Megan Mantica
Jan Drappatz- Department of Neurology, University of Pittsburgh, University of Pittsburgh Medical Center (UPMC), Pittsburgh, PA, United States
Advances clarifying the genetics and function of the immune system within the central nervous system (CNS) and brain tumor microenvironment have led to increasing momentum and number of clinical trials using immunotherapy for primary brain tumors. While neurological complications of immunotherapy in extra-cranial malignancies is well described, the CNS toxicities of immunotherapy in patients with primary brain tumors with their own unique physiology and challenges are burgeoning. This review highlights the emerging and unique CNS complications associated with immunotherapy including checkpoint inhibitors, oncolytic viruses, adoptive cell transfer/chimeric antigen receptor (CAR) T cell and vaccines for primary brain tumors, as well as reviews modalities that have been currently employed or are undergoing investigation for treatment of such toxicities.
Introduction
Primary brain tumors are tumors that originate within the brain, spinal cord, and spinal fluid. CNS tumors are relatively uncommon in the United States with 25,000 cases annually and represents 1.3% of all new cancer cases (1). Primary brain tumors are classified by histopathologic criteria and immunohistochemical (IHC) data according to the World Health Organization (WHO) Classification of Tumors of the CNS published in 2021 (2). CNS tumors are a diverse constellation of over one hundred different histological subtypes with distinct epidemiology, clinical characteristics, prognosis, and treatments (3). While more than half of all primary CNS tumors are benign, they can cause significant morbidity, and the more aggressive tumors have high mortality often with limited effective treatment options in the recurrent setting. Glioblastoma Multiforme (GBM) is the most common primary malignant brain tumor in adults and despite aggressive treatment with surgery, radiation (RT) and chemotherapy, prognosis remains poor with limited effective treatment options in the recurrent setting with an expected five-year survival rate of less than 5% (2).
Treatment of recurrent GBM and other high grade gliomas (HGG) outside of clinical trials often involves re-resection, re-irradiation with either short course fractionated radiation or single fraction stereotactic radiosurgery, temozolomide re-challenge, lomustine or bevacizumab (4). There have been multiple clinical trials combining therapeutic agents, but thus far, have shown no improvement in outcome (4). As such, there is an urgent need for novel therapeutic agents and combination regimens for treatment of recurrent HGG.
Given the robust response to immunotherapy observed in other cancer types, immunotherapy is an appealing treatment option for recurrent malignant CNS tumors including HGG and GBM. The emergence of immune checkpoint inhibitors (ICIs) for solid tumors and chimeric antigen receptor T (CAR T) cells for liquid tumors has led to substantial tumor response and improved survival multiple extra-cranial cancer types (5–7) and is increasingly used in patients with secondary brain metastases (8). However, neurologic toxicities associated with immunotherapy can limit the potential anti-tumor effects, can involve the entire neuroaxis leading to permanent discontinuation of therapy and can cause significant morbidity and even mortality (9). Diagnosing CNS toxicity in patients with primary brain tumors have unique and distinct challenges given the overlapping presentations of immune-related toxicity, tumor pseudoprogression and true tumor progression. Many symptoms such as fatigue, confusion, and headache are non-specific and difficult to classify into a specific neurologic syndrome and are often underrecognized and underreported and has not been studied systemically in patients with primary brain tumors. As a result, there is substantial variation in reporting of adverse events among publications and there may be a bias towards reporting severe events in the literature. Given the emergence of a substantial number of immunotherapy trials for primary CNS tumors, there is an urgent need to further understand the spectrum of immune-related neurological CNS toxicity that can occur and optimally manage these immune related adverse events. This review highlights the emerging and unique CNS complications associated with immunotherapy including checkpoint inhibitors, oncolytic viruses, adoptive cell transfer/chimeric antigen receptor (CAR) T cell and vaccines for primary brain tumors.
Methods
Objective
To evaluate the CNS complications associated with immunotherapy for primary brain tumors including checkpoint inhibitors, oncolytic viruses, adoptive cell transfer/chimeric antigen receptor (CAR) T cell and vaccines; and to prepare a review on the available evidence.
Criteria for considering studies for this review
Types of studies: Randomized controlled trials (RCTs), quasi‐randomized trials, non‐randomized studies, and controlled before‐and‐after studies that include relevant concurrent comparison groups. We do not expect to find cluster‐randomized trials. In view of the limited number of trials in primary brain tumors, we included case‐control studies, studies without a control group, case series and case reports. Studies included a minimum of 1 participant.
Types of participants: People aged 6 months of age and older diagnosed with a primary brain tumor according to 2021 WHO Classification of Tumors of the Central Nervous System. Participants with new diagnosis, first and subsequent recurrences were included.
Types of interventions: Any active immunotherapy treatment (checkpoint inhibitors, oncolytic viruses, adoptive cell transfer/CAR T cell and vaccines) or treatment combination compared with another active treatment (surgical resection, radiation, chemotherapy).
Primary outcomes
Severe adverse events (grade 3 or higher according to a standardized measurement tool, such as the Common Terminology Criteria for Adverse Events (CTCAE) v 5.0)
Incidence of pseudoprogression (according to a standardized measurement tool, such as Response Assessment in Neuro-Oncology (RANO) or Immunotherapy Response Assessment in Neuro-Oncology (iRANO)).
Search methods for identification of studies
Electronic searches: For evidence on the safety and incidence of serious adverse events in the CNS, we will prepare the search strategies and conduct the searches of the following databases from 1990 onwards. We will use Cochrane Central Register of Controlled Trials (CENTRAL), in the Cochrane Library; MEDLINE Ovid (from 1990 onwards); Embase Ovid (from 1990 onwards), and PubMed (from 1990 onwards).
Adoptive cell transfer/CAR-T cell
Adoptive cell transfer or T-cell therapy is a form of cancer immunotherapy involving the autologous or allogeneic transplant of tumor-infiltrating lymphocytes (TILs) or genetically modified T cells expressing novel T-cell receptors or chimeric antigen receptors (CAR-T cell therapy). Adoptive cell transfer has shown remarkable success in the treatment of hematologic malignancies and is a promising therapy for the treatment of other solid malignancies, including brain tumors. CAR-T cells are synthetically engineered cells that express a chimeric antigen receptor against specific tumor antigens without major histocompatibility complex (MHC) molecules or antigen presenting cells and then can individually activate multiple immune cells and secrete cytokines to promote effector function and cell trafficking allowing self-amplification and improved T cell response (10, 11). Although the first CAR-T cells were developed in 1987, progress and discoveries in their anti-tumor function have led to several generations of CAR T engineering now with fourth generation CAR T compositions termed ‘armored CAR’ or TRUCKs (T-cells Redirected towards Universal Cytokine Killing). TRUCKs are specific armored CAR T cells that modulate the tumor microenvironment by secreting cytokines to interfere with the immunosuppressive cytokine profile to increase anti-tumor activity of the CAR T cells and tissue-resident immune cells (12). CAR T cells have been shown to be highly efficacious against chronic lymphoblastic leukemia (CLL), acute lymphoblastic leukemia (ALL) and diffuse large B cell lymphoma (DLBCL) leading to FDA approval of two CD19 antigen-specific CAR T cell products, tisagenlecleucel (CTL019, Kymriah©) and axicabtagene ciloleucel (Yescarta©), for the treatment of refractory B cell hematologic malignancies (13). Given the promising results in extracranial malignancies, the use of adoptive cell transfer is emerging as a potential therapeutic option for patients with brain cancers.
