Meghna Basu
Lisa-Marie Philipp
John F. Baines1,2
Susanne Sebens- 1Max Planck Institute for Evolutionary Biology, Plön, Germany
- 2Section of Evolutionary Medicine, Institute of Experimental Medicine, Kiel University, Kiel, Germany
- 3Institute for Experimental Cancer Research, University Hospital Schleswig-Holstein (UKSH) Campus Kiel, Kiel University, Kiel, Germany
Pancreatic ductal adenocarcinoma (PDAC) is one of the most malignant cancers. It is characterized by a poor prognosis with a 5-year survival rate of only around 10% and an ongoing increase in death rate. Due to the lack of early and specific symptoms, most patients are diagnosed at an advanced or even metastasized stage, essentially limiting curative treatment options. However, even curative resection of the primary tumor and adjuvant therapy often fails to provide a long-term survival benefit. One reason for this dismal situation can be seen in the evolution of therapy resistances. Furthermore, PDAC is characterized by high intratumor heterogeneity, pointing towards an abundance of cancer stem cells (CSCs), which are regarded as essential for tumor initiation and drug resistance. Additionally, it was shown that the gut microbiome is altered in PDAC patients, promotes Epithelial-Mesenchymal-Transition (EMT), determines responses towards chemotherapy, and affects survival in PDAC patients. Given the established links between CSCs and EMT as well as drug resistance, and the emerging role of the microbiome in PDAC, we postulate that the composition of the microbiome of PDAC patients is a critical determinant for the abundance and plasticity of CSC populations and thus tumor heterogeneity in PDAC. Unravelling this complex interplay might pave the way for novel treatment strategies.
Introduction
Pancreatic ductal adenocarcinoma (PDAC) is one of the most common lethal cancer entities with hardly 10% of the patients surviving up to 5 years after diagnosis (1). Owing to the lack of early and specific symptoms, the majority of patients are diagnosed at an advanced- or even metastasized stage (2). This also implies that only 20% of the patients are eligible for resection of the primary tumor combined with adjuvant chemotherapy. However, in most cases even this curative treatment regimen only provides a temporary survival benefit, due to relapse or the development of metastases during or shortly after therapy. One reason for this poor prognosis can be seen in the evolution of resistances towards therapeutic drugs, e.g. through the activation of multidrug resistance and pro-survival pathways (3–5). Furthermore, PDAC is characterized by a pronounced inflammatory tumor stroma, which besides genetic and epigenetic alterations also contributes to the acquisition of a drug resistant phenotype in PDAC cells (6, 7).
The emergence of chemoresistance has been linked to Epithelial-Mesenchymal-Transition (EMT) in diverse cancer entities, including PDAC (8–11). Primarily, EMT is regarded as a key process in metastasis by which epithelial tumor cells acquire the capability to disconnect from the primary context and disseminate to secondary sites. Since EMT can also be seen as a dedifferentiation process, it is not surprising that EMT has been associated with the acquisition of cancer stem cell (CSC) properties. Due to their self-renewal potential and ability to undergo asymmetric cell division, CSCs are undifferentiated cells that are essential for tumor initiation and the emergence of more differentiated cell clones within the tumor. Thus, intratumor heterogeneity of PDAC might be another determinant for the response to therapeutic drugs, as particularly CSCs are highly resistant to cancer therapies (12–16).
As outlined in the review by Zhang et al. recently published in Frontiers in Oncology, the gut and tumor microbiome have emerged as a promising therapeutic target for PDAC (8, 17, 18), due to its impact on tumorigenesis and drug resistance in PDAC (19, 20). Several studies in PDAC patients demonstrated important links between the patient`s tumor microbiome and disease progression, such as correlations between patient survival and tumor microbiome diversity (21) or facilitating immune suppression (19). These findings support a link between the microbiome, disease progression and outcome of PDAC patients. Moreover, chronic inflammation associated with long-term microbial infection promotes EMT, which in turn contributes to drug resistance, cancer progression and metastasis (summarized in 8). Since EMT is linked to the acquisition of CSC properties, we postulate that the abundance and plasticity of CSCs, and thereby intratumor heterogeneity in PDAC, are critically modulated by the patient`s microbiome (of different body compartments). Considering this possible association might provide the basis for innovative therapeutic strategies targeting the microbiome.
