- 1School of Software, Shanxi Agricultural University, Taiyuan, China
- 2Chongqing Chang’an Industrial Co., Ltd., Chongqing, China
- 3Passenger Transport Third Branch, Shenzhen Metro Operation Group Co., Ltd., Shenzhen, China
- 4School of Electronic Information and Artificial Intelligence, Shaanxi University of Science and Technology, Xi’an Weiyang University Park, Xi’an, China
- 5Meteorological Bureau of Yangling, Yangling, Shaanxi, China
- 6Endoscopy Center, Minhang Hospital, Fudan University, Shanghai, China
- 7School of Science, Northwestern A&F University, Yangling, China
Introduction: Traditional statistical methods cannot find quantitative relationship from environmental data.
Methods: We selected gene expression programming (GEP) to study the relationship between pollutant gas and PM2.5 (PM10). They were used to construct the relationship between pollutant gas and PM2.5 (PM10) with environmental monitoring data of Xi’an, China. GEP could construct a formula to express the relationship between pollutant gas and PM2.5 (PM10), which is more explainable. Back Propagation neural networks (BPNN) was used as the baseline method. Relevant data from January 1st 2021 to April 26th 2021 were used to train and validate the performance of the models from GEP and BPNN.
Results: After the models of GEP and BPNN constructed, coefficient of determination and RMSE (Root Mean Squared Error) are used to evaluate the fitting degree and measure the effect power of pollutant gas on PM2.5 (PM10). GEP achieved RMSE of [8.7365–14.6438] for PM2.5; RMSE of [13.2739–45.8769] for PM10, and BP neural networks achieved average RMSE of [13.8741–34.7682] for PM2.5; RMSE of [29.7327–52.8653] for PM10. Additionally, experimental results show that the influence power of pollutant gas on PM2.5 (PM10) situates between −0.0704 and 0.6359 (between −0.3231 and 0.2242), and the formulas are obtained with GEP so that further analysis become possible. Then linear regression was employed to study which pollutant gas is more relevant to PM2.5 (PM10), the result demonstrates CO (SO2, NO2) are more related to PM2.5 (PM10).
Discussion: The formulas produced by GEP can also provide a direct relationship between pollutant gas and PM2.5 (PM10). Besides, GEP could model the trend of PM2.5 and PM10 (increase and decrease). All results show that GEP can be applied smoothly in environmental modelling.
Introduction
PM (particulate matter) has become a dangerous threat for the health of human beings (Nel, 2005; Sun et al., 2013; Apte et al., 2015; Bossmann et al., 2016). PM2.5 or PM10 are particles with a diameter less than 2.5 µm or 10 µm (Francesca Dominici et al., 2014; Pui et al., 2014) (Ostro et al., 2006; Ma et al., 2011), which have adverse health effects on respiratory health and cause more complications. The formation mechanism and process for PM2.5 or PM10 are pretty complex. Major sources of PM2.5 and PM10 include natural sources (plant division and spore, soil dust, sea salt, forest fire, volcano eruption and so on) and artificial sources (combustion of fuel, emission of industrial production process, and emission of transportation and so on); all these can be divided into disposable particles (particles that are emitted from the emission source directly) and secondary particles (particles that are released from the chemical reaction of emission and composition of the atmosphere). They mainly consist of water-soluble ions, particulate organic matter, and trace elements. Gautam et al. (2016) considers that NO2, SO2, CO, and O3 are the main gaseous materials which can influence the concentrations of PM2.5 and PM10 under certain environmental conditions, so finding the association between pollutant gases and PM2.5 (PM10) is of importance.