Single antigen CAR T cell therapies are under investigation in malignant brain tumors, including glioblastoma multiforme (GBM), the most common malignant brain tumor in adults, medulloblastoma, ependymoma and diffuse intrinsic pontine glioma in pediatric patients. Several molecules have been identified as potential tumor antigens for CAR T cell therapy targeting primary brain tumors through immunohistochemical (IHC) analysis including EGFR/EGFRvIII, IL13Rα2, HER2 and B7-H3 (14). Ideally, tumor antigen targets should be expressed on all cancer cells within a primary tumor, but minimally expressed on normal tissues to avoid killing of normal cells by the CAR T cells. Non-specific targeting can lead to toxicity and cytokine release syndrome (CRS), which is a potentially significant and well described side effect of CAR T cell therapy.
Neurotoxicity is one of the most common and potentially fatal complications of CAR T cell therapy with an incidence ranging from 2% to as high as 60%–70% (7, 15, 16). Symptoms range from mild delirium, language dysfunction to seizures, coma, and fulminant intracerebral edema (17, 18). This syndrome of neurological adverse events is designated “immune effector cell-associated neurotoxicity syndrome” (ICANS) by the American society of Transplantation and Cellular Therapy. The variability in incidence noted in hematologic malignancies is attributed to the incidence of CRS, type of malignancy, properties of individual CAR constructs and differences in grading schemes. Unlike hematologic malignancies in which there is expression of a single tumor antigen, solid tumors have significant antigen heterogeneity and many antigens associated with solid tumors are also expressed on healthy tissue, increasing the risk of off-target toxicity. In solid tumor malignancies, CRS is less well defined and incidence of ICANS is not well reported with setback in June of 2021 for the use of CAR T in solid tumors after Tmunity Therapeutics halted its phase 1 clinical trial of prostate-specific membrane antigen (PSMA)-directed, TGF- β sensitive CAR T cells for prostate cancer after two fatalities from ICANS.
The presence of baseline neurological disorders or magnetic radiographic imaging (MRI) changes is reported to increase the risk of ICANS and has led to a cautious use of CAR T in patients with known CNS involvement of leukemia or lymphoma (19, 20) and presents potential additional risk factor in patients with primary brain tumors, whom at baseline often have neurological deficits and distinguishing between ICANS and tumor progression, tumor pseudoprogression or non-specific neurological symptoms such as headache, confusion, fatigue and altered mental status presents a unique challenge. Expanding on this specific and unique toxicity profile in patients with primary brain tumors, neurological symptoms related to CAR T cell mediated inflammation in sites of CNS disease has been termed by Majzner et al., 2022 as ‘tumor inflammation-associated neurotoxicity’ (TIAN). They describe two categories if TIAN: the first category of TIAN relates to increased intracranial pressure (ICP) intracranial space constraints secondary to inflammation-induced tissue edema and/or obstruction of CSF flow; the second category of TIAN relates to primary dysfunction of brain or spinal cord structures affected by inflammation manifested as transient worsening or recrudescence of pre-existing symptoms. The authors propose TIAN as an emerging classification of ICANS for tumors in the CNS (21). Adopting this terminology, in this review we will refer to CNS-associated CAR-T neurological complications as TIAN.
In 2015, Brown et al. performed a first in human pilot study assessing the feasibility, safety, and toxicity of intracranial administration of first-generation autologous interleukin-13 receptor subunit alpha-2 (IL13Rα2)-specific CAR CD8+ T cell clones for the treatment of recurrent high-grade glioma (WHO grade III and IV) following tumor resection. The IL13 Rα2 is a monomeric receptor for interleukin 13 that is present in up to 60% of GBMs and is associated with the activation of proinflammatory and immune pathways (22). Overexpression of IL13 Rα2 activates the phosphatidylinositol-3 kinase/AKT/mammalian target of rapamycin pathway, leading to poor prognosis and increased tumor invasiveness in GBM (23). Intracranial delivery of the IL13-zetakine+ CTL clones into the resection cavity of three patients with recurrent high-grade glioma (HGG) via Rickham catheter placement was well-tolerated with all three patients reporting grade 3 headaches and one patient with shuffling gait and tongue deviation attributed to neurologic toxicity from CAR T requiring hospital admission and treatment with single infusion of 10mg intravenous dexamethasone. All three patients were noted to have increase in gadolinium contrast enhancement on MRI immediately following CAR T administration and 2/3 had decreased contrast enhancement on follow-up MRI after a few months (24). This established the feasibility and safety of locally delivered autologous CAR T cells without development of serious treatment-associated side effects.
Following this pilot trial, Brown and colleagues 2016 modified the IL13Rα2-targeted CAR T cells by incorporating 4-1BB (CD137) co-stimulation and a mutated IgG4-Fc linker to improve antitumor potency, improve T-cell persistence and reduce off-target Fc-receptor interactions. They report on a single patient with multifocal recurrent glioblastoma with leptomeningeal disease with five intracranial lesions and spinal cord drop metastases that showed evidence of a complete response according to Response Assessment in Neuro-Oncology criteria after 16 cycles of treatment with six intracavitary infusions and 10 intraventricular infusions. Infusions were not associated with Grade 3 or higher toxicity. Grade 1 and 2 events were observed within 72 hours after CAR T cell infusions including headaches, generalized fatigue, myalgia, and olfactory auras (25). However, the use of concurrent dexamethasone dosed upwards of 4mg daily may have influenced the reported safety profile. This study further corroborated the safety and feasibility of intracavitary and intraventricular delivery routes.
Epidermal growth factor receptor variant III (EGFRvIII) targeting CAR T cells are also being tested in patients with recurrent GBM. EGFRvIII results from an in-frame deletion of exons 2–7 of the EGFR gene and is the most common mutation of this receptor that occurs in upwards of 30% of GBM patients (26). In a pivotal phase 1 clinical trial by O’Rourke et al., 2017 (16), the most common CNS neurologic adverse events included dysgeusia, headaches, cranial neuropathies (facial and hypoglossal nerve weakness), lethargy, dysarthria, and dizziness. Three participants experienced clinically significant neurologic adverse events associated with EGFRvIII CAR T infusion with grade 4 cerebral edema, grade 3 seizure and altered mental status and grade 3 intracerebral hemorrhage. For intracerebral edema and seizure, siltuxumab (anti-IL-6) and high dose steroids were administered for treatment to treat the hypothesized intracranial cytokine release (27). Likewise, Goff et al., 2019 evaluated the use of IV administration of EGFRvIII CAR T therapy in 18 patients with recurrent glioblastoma. No neurological DLTs were noted, but evidence of grade 2 neurologic symptoms or suspected seizure activity was observed in 10/18 patients resulting in corticosteroid adjustment in four and antiseizure medication adjustment in three participants (28).
