate, as the infants may not have had the chance to recover from one iatrogenic procedure before exposure to the next one (8, 25). Preterm infants' pain thresholds have been shown to be lowered from this repeated tactile stimulation and pain (i.e., sensitization) and they show an impaired ability to discriminate between noxious and non-noxious stimuli until 35 weeks gestation (5), potentially causing experiences such as diaper changes and bathing to be perceived as noxious (19).

Other research has shown that the more painful experiences neonates have, the more reactive they become to subsequent pain stimuli. Research has illustrated that reactivity to stimuli is directly associated with prior pain exposures, both in the previous 24 h and cumulatively since birth (2628). Altogether, these experiences result in continuous activation of the internal physiological systems that are responsible for maintaining stability in response to stress (i.e., allostasis) (3, 29). While engagement of these systems is adaptive in the short-term, allostatic load occurs when the systems are overloaded due to continuous elevation over time (30), such as in response to continuous unmanaged painful procedures in the neonatal period (3). Allostatic load further exacerbates the chronicity of the pain and compromises infants' ability to adaptively respond to future stress, which can lead to negative long-term developmental and health outcomes (3). The complexity of an infant receiving multiple painful procedures of varying intensity and quantity has led a team of researchers to create a research measure to help quantify the pain load of individual infants (31). This measure was created to improve both the clinical and research understanding of pain in the hospitalized preterm by facilitating a more accurate description of the amount of pain burden a child has experienced over a prolonged period of time.

Longer-Term Neuroanatomical, Neurophysiological, and Neurodevelopmental Outcomes Associated With Preterm Pain Exposure

As discussed, the immaturity of preterm infants' neurobiological systems likely increases their vulnerability to undermanaged pain experienced in the NICU, making them both more sensitive to pain and more susceptible to its detrimental effects (8, 18, 32). During the third trimester the microsystem of the fetal brain undergoes significant developmental changes, including the establishment, organization, and proliferation of cortical neurons; development of dendrites and axons; formation and pruning of synapses, axonal development in the cerebellum; and differentiation of glial cells (3, 33, 34). Animal studies have illustrated that brain development in the weeks immediately prior to and following birth, such as structural growth and synaptic formation, is especially significant (34). This has important implications for preterm infants as a high percentage of the invasive procedures they endure occur within the first week after birth (4, 20).

As a result of the rapid neurobiological changes that occur in the first weeks of life and the hypersensitivity of preterm infants' brain systems to stimulation (34), NICU experiences and the repetitive early pain exposure may compromise central nervous system development and result in structural and functional reorganization (32). Firstly, structural brain changes, such as reduced gray and white matter, have been observed throughout childhood and adolescence in those who were born very preterm (less than or equal to 32 weeks gestational age) (3539). Delayed cortical maturation specifically, resulting in cortical thinness, is evident (40). Importantly, Vinall et al. sought to isolate the specific relationship between neonatal pain-related stress and altered cortical thickness, by adjusting for confounding factors such as gestational age, exposure to mechanical ventilation, morphine exposure, surgeries, and severity of illness and infection (41). Compared to their term-born peers, very preterm infants who experienced neonatal pain-related stress exhibit significantly thinner cerebral cortexes, particularly in the frontal and parietal lobes (41).

Further, neurophysiological systems and processes are also impacted (18). Firstly, repeated pain exposures, such as those experienced by hospitalized preterm infants, result in changes to nociceptive neural pathways (42, 43) as well as behavioral and neural hypersensitivity to later pain, known as hyperalgesia (44, 45). Hyperalgesia can occur both in the area of local tissue damage as well as elsewhere on the body; hospitalized preterm infants with tissue damage on one leg showed lower pain threshold on the unimpacted, contralateral foot (46). Secondly, short- and long-term changes to the neuroendocrine stress systems, in particular hypothalamic-pituitary-adrenal (HPA) axis activity, are exhibited in response to the stress of cumulative neonatal procedural pain (47, 48).

In addition to the structural and functional brain changes associated with cumulative pain exposure, early pain experiences impact neurodevelopmental outcomes, such as learning, cognition, and behavioral problems (19, 49). Research has demonstrated a positive correlation between the number of skin-breaking procedures that a preterm infant is exposed to and cognitive and motor outcomes later in infancy (50). Additionally, exposure to pain early in life can impact a child's cognitive outcomes at school-age, such as capacity for sustained attention and learning (51).