Epithelial-Mesenchymal-Transition
EMT is regarded as a prerequisite for epithelial/carcinoma cells to disseminate from the primary tumor to secondary sites. Undergoing this process implies a loss of typical epithelial characteristics and a gain of mesenchymal properties, causing a fundamental functional switch from stationary to a more motile and invasive phenotype. In detail, expression of epithelial proteins like E-cadherin or occludin, both being important for epithelial cell-cell contacts, are diminished, while expression of mesenchymal markers such as N-cadherin, Vimentin, L1CAM or the transcription factor Zeb1 are enhanced (22). Accordingly, EMT is a process by which cells lose their original differentiation and function, which can be regained at secondary sites by reversion of EMT, a process called Mesenchymal-Epithelial-Transition (MET). Thus, it is not surprising that EMT coincides with the acquisition of CSC-characteristics in tumor cells (23–25). Mani et al. demonstrated that breast cancer cells that have undergone EMT acquire a stem cell-like phenotype, and subsequently these stem cell-like cells resemble cells that have undergone EMT (25).
Cancer Stem Cells
Similar to physiological stem cells, CSCs are characterized by the ability to proliferate indefinitely and to divide asymmetrically, giving rise to both stem cells and differentiated short-lived daughter cells with limited proliferative capability (26–29). Based on these properties, CSCs - although accounting only for a small part of the entire tumor cell population - are regarded as essential for tumor initiation and progression as well as for tumor heterogeneity (27, 30–32). According to the current model, CSCs are not a fixed cell population, but that the aforementioned characteristics can be acquired and lost dependent on environmental stimuli, as CSC are highly dependent on their niche, i.e. oxygen level, surrounding stromal cells and their released factors (24, 29, 33–36). Hence, factors like oxidative, inflammatory and nutritional stress, to which tumor cells are commonly subjected to, determine the differentiation of non-CSCs into CSCs and vice versa. From an evolutionary point of view, this model implies that changes in the tissue microenvironment (e.g., inflammation and/or microbiome changes) lead to the selection of subpopulations of CSCs in a Darwinian manner. As a consequence, these CSCs develop strategies that enable them to survive the adverse conditions of the host (37). This might also provide an explanation for the marked resistance of CSCs to different therapies (8). For instance, chemotherapies aim to decrease the total number of rapidly proliferating tumor cells. However, since CSCs rarely divide and exhibit high levels of drug export molecules, this is only partially successful, as the main tumor cell population might be removed while CSCs survive and can give rise to recurrences or metastases (30, 38–42).
In summary, CSCs contribute to tumorigenicity, tumor progression, metastasis, recurrence as well as therapy resistance in PDAC (26, 42, 43). Given the fact that EMT as well as the interconversion from non-CSC to CSC are both processes defining tumor cell plasticity and heterogeneity, and either process is highly dependent on the inflammatory/stress level of the surrounding microenvironment, it is reasonable to postulate that the microbiome is another important determinant for defining evolution of CSC. Confirming the contribution of the microbiome to tumor cell plasticity might provide additional mechanistic insight into tumorigenesis and the survival of PDAC patients.