B7-H3 (CD276) is a type I transmembrane protein that plays a critical role in the activation or inhibition of T-cell function, is highly overexpressed in a wide range of cancers and correlates with negative clinical outcomes and poor prognosis. Tang et al., 2021 noted transient disease regression of a single patient with recurrent GBM after administration of B7-H3 targeted CAR-T (29). They reported grade 2 headaches associated with intracavitary administration of CAR-T.
Human epidermal growth factor 2 (HER2) is a transmembrane glycoprotein that is expressed in several CNS tumors including GBM, ependymoma, and medulloblastoma, but no expressed in normal brain tissue, making it an appealing target for immunotherapy given on-target specificity with limited off-target potential toxicity (30). Ahmed et al., 2017 evaluated the safety and feasibility and the anti-glioblastoma activity of IV HER2 CAR T therapy in recurrent pediatric and adult HER2-positive glioblastoma. 17 patients were evaluated (10 adult patients and 7 pediatric patients with rage 10-69 years). The authors report that infusions were well tolerated and no neurologic DLTs observed. No grade 3 or 4 neurological toxicities were reported and only three grade 2 adverse neurological events attributed to CAR T infusion were observed with two grade 2 seizures and one grade 2 headache (31). Use of corticosteroids and/or antiseizure medications was not clarified.
The most recent study to date by Majzner et al., 2022 is a phase 1 dose-escalation trial of autologous GD2-CAR T cells in children and young adults with pontine and spinal cord H3K27-mutated diffuse midline gliomas (21). This study evaluated the safety and tolerability and identified the recommended phase II dose of engineered disialoganglioside GD-2 CAR T cell infusion. They describe four patients who underwent first-in-human treatment with intravenous and intraventricular GD-2 CAR T cells. There were significant associated and anticipated neurological toxicity termed TIAN including cranial nerve symptoms, elevated ICP with hemiplegia, extensor posturing, and clinically significant cerebral edema, headache, hydrocephalus, and transient worsening of baseline neurological symptoms. Increased ICP was reported in 2/4 patients and requires CSF drainage from Ommaya reservoir followed by administration of anakinra (IL-1R antagonist) and corticosteroids. Transient worsening of baseline neurological symptoms was treated with anakinra, tocilizumab and/or corticosteroids with improvement back to baseline neurological examination (21). Given the location of diffuse midline gliomas involvement in the brainstem, anticipated development of neurological symptoms with a predetermined treatment algorithm was conducted and included placement of Ommaya reservoir to monitor ICP, removal of CSF via Ommaya reservoir, hypertonic saline, anti-cytokine agents (anakinra and tocilizumab) and corticosteroids. The prompt recognition and early treatment to mitigate neurologic toxicity enabled the safe and feasible delivery of intravenous and intraventricular administration of GD-2 CAR T therapy. This study highlighted the main categories of TIAN as it related to ICP and inflammation-induced cerebral edema and transient recrudescence of baseline neurological symptoms and underscored the need for clear and timely management algorithms to mitigate potentially fatal treatment associated toxicity.
In hematologic malignancies, treatment of CRS often targets elevated cytokines (most elevated cytokines typically seen are IL-10, IL-6 and INF- γ) and is managed using corticosteroids interleukin-6 blockade (32, 33). IL-6 blockade via tocilizumab or siltuximab have shown dramatic reversal of severe CRS in patients treated with CART-19 and is actively being studied in other therapies (34, 35). However, there is some controversy regarding the use of Tocilizumab for ICANS in absence of CRS given poor blood brain barrier penetration and potential shunting of IL-6 to the CSF and worsening ICANS. In the Zuma-1 trial (cohort 3), patients were treated with prophylactic tocilizumab in combination with CART19 resulting in reduction in severe CRS, but there was a trend toward increased ICANS rates and severity thought to be due to peripheral IL-6 receptor blockade resulting in shunting of IL-6 to the CSF space and worsening CNS toxicity (36, 37). The use of IL-6 blockade for treatment of CAR T associated neurotoxicity in primary brain tumors is not well described with paucity of literature demonstrating efficacy in improvement in neurological symptoms after IL-6 blockade. In hematologic malignancies, the standard approach for treatment of ICANS includes supportive care and administration of corticosteroids. Novel approaches to inhibit inflammatory cytokines are being investigated including use of IL-6 inhibitor, siltuximab (38), Il-1 inhibitor, anakinra (39), and granulocyte-macrophage colony-stimulating factor neutralization with lenzilumab (40) and endothelial protection using debfibrotide (41).
Another potential method of managing TIAN is incorporation of safety switches either by inclusion of transgenic enzymes selectively activated by a cytotoxic pro-drug known as suicide genes such has herpes simplex virus-thymidine kinase or inducible caspase 9 or by expression of surface molecules such as CD20 or EGFR that can be targeted using clinically approved monoclonal antibodies (42–44). Suicide genes engineered into the CAR T cells provide a switch to induce apoptosis of CAR T cells to prevent potentially toxic immune stimulation and reverse CRS (44, 45). While suicide gene iCasp9 was incorporated into the GD-2 CAR T construct, the engineered suicide switch was not utilized given absence of life-threatening toxicity that was refractory to IL-6 blockade and corticosteroids (21).
Vaccine therapy
Vaccine therapy for primary brain tumors is based on the tumor-specific response to the introduction of foreign antigens to antigen presenting cells to induce and enhance the immune system to eradicate the tumor. Antigen targets for vaccines are classified into two broad categories: 1) tumor-associated, which are over-expressed in tumors such as survivin and Wilms tumor 1 in GBM, or 2) tumor-specific, which are exclusively expressed by tumor cells such as EGFRvIII and isocitrate dehydrogenase (IDH) R132H in GBM and astrocytoma grade 4 (46, 47). Another vaccine target is neoantigens, which are proteins that arise from mutations within tumor cell and typically vary between cells and between individuals. Neoantigen vaccines utilize personalized sequencing data from whole exome and RNA of individual patient’s tumor to identify specific individual mutations (48). Many potential tumor antigens do not originate from mutations but are the result of overexpression of normal proteins. This is the case with tumor-associated antigens that are also expressed in other tissues and targeting the antigen may lead to off-target effects and toxicity (49).