Neuroprotective Developmental Care—The Importance of Parental Presence and Sensitivity for Preterm Infant Pain Responding and Outcomes

Understanding the psychosocial underpinnings of neonatal pain-related distress responding allows both clinicians and researchers to take a more nuanced approach to infant pain management. Human infants, born with an inherent need for social connection, are biologically predisposed to seek help from others in times of distress (52). Signaling caregivers is purported to be an evolutionary survival instinct (53). Research in older infants has shown that the intensity of infant pain-related signaling is significantly related to parent facial expressions during the pain experience and how the caregiver self-reports their approach to relationships (54, 55). While neonates lack the capacity to communicate with language, crying is a powerful communication tool that they can utilize (56). Infants are entirely dependent on others to both identify and tend to their needs, such as addressing their distress while in pain and serving as an external regulation system. Throughout the first years of life, as infants signal distress and caregivers respond (ideally to reduce the distress), the infant learns to build autonomous self-regulatory strategies. The attachment relationship, as measured by classic behavioral separation and reunion procedures, is predicated on how the infant learns to manage distress with their caregiver. The strength and quality of the attachment relationship, which begins forming at birth, is considered a strong predictor of many socio-emotional, academic, and behavioral outcomes (57).

Parents' contingent and sensitive responding to infant distress is considered a critical driver of the attachment relationship. The NICU context may complicate the development of attachment relationships, as defined by Bowlby (9). Hospitalized preterm infants may experience physical separation from their primary caregivers for many hours a day, while other non-parental caregivers provide feeding, handling, and other care duties. This physical separation limits the tactile and verbal social stimulation that infants require (58) and the comforting associations with just one primary caregiver. Moreover, Attachment Theory is predicated on contingent responding to distress of all kinds such as distress caused by pain, fear, hunger, and loneliness (9). When parents cannot be at the bedside around the clock, much of the soothing done in response to distressing events will be conducted by non-parental caregivers. However, these effects are not irreversible. Environmental enrichment, such as increased proximity of NICU infants to their caregivers and optimizing parental sensitivity in response to distress, is shown to reverse the effects in rodents (59). In human neonates, positive parent interactions have also been found to buffer the neurobiological (60), cognitive (61), and emotional (62) effects of neonatal stress and pain.

Family centered care (FCC) is a philosophical and practical approach which presents a set of guiding principles for pediatric healthcare settings. At the core of FCC is the promotion of partnership and collaboration with patients and their families in the delivery of healthcare and prioritization of the needs of the family in an effort to improve infant and family outcomes (63). FCC frames families as an integral part of the care team, empowering them as part of the decision-making process (64) and shifting focus away from disease and toward patients in the context of their families and communities (65). In the NICU, this practice is especially significant given the infants' needs within the context of the family and the proven psychological and developmental implications of family separation. NICU FCC can include family education, parental participation in clinical decision-making, involvement in caregiving, and facilitation of family visitation (65). A wide spectrum of family centered care models exist, and Frank and O'Brien recently developed a taxonomy for classifying the various interventions (63). FCC has been shown to have benefits such as decreased length of stay (66), improved parent satisfaction (67) and enhanced psychological well-being (68).

In addition to incorporating FCC principles, NICU staff should advise parents to physically soothe their preterm infants during painful procedures whenever possible. Contrary to commonly held misconceptions, infants will not associate the parents with distressing stimuli and their soothing will instead strengthen the infant-caregiver relationship. Researchers have speculated that early fear-conditioning, via the amygdala, ensures that infants do not make an avoidance connection to parents who respond to infant distress as doing so would jeopardize the infant (69). Recent studies have demonstrated that maternal skin-to-skin care may be neuroprotective as the brain is not as activated during painful procedures (70, 71). One study (71) compared three groups of parental holding [skin to skin holding, parent holding while clothed, no parent holding (child in developmentally-sensitive nesting/tucking while in cot)] and found that the parent holding while clothed group showed the most infant pain-related cortical activity. Authors speculated that due to sensitivity of the preterm to disruption, only skin-to-skin contact (not clothed parent holding) was powerful enough to overcome the disruption of moving the infant from the cot for a painful procedure.