The Microbiome - PDAC Axis
Alterations of the Microbiome in PDAC Patients
The human gut microbiota is comprised of a collection of different bacteria, archaea, fungi, viruses and protozoa. Its composition is unique to each individual and is influenced by a variety of environmental factors such as the mode of birth, age, diet, and, disease (44, 45). The microbiome plays vital roles in immune development, nutrition, energy metabolism and host defense (45). Generally, a higher bacterial diversity is characteristic of a healthy gut microbiome, whereas low diversity accompanies diseases such as inflammatory bowel disease, diabetes mellitus type 2, asthma and various cancers (46–50). An inflammatory environment favors pro-inflammatory bacteria in the diseased gut, thereby establishing a cycle of inflammation (51). In some cases of Enterococcus faecalis infection, the bacterium infiltrates the patient´s pancreas and initiates inflammation, resulting in the progression of chronic pancreatitis (52). A state of chronic inflammation as manifested e.g. in chronic pancreatitis or Helicobacter pylori infection in the gut is a known risk factor of PDAC development (53–55). Several routes by which bacteria can migrate into the PDAC microenvironment have been proposed, such as through the bile duct, portal circulation system or mesenteric lymph nodes (8). A number of studies support these routes, for example microbiome analysis of the cyst fluid of intraductal papillary mucinous neoplasms (IPMNs) with high-grade dysplasia revealed the presence of Fusobacterium nucleatum and Granulicatella adiacens, which are commonly found in the oral cavity (56, 57). In line with these findings, Mitsuhashi et al. identified Fusobacterium species being enhanced in tumor tissues of PDAC patients and associated with a worse prognosis (58).
The study by Geller et al. revealed that most bacterial species that were identified by 16S rRNA gene sequencing in PDAC tissues belong to Gammaproteobacteria and are predominantly members of the Enterobacteriaceae and Pseudomonadacea families (17). Furthermore, pancreas, bile, and jejunum samples from patients undergoing pancreaticoduodenectomy showed a distinctly different microbiome than healthy controls (59). Although the process of bacterial translocation from the oral cavity and gut into the pancreatic (tumor) tissue is not fully understood, we can speculate on the factors and mechanisms that favor this migration. For example, the formation of a new niche that offers lower colonization resistance and provides nutrition in the form of increased glycan levels might favor the migration of bacteria into the tumor microenvironment (60). In line with this hypothesis, the tumor microenvironment is enriched with structural proteins, proteoglycans, adapter proteins and enzymes, as well as tumor associated inflammatory cells such as myofibroblasts or macrophages, which are known producers of the aforementioned factors (61). Together, these changes in the microenvironment provide advantageous conditions that may facilitate bacterial migration from the gut into the pancreas on the one hand, and promote tumor development and progression on the other hand.
Impact of an Altered Microbiome on EMT and Therapy Resistance
It was demonstrated that an inflammatory tumor microenvironment and tumor associated microbiome can promote EMT by inducing various signaling pathways that lead to the activation of different EMT transcription factors. Thus, it could be shown that infections by certain pathogens such as F. nucleatum are able to induce phosphorylation, and thus internalization of the epithelial marker protein E-cadherin. This in turn mediates the release of bound β-catenin, which translocates into the nucleus and influences the expression of EMT related genes. As a consequence, tumor cells undergo EMT and become capable of leaving the primary tumor and disseminate to secondary sites (8, 54, 55, 62). Given the fact that Fusobacteria species are already enriched in premalignant lesions such as IPMN, and their abundance in PDAC tissues is associated with a worse outcome (56, 58), it seems plausible that their abundance contributes to PDAC progression by EMT induction. Importantly, a distinct tumor microbiome was shown to clearly discriminate long-term survivor (LTS) from short-term survivor (STS) PDAC patients. Performing taxonomic profiling of bacterial DNA from 36 LTS and 32 STS PDAC patients revealed a higher species diversity in tumor samples of LTS patients associated with a significantly longer overall survival (median survival: 9.66 years) compared to STS patients with a low diversity (median survival: 1.66 years) (21). Overall, these findings strongly support a tumor promoting role of the microbiome and its suitability as a potential therapeutic target. This view is further supported by recent studies indicating that microbes residing in the tumor microenvironment can contribute to drug resistance, which is a major problem in PDAC treatment. In detail, Geller et al. (17) identified that the tumor microbiome of PDAC patients shows a high abundance of bacterial species belonging to the class Gammaproteobacteria. These bacteria express the enzyme cytidine deaminase (CDD) predominantly in its long form, which enables the metabolization of the chemotherapeutic drug gemcitabine (2′,2′-difluorodeoxycytidine), which is commonly used for treatment of PDAC patients in the adjuvant and palliative setting, into its inactive form (2′,2′-difluorodeoxyuridine) (17).