Broadly, the basis of primary brain tumor vaccine therapy starts with two main vaccine platforms including peptide vaccines and nucleic acid vaccines (DNA or RNA) that are then packaged into a vehicle including either dendritic cells, viral vectors, heat shock proteins, or montanide, then paired with an adjuvant such as tetanus toxoid, poly-ICLC, imiquimod, GM-CSF, or immune-checkpoint inhibitors to boost the efficacy of the vaccine (50). Vaccines are given intra-nodally, intramuscularly, intra-dermally or intravenously and are presented by antigen presenting cells (APCs) to T cells in the lymph node then primed T cells migrate to the tumor site where they mount an anti-tumor response (50). To date, there are over 150 clinical trials incorporating vaccine therapy for treatment of gliomas. Given the considerable number of clinical trials in primary brain tumors utilizing vaccine therapy, highlighting the potential CNS toxicity of such treatments is imperative for ongoing safe and novel vaccine therapy approaches in primary brain tumors. Vaccine therapy in CNS tumors has been developed over the last 30 years (Table 1) with the first vaccine trial in 1993; yet, to date, there have only been three vaccines that have reached phase III clinical trials: Rindopepimut, DCvax, and PPV (51–53).
Table 1 CNS Toxicity of Primary Brain Tumor CAR-T Trials.
Peptide vaccines are short chain 20-30 amino acids sequences that are synthesized to form an immunogenic peptide molecule representing a specific epitope of an antigen in order to induce activation of T cells (54). In GBM, peptide vaccines are some of the most commonly used vaccine platforms. EGFRvIII, CMV pp65, TERT, IDH1, surviving, WT1 have been used as single-antigen peptide and include epitopes of tumor-associated or GBM-specific antigens (55, 56). The seminal phase III clinical trial ACT IV investigating the use of Rindopepimut, a peptide vaccine targeting the EGFR deletion mutation EGFRvIII, plus temozolomide in newly diagnosed GBM in its failure to improve OS highlighted the limitation of single-antigen approach due to tumor heterogeneity and immune selection (51). Importantly, this trial also demonstrated the safety and tolerability of peptide vaccines as it related to CNS toxicity. The most common grade 3-4 CNS adverse events compared to control included brain edema (2% vs 3%), seizure (2% vs 2%), and headache (2% vs 3%). There was no evidence for increased toxicity that might theoretically arise due to Rindopepimut-induced immune infiltration of the brain such as cerebral edema or seizure (51). Similar CNS adverse events were reported in the phase II ReACT trial of Rindopepimut plus bevacizumab, again without evidence for increased CNS toxicity related to the peptide vaccine (57). Another pivotal advance in vaccine therapy for primary brain tumors is the use of cytomegalovirus (CMV) phosphoprotein 65 (pp65), which is tumor-specific and not present on normal brain tissue (58, 59). Preliminary results of the Phase I trial PRiME (NCT03299309) which is testing the peptide vaccine PEP-CMV in malignant glioma and
medulloblastoma patients has demonstrated no grade 3 or 4 toxicities related to the vaccine and thus far no report of CNS toxicity attributable to the vaccine (59).
Another tumor-specific single antigen vaccine that has been studied is IDH1 (55, 60). Eighty percent of low-grade gliomas have an IDH1 mutation, of which IDH1 R132H substitution is the most common. Three phase I clinical trials have studied peptide vaccines targeting IDH1R132H including NOA-16 (NCT02454634), RESIST (NCT02193347) and AMPLIFY-NEOVAC (NCT03893903) and one trial that is pending ViCToRy (NCT05609994). NOA-16 evaluated patients with grade III or grade IV IDH1R132H mutation astrocytoma and the RESIST trial evaluated patients with grade II astrocytomas. Pseudoprogression in peptide vaccine arm versus control was 37.5% vs 16.7% without apparent association with age, extent of resection, standard of care treatment or WHO grade. In NOA16, pseudoprogression was associated with the onset of peripheral IDH1-vaccine-induced immune responses and was restricted to patients with transient or sustained T cell immune responses (60, 61). Additional tumor-associated antigens have been tested including survivin (phase II study of SurVaxM vaccine in newly diagnosed GBM: NCT02455557) and WT1 (multiple clinical trials underway using DSP-7888 for pediatric HGGs and progressive GBM) (62). Final data from the phase 2a single-arm trial of SurVaxM for newly diagnosed glioblastoma evaluated 63 patients with newly diagnosed GBM with no serious adverse events (63).
A major challenge with single agent peptide vaccines is the potential for tumor immune escape. As such, clinical trials have investigated multiple agent peptide vaccine targets. A trial by Pollack et al., 2014 used glioma-associated antigen (GAA) vaccine consisting of EphA2, interleukin-13 receptor alpha 2 (IL-13Rα2), and survivin in HLA-A2–positive children with newly diagnosed brainstem glioma and HGG. Twenty-six children were enrolled, 14 with newly diagnosed BSG treated with irradiation and 12 with newly diagnosed BSG or HGG treated with irradiation and concurrent chemotherapy. Five children (19%) had symptomatic pseudoprogression, which responded to dexamethasone and was associated with prolonged survival. Two children developed acute neurological worsening several months after vaccination, one with central hyperventilation and one with multiple cranial neuropathies resulting in aspiration pneumonia and necessitating intubation. MR imaging demonstrated increased tumor size and enhancement during vaccination followed by radiographic stabilization. Four of five children with BSG and pseudoprogression survived at least 18 months after diagnosis versus two of 15 without pseudoprogression (64). Other early phase I and I/II clinical trials investigating multiple antigen targets using IMA950, a combination of 11 tumor-associated antigens, in newly diagnosed GBM and IMA950/polyinosinic-polycytidylic acid stabilized with polylysine and carboxymethylcellulose (ICLC) in newly diagnosed high grade astrocytomas. Both trials demonstrated that multi-antigen peptide vaccines were safe and well tolerated. However, the most common SAE reported was seizures 8/39 (20%) and 9/19 (47%), respectively (65, 66). Pseudoprogression was observed in 4/19 (22%) in the IMA950/poly-ICLC trial and observed most frequently after the fourth vaccination (65). Pseudoprogression was treated with high dose steroids followed by a steroid taper over 10 days with radiographic improvement in cerebral edema with minimal tumor progression. It was felt that there was no association between residual tumor volume and extent of cerebral edema, and the occurrence of increase edema was not thought to be associated with modification of the vaccine formulation (65).
Based on the current early phase clinical safety data utilizing peptide vaccines either single-antigen or multi-antigen peptide targets, the most common CNS toxicities are cerebral edema or pseudoprogression, seizures and headaches. Although there are clearly a limited number of clinical trials and small samples sizes for comparison, the percentage of participants within the trials that develop pseudoprogression appears similar between single-antigen and multi-antigen peptide vaccines. More studies are needed to compare the rates of pseudoprogression and any association with the number of antigen targets presented.
Another common vaccine platform used in primary brain tumors are nucleic acids (DNA or RNA). DNA-based vaccines are currently being studied in clinical trials in GBM (NCT03491683, NCT04015700, NCT02718443). This platform utilizes the method of encoding tumor-associated antigens and immune-stimulating cytokines into bacterial DNA plasmids that are then inserted into host cells resulting in presentation on both MHC Class I and II molecules to activate innate immune response (67). The interim analysis for the phase I/II study using DNA vaccines INO-5401 and INO-9012 combined with PD-1 antagonist cemiplimab in newly diagnosed GBM thus far has reported tumor inflammation (7.7%) and seizures (7.7%) as the second and third most common adverse event following thrombocytopenia (11.5%) (68). RNA-based vaccines are actively being investigated, but to date, no clinical data is available pertaining to CNS toxicity of RNA nucleic acid vaccine platform.
