- 1School of Biomedical Engineering, McMaster University, Hamilton, ON, Canada
- 2Electrical and Computer Engineering, McMaster University, Hamilton, ON, Canada
Fall risk assessment and fall detection are crucial for the prevention of adverse and long-term health outcomes. Wearable sensor systems have been used to assess fall risk and detect falls while providing additional meaningful information regarding gait characteristics. Commonly used wearable systems for this purpose are inertial measurement units (IMUs), which acquire data from accelerometers and gyroscopes. IMUs can be placed at various locations on the body to acquire motion data that can be further analyzed and interpreted. Insole-based devices are wearable systems that were also developed for fall risk assessment and fall detection. Insole-based systems are placed beneath the sole of the foot and typically obtain plantar pressure distribution data. Fall-related parameters have been investigated using inertial sensor-based and insole-based devices include, but are not limited to, center of pressure trajectory, postural stability, plantar pressure distribution and gait characteristics such as cadence, step length, single/double support ratio and stance/swing phase duration. The acquired data from inertial and insole-based systems can undergo various analysis techniques to provide meaningful information regarding an individual's fall risk or fall status. By assessing the merits and limitations of existing systems, future wearable sensors can be improved to allow for more accurate and convenient fall risk assessment. This article reviews inertial sensor-based and insole-based wearable devices that were developed for applications related to falls. This review identifies key points including spatiotemporal parameters, biomechanical gait parameters, physical activities and data analysis methods pertaining to recently developed systems, current challenges, and future perspectives.
Introduction
Falling can lead to adverse health outcomes, especially in older adults. Detecting falls as they occur, and more importantly, preventing falls through the assessment of fall risk can prevent detrimental health effects, which may otherwise occur with falling. Fall risk assessment and fall detection have been accomplished through diverse methods, with a growing area being in wearable technologies (1). Other methods to assess fall risk and detect falls include through smart home technologies (2–4), camera-based systems (5), smartphone sensors (6) as well as other non-contact and wireless methods (7, 8), such as Monopulse Doppler radar used for the detection of falls of multiple individuals (9).
Wearable devices are ideal for monitoring health due to the small size of low-cost, user-friendly devices that can allow for continuous activity monitoring and physiological data acquisition during daily activities. The limitations of traditional laboratory-based activity monitoring systems, such as monitoring in unfamiliar settings, large-scale set-up or impacts on natural gait when being aware of monitoring, are also overcome with wearable systems (10). Commonly used wearable systems for this purpose are inertial measurement units (IMUs) which acquire data from accelerometers and gyroscopes. IMUs can be placed at various locations on the body to acquire motion data that can be further analyzed, combined and interpreted. Insole-based devices are wearable systems that were also developed for fall risk assessment and fall detection. The insole-based systems are placed beneath the sole of the foot and typically obtain plantar pressure distribution data.
Various portable monitoring systems exist for healthcare, which include wireless non-wearable systems, phone-based non-wearable systems, non-integrated wearable systems and fully integrated wearable systems (11, 12). Non-integrated systems typically allow for comprehensive and continuous monitoring, but are usually not comfortable for the user, are expensive and not ideal for long-term use. On the other hand, fully integrated wearable systems are smaller, more affordable and are a better choice for long-term use (12). Inertial sensor systems and insole-based sensor systems are typically fully integrated, making them ideal portable monitoring systems to be used for fall risk assessment over long periods of time. Wearable technologies typically analyze gait characteristics using various sensors including pressure sensors and inertial sensors. These devices analyze gait characteristics and their variability for fall risk assessment, fall detection and slip detection. Some examples of gait characteristics analyzed include stride length, stance/swing phase ratio, plantar pressure distribution and center of pressure trajectory. Once data is acquired from these sensor systems, data processing, data fusion, and various analysis techniques such as machine learning models or manual data analysis, are employed to obtain meaningful information from the parameters investigated (10, 13).
Insole-based devices typically incorporate pressure sensors to measure plantar pressure or plantar pressure distribution (PPD) from the plantar aspect of the foot. Inertial sensors used for gait analysis are typically accelerometers and gyroscopes placed on the leg (such as on the foot, shank or thigh), lower back or hip. Insole-based pressure data has also been analyzed alongside inertial sensors placed at the lower leg or plantar aspect of the foot to obtain additional information regarding an individual's gait characteristics.