Besides demonstrating a novel tumor promoting role of microbiota, these findings suggest a potential mutualistic relationship between tumor cells and bacteria, with both of them exhibiting a form of parasitism towards the host. Furthermore, it can be postulated that the presence of a distinct microbiome provides favorable conditions for selection and survival of those tumor cell clones that have evolved the best survival strategies and exhibit a high degree of plasticity, such as CSCs. Enrichment and survival of CSCs within the tumor essentially add to PDAC development and progression on the one hand, and therapy resistance on the other hand.
First Approaches Towards Microbiome Targeted Therapy
Therapy resistance, e.g. against cytostatic drugs, but also immunotherapies such as cytotoxic T-lymphocyte-associated protein 4 (CTLA-4) inhibitors, is still a major clinical challenge in the treatment of PDAC patients, and has been related to tumor heterogeneity implying the presence of CSCs (12–16). As outlined above, evidence supporting a tumor-promoting role of an altered host microbiome at different sites is accumulating. Pathological microbiome alterations apparently contribute to tumor development and progression in different ways, e.g. by shaping host immunity, impacting differentiation processes such as EMT and determining the efficacy of PDAC therapy (17–19).
Preclinical studies already strongly support the concept of modulating the host`s microbiome to improve treatment responses in PDAC, whereby antibiotic-treated mice displayed a marked anti-tumor response to gemcitabine compared to the control mice, which exhibited rapid tumor progression. Additionally, histological analysis of tumor tissues revealed more apoptosis induction in tumor cells when gemcitabine was applied in combination with antibiotics compared to gemcitabine monotherapy (17).
Furthermore, fecal microbiota transplant (FMT) has gained attention as a promising anti-tumor therapy (21). Thus, an increase in tumor growth was observed in mice after FMT from STS PDAC patients compared to that from LTS PDAC patients (21). These findings correlated with the microbiome composition and overall survival times of these patients, and indicate that the transplanted microbiome from STS patients promotes tumor growth, while that from LTS PDAC patients displays the opposite effect, leading to a slower tumor growth compared to the control group without FMT (21). Furthermore, this study revealed a strong correlation between microbiome diversity and elevated numbers of CD3+, CD8+ and Granzyme B+ T cells in tumor tissues of LTS PDAC patients compared to STS patients. These results support the view that the tumor microbiome modulates immunity in the tumor microenvironment, and thus influences the dynamic interplay between tumor and immune cells during tumorigenesis. In this context, a preclinical study showed that the efficacy of the CTLA-4 inhibitor Ipilimumab is increased in the presence of the gut commensal Bacteroides spp., which could in turn be reverted upon administration of antibiotics (18). The presence of these commensals affects interleukin-12 dependent T helper-1 immune responses, which in turn modulates tumor control in mice and humans while preserving intestinal integrity. These findings thus point toward a role of gut commensals in shaping the host immune response and thereby controlling tumor growth. Overall, these findings indicate that the composition of the tumor- as well as the gut microbiome are essential determinants of PDAC evolution and therapeutic responses (17, 18, 20). Table 1 lists recent studies that have found tangible associations between disease progression and immune regulation with the host microbiome composition. As already mentioned above some of these studies have even singled out distinct groups of bacteria that influenced these changes. Naturally, clinical trials focusing on compiling 16S rRNA profiles of PDAC patient samples are on the rise (based on http://clinicaltrials.gov/). There is mounting evidence that patient microbiome composition can be used as a biomarker for disease progression as well as to increase therapeutic efficacy of PDAC treatment (Table 1). Likewise, Leinwand & Miller propose selectively tailoring PDAC therapy with respect to the patients’ intratumoral and gut microbiome to enhance therapeutic efficacy (66).