One of the most used vaccine vehicles is dendritic cells (DCs). DCs are antigen presenting cells (APCs) that traffic via the tumor draining lymph nodes of the brain to the deep cervical lymph nodes, capture and present exogenous antigens via MHC Class I molecules to stimulate CD8+ T cells and induce an adaptive and innate immune response. As such, DCs are an ideal vehicle for vaccines in CNS tumors (69). DC vaccines are derived from patient-derived DCs from peripheral blood cultured ex vivo with pro-inflammatory cytokines such as IL1beta, TNF-alpha and PGE1 (70). They are then pulsed with antigens including peptides, tumor RNA, tumor-associated antigens, tumor-derived exomes, and tumor lysates (70). DC vaccine studies in CNS tumors have explored multiple types of loaded antigens including various tumor-associated, tumor-specific, and neo-antigen peptides and nucleic acids. There are four main categories of DC vaccines: single tumor antigens, multiple antigens, autologous whole-tumor lysate, and glioma stem cells (50). Over 30 clinical DC vaccines clinical trials have been performed between 2001 and 2022 in primary brain tumors across these broad categories with majority of trials reporting minimal to no neurologic toxicity (Table 1).
Single tumor antigen dendritic cell vaccines use single antigen targets such as EGFRvIII packaged into a dendritic cell vehicle. One of the early studies evaluating the use of tumor-specific DCs vaccines targeting EGFRvIII in glioblastoma is the phase I trial by Sampson et al., 2010. Patients underwent leukapheresis to obtain peripheral blood mononuclear cells (PBMC) for DC generation and pulsed with PEPvIII that spans the fusion junction of EGFRvIII conjugated to keyhole limpet hemocyanin and bathed with cytokines TNF-alpha and IL-6. Twelve patients received three vaccines in equal doses two weeks apart then followed without additional therapy until radiographic or clinical progression. Toxicity was reported as minimal, and there were no adverse events exceeding grade 2 toxicity at any of the DC doses tested (71). There was no report of CNS neurotoxicity. Several other early phase I and I/II studies evaluating single tumor antigen pulsed DCs have similarly shown minimal overall toxicity and paucity of CNS neurotoxicity (Table 1) including a phase I trial for recurrent GBM I which patients received DCs pulsed with WT1 (72, 73) and a phase I trial of IL-13Ra2 pulsed DCs (74). Likewise, the use of DCs pulsed with mRNA encoding CMVpp65 antigen has been studied by Batich et al., 2017. Eleven patients with newly diagnosed GBM received dose-intensified temozolomide and three doses of CMVpp65 DC vaccine. No patients experienced neurologic AEs related to the pp65-DC vaccine (75). Batich et al. conducted three sequential clinical trials using CMVpp65 DC vaccines in patients with newly diagnosed GBM. Pooled results from the three separate trials demonstrated that nearly 1/3rd of the GBM patient population receiving CMV-specific DC vaccines resulted in exceptional long-term survival and no reported CNS specific neurotoxicity (76).
One proposed benefit of DC vaccine use over other immunotherapy treatments such as adoptive cell transfer is that DC vaccines can be pulsed with multiple target antigens to generate an immune response to a variety of targets and potentially overcome innate limitations in immunotherapy due to the heterogeneity of high-grade brain tumors. However, as the number of multiple antigen targets increases, the theoretical risk for off-target toxicity remains a concern (70). Several trials utilizing multi-agent DC pulsed vaccines have been studied to date including (72, 77, 78). The largest multi-peptide pulsed DC vaccine study is the phase II study of ICT-107, an autologous DC vaccine targeting six antigens on both tumor and cancer stem cells including HLA-A1–restricted, melanoma-associated antigen-1 (MAGE-1) and antigen isolated from immunoselected melanoma-2 (AIM-2), and the HLA-A2–restricted, human EGFR-2 (HER2/neu), tyrosinase-related protein-2 (TRP-2), glycoprotein 100 (gp100), and IL13 receptor alpha 2 (IL13Rα2). The specific targeted antigens were selected given high expression in GBM tumors with all six expressed in 83% of tumors (79). Notably, the multi-agent DC pulsed vaccines had minimal neurological toxicity with two trials reporting no neurologic toxicity (72, 77) and a single trial demonstrating modest neurologic toxicity compared to placebo with reported Grade 2 headaches (2.5% vs 16.3%), convulsions (8.8% vs 14%), partial seizures (6.3% vs 2.3%), and hemiparesis (5% vs 4/7%) and four grade 3 convulsions (5% vs 2.3%) (78). It is unclear whether the reported adverse events are related to DC vaccination administration or clinical neurological complications secondary to underlying high grade brain tumors, especially given unremarkable rates of neurologic events compared to placebo. While there are limited number of clinical trials using multi-agent pulsed DC vaccines, to date, there does not appear to be an increased number of reported neurologic adverse events compared to single-agent pulsed DC vaccine administration.
Another commonly and extensively studied approach to DC vaccination is the use of autologous surgical specimen tumor lysate pulsed DC vaccines, which offers a personalized approach unique to a patients’ individual tumor profile and allows immune presentation of neo-antigens and tumor-associated antigens (70). Like multi-peptide pulsed DC vaccines, this approach confers a potential risk for aberrant or indiscriminate antigen presentation and off-target toxicity. However, the theoretical increase in CNS toxicity has not materialized in several clinical trials to date with over twenty phase I, II and III clinical trials from 2001-2020 showing minimal neurologic toxicity (Table 1). A recent study by Bota et al., 2022 of 57 patients treated with Aivita GBM vaccine (AV-GBM-1) noted neurologic AEs attributed to the DC vaccine including headache (37%), seizures (33%), focal neurological deficits (28%), fall (18%), dizziness (18%), cerebral edema (16%), and confused/forgetful (11%) (80). There were noted 55 SAEs in total with 32/55 consider CNS SAEs including: seizures (16), falls (7), focal weakness (6) and cerebral edema (3); and one patient discovered decreased at home after refusing to go to the hospital after a fall two days prior, with immediate cause of death unclear (80). The largest tumor-lysate DC vaccine trial is the ongoing phase III randomized, double-blinded, placebo-controlled clinical trial of autologous tumor lysate-pulsed DC vaccine (DCVax®-L) for newly diagnosed glioblastoma (79). The interim analysis of 331 intention to treat (ITT) participants showed 93 (28.1%) patients with grade 3 or 4 adverse events related to ‘nervous system disorders’, with report of only 3 patients (0.9%) with cerebral edema and 2 patients (0.6%) reported seizures. Of note, the 28% nervous system disorders observed was not further delineated in this interim report and it was noted that the rate of adverse events was comparable to standard of care alone (79).
