Community-based treatment of cutaneous leishmaniasis using cryotherapy and miltefosine in Southwest Ethiopia: the way forward?

Background: Cutaneous leishmaniasis (CL) is a common, yet massively underreported skin morbidity in Ethiopia. Most patients never seek treatment, as this is offered only in specialized treatment centers. Early diagnosis and treatment through decentralization is crucial to decrease transmission and to reach the NTD roadmap goals. However, little information is available on outcomes and challenges of community-based treatment initiatives.

Methods: A community-based prospective cohort study was conducted in Ochollo. Patients with clinically or microscopy confirmed CL were included. Cryotherapy was (to be) given weekly with at least four sessions for uncomplicated lesions, and miltefosine was given for 4 weeks for complicated lesions. Miltefosine adherence was assessed by counting pill strips. Clinical and patient-reported outcomes (dermatological life quality index and patient-global assessment) were assessed at month 6 (M6).

Results: A total of 107 patients were included, with a median age of 6 years. Two patients refused, and 15 could not be treated as they were too young (<4 years) for miltefosine. Giving cryotherapy to patients weekly was not feasible due to long wound healing times and required use of topical antibiotics. Only 52.4% of miltefosine patients finished >90% of their tablets by M1. Among 46 patients treated with cryotherapy, 24 (52.2%) were cured at M6, and 9 (19.6%) had substantial improvement. The cure rate was 16/39 (41.0%) for miltefosine with 28.2% (11/39) substantial improvement. Before treatment, more than half (57.8%) of patients reported that CL did not negatively impact their life, which significantly increased to 95.2% at M6. At this time, 61.7% of patients said their lesion was clear, which was 1% before treatment.

Conclusion: Our study is the first to identify the challenges and opportunities of miltefosine and cryotherapy for community treatment of CL. Although overall cure rates were lower than expected, patient-reported outcomes were generally positive and quite some patients had good improvement.

Introduction

Cutaneous leishmaniasis (CL) is a neglected tropical disease (NTD) caused by Leishmania protozoa. In Ethiopia, the majority of the CL cases is caused by Leishmania aethiopica, with lesions generally severe, of long-standing duration and hard to treat compared to CL caused by other species (1).

Transmission of CL in Ethiopia is typically described to be zoonotic with hyraxes as its reservoir. However, studies by Mutinga et al. (2) and Pareyn and Kochora et al. (3) demonstrate that besides hyraxes, humans also seem to be an important reservoir that can fuel transmission of L. aethiopica. Therefore, early diagnosis and treatment of CL patients to tackle the human source of infection could be pivotal to decrease the disease burden (4).

Although the estimated yearly incidence of CL is 20,000 to 50,000, only 878 cases were reported to the WHO in 2018 (5, 6). These numbers show that there is severe underreporting of CL. This is primarily because CL diagnosis and care are only available in specialized treatment centers, often far from patients, impeding them to seek modern treatment. Decentralizing treatment closer to patients therefore seems crucial to obtain the NTD roadmap goal of detecting 85% of all cases and making sure 95% of them are treated (7).

However, the most widely available treatment, intramuscular or intralesional injections with sodium stibogluconate (SSG), is challenging to use in primary healthcare facilities. Cryotherapy (for smaller uncomplicated lesions) and miltefosine (for severe, complicated lesions) seem more suitable alternatives. Cryotherapy is used for the treatment of CL in Ethiopian referral hospitals (8, 9), although reports on its long term cure rate are scarce. It can be performed on an out-patient basis, has few side-effects, and is relatively cheap (10). Although liquid nitrogen comes with logistic challenges, projects in other countries have shown that administration of liquid nitrogen by nurses during field visits is possible, acceptable, and safe (11).

Miltefosine is the only available oral leishmaniasis treatment and is relatively safe with mostly mild gastro-intestinal adverse effects. Therefore, it has a good potential for outpatient treatment of CL patients who need systemic treatment. In a hospital-based study conducted in Northern Ethiopia, CL patients with severe, large, and long-standing lesions were treated with miltefosine in which it was found to be acceptable and safe. However, the effectiveness differed greatly between the two study sites (72.7% vs. 26.7% cure) (12). As we hypothesized that lesions in the community are more recent and less severe, community-based detection and earlier treatment of CL cases could improve the outcome of miltefosine treatment.

Most studies on CL treatment only consider clinical outcomes, while including patients perspectives by incorporating scar and quality of life evaluation is recommended (13). In this pilot project, we determined clinical and patient-reported outcomes of community treatment for CL with cryotherapy and miltefosine and also describe the challenges and opportunities that were encountered.

