Skip to main content

CLINICAL TRIAL article

Front. Neurosci., 24 October 2019
Sec. Perception Science
This article is part of the Research Topic The Sensing Brain: The Role of Sensation in Rehabilitation and Training View all 13 articles

Robot-Assisted Stair Climbing Training on Postural Control and Sensory Integration Processes in Chronic Post-stroke Patients: A Randomized Controlled Clinical Trial

\r\nMarialuisa Gandolfi,*Marialuisa Gandolfi1,2*Nicola Val,Nicola Valè1,2Eleonora Dimitrova,Eleonora Dimitrova1,2Maria Elisabetta ZanolinMaria Elisabetta Zanolin3Nicola Mattiuz,Nicola Mattiuz1,2Elisa Battistuzzi,Elisa Battistuzzi1,2Marcello Beccari,Marcello Beccari1,2Christian GeroinChristian Geroin1Alessandro Picelli,Alessandro Picelli1,2Andreas WaldnerAndreas Waldner4Nicola Smania,Nicola Smania1,2
  • 1Department of Neurosciences, Biomedicine and Movement Sciences, University of Verona, Verona, Italy
  • 2UOC Neurorehabilitation, AOUI Verona, Verona, Italy
  • 3Unit of Epidemiology and Medical Statistics, University of Verona, Verona, Italy
  • 4Department of Neurological Rehabilitation, Private Hospital Villa Melitta, Bolzano, Italy

Background: Postural control disturbances are one of the important causes of disability in stroke patients affecting balance and mobility. The impairment of sensory input integration from visual, somatosensory and vestibular systems contributes to postural control disorders in post-stroke patients. Robot-assisted gait training may be considered a valuable tool in improving gait and postural control abnormalities.

Objective: The primary aim of the study was to compare the effects of robot-assisted stair climbing training against sensory integration balance training on static and dynamic balance in chronic stroke patients. The secondary aims were to compare the training effects on sensory integration processes and mobility.

Methods: This single-blind, randomized, controlled trial involved 32 chronic stroke outpatients with postural instability. The experimental group (EG, n = 16) received robot-assisted stair climbing training. The control group (n = 16) received sensory integration balance training. Training protocols lasted for 5 weeks (50 min/session, two sessions/week). Before, after, and at 1-month follow-up, a blinded rater evaluated patients using a comprehensive test battery. Primary outcome: Berg Balance Scale (BBS). Secondary outcomes:10-meter walking test, 6-min walking test, Dynamic gait index (DGI), stair climbing test (SCT) up and down, the Time Up and Go, and length of sway and sway area of the Center of Pressure (CoP) assessed using the stabilometric assessment.

Results: There was a non-significant main effect of group on primary and secondary outcomes. A significant Time × Group interaction was measured on 6-min walking test (p = 0.013) and on posturographic outcomes (p = 0.005). Post hoc within-group analysis showed only in the EG a significant reduction of sway area and the CoP length on compliant surface in the eyes-closed and dome conditions.

Conclusion: Postural control disorders in patients with chronic stroke may be ameliorated by robot-assisted stair climbing training and sensory integration balance training. The robot-assisted stair climbing training contributed to improving sensorimotor integration processes on compliant surfaces. Clinical trial registration (NCT03566901).

Introduction

Postural control disturbances are one of the leading causes of disability in stroke patients, leading to problems with transferring, maintaining body position, mobility, and walking (Bruni et al., 2018). Therefore, the recovery of postural control is one of the main goals of post-stroke patients. Various and mixed components (i.e., weakness, joint limitation, alteration of tone, loss of movement coordination and sensory organization components) can affect postural control. Indeed, the challenge is to determine the relative weight placed on each of these factors and their interaction to plan specific rehabilitation programs (Bonan et al., 2004).

The two functional goals of postural control are postural orientation and equilibrium. The former involves the active alignment of the trunk and head to gravity, the base of support, visual surround and an internal reference. The latter involves the coordination of movement strategies to stabilize the center of body mass during self-initiated and externally triggered stability perturbations. Postural control during static and dynamic conditions requires a complex interaction between musculoskeletal and neural systems (Horak, 2006). Musculoskeletal components include biomechanical constraints such as the joint range of motion, muscle properties and limits of stability (Horak, 2006). Neural components include sensory and perceptual processes, motor processes involved in organizing muscles into neuromuscular synergies, and higher-level processes essential to plan and execute actions requiring postural control (Shumway-Cook and Woollacott, 2012). A disorder in any of these systems may affect postural control during static (in quite stance) and dynamic (gait) tasks and increase the risk of falling (Horak, 2006).

Literature emphasized the role of impairments of sensory input integration from visual, somatosensory and vestibular systems in leading to postural control disorders in post-stroke patients (Bonan et al., 2004; Smania et al., 2008). Healthy persons rely on somatosensory (70%), vision (10%) and vestibular (20%) information when standing on a firm base of support in a well-lit environment (Peterka, 2002). Conversely, in quite stance on an unstable surface, they increase sensory weighting to vestibular and vision information as they decrease their dependence on surface somatosensory inputs for postural orientation (Peterka, 2002). Bonan et al. (2004) investigate whether post-stroke postural control disturbances may be caused by the inability to select the pertinent somatosensory, vestibular or visual information. Forty patients with hemiplegia after a single hemisphere chronic stroke (at least 12 months) performed computerized dynamic posturography to assess the patient’s ability to use sensory inputs separately and to suppress inaccurate inputs in case of sensory conflict. Six sensory conditions were assessed by an equilibrium score, as a measure of body stability. Results show that patients with hemiplegia seem to rely mostly on visual input. In conditions of altered somatosensory information, with visual deprivation or visuo-vestibular conflict, the patient’s performance was significantly lower than healthy subjects. The mechanism of this excessive visual reliance remains unclear. However, higher-level inability to select the appropriate sensory input rather than to elementary sensory impairment has been advocated as a potential mechanism of action (Bonan et al., 2004).

Sensory strategies and sensory reweighting processes are essential to generate effective movement strategies (ankle, hip, and stepping strategies) which can be resolved through feed-back or feed-forward postural adjustments. The cerebral cortex shapes these postural responses both directly via corticospinal loops and indirectly via the brainstem centers (Jacobs and Horak, 2007). Moreover, the cerebellar- and basal ganglia-cortical loop is responsible for adapting postural responses according to prior experience and for optimizing postural responses, respectively (Jacobs and Horak, 2007).