An emerging DC vaccination approach within the last several years is the use of glioma stem cells or cancer stem cells (CSC) pulsed DC vaccines. CSCs in brain tumors are defined by functional characteristics that include sustained self-renewal, persistent proliferation, and tumor initiation upon secondary transplantation (81). Two recent trials by Ogino et al., 2022 and Hu et al., 2022 tested the use of DCs pulsed with CSC for the treatment of low-grade gliomas and newly diagnosed and recurrent GBM, respectively. Hu et al., 2022 reported no neurologic toxicity associated with CSC DC vaccination (82) and Ogino et al. (83) reported occurrence of headaches (n=16), dizziness (n=3) and seizures (n=1) with multiple events in same participants, although no grade was assigned (82, 83). Overall, this approach is similar to tumor lysate pulsed DC vaccine and thus far shows a modest safety profile.
Checkpoint inhibitors
Checkpoint inhibitors have been extensively studied in GBM treatment given their promising results in other solid malignancies. Through blocking of the tumor’s PD-L1 binding sites to T-cells, checkpoint inhibitors allow for T-cell activation, immune surveillance, and tumor recognition. Conversely, T-cells also have ability to induce adverse autoimmune-mediated complications (84). In addition to directly tumor associated complications such as cerebral edema, headaches or increased neurologic deficits, stimulation of autoantibody production can lead to cross-reactivity with antigens found on normal brain and nerve tissue (84).
Checkpoint inhibitor induced autoimmunity includes a wide spectrum of illnesses including hypophysitis, CNS vasculitis, meningoencephalitis, myositis, retinopathy, posterior reversible encephalopathy, myasthenia gravis, cerebellar degeneration, neuropathy, polyradiculopathy, autoimmune encephalitis, and progression of multiple sclerosis and has been described elsewhere (84). However, the incidence of checkpoint inhibitor induced central neurotoxicity in trials of patients with primary brain tumors has been low.
Several prospective trials have evaluated checkpoint inhibitors in patients with glioblastoma alone or in combination with standard therapy, i.e., bevacizumab in the relapsed setting or radiation and temozolomide for newly diagnosed glioblastoma (Table 2). Reported efficacy in all published phase 2 and 3 studies has been low, except for patients with mismatch repair deficiency (126) and in the context of small studies evaluating neoadjuvant PD-1 inhibitor use (summarized in Table 2). For example, a study by Cloughesy et al. randomized recurrent glioblastoma patients undergoing surgery to a single dose of neoadjuvant pembrolizumab versus no neoadjuvant dose prior to surgery, followed by adjuvant pembrolizumab in both arms (127), demonstrating an improvement in progression free survival (3.3 versus 2.4 months) and overall survival (13.7 versus 7.5 months) in patients who received pembrolizumab neoadjuvantly. The trial also demonstrated induction of TIL functional activation and production of an interferon (IFN)-γ response within the tumor. Headache and muscle weakness were the only treatment related neurologic toxicities in 47% and 50% of patients. Similar toxicities are commonly reported treatment-related adverse events in patients with central nervous system tumors; in fact, several of these adverse events were deemed unlikely to be related to the study drug but were included for completeness of data reporting. Other surgical window of opportunity trials are summarized in Table 3.
Table 2 CNS Toxicity of Primary Brain Tumor Vaccine Trials.
Table 3 Phase II/III trials of checkpoint inhibitors in glioblastoma.
Checkmate 548 evaluated the role of nivolumab in newly diagnosed glioblastoma in combination with standard of care (SOC) radiation and temozolomide therapy. The most frequent neurological adverse events in both arms were headache (Nivolumab + SOC, 9.3%; Placebo+ SOC, 5.9%) and dysgeusia (Nivolumab + SOC, 5.6%; Placebo+SOC, 4.2%), whereas the most frequent serious neurologic adverse event in both arms was reported as tumor flare (2.5%/1.4%) or pseudoprogression, which is a condition in which treatment related increased vascular permeability produces a transient increase in apparent tumor burden followed by tumor regression. This is a well described phenomenon which frequently occurs after chemoradiation in up to 50% of patients with newly diagnosed glioblastoma, making scan interpretation difficult (135). Pseudoprogression was evaluated in patients treated with temozolomide, radiation and nivolumab who had progression free survival of ≤6 months from the first nivolumab dose. Patients with stable follow-up scans ≥3-months following determination of preliminary progression and no worsening while remaining on treatment were considered as having pseudoprogression. Only 20 patients (5.6%) in the nivolumab + SOC arm were determined to have pseudoprogression per iRANO criteria. CheckMate 498 was a randomized phase III study investigating the efficacy of nivolumab and radiation compared with conventional chemoradiation in patients with newly diagnosed glioblastoma with negative MGMT promoter methylation. The trial did not meet its primary endpoint, i.e., SOC therapy was associated with superior overall survival compared with nivolumab and radiation (median overall survival, 14.9 vs. 13.4 months). Neurological adverse events again occurred in only 16.5% (grade 3/4, 1.8%) of patients in the nivolumab arm and 9.5% (grade 3/4, 0%) of patients treated on the SOC arm and were mostly headaches and dysgeusia. The grade 3 and 4 neurologic adverse event in the nivolumab arm consisted of cerebral edema, hemiparesis, and seizure. There were no serious neurologic adverse events in the control arm. In the relapsed setting, CheckMate 143, a phase III study of nivolumab versus bevacizumab also did not demonstrate a survival benefit of PD-! Inhibition versus bevacizumab. In the phase 1 portion of the study, anti-PD-1 monoclonal antibody nivolumab was given with or without the anti-CTLA-4 monoclonal antibody ipilimumab to patients with recurrent disease. That study showed that the toxicity profile in this population was consistent with the other trials. Cerebral edema, focal deficits and headaches were common and were mostly attributed to disease rather than treatment related toxicity. No new safety signals were identified. Importantly, there was no evidence of clinically significant neurotoxicity (131). While true checkpoint inhibitor related neurotoxicity was low across all checkpoint inhibitor glioblastoma trials, the main challenge has been rapid disease progression in the brain for the majority of patients who fail to respond to checkpoint inhibitors and the inability to distinguish actual disease progression from possible pseudoprogression leading to challenges in early response determination.
Based on the lack of efficacy with immunotherapy, there has been increased interest in evaluating combination of checkpoint inhibitors with other therapies including radiation therapy which may result in synergistic responses. Several ongoing trials are evaluating checkpoint blockade in combination with radiation therapy. For example, an ongoing trial is evaluating the benefit of adding radiation to CPIs. A phase 1 trial of recurrent GBM treated with atezolizumab, tociluzumab and stereotactic radiation (NCT04729959). Whether these and similar approaches lead to increased toxicity remains to be seen.
Checkpoint blockade is also investigated as a treatment in PCNSL. A prospective study of nivolumab including 47 PCNSL patients (NCT02857426) demonstrated as serious adverse events edema or mass effect in 2/47 subjects and seizures in 4/47 subjects according to the available results posted on clinicaltrials.gov (136). Pembrolizumab has also been studied in relapsed PCNSL. The first results of a pembrolizumab phase II study demonstrated an overall response rate of 26%, a median PFS of 2.6 months. Most importantly, there was no significant CNS toxicity observed (137). However, similar to the experience with checkpoint inhibitors in other malignancies, pseudoprogression can be observed (Figure 1). There are several ongoing trials evaluating combinations of checkpoint inhibitors with other agents and whether this approach increases CNS toxicity remains to be seen.