Methods

Ethics statement

This study was approved by the ethical review committees of the Institute of Tropical Medicine in Antwerp (1,513/21), the University Hospital of Antwerp (21/27/275), and Arba Minch University (IRB/1122/2021). Written informed consent was obtained from all participants or from the guardian/parent of patients below the age of 18, with additional assent collected for patients aged 12–17 years. All patients specifically provided consent for taking and using their lesion photographs, provided they could not be identified.

Setting

This study was carried out in Ochollo, a village in the southwest of Ethiopia, around 25 km north of Arba Minch. Ochollo is a rural, highly endemic, and well-known focus of CL. Previous research showed that 5.5% of the primary school children had active CL and 60% had scars due to a Leishmania infection (14). The village is inhabited by approximately 5,000 residents. Basic health service packages are provided to patients by health extension workers at the health post. More complicated medical cases are referred to Arba Minch General Hospital. CL treatment is not available at the health post or nearby district health center; rather, CL patients seek care from traditional healers living in Ochollo, who generally provide treatment for free.

Design

A prospective cohort study was conducted at the health post in Ochollo village from February until August 2022. Patients were treated with cryotherapy or miltefosine depending on the type of lesions with outcome assessment at 1, 3, and 6 months after starting treatment. The study procedures including recruitment, treatment, and follow-up visits at month 1 (M1), M3 and M6 are shown in Figure 1. This study follows the STROBE guidelines for reporting (15) (Supplementary material 1).

FIGURE 1

Figure 1. Study overview. All patients were enrolled in the first week of the study. Patients were screened by field assistants and asked to come to the health post. After evaluation by a dermatologists, patients were classified as clear CL, not CL or unclear CL, in which case a skin slit was taken for CL diagnosis by microscopy. Clear CL cases and those confirmed by microscopy were asked to give informed consent. Treatment allocation was done by a study physician: cryotherapy for uncomplicated CL (uCL) and miltefosine for complicated CL (cCL) patients. The next week, patients were started on treatment for four consecutive weeks, in which side-effects were also followed weekly. Treatment extension for cryotherapy could take place at week 5, 7, and 13–15 at the physicians’ decision. Outcome assessment (clinical and patient-reported) was done at month 1 (M1), month 3 (M3), and month 6 (M6) after starting treatment.

Population and recruitment

Patients with suspected CL (as identified by four experienced field workers, self-identified, referred by the health extension worker, or identified by the study team at the market or school) were advised to visit the health post for formal evaluation during the first week of the study. A dermatologist or general practitioner with 3 years dermatology work experience evaluated the patients, and classified them as follows: (1) clear clinical diagnosis of CL, (2) clinically suspected CL, but lab confirmation needed, (3) not CL. Patients with clinical diagnosis of CL were immediately eligible for inclusion, while for patients whose clinical diagnosis was not sufficiently clear without lab confirmation, a skin slit for microscopy was collected. Any patients who were unwilling to give a non-invasive D-Squame Skin Stripping Disc (Monaderm, Monaco) sample (intended to confirm CL diagnosis by PCR) were excluded.

The dermatologist allocated the treatment to patients by first classifying patients as uncomplicated CL (<4 lesions and < 4 cm in size and no involvement of the nose, mucosa, or joints) or complicated CL (>4 lesions or lesion size >4 cm or involvement of mucosa, nose, joints, or signs of dissemination). Patients with uncomplicated CL were assigned to cryotherapy and patients with complicated CL to miltefosine. Complicated patients who were less than 4 years old could not be treated, as the protocol specified miltefosine could only be given to those above age four. Similarly, complicated patients who were pregnant or breastfeeding were not treated. Additionally, no treatment was given to patients who declined treatment, or for whom the physician did not deem treatment to be beneficial. These three patient groups who did not receive treatment were still enrolled for the study population description and outcome assessment at M6. No sample size calculation was done as we intended to recruit all voluntary and eligible patients from the village into the study.

Sample collection and processing

A skin slit smear was collected from CL suspected patients for whom lab confirmation was needed by taking a sample with a scalpel from the border of the lesion. The skin slit was smeared on a microscopy slide, fixed with methanol, stained with Giemsa, and examined microscopically (1,000x magnification using oil immersion). Results were graded from negative to +6, based on WHO recommendations (16).

Two D-Squame Skin Stripping Discs were collected from every patient. The tape discs were placed one by one onto the border of the largest (index) lesion, pressed for approximately 10 s, and stored in 300 μL 1X DNA/RNA shield (Zymo Research, Baseclear, Netherlands) at −20°C.

An HIV test was performed for every patient using a fingerpick and HIV ½ STAT-PAK rapid test (Chembio diagnostic systems, inc., New York, United States).

For patients assigned to miltefosine treatment, blood was collected and checked the same day at Arba Minch General Hospital for creatinine, urea, AST, and ALT, as well as complete blood count. Results were discussed with an internist before patients were cleared for treatment. A urine dipstick pregnancy test was performed for every woman of child-bearing age and an intramuscular contraceptive was provided prior to and 3 months after starting miltefosine treatment.