Because of the adverse effects caused by PM2.5 and PM10 in many aspects, they are hot topics for research. Although many research studies have made plenty of achievements, the main research method is regression, time-series regression, or some existing mathematical models. In addition, the models adopted in some research studies can only produce qualitative results without direct interoperability (shown as a formula), whereas the current research adopts gene expression programing (GEP), which can effectively avoid the subjectivity of the empirical model and obtain quantitative results. We focused on modeling the relationship between PM2.5 (PM10) and pollutant gases. There are totally five types of pollutant gases, namely, SO2, NO2, CO, average concentration of ozone in 1 hour, and average concentration of ozone in 8 hours. We collected relevant data from Xi’an, Shaanxi province in China, which is seriously threatened by PM, and then applied GEP to complete this task. The back propagation neural network (BPNN) was used as the baseline method. Experimental results indicate that the average influence power of pollutant gases on PM2.5 (PM10) ranges from -0.0704 to 0.6359 (from -0.3231 to 0.2242), and at the same time, PM2.5 is more seriously affected by pollutant gases than PM10. Furthermore, the formulas obtained by GEP can portray the relationship and evolution law between pollutant gases and PM2.5 (PM10), and these results can be applied to predict the concentrations of PM2.5 and PM10. Furthermore, these formulas can provide more conclusions about this problem with the assistance of mathematical analysis, such as the effect of weather or season on PM2.5 (PM10), and even the above methods can be applied in this field for other perspectives. Finally, linear regression was used to study which pollutant gas more seriously influences the concentrations of PM2.5 and PM10. Experimental results show that different pollutant gases affect PM2.5 and PM10 concentrations with varying degrees, especially CO and SO2 contribute to PM2.5 more and NO2 is more relevant to PM10 overall. More data, including more abundant information, need to be employed to build a more generalized model that can help researchers control air pollutants and study the change of PM2.5 (PM10). Experimental results show that GEP can be used in environmental modeling to uncover essential laws hidden in environmental data.
Methods
GEP
Gene expression programing (GEP) was proposed by a Portuguese scholar, Candida, in 2001 on the basis of genetic algorithms (GA) and genetic programing (GP) (Ferreira, 2001a). GEP adopts a dual structure (genotype and phenotype), which retains the advantages of GA and GP, while at the same time avoiding their shortcomings. GEP has many advantages, such as a concise algorithm flow, as shown in Figure 1A, simple implementation, high precision, and exceptional performance in complex function finding problems with large amounts of data (Özcan, 2012; Mostafa and El-Masry, 2016). GEP uses computers to create a virtual creature population that consists of some chromosomes to simulate the genetic and evolution processes of creatures that can be carried out with a series of simulation genetic operations (e.g., cross-over, mutation, and selection as the fitness) during multi-generation iterations to guarantee that the virtual population evolves to the global optima. Cross-over, mutation, and selection simulate the reproduction, mutation, and natural selection processes. GEP has an ingenious individual encoding method, which is uncomplicated and makes subsequent genetic operations convenient to implement. It then applies the outstanding computing performance of computers to iteratively calculate and obtain an optimal function model. GEP has been fully applied in many fields, such as human body mechanics (Yang et al., 2016), water conservancy (Azamathulla, 2012) robotics (Wu et al., 2013), and agriculture (Yassin et al., 2016).
Figure 1. Details of GEP. (A) Flowchart of GEP for constructing the relationship between pollutant gases and PM2.5 (PM10). (B) The tree architecture of a gene. (C) The mutation operation: we show this operation in terms of a gene, and the green element is mutated to be the red ones. (D) String mutation: the green substring is mutated to be the red substring; here, we only show the insertion sequence transposition. (E) Recombination: the green substring and the red substring exchanged; here, we only show the single-point recombination.
As the inheritance and expansion of GA and GP, GEP integrates the advantages of both and has a more powerful ability to solve problems. The GEP algorithm can be defined as a nine-meta group:
BP neural network
The BP neural network (Liu et al., 2015), whose structure is shown in Figure 2, is a commonly used artificial network architecture. The BP neural network makes use of fully connected neurons to form a feedforward network and then adjusts the weights of each pair of connections and the biased value of each neuron with a gradient descent algorithm that is based on the chain law of derivatives.
Given the training dataset
where
Linear regression
Similar to the BP neural network, linear regression (Frank et al., 2015) is also employed to find a linear expression that portrays the relationship between independent variables and dependent variables and is expressed as Eq. 4. It adopts least squares as the objective function to minimize the error function, which is the same as the function in the BP neural network. The coefficients of each independent variable can reflect the relevance and the degree of correlation with dependent variables. As a basic data mining and intelligence information processing technique, many achievements have been made with it, such as energy (Kicsiny, 2014; Wang et al., 2016) and mechanism (Tosun et al., 2016).