Figure 1 Checkpoint inhibitor associated pseudoprogression. T1 post-contrast enhanced MRI images in a patient with refractory primary central nervous system lymphoma treated with Pembrolizumab; (A); baseline, (B); increase in abnormal enhancement consistent with pseudo progression 9 weeks after starting pembrolizumab, (C); minor response at 7 months; (D); near complete response at 10 months.
Lastly, checkpoint inhibitors may also have a role in treatment refractory meningiomas. A single-arm, open-label phase 2 trial evaluating the efficacy of pembrolizumab, in 25 patients with recurrent and progressive grade 2 and 3 meningiomas met its primary endpoint and reported a median PFS of 7.6 months (90% CI: 3.4–12.9 months (138). The investigators reported only one serious neurologic adverse event which was grade-3 encephalopathy.
The current management of central neurologic complications from checkpoint inhibitors depends on the severity of neurologic deficits and follows established guidelines (139). An excessive inflammatory response can cause symptoms due to mass effect from vasogenic edema due to increased vascular permeability. This often necessitates treatment interruption and corticosteroids, and sometimes surgical debulking or bevacizumab. Steroids quickly reduce edema and diminish the associated immune response. The goal is to use the lowest effective dose and to attempt quick tapering if tolerated to minimize risk of long-term steroid toxicity and permit resumption of immunotherapy. Bevacizumab is sometimes used as a steroid sparing agent for patients who are steroid refractory.
CNS autoimmune toxicities such as encephalitis, aseptic meningitis, paraneoplastic disorders and demyelination due to checkpoint inhibitors which have very rarely been reported with the use of checkpoint inhibitors in other malignancies (140), have not been observed or reported with the use of checkpointing inhibitors in the published primary brain tumor trials.
Oncolytic viruses
Viruses have been under evaluation as a promising treatment option in neuro-oncology for more than two decades. These viruses can either be non-lytic, in which case they are used to deliver therapeutic genes, or lytic, which means induction of tumor cell lysis and immune response. Table 4 summarizes the completed oncolytic virus trials in patients with gliomas (143). Oncolytic viruses have recently emerged as a means to stimulate the innate and adaptive immune responses against both viral and tumor antigens and to reverse the immunosuppressive tumor microenvironment (144, 145), allowing for a more robust cytotoxic T cell-mediated antitumor response (146, 147). Such combination approaches have recently been explored in a phase 2 study of the oncolytic adenovirus immunotherapy DNX-2401 followed by the PD-1 inhibitor, pembrolizumab (CAPTIVE/KEYNOTE-192) and a similar approach has been explored in a recent study with PVSRIPO and pembrolizumab, (Luminos-101, NCT04479241).
Table 4 Surgical Window of Opportunity Checkpoint Inhibitor Trials.
Neurologic toxicity associated with intratumoral delivery of oncolytic viruses is common and usually related to increased vascular permeability, inflammation, vasogenic edema and mass effect and associated neurologic deficits (148). Toxicities have been primarily associated with viral replication and include fever, headache and malaise (143, 149), however, more serious complications such as encephalopathy, seizures, and cerebral edema were also observed (150). Despite theoretical concerns of off-receptor viral targeting or uncontrolled viral replication, studies have failed to demonstrate any evidence of neurovirulence thus far. Meningitis has rarely been observed in patients in whom the agent was inadvertently injected into CSF (150). The main toxicity in the published trials include peritumoral edema which is related directly to the intracerebral modes of administration (direct injection versus convection enhanced delivery), as well as the secondary immune response generated by the treatment. As a consequence, patients may experience localized neurologic deficits, such as weakness or aphasia; additionally, the risk of seizures is increased. In a study of 61 adult glioblastoma patients treated with intra-tumoral recombinant, live attenuated, nonpathogenic oncolytic virus containing the oral poliovirus Sabin type 1, PVS-RIPO, most patients experienced neurologic adverse events though the majority were not severe. Neurologic adverse events included: headache (52%), hemiparesis (50%), seizures (45%), dysphagia (28%), mental status change (25%), visual field deficits (19%), paresthesia (13%), abnormal gait (10%), dystonia (2%), and facial weakness (2%) (151). There were only three severe adverse events, including grade 4 cerebral edema (2%), grade 5 intracranial hemorrhage (2%) and grade 5 seizure (2%). For symptoms due to edema and mass effect, bevacizumab was used as supportive agent. Symptoms of viral malaise, and headache were managed supportively (151).
Management strategies include both symptom-directed treatment, such as for seizures, and control of the edema itself. While steroids are a commonly utilized treatment for edema, high doses of steroids can potentially suppress the immune response generated by oncolytic virotherapy, thereby reducing treatment efficacy. For refractory edema, bevacizumab, can be utilized as a steroid-sparing agent. Bevacizumab decreases edema by normalizing decreased vascular permeability. It has been used safely at least 2 weeks after completion of oncolytic virotherapy infusion (151). Other toxicities that have been rarely observed are intracerebral hemorrhage after tumor resection, or due to direct intratumoral injection, or catheter placement and removal as well as hydrocephalus.
As is the case with all immunotherapies, a particular challenge has been the difficulty in distinguishing pseudoprogression due to the immunotherapeutic effect from true tumor progression and lack of efficacy. Post-treatment MRIs often demonstrate an increase in peritumoral edema, and an increase in lesion size with polycystic degeneration, also known as a “soap bubble” appearance (Figure 2).
Figure 2 Axial T 1 post contrast enhanced brain MRI of a patient who received PVS-RIPO therapy. (A); baseline; (B); 4 months after PVS-RIPO, the MRI reveals cystic tissue degradation and parenchymal brain inflammation.
Discussion
Cancer immunotherapy is an exciting and emerging therapeutic field for extracranial malignancies with the promise of forward progress and marked improvement in patient outcomes in several solid tumor malignancies. Yet, in primary brain tumors, failures of later phase clinical trials evaluating immunotherapy treatments have highlighted the ongoing challenges of single agent immunotherapy in the treatment of brain cancer with ongoing and planned trials evaluating combinations of immunotherapeutics including approaches aimed at changing the immunosuppressive tumor microenvironment (152).
The application of immunotherapy to primary brain tumors has carried with it a substantial concern for immune-associated CNS neurologic complications. While serious immune mediated adverse events have been overall rare in primary brain tumor immunotherapy trials, the reporting of CNS immune adverse events has been inconsistent between trials and there are clear challenges in distinguishing immune mediated adverse events from disease progression, due to the overlapping presentations of immune-related toxicity, tumor pseudoprogression and true tumor progression. Similarly, imaging correlates of pseudoprogression overlap with tumor progression resulting in implementation of new radiographic diagnostic criteria to evaluate response in immunotherapy trials, termed iRANO (153). Key components of CNS toxicity concerns include the potential for unpredicted off-tumor, off-target cross-reactivity, or non-specific targeting and molecular mimicry.