Rehabilitation is the cornerstone in the management of postural control disorders in post-stroke patients (Pollock et al., 2014). To date, no one physical rehabilitation approach can be considered more effective than any other approach (Pollock et al., 2014). Specific treatments should be chosen according to the individual requirements and the evidence available for that specific treatment. Moreover, it appears to be most beneficial a mixture of different treatment for an individual patient (Pollock et al., 2014). Considering that, rehabilitation involving repetitive, high intensity, task-specific exercises is the pathway for restoring motor function after stroke (Mehrholz et al., 2013; Lo et al., 2017) robotic assistive devices for gait training have been progressively being used in neurorehabilitation to Sung et al. (2017). In the current literature, three primary evidence have been reported.

Firstly, a recent literature review highlights that robot-assisted gait training is advantageous as add-on therapy in stroke rehabilitation, as it adds special therapeutic effects that could not be afforded by conventional therapy alone (Morone et al., 2017; Sung et al., 2017). Specifically, robot-assisted gait training was beneficial for improving motor recovery, gait function, and postural control in post-stroke patients (Morone et al., 2017; Sung et al., 2017). Stroke patients who received physiotherapy treatment in combination with robotic devices were more likely to reach better outcomes compared to patients who received conventional training alone (Bruni et al., 2018).

Second, the systematic review by Swinnen et al. (2014) supported the use of robot-assisted gait therapy to improve postural control in subacute and chronic stroke patients. A wide variability among studies was reported about the robotic-device system and the therapy doses (3–5 times per week, 3–10 weeks, 12–25 sessions). However, significant improvements (Cohen’s d = 0.01 to 3.01) in postural control scores measured with the Berg Balance Scale (BBS), the Tinetti test, postural sway tests, and the Timed Up and Go (TUG) test were found after robot-assisted gait training. Interestingly, in five studies an end-effector device (gait trainer) was used (Peurala et al., 2005; Tong et al., 2006; Dias et al., 2007; Ng et al., 2008; Conesa et al., 2012). In two study, the exoskeleton was used (Hidler et al., 2009; Westlake and Patten, 2009). In one study, a single joint wearable knee orthosis was used (Wong et al., 2012). Because the limited number of studies available and methodological differences among them, more specific randomized controlled trial in specific populations are necessary to draw stronger conclusions (Swinnen et al., 2014).

Finally, technological and scientific development has led to the implementation of robotic devices specifically designed to overcome the motor limitation in different tasks. With this perspective, the robot-assisted end-effector-based stair climbing (RASC) is a promising approach to facilitate task-specific activity and cardiovascular stress (Hesse et al., 2010, 2012; Tomelleri et al., 2011; Stoller et al., 2014, 2016; Mazzoleni et al., 2017).

To date, no studies have been performed on the effects of RASC training in improving postural control and sensory integration processes in chronic post-stroke patients.

The primary aim of the study was to compare the effects of robot-assisted stair climbing training against sensory integration balance training on static and dynamic balance in chronic stroke patients. The secondary aims were to compare the training effects on sensory integration processes and mobility. The hypothesis was that the task-specific and repetitive robot-assisted stairs climbing training might act as sensory integration balance training, improving postural control because sensorimotor integration processes are essential for balance and walking.

Materials and Methods

Trial Design

A single-blind randomized clinical trial (robot-assisted stair climbing training – RASCT) and control group (sensory integration balance training – SIBT). The study was conducted based on the Declaration of Helsinki. The guidelines for Good Clinical Practice, and the Consolidated Standards of Reporting Trials (CONSORT), were followed. The local Ethics Committee “Nucleo ricerca clinica–Research and Biostatistic Support Unit” (1442CESC) approved the study, which was registered at clinical trial (NCT03566901).

Participants

Consecutive chronic post-stroke outpatients referring to the Neurorehabilitation Unit (AOUI Verona) were assessed for eligibility from October 2017 to November 2018. Inclusion criteria were: age ≥ 18 years, first-ever ischemic or hemorrhagic stroke as documented by a magnetic resonance imaging or a computerized tomography scan; more than or equal to 6 months post stroke; ability to stand for at least 1 min without arm support; positive Pull test; Mini-Mental State Evaluation (MMSE) score ≥ 24/30; ability to walk independently for at least 10 m without walking aids; VAS score < 7/10 at lower limbs. Exclusion criteria were: severe visual, cognitive or cardiovascular dysfunction; deep venous thrombosis; lower limb spasticity <2 on the Modified Ashworth Scale; Botulinum toxin injection in the lower limb in the 3 months before the enrollment and during the study; other concomitant neurological or orthopedic diseases interfering with balance and ambulation. Patients gave their written, informed consent after being informed about the experimental nature of the study. They were not allowed to undergo any rehabilitation intervention during the month before the recruitment.

Interventions

Patients underwent 10 individual rehabilitation sessions as outpatients (2 days/week, 5 weeks) at the Neurorehabilitation Unit (AOUI Verona). Each rehabilitation sessions lasted 50 min.