where
Results
Dataset
Xi’an, which is located in northwestern China, is badly affected by PM, and we chose the samples from Xi’an as the research material. Each sample consists of the concentrations of CO, SO2, NO2, PM2.5, PM10, and the average concentrations of O3 (Jerrett et al., 2009) in 1 hour or 8 hours. The dataset is collected from the environmental website of Xi’an city1 (from 1 January 2021 to 26 April 2021), where the data are obtained from 13 monitoring sites. We selected six groups of datasets collected at five monitoring sites uniformly distributed in Xi’an and an overall average dataset of the whole city. The approximate locations of five monitoring sites are shown as Figure 3. Moreover, the incomplete samples with missing value(s) are deleted to facilitate study. For each site, three-fourth entries were used to train and one-fourth entries were randomly used to validate the model. For sites 1, 2, 3, 4, 5, and the average value of the whole city, there are 96, 104, 76, 100, 88, and 116 entries, respectively. The inputs are five types of pollutant gases (CO, SO2, average concentration of O3 in 8 hours, NO2, and average concentration of O3 in 1 hour), and the output is the concentration of PM2.5 (PM10).
Fitting degree evaluation function
In statistics, the coefficient of determination
where
Experimental settings and experimental results
First of all, the GEP (Schmidt and Lipson, 2009) and BP neural network were used to model the influence of pollutant gases on PM2.5 and PM10. All the methods were implemented using MATLAB R2016a on a personal computer with an Intel 2.80 GHz i5 processor and 8G RAM. GEP’s initial step and genetic operations were randomly implemented as probabilities, and the weights and biased values of BP neural network were also randomly initiated. In addition, the relationship between pollutant gases and PM2.5 (PM10) is not exact. Finally, other factors contributing to PM2.5 (PM10), such as water-soluble ions, are not considered. Therefore, these two methods were repeated 10 times, and each dataset was randomly divided into two parts (three-fourth samples and one-fourth samples) for training models and validating the fitting degree of models. Because the current study aims to study the relationship between pollutant gases and PM2.5 (PM10), which is not consistent with time-series prediction, we randomly divided the datasets. Moreover, we hope to construct a more diverse dataset to observe whether GEP could model the trend of increase or decrease in PM2.5 and PM10 concentrations. The maximum, minimum, and mean values of fitting degrees are shown in Table 1 so that the rough effect power of pollutant gases can be explained clearly. Moreover, the results with the highest fitting result out of 10 repeated experiments are shown in Figures 4–7, where the computational values obtained with the trained model (the function model from GEP and the network model from the BP neural network) and the observational values are displayed in Figures 4–7 so that the fitting degree can be illustrated directly with these figures. The difference between Figures 4, 5 is obvious, namely, the performance of GEP is better than that of the BP neural networks. Moreover, GEP and BP neural networks performed similarly for both PM10 and PM2.5, indicating that pollutant gases did not contribute much more to PM10 than PM2.5 (Figure 4 versus Figures 5, 6 versus Figure 7). Similarly, BP neural networks performed no better than GEP for modeling the relationship between pollutant gases and PM10. Although GEP cannot completely fit the concentration of PM2.5 (PM10) with pollutant gases, the trend of PM2.5 (PM10) can be constructed (i.e., increase or decrease). These formulas can be used to analyze the hidden laws about PM2.5 and PM10 with mathematical modeling and help predict concentrations of PM2.5 and PM10.
Figure 4. Fitting curves of PM2.5 (GEP). (Note: (A–F) stand for the fitting curves obtained with datasets collected at monitoring sites 1, 2, 3, 4, 5, and average value of whole city, respectively). Because the samples are randomly selected for training and validated for repeating ten times, we only show the results with the best coefficient of determination.
Figure 5. Fitting curves of PM2.5 (BP neural network). [Note: (A–F) stand for the fitting curves obtained with datasets collected at monitoring sites 1, 2, 3, 4, 5, and average value of whole city, respectively]. Because the samples are randomly selected for training and validated for repeating ten times, we only show the results with the best coefficient of determination.
Figure 6. Fitting curves of PM10 (GEP). [Note: (A–F) stand for the fitting curves obtained with datasets collected at monitoring sites 1, 2, 3, 4, 5, and average value of whole city, respectively]. Because the samples are randomly selected for training and validated for repeating ten times, we only show the result with best the coefficient of determination.