Molecular confirmation of cutaneous leishmaniasis

The first D-Squame Skin Stripping disc in 300 μL 1X DNA/RNA shield was subjected to extraction with the Maxwell 16 LEV Blood DNA kit (Promega, Netherlands) as specified in the manufacturer’s manual using the automated Maxwell 16 Instrument (AS1000, Promega). Nucleic acids were subsequently tested by qPCR targeting kinetoplast DNA (kDNA) as described by Merdekios et al. (17). The specific primers and probes used were LC-F (5’-TATTTTACACCAACCCCCAGT-3′), LC-R (5’-GGTAGGGGCGTTCTGC-3′) and a FAM-labeled LC-probe (5’-CAGAAAYCCCGTTCAAAAAATGGC-3′). If a sample was negative, the second D-Squame Skin Stripping disc was tested. If there was still no fluorescence, an HBB PCR was performed as described by Steinau et al. (18) to assess if there was sufficient tissue on the discs and whether the DNA extraction was conducted successfully.

Lesion assessment

Lesion size, number, and type of lesion [localized CL (LCL), muco-cutaneous CL (MCL) or diffuse CL (DCL); (19) and detailed lesion characterization] were recorded at baseline. The largest lesion was classified as the index lesion. Photographs were taken at all timepoints to allow for comparison for outcome assessment and external cross-checking of lesion types, characterization, and outcomes.

Patient reported outcomes and scar scale

Study staff administered the Dermatology Life Quality Index (DLQI) questionnaire to patients at baseline, M1, M3, and M6. For children up to 8, the questions were mainly asked to the parent/guardian, while for those aged 8–12, questions were asked both to the parent/guardian and the child. For children above 12, only the child’s answers were considered. Questionnaires were scored and analyzed as previously reported (20). Only questionnaires with 8 or more answered questions were analyzed, others were invalid (21).

Patient-reported outcomes were assessed by asking patients to rate the severity of their lesion at baseline, M1, M3, and M6, ranking it as clear, almost clear, mild, moderate, or severe. A modified Vancouver scar scale (mVSS) according to (22) was used to grade scar appearance at all timepoints after treatment.

Treatment

Crusted lesions were first soaked with sterile saline to clean and remove the crust (if any). Cryotherapy was given using the CryoPro cryogun (Cortex Technology, Aalborg, Denmark), using at least 2 freeze–thaw cycles per application. Liquid nitrogen was applied on the lesion until the lesion and 1-2 mm margin of healthy skin was frozen, which took around 5–30 s, depending on the lesion size and thickness. The lesion was allowed to thaw, which took around 20–30 s, also depending on the freezing time and lesion size and thickness. After cryotherapy, patients were instructed to keep the lesion clean and all received 2% fusidic acid cream (Fusiderm, EVA-PHARMA, Egypt) to apply on the lesion daily. Cryotherapy was planned for 4 weeks with weekly application, but was withheld if lesions were still ulcerative, exudative, crusted, edematous or blistered after the previous application. Cryotherapy was extended if the physician considered it advantageous for the patient (Figure 1).

Miltefosine was given to patients to take at home, after instructing patients on their daily schedule, intake with food, and possible side-effects. Allometric dosing was used for children below 30 kg according to Dorlo et al. (23), 100 mg per day was given for patients of 30–44 kg, and 150 mg/day for patients of 45 kilos or above. Color-matched stickers were used on the pill strips and adherence monitoring forms to help patients take the correct dose in the morning and evening. For very young children, parents were advised to dissolve miltefosine in water mixed with sugar. Fusidic acid was given to patients allocated to miltefosine who had severe crusting or superinfection.

Follow-up visits, safety, and adherence

Patients were asked to come every week during the first 4 weeks for treatment follow-up. Side-effects were recorded and graded according to the principles of the common terminology criteria for adverse events (24) (CTCAE). Adherence was monitored for miltefosine treatment. Every week, pill count was done based on the used pill strips, the daily missed doses were checked on the adherence form, and patients were asked how they took the medication. Poor adherence was defined when patients took less than 90% of their total dose at the M1 visit.

Outcome assessment

Lesion outcomes were determined at M1, M3, and M6 based on the physician’s assessment. Patients were categorized as cured if all lesions present at baseline had shown 100% flattening and reepithelization in case lesions were ulcerated. Patients were considered substantially improved if all treated lesions had at least 50–99% improvement compared to baseline in terms of flattening (and reepithelization if applicable), while minor improvement required all lesions to have at least 1–49% improvement. Worsening was used if any treated lesions was worse than at baseline, whereas worsening at M6 compared to M3 was also recorded. New lesions were separately assessed.

