TriSwinUNETR Lobe Segmentation Model for Computing DIR-Free CT-Ventilation

Gabriela Nomura ¹ Aaron Luong ¹ Ananya Prakash ¹ Annabelle Alemand ¹ Tanish Bhowmick ¹ Alisa Ali ¹ Jaimie Ren ¹ Basil Rehani ¹ Girish Nair ² Richard Castillo ³ Yevgeniy Vinogradskiy ⁴ Edward Castillo ^1*

• ¹ The University of Texas at Austin, Austin, United States
• ² Oakland University William Beaumont School of Medicine, Rochester, Michigan, United States
• ³ Department of Radiation Oncology, Winship Cancer Institute, Emory University, Atlanta, Georgia, United States
• ⁴ Department of Radiation Oncology, Thomas Jefferson University, Philadelphia, Pennsylvania, United States

Purpose: Functional radiotherapy avoids the delivery of high-radiation dosages to high-ventilated lung areas. Methods to determine CT-ventilation imaging (CTVI) typically rely on deformable image registration (DIR) to calculate volume changes within inhale/exhale CT image pairs. Since DIR is a non-trivial task that can bias CTVI, we hypothesize that lung volume changes needed to calculate CTVI can be computed from AI-driven lobe segmentations in inhale/exhale phases, without DIR. We utilize a novel lobe segmentation pipeline (TriSwinUNETR), and the resulting inhale/exhale lobe volumes are used to calculate CTVI. Methods: Our pipeline involves three SwinUNETR networks, each trained on 6,501 CT image pairs from the COPDgene study. An initial network provides right/left lung segmentations used to define bounding boxes for each lung. Bounding boxes are resized to focus on lung volumes and then lobes are segmented with dedicated right and left SwinUNETR networks. Fine-tuning was conducted on CTs from 11 patients treated with radiotherapy for non-small cell lung cancer. Five-fold cross-validation was then performed on 51 LUNA16 cases with manually delineated ground truth. Breathing-induced volume change was calculated for each lobe using AI-defined lobe volumes from inhale/exhale phases, without DIR. Resulting lobar CTVI values were validated with 4DCT and positron emission tomography (PET)-Galligas ventilation imaging for 19 lung cancer patients. Spatial Spearman correlation between TriSwinUNETR lobe ventilation and ground-truth PET-Galligas ventilation was calculated for each patient.Results: TriSwinUNETR achieved a state-of-the-art mean Dice score of 93.72% (RUL: 93.49%, RML: 85.78%, RLL: 95.65%, LUL: 97.12%, LLL: 96.58%), outperforming best-reported accuracy of 92.81% for the lobe segmentation task. CTVI calculations yielded a median Spearman correlation coefficient of 0.9 across 19 cases, with 13 cases exhibiting correlations of at least 0.5, indicating strong agreement with PET-Galligas ventilation.Our TriSwinUNETR pipeline demonstrated superior performance in the lobe segmentation task, while our segmentation-based CTVI exhibited strong agreement with PET-Galligas ventilation. Moreover, as our approach leverages deep-learning for segmentation, it provides interpretable ventilation results and facilitates quality assurance, thereby reducing reliance on DIR.