Experimental Group

Patients underwent Robot-Assisted Stair-Climbing Training (RASCT) with the G-EO system device (Reha Technology, Olten, Switzerland) (Figure 1). This end-effector robotic device can reproduce the gait pattern and realistically simulates the ability to carry out stairs up and down. The patients stood with feet secured to two foot-plates whose kinetics and kinematics parameters of the movement were adjustable. The foot-plates have three degrees of freedom each, allowing to control the step length and height and the foot-plates angles. The maximum step length corresponds to 550 mm, and the maximum achievable step height is 400 mm. The maximum angle of rotation is ± 90°. This angle controlled the plantar- and dorsiflexion of the ankles during the steps. The maximum foot-plates speed is 2.3 km/h. A physiotherapist set the pace and step length according to the patient’s impairment and the improvements achieved. Patients were secured by a harness fixed to an electric patient lift system. This system helped patients to be sustained during the walking or stair climbing task. Moreover, the G-EO system provides real-time feedback on the patient’s movements (Hesse et al., 2012). Treatments were performed in three different modalities: (Bruni et al., 2018) passive mode (Bonan et al., 2004) active assistive mode and (Horak, 2006) active mode. Time to get in and out was 5 min. The net RASCT lasted 45 min/session. Patients were instructed to “help” the foot-plates gait-like movements during the training. The initial step-length, cadence and gait speed was individually set according to the spatiotemporal gait parameters measured by the GAITRite system (CIR Systems, Havertown, PA, United States) (minimum cadence: 30 step/min; gait speed range: 0.8–1.4 km/h; step height range: 12–18 cm; step cadence minimum: 14 step/min). The range of the body-weight support was between 50 and 0% to allow the patient to walk more symmetrically with higher velocities. It resulted in the facilitation of lower limb muscles and a more efficient gait (Hussein et al., 2008). Each training session consisted of robot-assisted gait training (15 min), robot-assisted stairs up (10 min) and down (10 min), passive lower limb joint mobilization and stretching exercises (10 min). The exercises (i.e., type of exercise, number of repetitions) and any adverse events that occurred during the study were recorded by the physiotherapist on the patient’s chart.

FIGURE 1
www.frontiersin.org

Figure 1. The G-EO system used in the Robot-Assisted Stair-Climbing Training (Written informed consent was obtained from the individual pictured, for the publication of this image).

The Sensory Integration Balance Training

The SIBT consisted of exercises aimed at improving the ability to integrate and reweight visual, proprioceptive and vestibular sensory input to maintain postural control. Each training session consisted of overground gait training (15 min), stairs up (10 min), and down (10 min), passive lower limb joint mobilization and stretching exercises (10 min). The net SIBT lasted 45 min/session. Exercises were repeated on a firm surface (floor) and compliant surfaces (i.e., mats of different section and resistance) (Smania et al., 2008; Gandolfi et al., 2014, 2015).

Outcomes

At enrollment, clinical and demographic data were collected. A blinded examiner assessed primary and secondary outcomes before (T0), after treatment (T1) and 1 month after treatment (T2).

The primary outcome measure was the BBS. It is a validated 14-items measure for the assessment of static and dynamic balance in stroke patients. ICF domain: activity, maximum score: 54 (higher = better performance) (Cattaneo et al., 2006).

Secondary outcome measures were validated clinical scales to evaluate the training effects of electromechanical and robotic devices in post-stroke patients (Geroin et al., 2013). The Ten Meters Walking Test (10MWT) assessed the gait speed by measuring the time needed to walk 10 m and have been widely used in stroke patients. ICF domain: activity. A cut-off of 0.84 m/s has been reported to identify community ambulators (Bowden et al., 2008). The 6 min Walking Test (6MWT) assessed the distance walked over 6 min as a measure of endurance and aerobic capacity of the patient. It is commonly used in many neurologic conditions including stroke. ICF domain: activity. Normative data reported a score >400 m (Wevers et al., 2011). The Dynamic Gait Index (DGI) measured the patient’s ability to walk modifying balance according to external demands. Scores are based on a four-point scale, and tasks include steady-state walking, changing speed, turning head, overcoming obstacles and pivoting while walking and climbing stairs. ICF domain: activity, maximum score: 24 (higher = better performance) (Jonsdottir and Cattaneo, 2007). The TUG was used to measure of walking ability, balance, and fall risk in older adults. In the starting position patients sat on a chair and were asked to stand up, walk for 3 m at a self-selected speed, turn, walk back and sat on the same chair. The time between the starting position and the end of the task was recorded. ICF domain: activity. A minimal detectable change of 2.9 s was measured in patients with chronic stroke (Flansbjer et al., 2005). The Stair Climbing Test (SCT) assessed the ability to climb stair by measuring the time needed for the ascend and descend of stairs (nine steps). Step height was set at 20 cm. It has previously been used in the trial including subjects with cerebrovascular disease. ICF domains: activity (Harries et al., 2015).

The instrumental evaluation consisted of the stabilometric assessment using a force monoaxial platform (Stability System ST 310 Plus, Technobody). Patients were evaluated in the standing position without upper limb support. Feet position was standardized using a V-shaped frame, and patients were tested standing barefoot with arms alongside the body. According to the Sensory Organization Test protocol (Shumway-Cook and Horak, 1986), patients were assessed in six conditions, each lasting 30 s: (Bruni et al., 2018) stable surface with eyes open, (Bonan et al., 2004) eyes closed, and (Horak, 2006) dome condition; (Shumway-Cook and Woollacott, 2012) compliant surface with eyes open, (Smania et al., 2008) compliant surface with eyes closed, and (Peterka, 2002) compliant surface in dome condition (Shumway-Cook and Horak, 1986; Scoppa et al., 2013). In the dome condition, patients wore a visual-conflict dome positioned on patients’ head. An “x” sign was placed in the internal face of the dome aligned with the straight-ahead gaze of the patients. The dome moved in phase with patients’ head producing inaccurate visual orientation input (Shumway-Cook and Horak, 1986). This six-conditions test was used to examine the ability of the patients to maintain balance when sensory inputs were disrupted (Shumway-Cook and Horak, 1986). Data acquisition began after 10 s of patient’s familiarization with the task to limit non-stationary data, and the acquisition was stopped before patients were told to end the task (Da-Silva et al., 2016). The platform measures the position of the Center of Pressure (CoP) while subjects are standing on it with a sampling rate of 20 Hz. The coordinates of the Cop were used to calculate the length of the planar migration of the CoP over the platform (perimeter) [mm] and the sway area [mm2] in each condition. The sway area was computed as the area of the ellipse containing the 95% of CoP data points. Ellipse’s axes were calculated using principal component analysis (Oliveira et al., 1996). A platform integrated software computed Posturometric parameters.

Sample Size

A sample size of 30 patients were necessary assuming α = 0.05 (probability of type 1 error) and a 95% power to detect a mean difference of 4.66 (DS 5.2) on the primary outcome measure (BBS) (Hiengkaew et al., 2012). Assuming a 10% drop-out rate, 32 patients were necessary to perform the study.

Randomization

An automated randomization system1 was used to assign eligible patients to either the EG or the CG using. Group allocation was kept concealed. Only the principal investigator could access to the randomization list.