Figure 7. Fitting curves of PM10 (BP neural network). [Note: (A–F) stand for the fitting curves obtained with datasets collected at monitoring sites 1, 2, 3, 4, 5, and average value of whole city, respectively]. Because the samples are randomly selected for training and validated for repeating ten times, we only show the results with the best coefficient of determination.
Discussion
Experimental results show that pollutant gases influence PM2.5 concentrations more seriously than PM10. The results from GEP show that the average influence power of pollutant gases on PM2.5 ranges from 0.2711 to 0.6359 and the average influence power of pollutant gases on PM10 ranges from -0.3231 to 0.2242. The results returned by the BP neural network indicate that the average influence power of pollutant gases on PM2.5 ranges from −0.0704 to 0.1979 and the average influence power of pollutant gases on PM10 ranges from −0.2090 to 0.1989. There are a variety of mathematical operations and formulas, such as cosine and sine functions, that could facilitate the fitting between pollutant gases and PM2.5 (PM10). At the same time, BP neural networks are easily over-fitting, and their interpretability is not better than that of GEP. The disadvantage of GEP is that it is computation-intensive; that is, the modeling process takes significantly longer than BP neural networks. The performance of GEP and BP neural networks was also evaluated by RMSE (Doreswamy et al., 2020), which is shown in Table 2. Concretely, after GEP and BPNN construct the relationship between pollutant gases and PM2.5 (PM10), the testing data could be fed into the model (GEP formula or BPNN model) to obtain the computational values of PM2.5 (PM10). Then, the computational values could be compared with observational values to figure out the coefficient of determination and RMSE. A smaller RMSE indicates better regression performance, and bigger coefficients of determination indicate better regression performance. The metrics in Table 2 also show that pollutant gases are more related with PM2.5 than PM10, and the performance of GEP is better than that of BP neural networks. In addition, the formulas with highest fitting degrees obtained by GEP are shown in Table 3.
Then, linear regression was applied to study which pollutant gases play more important roles than others in affecting the concentration of PM2.5 (PM10). The influence power of each type of pollutant gas on PM2.5 (PM10) can be signified by the coefficients of each item (each pollutant gas), which are shown in Table 4 in descending order. Table 4 demonstrates that the pollutant gas which is more related to PM2.5 (PM10) is different for different monitoring sites. Compared with the average concentrations of O3 in 1 hour and 8 hours, CO and contribute to PM2.5 more, and NO2 and SO2 are more relevant to PM10 overall.
Compared with relevant research studies on the prediction of PM2.5 (PM10) concentrations, we summarized the key information of different algorithms in Table 5. The current study did not adopt pre-processing procedures for raw data, algorithms, or evaluation metrics. The algorithms in the literature include time-series regression, which applied post-temporal PM2.5 (PM10) data to predict current PM2.5 (PM10), and regression, which applied the other factors that influence PM2.5 (PM10) to model the relationship between them. Artificial intelligence (AI) can be used to predict the concentration and the main cause of PM2.5 (PM10) to control the air quality index with the assistance of social monitoring data (vehicle, social events, meteorological factors, etc.). Moreover, the early warning for PM2.5 (PM10) could be used to improve the healthcare conditions of people. Consistent with the literature (Wang P. et al., 2015; Song et al., 2015), CO and SO2 are the pollutant gases that are related most with PM2.5 and PM10. The main sources of CO and SO2 are automobile exhaust and fossil fuel combustion. Therefore, we should encourage clean energy for household and industrial use. Moreover, the dataset is from 1 January to 26 April, which has cold temperatures, so the main reason for pollution is heating in the winter (the heating season in Xi’an spans from 15 November to 15 March). Because we only include the pollutant gas as an independent variable in the model, no further conclusion comes into being.
Hypothesis and limitations
The present research only considers the effect of pollutant gases on PM2.5 (PM10); there are many other factors such as meteorological factors, human behavior, and chemical reactions that could be considered together. In addition, GEP is computation-intensive, requiring a significant amount of time. Moreover, the modeling methods should be improved, such as deep learning (Li et al., 2023), and applied to the relevant topics. Although the interpretability is improved by GEP, the formulas are not consistent with human thoughts; some novel methods could also be applied to show a more direct relationship, such as fuzzy cognitive maps (Zhang et al., 2019). Moreover, the computational resource and data resource requirement (large datasets covering more factors and more regions) impose significant burden for practice.