Non-pharmacological Management of Preterm Infant Procedural Pain

This paper has set out to contextualize the unique neurobiological stage of the hospitalized preterm infant within the caregiver context. Due to the unique neurophysiological and psychosocial needs of the preterm neonate outlined here, neonatal pain management cannot merely be a downward extension of the methods shown to be efficacious in older populations (17). Moreover, many strategies that have been shown to be efficacious in older infants, such as distraction (72), are simply not feasible in this population due to limited motor and cognitive capacity (52). What will now follow is a narrative review on non-pharmacological pain management strategies for acute procedural pain in preterm infants. The strategies presented reflect a nuanced understanding of the unique neurophysiological and psychosocial context of the pained preterm infant. Many require the participation of a caregiver to initiate/maintain a strategy, and are divided into minimal, moderate and significant caregiver involvement. When possible, reference will be made to the published results from a 2015 Cochrane Review entitled “Non-pharmacological management of infant and young child procedural pain” (72), relevant reviews [e.g., (7375)], and new trials that we have found in a recent literature search.

Review of Non-Pharmacological Procedural Pain Management Strategies

The review of evidence for non-pharmacological pain management strategies will be summarized in four different groupings. First as aforementioned, we will present strategies that parents and health professionals can enact that require differing levels of caregiver involvement during the enactment of the pain management strategy. We will then present evidence on the role of non-pharmacological pain management strategies as an additive on top of sucrose (one of the most commonly researched pharmacological strategies) or on top of another non-pharmacological strategy.

Strategies Modifying the Context of the Painful Procedure

Light Reduction Interventions

These strategies involve minimizing the amount of light the infant is exposed to in order to lower their pain reactivity and stress, either by direct (i.e., covering their eyes) or indirect (i.e., placing a blanket over the infants' incubator) manipulation. Alemdar and Ozdemic found covering infants' eyes during venipuncture to be efficacious at reducing pain responding (76). Another randomized controlled trial by Alemdar demonstrated that covering infants' incubators during peripheral cannulation was also efficacious (77). Additional research on the impact of light reduction on preterm pain responding is required before conclusive statements about its efficacy are made, but the strategy shows promise.

Sound Addition Interventions

These strategies involve exposing infants to soothing sounds such as a reproduction of his or her mother's voice within the womb, designed to help simulate the soothing fetal environment. Results from the 2015 Cochrane Review did not find simulated mother's voice to be efficacious at reducing pain responding (72). More recently, a number of researchers have examined the impact of soothing sounds or music on preterm infant pain responding during various painful procedures.

Chen and Zhou examined the impact of maternal voice stimulation during heel blood collection, illustrating that it is efficacious at reducing behavioral and physiological pain responding (78). Chirico et al. also demonstrated a significant effect of recorded maternal voice for reducing behavioral pain responses during heel lance (79). On the other hand, Alemdar and Ozdemir did not find intrauterine sounds to significantly reduce pain scores during or after venipuncture (76). Alemdar also examined the impact of recorded maternal voice during peripheral cannulation, and found it was not significantly efficacious (77).

Music exposure is another strategy that researchers have examined the impact of for preterm pain responding. Exposure to classical music was found to be efficacious for reducing pain responding during heel lance (80), as was exposure to the music listened to by mothers during pregnancy (81). While studies have yielded mixed results, soothing sounds and music appear promising for reducing preterm infant pain responding.

Smell Addition Interventions

These strategies involve modifying the infants' environment by exposing them to a soothing smell during the procedure, such as their mother's odor, breastmilk odor, lavender, or vanilla odors. One randomized controlled trial examined the effects of breastmilk odor compared with vanilla odor and no odor, illustrating that breastmilk odor lowers pain responding both during and after venipuncture (82). Alemdar and Ozdemir found that various maternal smells, such as amniotic fluid, mother's milk, and mother's odor did not reduce infants' behavioral pain responding during heel stick (83). Breast milk odor also did not significantly reduce pain scores (77). Additional research on the impact of added smells with preterm neonates is warranted.