Table 1 Compilation of studies on the impact of the microbiome in cancer progression and drug resistance as well as its potential as a biomarker or therapeutic target.
Based on these results it can be envisioned that the above-mentioned microbiome modulating strategies increase therapeutic responses and survival of PDAC patients by lowering the abundance of CSC (properties). Fortunately, there are already ongoing randomized clinical trials that combine 16S rRNA gene analysis, FMT or probiotics along with chemotherapeutics and are listed in the review by Ciernikova et al. (57). The upcoming results may thus further substantiate the interrelationship of the host`s microbiome and tumor cells and provide the basis of novel therapeutic concepts of PDAC therapy.
Discussion and Future Perspectives
As summarized above and in the recently published review by Zhang et al. in this journal (8), the microbiome composition (in different body compartments) is considerably altered in PDAC patients compared to healthy individuals. This altered diversity may be a consequence of tumorigenesis, as the evolution of an inflammatory tumor microenvironment might promote bacterial translocation from the gut into the pancreas (8, 17, 21, 57). Besides, there is growing evidence that the microbiome is an important determinant of PDAC development and therapy response (8, 17, 21, 67–69). One mechanism by which the microbiome composition seems to drive PDAC progression and therapy resistance is promoting EMT. Importantly, EMT induction has been linked to the acquisition of CSC properties, and both EMT cells and CSC are characterized by profound drug resistance (30, 38–40). Considering these well-established interrelationships, it is reasonable to speculate that the abundance and plasticity of CSCs, and thereby intratumor heterogeneity in PDAC and patient´s outcome, are essentially influenced by the patient`s microbiome (Figure 1). This hypothesis is in line with studies supporting the fact that CSC properties can be gained or lost depending on the tumor microenvironment (24, 33–36). Since it is well known that an inflammatory microenvironment impacts the phenotype and genotype of tumor cells, it can be assumed that the altered composition of the gut as well as the tumor microbiome contribute to the inflammatory processes and thereby to the switch from a physiological (tumor suppressive) into an inflammatory (tumor promoting) tumor microenvironment. This in turn may induce EMT and CSC-properties in PDAC cells, e.g. by elevated levels of EMT/CSC inducing factors such as Transforming Growth Factor-beta1 or Tumor Necrosis Factor-alpha. Further, it cannot be ruled out that bacteria and their released factors directly induce EMT, as it could be demonstrated for F. nucleatum, and also promote the gain of CSC properties (56, 57, 61). A high abundance of CSCs in PDAC tissues could be related to PDAC dissemination, and with this progression and resistance to therapy (26, 31, 39, 41, 70–72). Hermann et al. (73) demonstrated that different CSC populations exist in PDAC and exhibit distinct functional capabilities. Thus, CD133+CXCR4+ CSCs were found to be particularly responsible for metastasis (73). Adding to the view of CSC heterogeneity in PDAC, own unpublished data indicate that PDAC cells can exhibit different CSC phenotypes that are characterized by distinct CSC marker expression (high Sox2 or high Nestin expressing CSCs) along with different migratory and invasive abilities. As a consequence, different metastasis patterns can be observed in a preclinical PDAC metastasis model (unpublished data). In line with this, Nestin was found to be upregulated in various human malignancies (74, 75) including PDAC, where it associated with an elevated liver metastatic potential of CSCs (31, 75). Considering this profound knowledge, we postulate that a more diverse microbiome composition, which was detected in LTS PDAC patients (21), might act in favor of a host defense by controlling the number and phenotype of CSCs in PDAC, resulting in a lower metastatic potential and less resistance towards chemotherapy (Figure 1A).