Data collection and analysis

Data was collected on paper-based forms, and double data entry was done in RedCap (25). Data analysis was done using R version 4.1.3 (26). Numbers, proportions, medians, and interquartile range (IQR) were used to describe the population. Treatment outcome was analyzed as a categorical variable with multinomial confidence intervals (CIs). Cure rate was also calculated as proportion (with 95% binomial CIs). Outcomes were calculated per treatment category. Subgroup analyses of treatment outcomes were done for outcomes using the index lesion only, by dosing class (allometric vs. non-allometric), adherence to miltefosine (poor adherence defined as <90% of total dose at M1), age group (<5 and > 5) and number of cryotherapy sessions. Treatment outcomes of these different groups were compared using chi-square tests, or Fisher-exact tests if chi-square tests were inaccurate. McNemar’s test was used to compare paired categorical data at different timepoints. DLQI-scores and patient-reported scores at different visits were compared with the Wilcoxon signed rank test for paired data, whereas the Mann–Whitney test was used to compared scores between different groups. Agreement between cure as assessed by the physician and whether the patient indicated the lesion to be clear was determined using kappa coefficient.

Results

Study population

A total of 147 patients were screened, of which 107 were included (Supplementary Figure 1). Of them, 95 (88.8%) were confirmed by PCR, three (2.8%) only by microscopy but not PCR, and nine (8.4%) clinically only. Forty-eight (44.9%) patients were allocated to cryotherapy, 42 (39.3%) to miltefosine, 15 (14.0%) could not be treated and two did not want to be treated. Thirteen of these patients could not be treated because they needed systemic treatment but were excluded from getting miltefosine as they were below 4 years old, one was pregnant, and for one the dermatologists decided not to treat.

The study population is described in Table 1, with some photographs of included patients in Figure 2. Patients were young, with a median age of 6 years old. Only 13 (12.1%) patients were adults. About 60% of the patients were male. Almost half had used traditional (mostly herbal) treatment previously, which was 64% in the miltefosine group. Only 3 patients had used modern treatment at the hospital (probably SSG). A quarter of included patients had at least another CL case in the house, and almost three quarters (72.9%) reported having someone with a CL scar living in their home.

TABLE 1

Table 1. Description of the study population.

FIGURE 2

Figure 2. Lesion photographs of included patients. (A) An extensive lesion affecting the cheek and ear that the patient had as long as they can remember with active papules within a bigger scar, treated with miltefosine. (B) Superinfected lesion with scarring on the cheek, treated with miltefosine and systemic antibiotics. This patient had a contracture of the eye due to scar formation. (C) Crusted lesion on the nose treated with miltefosine. (D) Superinfected swollen lesion on the ear. No leishmaniasis treatment was given since the lesion was too big for cryotherapy and the patient was too young for miltefosine. Fusidic acid cream was given. (E) Plaque with papules on the wrist, treated with cryotherapy. (F) Small, crusted lesion underneath the eye treated with cryotherapy. (G) Nodular plaque lesion on the forehead treated with cryotherapy.

The median lesion duration was around 1 year, but five patients (aged 1, 6, 8, 10 and 11), indicated that they had their lesions for their whole life. Most patients had a single lesion on the face, although more than a quarter had four or more lesions. Around 80% of patients were classified as LCL, 19 (17.8%) as MCL and only 2 (2.8%) as DCL. Overall, more than a third of patients had both an active lesion and concomitant scar. This was 50% among patients on miltefosine treatment, who also had slightly longer duration of their lesions. The most common lesion presentations were plaque (61/107, 57.0%), erythema (56/107, 52.3%), scaliness (49/107, 45.8%), and hyperpigmentation (40/107, 37.4%), whereas ulceration (8/107, 7.5%) and nodules (19/107, 17.8%) were uncommon. All patients were HIV negative.

For most patients, CL had only a minor impact on their life (Supplementary Table 1), with 37/64 (57.8%) with a valid DLQI questionnaire having a score indicating no effect, and 22/64 (34.4%) having a small effect. For two patients (3.1%), the DLQI score indicated CL had a very large effect on their life. DLQI scores were significantly higher in adults than in children (p = 0.021, Mann–Whitney test). There was no difference in DLQI scores between males and females (p = 0.601, Mann–Whitney test).

Cryotherapy treatment: follow-up and side-effects

Patients assigned to cryotherapy received from 1 up to 10 sessions, with a median of 4.5 (IQR 3.0–7.0). Cryotherapy was usually given in 2 or 3 freeze–thaw cycles, with a freeze–thaw duration of 5–30 s, depending on the lesion thickness, size, and patient cooperation. For many young children, the application of cryotherapy was challenging, requiring multiple short freeze–thaw cycles. At M1, only 9/48 (18.8%) patients had received four cycles, as was planned in the protocol. Cryotherapy was often postponed as lesions were still healing from the previous application, and patients were given fusidic acid as topical antibiotic daily for open wounds. Twenty-five patients who were not yet cured at M1 were extended on cryotherapy treatment at week 4 (M1) up to week 6, and week 13 (M3) up to 17.