Blinding

Primary and secondary outcomes were assessed by the same examiner blinded to the patient’s group allocation.

Statistical Analysis

An intention-to-treat analysis (Last Observation Carry Forward –LOCF-method) was used to handle missing data. Descriptive statistics included means and standard deviation. The X2 test was performed for categorical variables. Data distribution was checked to detect outliers (Figure 2). One patient in the EG and one patient in the CG differed significantly from the other observations (outliers) in all outcome measures and then they were excluded from the analysis. Data distribution was assessed with Shapiro–Wilk Test indicating a normal distribution. A two-way mixed ANOVA was used to analyze clinical outcome with Time as within-group independent variable, Group as between-group factor and the Time × Group factor to measure any interaction. Similarly, a two-way mixed ANOVA was used to evaluate the effects on the stabilometric assessment considering Group (×2) and Time (×3) factors and the six conditions for the analysis of stabilometric outcomes. Two-tailed Student’s t–test for unpaired data was used for between-group comparisons. The level of significance was set at p < 0.05. Bonferroni’s correction was applied for multiple comparisons. Statistical analysis was performed with SPSS 22.0 (IBM SPSS Statistics, Version 22.0, 2013, Armonk, NY, United States).

FIGURE 2
www.frontiersin.org

Figure 2. CONSORT flowchart.

Results

A total of 40 patients were assessed for eligibility: 8 were excluded because they did not meet inclusion criteria. Thirty-two patients were randomly assigned to either the EG (n = 16) or the CG (n = 16). Two patients in the EG and two in the CG were lost to follow-up (drop-out). Two patients were excluded from the analysis because they presented extreme values and, therefore, were considered outliers. No adverse events or safety concerns was reported during the conduction of the study.

Between-group analysis showed no significant differences in demographics and clinical data (Table 1) in primary and secondary outcome measures at baseline (T0).

TABLE 1
www.frontiersin.org

Table 1. Demographic and clinical characteristics of patients.

There was a non-significant main effect of group on primary and secondary outcomes (Table 2). A significant Time × Group interaction was measured on 6MWT (p = 0.013). Therefore, groups were analyzed separately. Overall significant changes over time were found in both groups (EG: p < 0.001; CG: p = 0.04). Post hoc analysis measured significant improvements in EG at T1 (p < 0.001) and T2 (p < 0.001). In CG significant changes were measured only at T2 (p = 0.008). An overall within-group improvement was found in 6MWT (p < 0.001), DGI (p < 0.001), 10 mWT (p < 0.001), TUG (p < 0.001) and SCT both in ascending (p < 0.001) and descending condition (p < 0.001).

TABLE 2
www.frontiersin.org

Table 2. Descriptive and inferential statistics for clinical outcome measures.

The posturographic analysis showed a significant time × group interaction (p = 0.005). Therefore, groups were analyzed separately. Overall significant changes over time were measured in EG in CoP Perimeter in condition 2 (p = 0,015), 5 (p = 0,02), and 6 (p = 0,013). In contrast, no significant changes were measured in the CG. Post hoc within-group analysis showed a significant improvement at T1 in condition 5 (p = 0,024) and T2 in condition 6 (p = 0,008). Concerning the CoP Area, significant improvements were measured in EG in condition 4 (p = 0,014), 5 (p = 0,05), and 6 (p = 0,027). Significant differences were found at T2 in all conditions (4: p = 0,012; 5: p = 0,02; and 6: p = 0,012) but not at T1 (Figure 3 and Table 3).

FIGURE 3
www.frontiersin.org

Figure 3. Instrumental assessment of postural control. (A–C) means ± standard deviation of CoP perimeter. Abscissa indicates the six conditions. Ordinate indicates the CoP perimeter (mm). (D–F) means ± standard deviation of sway area. Abscissa indicates the six conditions. Ordinate indicates the sway area (mm2). Asterisks indicates significant differences in between-group comparison.

TABLE 3
www.frontiersin.org

Table 3. Descriptive and intra-group comparison of treatment effects.

Discussion

The main finding of this RCT is twofold. Firstly, RASCT and SIBT produced comparable effects either to postural control or mobility in chronic post-stroke patients. Second, only the group that received the robot-assisted stair-climbing training reported significant improvements in the distance walked over 6 min and significant reduction of sway area and the CoP length on compliant surface in the eyes-closed and dome conditions.

Robot-assisted gait intervention offers the advantage of high-intensity and task-specific training that can be delivered, decreasing the physiotherapist physical burden (Morone et al., 2017; Sung et al., 2017). Over the last 20 years, the robot-assisted application in neurorehabilitation has inspired clinicians and researchers in further investigating the training effects on the multifaceted aspects involved in functional recovery after neurological disorders (Morone et al., 2017). A wide range of motor control dysfunctions might contribute to gait impairments in people with stroke. However, postural control disorders account for most of the gait-related disability such as problems with transferring, maintaining body position, mobility, and walking (Bruni et al., 2018). The development of evidence-based rehabilitation protocols is therefore of particular importance.

A pilot RCT study in 22 patients with Multiple Sclerosis (Expanded Disability Status Scale: 1.5–6.5) showed evidence that a robot-assisted gait training (Gait Trainer, Reha-stim, Berlin – Germany) might improve postural stability and the level of balance confidence perceived while performing Activities of Daily Lining (ADLs) as much as a sensory integration balance training (Gandolfi et al., 2014). For the first time, it has been suggested the various types of potential training effects of the end-effectors system in restoring gait function in people with a demyelinating disease. The hypothesis was that the robot-assisted approach would act as a form of “destabilization training” in the context of a “task-specific balance training” by the end-effector system. Destabilization training includes tasks that induced unexpected external or internal destabilizations of the center-of-body mass (CoP), while patients are asked to keep the standing posture. Our findings cannot be fully discussed with those by Gandolfi et al., 2014 due to differences about patients and the type of the robot-assisted device. However, our results confirm these literature findings in patients with chronic stroke.