Figure 1 The microbiome impacts clonal heterogeneity of PDAC cells and thereby a patient´s outcome. Changes in the microbiome composition (in the tumor but also other body compartments) may influence Epithelial-Mesenchymal-Transition (EMT) and the abundance and phenotype of cancer stem cells (CSCs) in the tumor by generating optimal niche conditions and impacting their survival and expansion. This in turn impacts PDAC growth and progression as well as therapy responses and outcome of PDAC patients. (A) Microbiome diversity A (MD A) may prevent/control EMT induction and the enrichment of CSCs (CSC ↓), thereby inhibiting PDAC progression, drug resistance and (C) improving patient´s prognosis. (B) In contrast, microbiome diversity B (MD B) may induce EMT and increase the CSC potential within a tumor (CSC↑). As a consequence, a high CSC abundance promotes PDAC progression and drug resistance leading to (C) poor patient´s outcome. The figure was created with BioRender.com.
Accordingly, future studies are urgently needed to explore whether- and how a certain microbiome composition (e.g., those of LTS patients or Fusobacteria) influences intratumor heterogeneity through the gain and loss of CSC phenotypes, and in turn determines disease progression, therapy responses and survival of PDAC patients. Furthermore, since it is known that certain bacteria can increase the efficacy of therapy (18), the potential of microbiome modulation as an integral part of anti-cancer therapy needs to be further investigated. Given the fact that CSCs are mandatory for tumor initiation, novel therapeutic concepts aimed at their complete eradication. However, since the CSC pool can be constantly regenerated by conversion of non-CSC into CSCs, these strategies will likely ultimately fail. Instead, therapeutic strategies aiming to prevent or control CSCs may be more effective. Thus, the therapeutic enrichment of certain bacteria and/or restoring (physiological) microbiome diversity might be a promising strategy to effectively suppress the appearance, heterogeneity and survival of CSCs, thereby controlling disease progression and increasing the efficacy of therapeutics.
Data Availability Statement
Publicly available datasets were analyzed in this study. This data can be found here: https://pubmed.ncbi.nlm.nih.gov.
Author Contributions
Conceptualization, MB and L-MP. Supervision, SS and JB. Visualization, L-MP. Writing – original draft, MB, L-MP, and SS. Writing – review and editing, MB, L-MP, JB, and SS. All authors contributed to the article and approved the submitted version.
Funding
This project and its publication were supported by the Research and Training Group 2501 on Translational Evolutionary Research (RTG 2501 TransEvo) funded by the Deutsche Forschungsgemeinschaft.
Conflict of Interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Abbreviations
CDD, cytidine deaminase; CSC, cancer stem cell; CTLA-4, cytotoxic T-lymphocyte-associated protein 4; EMT, Epithelial-Mesenchymal-Transition; FMT, fecal microbiota transplant; IPMNs, intraductal papillary mucinous neoplasms; LTS, long-term survivors; MET, Mesenchymal-Epithelial-Transition; PDAC, Pancreatic ductal adenocarcinoma; STS, short-term survivors.
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Keywords: PDAC, microbiome, CSC, microbiome-targeted therapy, drug resistance, tumor heterogeneity, cancer stemness
Citation: Basu M, Philipp L-M, Baines JF and Sebens S (2021) The Microbiome Tumor Axis: How the Microbiome Could Contribute to Clonal Heterogeneity and Disease Outcome in Pancreatic Cancer. Front. Oncol. 11:740606. doi: 10.3389/fonc.2021.740606
Received: 13 July 2021; Accepted: 08 September 2021;
Published: 23 September 2021.
Edited by:
Dongfeng Qu, University of Oklahoma Health Sciences Center, United StatesReviewed by:
Ming Cui, Peking Union Medical College Hospital (CAMS), ChinaParthasarathy Chandrakesan, University of Oklahoma Health Sciences Center, United States
Copyright © 2021 Basu, Philipp, Baines and Sebens. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Susanne Sebens, c3VzYW5uZS5zZWJlbnNAZW1haWwudW5pLWtpZWwuZGU=
†These authors have contributed equally to this work and share first authorship