Multi-Sensory Bundle Interventions

These strategies modify the context in which the painful procedure takes place, combining both direct and indirect pain management strategies (i.e., soothing smells, low lights and noise, non-nutritive sucking, swaddling, etc.). The 2015 Cochrane Review found this type of strategy, labeled environmental modification, not to be efficacious for preterm infants' pain reactivity (within 30 s of the pain stimulus) but was efficacious for improving their immediate pain regulation (after the first 30 s) (72). An increasing number of studies are examining the combined effect of multiple non-pharmacological interventions. One group examined the combination of non-nutritive sucking and swaddling, demonstrating that it is more effective than standard care in alleviating preterm infant pain (84). Other researchers examined a bundle of various strategies, targeting multi-sensory stimulation, such as Behman Vashani et al. who compared multi-sensory stimulation (stimulation of taste, touch, sight, and smell) to standard care and found it to be significantly efficacious (85). Labeled as a developmental care bundle, another group found the combination of environmental modifications, positioning and containment, and oxygen supplementation to be more efficacious than standard care (86). Finally, a recent trial demonstrated the efficacy of the integration of breastmilk odor and taste, heart beat sounds, and NNS for preterm infants during venipuncture (87). While the combination of strategies employed differ, the emerging evidence suggests that multi-sensory bundle interventions are efficacious for preterm pain management.

Strategies Requiring Caregivers to Initiate and/or Maintain Some Contact

Non-nutritive Sucking

This strategy involves the placing of an object (e.g., pacifier, non-lactating nipple) into an infant's mouth to stimulate oro-tactile or sucking behaviors. The 2015 Cochrane Review concluded that NNS was not found to be efficacious for relieving preterm infants' pain reactivity, but it was efficacious for improving immediate pain regulation (72). New evidence, however, suggests that compared with routine care, NNS significantly reduces behavioral pain scores and crying time both during heel stick and recovery (88). NNS is a well-established and validated approach for infant pain management, and further research can help elucidate whether it is impactful for initial pain reactivity in preterm infants.

Swallowing Water

This strategy involves administering water for ingestion without an instrument that would incite extensive sucking (e.g., a dropper). The 2015 Cochrane review demonstrated that swallowing water was not an efficacious strategy for preterm pain management (72) and it was further recommended to no longer explore this approach.

Swaddling

This strategy involves securely wrapping an infant in a blanket to contain the child's limbs comfortably to center. It was found to show promise for preterm infant pain management (72). A randomized controlled trial found that swaddled preterm infants exhibited lower pain scores and faster returns to baseline following blood sampling compared to un-swaddled infants (89). Another recent study also demonstrated that swaddling is efficacious at reducing behavioral and physiological indicators of pain (90). The evidence appears to support the use of swaddling to manage preterm infant pain.

Strategies Incorporating Caregiver Contact

Facilitated Tucking

This strategy involves firmly containing the infant using a caregiver's hands on both head and lower limbs to maintain a “folded-in” or “tucked” position. Pillai Riddell et al. review deemed facilitated tucking to be an efficacious intervention for preterm pain management (72). Another review conducted by Hartley et al. also demonstrated the efficacy of facilitated tucking in this population (75). A recent review by Neto et al. showed that facilitated tucking is associated with a significant reduction in pain compared to routine care, but not compared to opioid or oral glucose administration (74). Following these reviews, a number of randomized controlled trials have examined the efficacy of facilitated tucking for preterm pain management. Ranjbar et al. found facilitated tucking to be less efficacious than oral dextrose in a crossover design during routine blood sampling, but more effective than routine care (91). Taplak and Bayat demonstrated that facilitated tucking was more efficacious than routine care at reducing behavioral pain scores before and after endotracheal suctioning, but not during the procedure (92). Cirik and Effy found that facilitated tucking did not significantly reduce pain during orogastric tube insertion in preterm infants (93). Overall, while there are mixed findings that are potentially due to the inclusion of different painful procedures and timepoints of pain measurement, facilitated tucking continues to be studied and often found to be efficacious.