Other wearable sensors have been used to assess fall risk and detect falls beyond pressure sensors and inertial sensors, including but not limited to photoplethysmography (PPG) sensors, electromyography (EMG) sensors and galvanic skin response (GSR) sensors. In this article, we discuss various wearable systems used to investigate parameters relevant to fall risk assessment and fall detection, with a focus on inertial and insole-based systems. The overall flow diagram of fall risk assessment using wearable systems is presented in Figure 1.
In recent years, there have been advancements in diverse wearable technologies. Among these, several inertial-based systems, insole-based sensor systems, and other wearable technologies have been developed for the purpose of gait analysis, plantar pressure distribution determination and for fall risk mitigation (14–16).
Wearable technologies that have been recently developed for the assessment of fall risk and fall detection using insole-based or inertial sensor-based systems are summarized in this article. Here, an overview is provided introduction (section Introduction), and the article search method is described in section Search Method. Background information regarding falling is provided in section Overview of Falling. In section Inertial-Based Sensor Systems and section Insole-Based Sensor Systems, information regarding relevant inertial-based sensor systems and insole-based systems, respectively, are provided. These sections include background information regarding the sensor systems used and a review of existing research systems used for fall risk assessment and fall detection. Wearable sensor systems other than inertial-based and insole-based technologies are concisely discussed in section Other Wearable Systems, which is followed by information regarding Fall Risk Assessment and Modeling Techniques provided in section Fall Risk Assessment and Modeling Techniques. In section Challenges, the challenges associated with existing wearable technologies for fall risk assessment are outlined, with suggestions for future research presented in section Future Research Perspectives. Conclusions are lastly presented in section Conclusions.
Search Method
This article is a narrative review which employed a systematic search process. Electronic database searches were performed in PubMed and Web of Science databases, with final searches completed in March 2022. The databases were searched using Boolean operators and focused keywords relevant to fall risk and wearable devices, resulting in 305 articles. The search strategy used a combination of terms related to falls and fall risk, wearables, and the sensor location {[(“Fall risk”) OR (Fall) OR (Faller*) or (Falls)] AND [(“Wearable sensors”) OR (“Wearable devices”) OR (Wearable*)] AND [(Foot) OR (Feet) OR (“Lower-leg”) OR (“Lower leg”) OR (Leg) OR (Body) OR (”Whole body”) OR (“Full body”)]}. This search was following by a title and abstract screening process using the Covidence software, which led to 150 articles being selected for review. Upon full-text examination of relevant articles, 21 selected articles are presented in this work, with an emphasis on insole-based and inertial-based wearable devices for fall risk assessment and fall detection. Only studies reporting on fall risk assessment and fall detection using insole-based or inertial sensors were included. Studies published before the year 2000 were excluded. Searches and screening of articles were conducted by authors of this review article.
Overview of Falling
The Relationship Between Fall Risk, Fear of Falling and Falls
Falling is very common among members of the aging population (17), so identifying an individual's risk of falling in advance can lead to the prevention of falls and better health outcomes. Beyond the detrimental effects of falling, the fear of falling can also lead to adverse health outcomes. In the case of older adults, having experienced a fall once can lead to an increased fear of falling that impacts daily life activities (18). This is of particular concern as fear of falling can cause individuals to not engage in healthy and beneficial activities, such as physical exercise activities that can otherwise provide great benefits to health. This decrease in physical activity due to an assumed risk of falling can further increase an individual's fall risk as certain factors such as cognitive ability or muscle strength may decline without an active lifestyle (19, 20). This decrease in activity contributes to an increased fall risk, leading to a further decrease in activity in a positive feedback cycle (Figure 2). According to Statistics Canada, 20% of older adults overestimated their fall risk in 2009 (19). Correctly identifying contributing factors and the extent to which such factors can affect fall risk can allow for the prevention of unnecessary fears of falling and lead to healthier lifestyles.
Factors Contributing to Fall Risk
Several factors can contribute to one's risk of falling. These include physiological, psychological, behavioral and environmental factors. Factors contributing to fall risk may be intrinsic or extrinsic (21). Intrinsic factors refer to those that concern the individual, whereas extrinsic factors refer to the environment. These factors may independently contribute to increasing one's risk of falling or act synergistically.