Almost all patients treated with cryotherapy (43/48, 89.6%) experienced side-effects (Supplementary Table 2). Blistering (37/48, 77.1%), swelling (34/48, 70.8%) and infection (28/48, 58.3%) were common in the first week of treatment (Figure 3B), while pigmentation changes became more frequent after several cryotherapy applications (Figure 3C), but mostly recovered over time (Figure 3D). Most side-effects were mild (grade I), but several patients developed grade II events with infection (7/48, 14.6%) swelling (3/48, 6.3%) and blistering (4/48, 8.3%) for which three patients were given systemic antibiotics.

FIGURE 3

Figure 3. Patient with localized cutaneous leishmaniasis treated with cryotherapy. (A) Lesion before treatment. (B) Lesion 3 days post-cryotherapy with swelling and blistering. (C) Lesion at Month 1, with severe hypopigmentation. (D) Lesion at M6 with normal pigmentation and clinical cure.

Miltefosine treatment: adherence and side-effects

Generally, adherence forms were completed poorly despite repeated explanation. By counting the pill strips, compliance to miltefosine was irregular and poor. Eleven patients (26.2%) finished their complete course at M1 while 20 patients (47.6%) had poor adherence as they had taken less than 90% of their treatment and were advised to continue.

Side effects were common in patients treated with miltefosine (see Supplementary Table 3), with three quarters (76.2%) of patients experiencing adverse events. Most common were vomiting (20/42, 47.6%), abdominal pain (14/42, 33.3%), diarrhea (9/42, 21.4%) and nausea (14/42, 33.3%). Most side-effects were of severity grade I, a few of grade II, and one patient experienced severe bloody diarrhea with vomiting, abdominal pain, headache, and weakness, graded as severity III. The patient was treated with antibiotics for acute bacterial diarrhea and responded well, but had to discontinue her miltefosine treatment after 3 weeks.

Treatment outcomes

Patient follow-up was good, with loss-to-follow-up below 10% in all treated patient groups at all visits (Supplementary Figure 1). Outcomes for cryotherapy are shown in Table 2. Around a quarter of the patients were cured after 1 month, which increased to 45.8% (95% CI 33.3–61.8) at M3 and 52.2% (95% CI 39.1–67.6) at M6. An additional 19.6% had substantial improvement at M6. Around 20% (21.7%) showed worsening at M6 compared to before treatment. Analyzing only the index lesion (Supplementary Table 4) did not affect the cure rates. Outcomes in children below 5 years old treated with cryotherapy were significantly different (p = 0.036, Fisher-exact test) to those aged 5 years and above (Supplementary Table 5). Although the overall cure rate was similar, young children more frequently had worsening lesions and less substantial improvement.

TABLE 2

Table 2. Outcomes of cryotherapy for all lesions present at baseline.

Despite extending treatment sessions up to 10 times, many patients receiving cryotherapy did not reach cure (Figure 4). In fact, data shows that cure rates are significantly lower for patients getting more than four sessions of cryotherapy (37.5% for 5–6 sessions and 21.4% for 7–8 sessions) compared to those who were treated with cryotherapy less than four times (p = 0.006 for M3 and p = 0.003 for M6, chi-square test).

FIGURE 4

Figure 4. Cure rates of cryotherapy at Month 3 and Month 6 by number of cycles. Most patients (20/22) who were cured at M3 had received less than four cycles. At Month 6, three extra patients were cured with 5–6 cycles, and three who received more than six cycles. Around half (11/21) of the patients who were not cured at M6 had received more than six cycles of cryotherapy.

Treatment outcomes for miltefosine are shown in Table 3. The overall cure rate for patients receiving miltefosine was 36.8% (95% CI 23.7–55.3) at M3 and 41.0% (95% CI 25.6–57.0) at M6. An additional 28.2% (95% CI 12.8–44.2) had substantial improvement at M6. In contrast, 20.5% (5.1–36.5) of the patients had lesions classified as worse than baseline at M6. Looking only at the index lesion outcomes (Supplementary Table 6), results are slightly better, with 51.3% of patients cured, 25.6% substantially improved, and only 10% worsening. There was no significant difference (p = 0.521, Fisher-exact test) in treatment outcomes in children receiving allometric dosing (weight below 30 kg) compared to children on non-allometric dosing (Supplementary Table 7). Outcomes were not significantly different for those with good adherence compared to those with poor adherence (p = 0.162, Fisher-exact test).