The two interventions showed comparable effects on static and dynamic activities of varying difficulty, on the ability to modify balance while walking in the presence of external demands and on mobility as assessed by the clinical scales. Note that, neither the experimental nor the control group achieved the minimum clinical significance change of five points post-treatment in the primary outcome measure (Donoghue et al., 2009). The BBS is psychometrically robust (Tyson and Connell, 2009a) and very sensitive to exercise intervention in neurological population (Pedroso et al., 2012). However, we did not measure clinically significant changes. Therefore, we could not exclude accustoming effects during the training or ceiling effects. Similarly, both interventions improved walking speed over a short duration, as evaluated by the 10-meter walking test. In the framework proposed by Horak (2006) both pieces of training might have exerted their effects improving movement and sensory strategies (sensory integration and reweighting), orientation in space and control of dynamic (Horak, 2006) acting as task-specific balance training (Gandolfi et al., 2014). The robot-assisted training in addition may have improved proprioception, and the integration of proprioceptive and vestibular sensory input, in standing on compliant surface (condition n. 4-5-6) (Gandolfi et al., 2014). A possible explanation is that the robotic approach might have reinforced the neural circuits that contribute to face postural adjustments. The G-EO system is an end-effector system (Hesse et al., 2012). In this context, a reduced number of constraints interact with the patients allowing freedom, especially for ankle and hip movements, on a mobile base of support. The gait-like footplates movement might shape ankle strategies required to maintain balance for small amounts of sway when standing on a firm surface (Horak and Kuo, 2000). The lack of constraints, especially for the pelvic movement, might account for hip strategies improvements, in which the body exerts torque at the hips to quickly move the body CoM, is used to stand on narrow or compliant surfaces that do not allow adequate ankle torque (Horak and Kuo, 2000). The fact that the physiotherapist set the step and gait parameters (i.e., step length and pace) according to the patient’s improvements emphasized the progression of the task demand. Moreover, the passive training mode might have been improved Compensatory Postural Adjustments (CPAs – Feedback mechanisms) by providing high-intensity and repetitive external destabilization. Note that, the stair climbing protocol might have further strengthened these effects enhancing the amplitude of the external perturbation on different planes (climbing up and down). Stair climbing up and down can be seen as a repeated sequence of balance challenges that rarely can be applied in patients with stroke because of the danger of the task. Negotiating stairs is a typical community ambulation requirement and the final goal of the rehabilitation plan, as the hallmark of complete recovery of mobility in the environment. Challenges of stair climbing, and level walking in the same rehabilitation session under different (active, passive and robot-assisted) training modalities allow to train specifically reactive, anticipatory and voluntary movement strategies (Emken and Reinkensmeyer, 2005; Horak, 2006; Lam et al., 2006; Gandolfi et al., 2014). Stair climbing is demanding from a neuromuscular (Nadeau et al., 2003) and metabolically point of view (Modai et al., 2015). Interestingly, only the robot-assisted group showed a clinically significant improvement in the distance walked over 6 min reaching the MCID value after treatment (34.53 m), as a proof of aerobic capacity/endurance improvements. According to the literature, stair climbing training can improve post-stroke aerobic capacity (Nadeau et al., 2003; Modai et al., 2015). In the context of conventional rehabilitation training, it is not possible to train postural reaction passively as well as intensive and repetitive stair climbing training.

An important issue that required discussion was the chronic stages of the illness. Literature has highlighted that in the chronic stage of stroke, the brain is relatively likely to support endogenous recovery. However, modifications in brain structures and function are still possible after specific interventions (Cramer, 2018). For patients with severe lower limb impairment, robotic training produces better outcomes than conventional training (Lo et al., 2017). Thus, results might be affected by the fact that enrollees had mild motor deficits, as measured at the enrollment. To date, no normative data on time to climb up and down stairs are available in the literature.

The strengths of the present study are the low drop-out rate confirming the feasibility of training in patients with chronic stroke. The comprehensive assessment of postural control using validated and psychometrically robust measures, and instrumental assessment are further strengths of this study (Tyson and Connell, 2009a, b). However, the use of clinical balance outcome measures specific to explore the underlying sensorimotor mechanisms contributing to the balance training effects (i.e., Mini Best Test) should have explored more specifically the training effects (Mancini and Horak, 2010). The study limitations are the lack of a real control group without any intervention, the use of functional balance assessment (i.e., BBS) instead of a system approach (i.e., Mini Best Test) and the lack of patient with more severe neurological impairment. Future studies should evaluate the training effects on participation and quality of life.

To conclude, RASCT is a feasible and valid approach to improve postural control and mobility in patients with chronic stroke. Robotics held promise and ensured to enrich rehabilitation when combined with sensory integration balance training. The advantages of combined training might be beneficial to overcome their limits. The present study is an effort to provide a reference for robot-assisted balance training protocols. Issues such as optimal dosage according to the degree of neurological disability need still to be addressed.

Data Availability Statement

The datasets for this manuscript are not publicly available because CRRNC property. Requests to access the datasets should be directed to MG, marialuisa.gandolfi@univr.it.

Ethics Statement

The study was conducted according to the tenets of the Declaration of Helsinki, the guidelines for Good Clinical Practice, and the Consolidated Standards of Reporting Trials (CONSORT), approved by the local Ethics Committee (1442CESC). Clinical trial registration NCT03566901.

Author Contributions

MG and ED have made substantial contributions to conception and design. EB and AP participated in the enrollment phase. NM and CG carried out the clinical assessment and instrumental assessments. MB and ED carried out the rehabilitation treatments. MG and NV participated in the statistical analysis and drafted the manuscript. MZ revised the statistical analysis. NS and AW participated in the manuscript revision process and gave the final approval of the version.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

The handling editor declared a past collaboration with one of the authors, NS.

Acknowledgments

We thank Cristina Fratton for participating in the assessment procedures.