Touch-Related Interventions

These strategies involve a variety of tactile-based interventions (e.g., traditional massage, Yakson therapeutic touch, stimulating a specific pressure point on the infant's body, and applying pressure to the site of the painful procedure) designed to provide physical counter-stimulation to the nociceptive input. Pillai Riddell et al. found that touch/massage-related interventions were efficacious at reducing pain reactivity but not for immediate pain regulation. A randomized controlled trial examining acupressure found that the technique did not reduce behavioral pain scores but did significantly reduce crying duration (94). However, a cross-over trial by Fatollahzade et al. demonstrated that gentle human touch during endotracheal suctioning significantly reduces pain scores (95). The mixed findings on this technique may be due to the variation of touch-related strategies that are captured in this category, and additional trials will enable future reviews to look at this category more parsimoniously.

Kangaroo or Skin-to-Skin Care

This strategy, otherwise known as skin-to-skin, involves the infant being placed upright on the mother's bare chest providing maximal contact between mother and infant. Twenty-five studies were included in the 2017 Cochrane Review by Johnston et al. (73). The randomized trials in this review were considered mainly to have low risk of bias, but this integrated special consideration that blinding of outcome assessors was not possible in that context. Both physiological and behavioral outcomes were included. Studies indicated that kangaroo care is efficacious in reducing pain responding initially and during recovery from painful procedures. Additional trials have since examined kangaroo care during various procedures, with one illustrating that kangaroo care did not reduce pain compared to standard care during preterm infants' eye examinations (96). Optimal duration of kangaroo care before, during, or after the procedures requires more research.

Breastfeeding/Breastmilk

This strategy entails either direct breastfeeding or administering supplemental breastmilk during painful medical procedures. A Cochrane Review on the topic illustrated the efficacy of breastfeeding at reducing physiological and behavioral pain responding. Supplemental breast milk, on the other hand, showed mixed and unconvincing results (88). Notably, the preterm infants included in that review were stable and relatively healthy. The preterm infants in the NICU may be incapable of direct breastfeeding and may benefit from placement of breastmilk on the tongue. Additional research examining breastfeeding/supplemental breastmilk in the hospitalized preterm infant is warranted.

Additive Effect of Non-pharmacological Interventions

As mentioned earlier, the final group of non-pharmacological trials to be reviewed were trials that examined the additive effect of a non-pharmacological intervention. These types of randomized controlled trials could isolate the “additive” effect by their study design. This research is newly emerging and a result of the ethical shift regarding the acceptability of having a “no-treatment” control in pain management trials. Thus, the question shifts from “is the intervention better than no intervention?” to “does an intervention add significant benefit to another intervention?”.

Additive Effect of Non-pharmacological Interventions on a Non-pharmacological Intervention

This group of studies examined the additive effect of a variety of non-pharmacological interventions (i.e., maternal holding, exposure to warm temperatures, NNS, facilitated tucking, etc.) on another non-pharmacological intervention. One group of researchers illustrated that the addition of the combination of a lullaby and NNS on top of facilitated tucking and holding significantly reduced pain scores during heel lance (97). Another group showed that compared to NNS alone, the combination of NNS and mother's milk odor was associated with significantly lower behavioral pain scores during venipuncture and reduced crying after venipuncture (98). Finally, a trial comparing the efficacy of the combined use of facilitated tucking and NNS did not reduce pain during heel-stick significantly more than NNS alone, but was associated with faster recovery following the procedure (99). In addition to the ethical implications of administering a pain management intervention to all participants, combining non-pharmacological pain management appear to be more efficacious at reducing procedural pain responding in preterm infants than individual strategies.

Additive Effect of Non-pharmacological Interventions on Oral Sucrose

This group of studies examined the additive effect of a variety of non-pharmacological interventions (i.e., maternal holding, exposure to warm temperatures, NNS, facilitated tucking, etc.) on a sweet solution, such as sucrose. Campbell-Yeo et al. demonstrated the additive effect of twin co-bedding on sucrose for physiologic recovery from heel lance (100). The same research team examined the additive effect of kangaroo care on sucrose, demonstrating that they are equally effective at reducing stable preterm infants' distress responding to heel lance but that the combination did not provide additional benefit (101). Magnetic acupuncture on top of sucrose was examined during heel prick and found to be significantly more efficacious than sucrose alone (102). Focusing on repeated procedural pain exposure rather than single procedures, Gao et al. illustrated that the combination of NNS and sucrose was more efficacious than sucrose alone (88). Finally, moving away from skin-breaking procedures, the combination of pacifier and sucrose was shown to be optimally effective during feeding tube insertion (103). Given that sucrose is a common pain management agent for preterm procedural pain, it is important to note the additive benefit of non-pharmacological strategies that most of these trials have demonstrated.