TABLE 3

Table 3. Outcomes of miltefosine treatment for all lesions present at baseline.

Almost one fifth (18/100, 18.0%) of all patients developed a new lesion by M6, which was more common in patients getting local treatment with cryotherapy (10/46, 21.7%), and in those not treated (5/15, 33.3%). Three patients (3/39, 7.7%) on miltefosine treatment developed new lesions at M6. Additionally, almost a quarter of patients had worsening of their index lesion at M6 when compared to M3, which was especially pronounced in the group treated with miltefosine, where more than 30% (11/36, 30.6%) had worsening at M6 compared to M3.

Fifteen out of 17 patients who were not treated could be found at M6 for outcome assessment (Table 4). Of these, eight (53.3%) were cured, although 95% CI were very large (95% CI 33.3–79.8%). Two showed substantial improvement (13.3, 95% CI 0–39.8) and three patients (20.0, 95% CI 0–46.5%) were classified as worsening. Three of the untreated patients had reported the use of traditional herbal medication in between the initial assessment and the M6 outcome visit, of which two were cured. At least eight received topical fusidic acid at the start of the study, as the lesions looked crusted or infected. Of these, four were cured, two had substantial improvement, one minor improvement and one worsening.

TABLE 4

Table 4. Outcome for patients not receiving treatment.

Scar assessment

At M6, 79.0% (79/100) of patients had a remaining scar, which was similar for those who had received cryotherapy (36/46, 78.3%), miltefosine (32/39, 82.0%), or no treatment at all (11/15, 73.3%), and the median overall modified Vancouver scar scale was also similar for the different groups at 1.0 (Supplementary Table 8). Most scars (52/79, 65.8%) had slight pigmentation issues while a subset of patients had moderate (17.7%) or severe (2.5%) hypo- or hyperpigmentation. Although more than half the patients had normal pliability and height of scars, a subset had supple, yielding, or firm scars, and around 45% of the patients with scars had a scar that was raised.

Patient reported outcomes

Patient reported outcomes over time are shown in Figure 5. Most patients rated their lesion as mild (39.3%), moderate (28.0%), or severe (20.6%) at the start of the study. Outcomes were significantly different at each follow-up visit (all p < 0.001, Wilcoxon Signed-rank -square test) compared to before treatment with 19 (17.8%) patients who said their lesion was cured at M1, 54 (50.5%) at M3, and 61.7% at M6.

FIGURE 5

Figure 5. Patient reported lesion assessment at baseline and outcome visits. Patient-reported global assessment rated as clear, almost clear, mild, moderate, and severe is shown before treatment (D0), 1 month after starting treatment (M1), 3 months after starting treatment (M3), and 6 months after starting treatment (M6).

DLQI scores significantly (p < 0.001, Wilcoxon Signed-rank Whitney test) changed over time with the median DLQI score rated 1 (IQR 0–3) before treatment and 0 (IQR 0-0)at M6. The proportion of patients who experienced negative effects on their quality of life due to their skin condition also decreased from 42.2% (27/64) before treatment to only 4.8% (3/63) at M6.

Overall, significantly less (p < 0.001, McNemar’s test) patients experienced pain in the lesion before treatment (37.7%, 40/106) compared to M6 (3.0%,3/100; Supplementary Table 9). The change was significant for cryotherapy (p < 0.001) and miltefosine (p = 0.004), but not for the patients not treated (p = 0.845,McNemar’s test). Similar results were seen for itching, which was common before treatment at 42.5%, but which significantly decreased for the miltefosine (p = 0.013) and cryotherapy group (p = 0.005), but not for the patients who were not treated (p = 0.307).

Agreement between when patient saw the lesion as clear and physicians assessed the lesion to be cured was low with patients rating their response more positively than the physician (Supplementary Table 10), with kappa coefficient − 0.07 at M1, 0.37 at M3 and 0.52 at M6.

Discussion

This is the first study to comprehensively report both clinical and patient-reported treatment outcomes for CL treatment. We also provide important information on challenges and opportunities of community treatment, which is scarce despite the emphasis placed by the WHO roadmap for NTDs (7) on community-based interventions.

CL is a common morbidity in Ochollo, which is reflected by the low age of the enrolled study patients, and the high number of patients who had previous or active CL cases in their household. These findings are in line with Bugssa et al. (14), who found that about 65% of primary school children had either active lesions or scars due to CL. Regardless of the high CL prevalence, only few patients had used modern treatment. Yet, half of them tried traditional medicine with a local healer in the village. This highlights that patients experience important barriers for seeking healthcare at Arba Minch General Hospital, about 25 km from Ochollo village. There barriers were further explored in a sub-study (manuscript in preparation).