Footnotes

  1. ^ http://www.randomization.com

References

Bonan, I. V., Colle, F. M., Guichard, J. P., Vicaut, E., Eisenfisz, M., Ba Huy, P., et al. (2004). Reliance on visual information after stroke. part I: balance on dynamic posturography. Arch. Phys. Med. Rehabil. 85, 268–273. doi: 10.1016/j.apmr.2003.06.017

PubMed Abstract | CrossRef Full Text | Google Scholar

Bowden, M. G., Balasubramanian, C. K., Behrman, A. L., and Kautz, S. A. (2008). Validation of a speed-based classification system using quantitative measures of walking performance poststroke. Neurorehabil. Neural. Repair. 22, 672–675. doi: 10.1177/1545968308318837

PubMed Abstract | CrossRef Full Text | Google Scholar

Bruni, M. F., Melegari, C., De Cola, M. C., Bramanti, A., Bramanti, P., and Calabrò, R. S. (2018). What does best evidence tell us about robotic gait rehabilitation in stroke patients: a systematic review and meta-analysis. J. Clin. Neurosci. 48, 11–17. doi: 10.1016/j.jocn.2017.10.048

PubMed Abstract | CrossRef Full Text | Google Scholar

Cattaneo, D., Regola, A., and Meotti, M. (2006). Validity of six balance disorders scales in persons with multiple sclerosis. Disabil. Rehabil. 30, 789–795. doi: 10.1080/09638280500404289

PubMed Abstract | CrossRef Full Text | Google Scholar

Conesa, L., Costa, Ú., Morales, E., Edwards, D. J., Cortes, M., León, D., et al. (2012). An observational report of intensive robotic and manual gait training in sub-acute stroke. J. Neuroeng. Rehabil. 9:13. doi: 10.1186/1743-0003-9-13

PubMed Abstract | CrossRef Full Text | Google Scholar

Cramer, S. C. (2018). Treatments to promote neural repair after stroke. J. Stroke 20, 57–70. doi: 10.5853/jos.2017.02796

PubMed Abstract | CrossRef Full Text | Google Scholar

Da-Silva, P. J. G., Cagy, M., and Infantosi, A. F. C. (2016). Developing a dynamic virtual stimulation protocol to induce linear egomotion during orthostatic posture control test. Res. Biomed. Eng. 32, 273–282. doi: 10.1590/2446-4740.01616

CrossRef Full Text | Google Scholar

Dias, D., Laíns, J., Pereira, A., Nunes, R., Caldas, J., Amaral, C., et al. (2007). Can we improve gait skills in chronic hemiplegics? A randomised control trial with gait trainer. Eura. Medicophys. 43, 499–504.

PubMed Abstract | Google Scholar

Donoghue, D. Physiotherapy Research and Older People group, and Stokes, E. K. (2009). How much change is true change? The minimum detectable change of the berg balance scale in elderly people. J. Rehabil. Med. 41, 343–346. doi: 10.2340/16501977-0337

PubMed Abstract | CrossRef Full Text | Google Scholar

Emken, J. L., and Reinkensmeyer, D. J. (2005). Robot-enhanced motor learning: accelerating internal model formation during locomotion by transient dynamic amplification. IEEE Trans. Neural. Syst. Rehabil. Eng. 13, 33–39. doi: 10.1109/tnsre.2004.843173

PubMed Abstract | CrossRef Full Text | Google Scholar

Flansbjer, U. B., Holmbäck, A. M., Downham, D., Patten, C., and Lexell, J. (2005). Reliability of gait performance tests in men and women with hemiparesis after stroke. J. Rehabil. Med. 37, 75–82. doi: 10.1080/16501970410017215

PubMed Abstract | CrossRef Full Text | Google Scholar

Gandolfi, M., Geroin, C., Picelli, A., Munari, D., Waldner, A., Tamburin, S., et al. (2014). Robot-assisted vs. sensory integration training in treating gait and balance dysfunctions in patients with multiple sclerosis: a randomized controlled trial. Front. Hum. Neurosci. 8:318. doi: 10.3389/fnhum.2014.00318

PubMed Abstract | CrossRef Full Text | Google Scholar

Gandolfi, M., Munari, D., Geroin, C., Gajofatto, A., Benedetti, M. D., Midiri, A., et al. (2015). Sensory integration balance training in patients with multiple sclerosis: a randomized, controlled trial. Mult. Scler. 21, 1453–1462. doi: 10.1177/1352458514562438

PubMed Abstract | CrossRef Full Text | Google Scholar

Geroin, C., Mazzoleni, S., Smania, N., Gandolfi, M., Bonaiuti, D., Gasperini, G., et al. (2013). Systematic review of outcome measures of walking training using electromechanical and robotic devices in patients with stroke. J. Rehabil. Med. 45, 987–996. doi: 10.2340/16501977-1234

PubMed Abstract | CrossRef Full Text | Google Scholar

Harries, N., Loeppky, J. A., Shaheen, S., Al-Jarrah, M., Molteni, F., Hutzler, Y., et al. (2015). A stair-climbing test for measuring mechanical efficiency of ambulation in adults with chronic stroke. Disabil. Rehabil. 37, 1004–1008. doi: 10.3109/09638288.2014.948131

PubMed Abstract | CrossRef Full Text | Google Scholar

Hesse, S., Tomelleri, C., Bardeleben, A., Werner, C., and Waldner, A. (2012). Robot-assisted practice of gait and stair climbing in non-ambulatory stroke patients. JRRD 4, 613–622.

Google Scholar

Hesse, S., Waldner, A., and Tomelleri, C. (2010). Innovative gait robot for the repetitive practice of floor walking and stair climbing up and down in stroke patients. J. Neuroeng. Rehabil. 28:30. doi: 10.1186/1743-0003-7-30

PubMed Abstract | CrossRef Full Text | Google Scholar

Hidler, J., Nichols, D., Pelliccio, M., Brady, K., Campbell, D. D., Kahn, J. H., et al. (2009). Multicenter randomized clinical trial evaluating the effectiveness of the lokomat in subacute stroke. Neurorehabil. Neural. Repair. 23, 5–13. doi: 10.1177/1545968308326632

PubMed Abstract | CrossRef Full Text | Google Scholar

Hiengkaew, V., Jitaree, K., and Chaiyawat, P. (2012). Minimal detectable changes of the berg balance scale, fugl-meyer assessment scale, timed “up & go” test, gait speeds, and 2-minute walk test in individuals with chronic stroke with different degrees of ankle plantarflexor tone. Arch. Phys. Med. Rehabil. 93, 1201–1208. doi: 10.1016/j.apmr.2012.01.014