Discussion

Millions of children are born preterm every year. Medical advances in many middle and high income countries have exponentially increased survival, even in situations where the infant is born at just under 23 weeks (104). But their survival comes at the cost of exposure to invasive procedures to save their lives. Preterm infants are uniquely susceptible to the impact of invasive procedures and separation inherent in a NICU stay. It is critical to take into account the neurobiological and psychosocial development of a preterm child when considering options for pain management that use cognitive, behavioral, or context-dependent strategies. The state of the literature on non-pharmacological preterm pain management is continuously growing, with particularly increasing numbers of trials focusing on facilitated tucking and multi-sensory bundles. Clinicians and researchers alike can benefit from examining the breadth of studies and trends within the updated literature.

In terms of research, trialists should continue to conduct well-powered randomized controlled trials on the individual, combined, and additive effect of non-pharmacological interventions for preterm pain management. It is critical for trialists to clearly operationalize pain measurement epochs, the positioning of the child (e.g., who is holding child, details of how child is held or placed in cot), pharmacological factors at time of procedure, and provide clear data regarding the exact nature of the intervention being tested. While most journals have now made CONSORT standards of reporting mandatory, there are still many studies being published without adherence to these recommendations (http://www.consort-statement.org/). A developing positive trend in the literature is the trial structure which enables the examination of additive effects of pain management strategies, driven by the ethical challenges of using no-treatment control groups.

Clinicians are encouraged to incorporate caregivers in as many aspects of pain management as possible. The available evidence suggests that for preterm infants, non-nutritive sucking, facilitated tucking, swaddling, light reduction, multisensory bundle strategies and kangaroo care appear to be efficacious. Combining a non-pharmacological intervention with sucrose as well as two non-pharmacological interventions also appear to be promising ways to manage the iatrogenic pain inherent in a NICU stay. In general, proximity to a caregiver before, during, and after a procedure is ideal practice, and caregivers can be included in pain management strategy implementation when possible. Infants will not learn to associate the caregiver with distress, they will come to associate the caregiver with safety when distressed.

Author Contributions

IS and RPR conceptualized the manuscript. IS wrote the first draft with guidance from RPR. IS and OB carried out the literature searching. IS, OB, and RPR edited and revised it. All authors approved the final manuscript for submission.

Funding

This research is supported by a salary and operating grant award to RPR from the Canadian Institute of Health Research (CPG: 163988). Scholarship funding was awarded to IS from the Ontario Graduate Scholarship, HSBC Bank of Canada, and the Lillian Meighen Wright Maternal-Child Health Graduate Scholarship. Scholarship funding was awarded to OB from the Canadian Institute of Health Research (FBD–170829). IS and OB are trainee members of Pain in Child Health (PICH), a strategic research training initiative of the Canadian Institutes of Health Research.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher's Note

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Keywords: pain, preterm, neonate, non-pharmacological, pain management, neonatal intensive care unit (NICU)

Citation: Shiff I, Bucsea O and Pillai Riddell R (2021) Psychosocial and Neurobiological Vulnerabilities of the Hospitalized Preterm Infant and Relevant Non-pharmacological Pain Mitigation Strategies. Front. Pediatr. 9:568755. doi: 10.3389/fped.2021.568755

Received: 02 June 2020; Accepted: 23 August 2021;
Published: 25 October 2021.

Edited by:

Carlo Bellieni, University of Siena, Italy

Reviewed by:

Sandra Horsch, Helios Kliniken, Germany
Jillian Vinall Miller, University of Calgary, Canada

Copyright © 2021 Shiff, Bucsea and Pillai Riddell. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Rebecca Pillai Riddell, cnByQHlvcmt1LmNh

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