While patients predominantly had lesions on their face, their quality of life was not much affected by CL. Most other studies that used the DLQI in CL patients found much higher impact (27–30), even though lesions were mostly on extremities. Some of the factors that could cause this discrepancy are age, since adults were impacted more, and the high endemicity of CL in the village. Others have shown that lack of knowledge about CL and its transmission can lead to fears related to contamination, causing rejection and isolation in communities (31–33). Researchers have been coming to Ochollo to study CL since the 1970’s (14, 34–37), which probably contributed to good knowledge and accordingly less impact of CL on their quality of life, compared to other sites. This is further highlighted by the fact that 96% of people from Ochollo knew CL is caused by the bite of (sand)flies (36), which is much higher than in other CL-endemic areas in the country (4, 38, 39).

Overall, clinical outcomes of cryotherapy were lower than expected with only a bit more than half of the patients reaching cure at M6. However, an additional fifth of the patients reached substantial improvement. A few other studies done in Ethiopia had higher cure rates; in Silti Health Center, 80.5% of patients treated with cryotherapy were cured at three to 6 months (10). They used a cotton applicator and 3–4 times 10–30 s freeze thaw cycles in weekly sessions up to cure, with an average of 6.4 sessions needed. In ALERT hospital, cure rate with a similar protocol was 60.8% (8), but the majority of patients were treated for more than 13 sessions. A small report from Boru Meda Hospital showed that cryotherapy cure rate was 92.3% after three doses (9), although details on the treatment application and outcome assessment are not described. Generally, we used relatively strict cure criteria, where all lesions had to have complete reepithelization and flattening to be cured at M6, which may not be the case for other studies. The young age of our patients could also play a role in low cure rates, as younger patients have been described to have poorer outcomes in several studies (12, 40–42).

Treatment with cryotherapy came with several challenges and observations. First, due to the very young patient population, Ochollo cryotherapy was applied mostly on small children. Especially the youngest were frightened by the sound of the cryogun, which made it difficult to apply the liquid nitrogen. Difficulties in application of cryotherapy on young patients could also be a cause of lower cure rates. We indeed showed that outcomes were significantly better in those above 5 years. Second, the patients reside in a rural area without access to running water. Although we advised patients to wash their lesion frequently to prevent infections, patients often came back with unclean or infected lesions. Consequently, we provided 2% topical fusidic to keep the wounds clean. Third, despite the aim for weekly cryotherapy application in our protocol, in practice this was almost never possible because lesions were not yet healed from the previous application. Therefore, we recommend application of cryotherapy every other week. Fourth, the number of cryotherapy sessions needed to heal a lesion were highly variable among patients. This is complicating standardization of treatment, which is needed to enable comparison of the effectiveness of cryotherapy with other treatments. Importantly, our results show that extending treatment does not necessarily lead to better outcomes. Therefore, clinicians should carefully assess whether there is sufficient improvement of the lesion after four sessions of cryotherapy before further treatment extension. Lastly, although severe hypopigmentation is often mentioned as a reason to avoid cryotherapy in the face on darker skin, our data showed that while pigmentation issues were common, they were mostly transient with good recovery at M6, similar to findings from Iran (43).

Outcomes of miltefosine treatment in our study were in line with a previous pilot study conducted in Ethiopia in a hospital population (12) where the corrected overall cure rate was 48.7% at M6. In short, patients showed good initial improvement but seemed to be unable to completely clear the infection, as a considerable proportion of patients had lesion worsening at M6 compared to M3. Based on this, we hypothesize that treatment extension or combination treatment could improve cure rates. We observed that adherence of miltefosine was poor, despite extensive efforts by the study team. This may have contributed to lower cure rates, even though our data did not show significantly different outcomes in this group. Closer follow-up by the village health extension worker through house-to-house visits and consulting patients may improve adherence and potentially treatment outcomes. The age limit for systemic treatment was set at age four in our study protocol because we feared patients would be too young to swallow the drug. In practice, this led to unnecessary exclusion of a lot of patients who needed systemic treatment but were below 4 years old. For the youngest patients, we opened the capsules and dissolved the miltefosine in a cup with water and sugar. We therefore recommend future studies to lower inclusion age to 2 years.

Results from our study highlight that the use of oral treatments, − even though deemed the future of leishmaniasis treatment (44) – comes with important challenges for decentralization. Many CL patients live in rural communities and are poorly educated. This requires extensive efforts to sensitize and instruct communities on drug adherence and prevent development of resistance. Directly observed therapy at the health post level, similar to what is done for tuberculosis, could be explored.

Patients who were not treated in our study because they were too young for systemic treatment or because they refused, showed similar cure rates as the treatment groups. Interestingly, especially among the patients who received topical fusidic acid, lesions seemed to improve quickly and had a response rate similar to the cryotherapy and miltefosine groups. It should be taken into account, however, that this non-treatment group only consisted of a few patients and therefore the evidence is anecdotal at best. Further investigation into the (natural) healing of lesions and the added effect of topical antibiotics on CL treatment is warranted as they are cheap, easy to apply and locally available.