Conclusion
GEP was employed to model the impact of pollutant gases on concentrations of PM2.5 (PM10); the influence power is measured with the coefficient of determination. BP neural networks were used as the baseline method. Experimental results show that the influence power of pollutant gases on PM2.5 and PM10 is between -0.0704 and 0.6359 and between -0.3231 and 0.2242), respectively. The performance of the models is also compared with RMSE (root mean squared error) (Doreswamy et al., 2020). GEP achieved an RMSE of [8.7365–14.6438] for PM2.5 and the RMSE of [13.2739–45.8769] for PM10, and BP neural networks achieved the average RMSE of [13.8741–34.7682] for PM2.5 and the RMSE of [29.7327–52.8653] for PM10. For the coefficient of determination, GEP and BPNN achieved mean 0.2091–0.6539 and -0.0704–0.1979 (PM2.5) and mean -0.3231–0.2242 and -0.1105–0.1989 (PM10). GEP achieved better RMSE and coefficient of determination metrics than the BPNN. The results from GEP are more explainable than those from the BPNN because the formula could directly reflect the correlation between independent variables (pollutant gas) and dependent variables (PM2.5/PM10). The formulas obtained with GEP can be applied to study carefully to draw more conclusions from every angle. The heterogeneous relationship modeled by GEP in different seasons or specific regions could be used to monitor the causality of PM2.5 and PM10 so that pollution could be restricted. Then, results show that PM2.5 is more correlated to CO, whereas PM10 is more correlated to NO2 and SO2, which is inferred using linear regression. Above methods and relevant conclusions can be beneficial in controlling and forecasting PM2.5 (PM10) concentrations. Although some conclusions came into being, there are still some problems to be solved in the future, such as some negative values that will certainly not exist, which can be tackled by correcting the unreasonable chromosomes in GEP, improving the mechanism of the neural network, adjusting proper algorithm parameters for different datasets, or adding more attributes that affect PM2.5 (PM10) to the dataset. All of the above results show that GEP can be applied in environmental modeling to get more quantitative and explainable conclusions.
Data availability statement
Publicly available datasets were analyzed in this study. These data can be found here: The dataset is available: https://www.aqistudy.cn/historydata/.
Author contributions
XW: investigation, methodology, software, supervision, validation, visualization, and writing–original draft. KZ: conceptualization, formal analysis, methodology, project administration, resources, and writing–original draft. PH: project administration, resources, visualization, and writing–review and editing. MW: formal analysis, funding acquisition, visualization, and writing–review and editing. XL: data curation, investigation, methodology, and writing–review and editing. YZ: project administration, supervision, validation, and writing–review and editing. QP: investigation, methodology, validation, visualization, and writing–review and editing.
Funding
The author(s) declare that financial support was received for the research, authorship, and/or publication of this article. The Project Supported by the Natural Science Basic Research Plan in Shaanxi Province of China (2022JQ-175) and the Scientific Research Plan of Shaanxi Education Department (22JK0303).
Conflict of interest
Author KZ was employed by Chongqing Chang’an Industrial Co., Ltd. Author PH was employed by Shenzhen Metro Operation Group Co., Ltd.
The remaining authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors, and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Footnotes
1https://aqicn.org/city/china/xian/wentiju/cn/
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Keywords: pollutant gas, PM2.5, PM10, gene expression programing, back propagation neural network, Xi’an
Citation: Wang X, Zhang K, Han P, Wang M, Li X, Zhang Y and Pan Q (2024) Application of gene expression programing in predicting the concentration of PM2.5 and PM10 in Xi’an, China: a preliminary study. Front. Environ. Sci. 12:1416765. doi: 10.3389/fenvs.2024.1416765
Received: 13 April 2024; Accepted: 22 July 2024;
Published: 06 August 2024.
Edited by:
Sayali Apte, Symbiosis International University, IndiaCopyright © 2024 Wang, Zhang, Han, Wang, Li, Zhang and Pan. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Kai Zhang, hugo88315@163.com; Qiong Pan, panqion@nwsuaf.edu.cn