PubMed Abstract | CrossRef Full Text | Google Scholar

Horak, F. B. (2006). Postural orientation and equilibrium: what do we need to know about neural control of balance to prevent falls? Age Ageing. 35(Suppl. 2), ii7–ii11. doi: 10.1093/ageing/afl077

PubMed Abstract | CrossRef Full Text | Google Scholar

Horak, F. B., and Kuo, A. (2000). “Postural Adaptation for Altered Environments, Tasks and Intentions,” in Biomechanics and Neuronal Control of Posture and Movement, eds J. M. Winters, and P. E. Crago (New York, NY: Springer), 267–281. doi: 10.1007/978-1-4612-2104-3_19

CrossRef Full Text | Google Scholar

Hussein, S., Schmidt, H., Volkmar, M., Werner, C., Helmich, I., Piorko, F., et al. (2008). Muscle coordination in healthy subjects during floor walking and stair climbing in robot assisted gait training. Conf. Proc. IEEE Eng. Med. Biol. Soc. 2008, 1961–1964. doi: 10.1109/IEMBS.2008.4649572

PubMed Abstract | CrossRef Full Text | Google Scholar

Jacobs, J. V., and Horak, F. B. (2007). Cortical control of postural responses. J. Neural. Transm. 114, 1339–1348. doi: 10.1007/s00702-007-0657-0

PubMed Abstract | CrossRef Full Text | Google Scholar

Jonsdottir, J., and Cattaneo, D. (2007). Reliability and validity of the dynamic gait index in persons with chronic stroke. Arch. Phys. Med. Rehabil. 88, 1410–1415. doi: 10.1016/j.apmr.2007.08.109

PubMed Abstract | CrossRef Full Text | Google Scholar

Lam, T., Anderschitz, M., and Dietz, V. (2006). Contribution of feedback and feedforward strategies to locomotor adaptations. J. Neurophysiol. 95, 766–773. doi: 10.1152/jn.00473.2005

PubMed Abstract | CrossRef Full Text | Google Scholar

Lo, K., Stephenson, M., and Lockwood, C. (2017). Effectiveness of robotic assisted rehabilitation for mobility and functional ability in adult stroke patients: a systematic review. JBI Database System. Rev. Implement. Rep. 15, 3049–3091. doi: 10.11124/JBISRIR-2017-003456

PubMed Abstract | CrossRef Full Text | Google Scholar

Mancini, M., and Horak, F. B. (2010). The relevance of clinical balance assessment tools to differentiate balance deficits. Eur. J. Phys. Rehabil. Med. 46, 239–248.

PubMed Abstract | Google Scholar

Mazzoleni, S., Focacci, A., Franceschini, M., Waldner, A., Spagnuolo, C., Battini, E., et al. (2017). Robot-assisted end-effector-based gait training in chronic stroke patients: a multicentric uncontrolled observational retrospective clinical study. Neurorehabilitation 40, 483–492. doi: 10.3233/NRE-161435

PubMed Abstract | CrossRef Full Text | Google Scholar

Mehrholz, J., Elsner, B., Werner, C., Kugler, J., and Pohl, M. (2013). Electromechanical-assisted training for walking after stroke. Cochrane Database Syst. Rev. 5:CD006185. doi: 10.1002/14651858

PubMed Abstract | CrossRef Full Text | Google Scholar

Modai, G., Sharon, B., Bar-Haim, S., and Hutzler, Y. (2015). Stair climbing test post-stroke: feasibility, convergent validity and metabolic, cardiac, and respiratory responses. Top. Stroke Rehabil. 22, 281–288. doi: 10.1179/1074935714Z.0000000021

PubMed Abstract | CrossRef Full Text | Google Scholar

Morone, G., Paolucci, S., Cherubini, A., De Angelis, D., Venturiero, V., Coiro, P., et al. (2017). Robot-assisted gait training for stroke patients: current state of the art and perspectives of robotics. Neuropsychiatr. Dis. Treat. 13, 1303–1311. doi: 10.2147/NDT.S114102

PubMed Abstract | CrossRef Full Text | Google Scholar

Nadeau, S., McFadyen, B. J., and Malouin, F. (2003). Frontal and sagittal plane analyses of the stair climbing task in healthy adults aged over 40 years: what are the challenges compared to level walking? Clin. Biomech. 18, 950–959. doi: 10.1016/s0268-0033(03)00179-7

PubMed Abstract | CrossRef Full Text | Google Scholar

Ng, M. F., Tong, R. K., and Li, L. S. (2008). A pilot study of randomized clinical controlled trial of gait training in subacute stroke patients with partial body-weight support electromechanical gait trainer and functional electrical stimulation: six-month follow-up. Stroke 39, 154–160. doi: 10.1161/strokeaha.107.495705

PubMed Abstract | CrossRef Full Text | Google Scholar

Oliveira, L. F., Simpson, D. M., and Nadal, J. (1996). Calculation of area of Stabilometric signals using principal component analysis. Physiol. Meas. 17, 305–312. doi: 10.1088/0967-3334/17/4/008

PubMed Abstract | CrossRef Full Text | Google Scholar

Pedroso, R. V., Coelho, F. G., Santos-Galduróz, R. F., Costa, J. L., Gobbi, S., and Stella, F. (2012). Balance, executive functions and falls in elderly with Alzheimer’s disease (AD): a longitudinal study. Arch. Gerontol. Geriatr. 54, 348–351. doi: 10.1016/j.archger.2011.05.029

PubMed Abstract | CrossRef Full Text | Google Scholar

Peterka, R. J. (2002). Sensorimotor integration in human postural control. J. Neurophysiol. 88, 1097–1118. doi: 10.1152/jn.2002.88.3.1097

PubMed Abstract | CrossRef Full Text | Google Scholar

Peurala, S. H., Tarkka, I. M., Pitkänen, K., and Sivenius, J. (2005). The effectiveness of body weight-supported gait training and floor walking in patients with chronic stroke. Arch. Phys. Med. Rehabil. 86, 1557–1564. doi: 10.1016/j.apmr.2005.02.005

PubMed Abstract | CrossRef Full Text | Google Scholar

Pollock, A., Baer, G., Campbell, P., Choo, P. L., Forster, A., Morris, J., et al. (2014). Physical rehabilitation approaches for the recovery of function and mobility following stroke. Cochrane Database Syst. Rev 22:CD001920. doi: 10.1002/14651858.CD001920.pub3