Our findings indicate that many patients have an ineffective immune response to CL, shown by the long duration of lesions, high number of patients with new lesions, and a high proportion of patients who have both an active lesion and scar. The persistence of lesions also indicates patients could remain infectious for years and sustain transmission. Patients in Ochollo are presumably frequently exposed to infectious sand fly bites, 3.5% of sand flies were found infected with Leishmania in Ochollo (36). However, especially children seem to fail in raising protective immunity to prevent re-infection. Immunological studies should be performed to shed light on this phenomenon, and help determine whether early treatment of patients in a highly endemic setting is useful. In our view, it is more likely that treatment campaigns should be integrated with vector control measures to reduce the patients’ exposure to infectious sand flies.

This is the first time that patient-reported outcomes and scar evaluation were done in conjunction with clinical assessment to give an integrated assessment of treatment outcomes, as recommended previously (13). Our findings show that the impact of CL after treatment measured by the DLQI decreased significantly after treatment, and lesion assessment was significantly better at M6 compared to baseline. Interestingly, patient-reported outcomes were much more positive than clinical outcomes, and did not correlate well with clinical findings. This highlights that it is vital to include patients’ perspectives, as a pure clinical evaluation can underestimate the perceived effect of treatment, which is especially important for skin diseases which mainly have psychosocial impact. Other strengths of this study are good follow-up of patients due to close involvement of field assistants. Future community-based projects should closely involve village leaders and health extension workers in patient management and follow-up in order to increase local ownership and acceptance. Limitations of this study are the relatively low sample size of each treatment group, and potential social desirability bias in the patient-reported outcomes. Since this study provides results from a specific highly endemic locality, certain findings such as the patient population, impact of CL and number of new lesions are not generalizable to other settings. However, most lessons learned can be applied to all CL-endemic communities in Ethiopia.

Conclusion

Our study is the first to identify the challenges and opportunities of miltefosine and cryotherapy for community treatment of CL. We show that local engagement is crucial for the success of community studies. Application of cryotherapy should be spaced 2 weeks apart and topical antibiotics should be routinely supplied to avoid infection. Pigmentation problems were frequently encountered, but most improved after 6 months. Poor miltefosine adherence highlights that oral outpatient treatments for CL need more stringent follow-up. Cryotherapy and miltefosine are suboptimal in terms of cure-rate, although the majority of patients still experienced great improvement of their lesion. This indicates that patient-reported outcomes are very valuable, especially for skin NTDs. There currently seem to be no other treatments suitable for decentralization readily available. Therefore, integrated interventions aimed to reduce transmission in combination with early diagnosis and treatment should be explored.

Data availability statement

The datasets presented in this article are not readily available because data will not be made openly accessible due to ethical and privacy concerns. Data can however be made available after approval of a motivated and written request. Requests to access the datasets should be directed to ITM Research Data Access Committee, SVRNcmVzZWFyY2hkYXRhYWNjZXNzQGl0Zy5iZQ==.

Ethics statement

The studies involving humans were approved by Arba Minch University Institutional Research Ethics Review Board Institute of Tropical Medicine Institutional Review Board University Hospital Antwerp Ethics Review Board. The studies were conducted in accordance with the local legislation and institutional requirements. Written informed consent for participation in this study was provided by the participants’ legal guardians/next of kin.

Author contributions

SvH, MP, JvG, FM, and BM contributed to conception and design of the study. DT, MdK, MT, EK, NG, DD, MM, MS, and RT were involved in field work and data collection. SvH, MP, DT, BM, and TW supervised and coordinated the study. DD and NG did data entry. MbK performed the molecular analyses while MP supervised. SvH organized the database and performed the statistical analysis. SvH and MP wrote the first draft of the manuscript. FM, JvG, and TW provided critical input to the writing of the manuscript. All authors contributed to the article, read, and approved the submitted version.

Funding

This project was funded by the Arba Minch University Grand project GOV/AMU/TH-NTD/CRTC/08/2020. Co-funding was provided by ITM internal funds.

Acknowledgments

We would like to thank all patients who participated in this study. We are grateful to the hard work of the field assistants of Ochollo, and to the Ochollo community in general for cooperating with this project. We thank the zonal and regional health bureau for their support, as well as the Collaborative Research and Training Center for Neglected Tropical Diseases of Arba Minch University. We are grateful to Wanzahun Godana for his support with importing study materials, and to Haruka Hayashi for help with data cleaning.

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher’s note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Supplementary material

The Supplementary material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fmed.2023.1196063/full#supplementary-material

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