Immunotherapy-associated CNS toxicity in primary brain tumors has not been studied systematically, is often under-recognized and underreported, and limited to case reports and case series of more severe events. As such, we reviewed the CNS complications associated with checkpoint inhibitors, oncolytic viruses, adoptive cell transfer/CAR T cell and vaccines for primary brain tumors to help clarify and understand the spectrum of immune-related neurological CNS toxicity.
Adoptive cell transfer/CAR T therapy associated neurological toxicity termed ‘‘tumor inflammation-associated neurotoxicity’ (TIAN) by Majzner et al., 2022 (21) is broken down into two major categories: 1) increased ICP due to inflammation-induced tissue edema and/or obstruction of CSF flow, and 2) primary dysfunction of brain or spinal cord structures due to inflammation. Of the published literature using CAR-T in primary brain tumors (Table 5), 3 of 7 clinical trials reported on the incidence of pseudoprogression with incidence 100% (24), 0% (25)and 25% (21)with four studies failing to report presence or absence of pseudoprogression. Likewise, the most frequent serious Grade II-IV CNS AEs reported across these published studies in a total of 54 participants were headache (5 of 7 studies), seizure (3 of 7 studies), and cerebral edema (3 of 7 studies), yet only one reported grade IV toxicity and only one reported neurologic DLT (Table 5). Using TIAN categories, the most common neurologic toxicity is related to category 2 primary dysfunction of brain structures resulting in headaches, seizures, and symptomatic cerebral edema. Management of TIAN varied with the use of corticosteroids, hypertonic saline, anti-cytokine agents (anakinra and tocilizumab). Notably, these studies highlighted the overall safety of varying routes of delivery (intracavitary, intraventricular and intravenous) and underscored the need for clear and timely management algorithms to mitigate potentially fatal treatment associated toxicity.
Table 5 Completed and Published Oncolytic Virus Trials for Primary Brain Tumors.
Vaccine therapies have also been shown to be safe and well tolerated. From 2001-2020, over 23 published clinical trials encompassing 692 patients treated with a DC vaccine, showed only 10 Grade IV neurological AEs recorded including cerebral edema (n=2), seizures/status epilepticus (n=5), ischemic stroke (n=2) and Grade III/IV dementia (n=1). There were only two Grade III neurological AEs reported: grade III seizures (n=1) and syncopal event (n=1). Several trials reported seizures, headaches, transient post-operative neurological deficits, and dizziness without applying a grade to the events as specified by the National Cancer Institute Common Terminology Criteria for the Reporting of Adverse Events (NCI-CTCAE). Five trials had no reported neurological adverse events. Seven trials reported radiographic imaging changes with report of leukoencephalopathy (71), cerebral edema (71, 79, 96, 102, 106) and transient increase in T2/FLAIR hyperintensity (112) with three of the trials not assigning a CTCAE grade.
Combining the data from all 56 vaccine clinical trials encompassing peptide, heat shock protein and DC vaccines, the most frequently reported CNS adverse event was headache with a total of 187 incidents followed by seizure (n=78), cerebral edema (n=32), weakness/paresis (n=20), dizziness (n=17), fall (n=11), confusion (n=8), focal neurological deficits (n=6), aphasia/speech difficulty (n=5) and status epilepticus (n=5) as listed in Table 6. Among the adverse events that were assigned a CTCAE grade, status epilepticus was the most common Grade IV toxicity (n=5) followed by seizure (n=2), cerebral edema (n=2) and ischemic stroke (n=2). There was substantial variation in reporting of adverse events among the publications. Notably, a few of the reported adverse events may not have been related to vaccination administration, such as reporting of post-operative neurological deficits or dementia. Despite this variation and lack of uniform reporting of events, most adverse events were mild, suggesting that vaccine therapy has a reasonable safety profile.
Table 6 Summary of All CNS Adverse Events across 56 Vaccine Clinical Trials.
The spectrum of checkpoint inhibitor induced neurologic autoimmunity has been extensively reviewed in the literature. In studies of checkpoint inhibitors for primary brain tumor patients specifically, however, CNS complications such as vasculitis, meningoencephalitis, retinopathy, posterior reversible encephalopathy, cerebellar degeneration, autoimmune encephalitis, and progression of multiple sclerosis have either not been observed at all or only very rarely been recorded (84). The main observed neurologic adverse events are largely neurologic deficits and headaches due to inflammatory brain changes, edema and mass effect and were rarely severe.
The main challenge has been rapid disease progression in the brain for the majority of patients unresponsive to checkpoint inhibitors and the difficulty in distinguishing actual disease progression from possible pseudoprogression leading to challenges in early response determination. In Checkmate 548 which has strictly applied iRANO criteria, only 5.6% of patients were determined to as having confirmed pseudoprogression (128) and it is likely that most of the neurologic adverse events reported across checkpoint inhibitor trials are in fact due to underlying disease progression rather than immune mediated effects.
As concerns oncolytic viruses, acute neurologic complications can often be more directly linked to the intratumoral administration of these agents, of which some are procedural complications. But the determination of secondary immune response generated by the treatment is equally challenging as with the other immunotherapeutics.
As the use of combinatorial treatment options including multi-agent checkpoint inhibitors, oncolytic viruses, adoptive cell transfer/CAR T cell and multi-antigen targeted vaccines for primary brain tumors (96) continues to grow, it is critical to define and report the unique CNS complications associated with such treatments to help guide accurate diagnosis and appropriate management to limit morbidity and improve or prevent the reduction of patients’ quality of life. Prospective clinical trials evaluating clinical and laboratory biomarkers that can help stratify or identify patients that may be more prone for neurological complications as well as trials specifically aimed at the diagnosis and treatment of CNS-associated immunotherapy complications in primary brain tumors is needed.
Author contributions
Study design: MM, JD. Acquisition of data: MM, JD. Interpretation of the data: MM, JD. Drafting of the initial manuscript: MM, JD. Review and revision of the manuscript: MM, JD. Approval of the final manuscript: MM, JD. All authors contributed to the article and approved the submitted version.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
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Keywords: immune checkpoint inhibitor, glioma, neurotoxicity, primary brain tumor, CNS, CAR T Cell, oncolytic viruses
Citation: Mantica M and Drappatz J (2023) Immunotherapy associated central nervous system complications in primary brain tumors. Front. Oncol. 13:1124198. doi: 10.3389/fonc.2023.1124198
Received: 14 December 2022; Accepted: 23 January 2023;
Published: 16 February 2023.
Edited by:
Changlin Yang, University of Florida, United StatesReviewed by:
Wim Maes, KU Leuven Kulak, BelgiumKristin Huntoon, University of Texas MD Anderson Cancer Center, United States
Copyright © 2023 Mantica and Drappatz. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Megan Mantica, bWFudGljYW1AdXBtYy5lZHU=; Jan Drappatz, ZHJhcHBhdHpqQHVwbWMuZWR1