PubMed Abstract | CrossRef Full Text | Google Scholar

Scoppa, F., Capra, R., Gallamini, M., and Shiffer, R. (2013). Clinical stabilometry standardization: basic definitions–acquisition interval–sampling frequency. Gait Posture 37, 290–292. doi: 10.1016/j.gaitpost.2012.07.009

PubMed Abstract | CrossRef Full Text | Google Scholar

Shumway-Cook, A., and Horak, F. B. (1986). Assessing the influence of sensory interaction of balance. Suggestion from the field. Phys. Ther. 66, 1548–1550. doi: 10.1093/ptj/66.10.1548

PubMed Abstract | CrossRef Full Text | Google Scholar

Shumway-Cook, A., and Woollacott, M. H. (2012). Motor Control Translating Research into Clinical Practice, 4th Ed. Philadelphia PA: Wolters Kluver Lippincott.

Google Scholar

Smania, N., Picelli, A., Gandolfi, M., Fiaschi, A., and Tinazzi, M. (2008). Rehabilitation of sensorimotor integration deficits in balance impairment of patients with stroke hemiparesis: a before/after pilot study. Neurol. Sci. 29, 313–319. doi: 10.1007/s10072-008-0988-980

PubMed Abstract | CrossRef Full Text | Google Scholar

Stoller, O., Schindelholz, M., Bichsel, L., and Hunt, K. J. (2014). Cardiopulmonary responses to robotic end-effector-based walking and stair climbing. Med. Eng. Phys. 36, 425–431. doi: 10.1016/j.medengphy.2013.12.016

PubMed Abstract | CrossRef Full Text | Google Scholar

Stoller, O., Schindelholz, M., and Hunt, K. J. (2016). Robot-assisted end-effector-based stair climbing for cardiopulmonary exercise testing: feasibility, reliability, and repeatability. PLoS One 11:e0148932. doi: 10.1371/journal.pone.0148932

PubMed Abstract | CrossRef Full Text | Google Scholar

Sung, J., You, H., and Kim, H. Y. (2017). A review of robot-assisted gait training in stroke patients. Brain Neurorehabil. 10:e9. doi: 10.12786/bn.2017.10.e9

CrossRef Full Text | Google Scholar

Swinnen, E., Beckwée, D., Meeusen, R., Baeyens, J. P., and Kerckhofs, E. (2014). Does robot-assisted gait rehabilitation improve balance in stroke patients? A systematic review. Top. Stroke Rehabil. 21, 87–100. doi: 10.1310/tsr2102-87

PubMed Abstract | CrossRef Full Text | Google Scholar

Tomelleri, C., Waldner, A., Werner, C., and Hesse, S. (2011). Adaptive locomotor training on an end-effector gait robot: evaluation of the ground reaction forces in different training conditions. IEEE Int. Conf. Rehabil. Robot. 2011, 5975492. doi: 10.1109/ICORR.2011.5975492

PubMed Abstract | CrossRef Full Text | Google Scholar

Tong, R. K., Ng, M. F., and Li, L. S. (2006). Effectiveness of gait training using an electromechanical gait trainer, with and without functional electric stimulation, in subacute stroke: a randomized controlled trial. Arch. Phys. Med. Rehabil. 87, 1298–1304. doi: 10.1016/j.apmr.2006.06.016

PubMed Abstract | CrossRef Full Text | Google Scholar

Tyson, S. F., and Connell, L. A. (2009a). How to measure balance in clinical practice. a systematic review of the psychometrics and clinical utility of measures of balance activity for neurological conditions. Clin. Rehabil. 23, 824–840. doi: 10.1177/0269215509335018

PubMed Abstract | CrossRef Full Text | Google Scholar

Tyson, S. F., and Connell, L. A. (2009b). The psychometric properties and clinical utility of measures of walking and mobility in neurological conditions: a systematic review. Clin. Rehabil. 23, 1018–1033. doi: 10.1177/0269215509339004

PubMed Abstract | CrossRef Full Text | Google Scholar

Westlake, K. P., and Patten, C. (2009). Pilot study of lokomat versus manual-assisted treadmill training for locomotor recovery post-stroke. J. Neuroeng. Rehabil. 6:18. doi: 10.1186/1743-0003-6-18

PubMed Abstract | CrossRef Full Text | Google Scholar

Wevers, L. E., Kwakkel, G., and van de Port, I. G. (2011). Is outdoor use of the six-minute walk test with a global positioning system in stroke patients’ own neighbourhoods reproducible and valid? J. Rehabil. Med. 43, 1027–1031. doi: 10.2340/16501977-0881

PubMed Abstract | CrossRef Full Text | Google Scholar

Wong, C. K., Bishop, L., and Stein, J. (2012). A wearable robotic knee orthosis for gait training: a case-series of hemiparetic stroke survivors. Prosthet. Orthot. Int. 36, 113–120. doi: 10.1177/0309364611428235

PubMed Abstract | CrossRef Full Text | Google Scholar

Keywords: sensory feedback, proprioception, postural balance, motor skill disorders, sensory function

Citation: Gandolfi M, Valè N, Dimitrova E, Zanolin ME, Mattiuz N, Battistuzzi E, Beccari M, Geroin C, Picelli A, Waldner A and Smania N (2019) Robot-Assisted Stair Climbing Training on Postural Control and Sensory Integration Processes in Chronic Post-stroke Patients: A Randomized Controlled Clinical Trial. Front. Neurosci. 13:1143. doi: 10.3389/fnins.2019.01143

Received: 07 March 2019; Accepted: 10 October 2019;
Published: 24 October 2019.

Edited by:

Geert Verheyden, KU Leuven, Belgium

Reviewed by:

Jurandir Nadal, Federal University of Rio de Janeiro, Brazil
Yasuhiro Chihara, Raffles Japanese Clinic, Singapore

Copyright © 2019 Gandolfi, Valè, Dimitrova, Zanolin, Mattiuz, Battistuzzi, Beccari, Geroin, Picelli, Waldner and Smania. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Marialuisa Gandolfi, marialuisa.gandolfi@univr.it

Disclaimer: All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.