There exist various methods to assess fall risk that aim to quantify certain contributors. For example, the Fall Risk Assessment Checklist for Home Health Care by John Hopkins Medicine scores patients based on factors including age, fall history, medication use, tethered patient care devices, mobility/gait considerations and cognitive considerations (22). Based on the total number of points, the patient may be classified as having “moderate fall risk” or “high fall risk.” Various assessment methods and tools use different factors to assess fall risk, which may be specific to the target population of the assessment, environment, age, or specific medical conditions. Similarly, wearable sensor systems monitor and analyze gait characteristics to determine an individual's risk of falling. Preventing or addressing the factors that can contribute to falling can help reduce fall risk and allow individuals to lead a healthier lifestyle.
Importance of Fall Prevention
Preventing falls is crucial as falling may otherwise lead to adverse health outcomes. In fact, among older adults in Canada, falls are the leading cause of injury (23). Older adults have a higher risk for more severe adverse outcomes after a fall. These include an increased fatality risk, decreased quality of life, acute and chronic pain, hospitalizations, and long-term changes to an individual's lifestyle (19). Thirty three percentage of Canadian older adults that have been hospitalized after a fall end up living in long-term care homes, which is an example of a single fall leading to severe adverse outcomes, which highlights the need to appropriately assess fall risk.
Assessing Fall Risk
Fall risk assessment tools can be extremely useful in preventing falls. An individual's fall risk can be assessed by several methods, including assessment checklists, in laboratory settings, through smart-home systems or using wearable sensors (21, 24). Wearable technologies are a major and very useful area of research regarding fall risk assessment and fall detection. Wearable devices are particularly of use as measurements can be taken in a user's natural setting, during daily activities and in a convenient manner. In the following sections, we describe recent wearable technologies that have been developed and used toward fall risk assessment.
Inertial-Based Sensor Systems
Overview
Inertial sensors are the most widely used wearable sensors for fall risk assessment and fall detection. An inertial sensor, also known as an inertial measurement unit–IMU, comprises of multiple 3-axis sensors (mainly accelerometers and gyroscopes) to measure linear acceleration and angular velocity in their own three-dimensional local coordinate system. Moreover, compared to other sensor technologies, inertial sensors are a very promising sensor unit for developing a wearable monitoring system, because of their low cost, compact size and capability to measure motion-related parameters with high precision and accuracy (25–30). Therefore, they are suitable to monitor body movement and motion. Normally, inertial sensors are attached to different body parts to measure body motion-related parameters such as acceleration and speed of movement, joint angle, and rotation during movement (Figure 3).
Figure 3. Activity and gait monitoring for fall risk assessment and fall detection using inertial sensors.
Recently, researchers are intensely investigating the potential of instrumented fall-risk assessment and prediction tools and inertial sensors seem to be the first choice of many researchers (31–40). To collect the data, the aforementioned studies used between one to five inertial sensors attached to the human body. Most of the studies used data from the body-attached sensors to distinguish different fall status groups or to classify falls during different fall-risk assessment tasks such as walking, quiet standing, single-task, dual-task, one leg standing, sit-to-stand transitions, and from timed up and go (TUG) test (41). There are three important factors to consider when designing an effective inertial sensors-based fall-risk assessment system: placement of the sensor, task to be performed, and key features to be extracted and analyzed.
Placement of the Inertial Sensors
Based on this survey, it was observed that most of the studies placed the sensors close to the center of the body (e.g., lower back, waist) to estimate body orientation (tilt), posture, and postural transition duration between different activities as these features are highly associated with fall risk (42). When an individual has an abnormal body orientation during any activity, it can lead to a fall. An inertial motion sensor attached near to the body center can detect the body orientation and assess the risk of a fall. The sensor in this location can also estimate the duration of a posture as well as transition time between two postures. Balance and stability of the body during postural transitions are very important and recognized as the key factors for assessing falls. Higher transition duration indicates lower balance and stability and consequently higher fall risk. The duration can be estimated using the acceleration (from the movement of the body) and angular rotation (inclination of the trunk) signals from the inertial sensors. Other proposed sensor locations were foot, leg, wrist, chest, and head to measure additional key parameters such as acceleration and velocity during locomotion, foot state as well as gait stability and symmetry (43, 44). Using multiple locations allow the system to estimate total body posture, coordination between different limbs as well as to perform complete functional assessment to predict the fall risk.
Fall Risk Assessment Tests
There are several well-established fall risk assessment tests to estimate future fall probabilities. These tests usually involve a set of questionnaires and functional assessments gait, posture, cognition, and other fall risk factors. Although these tests are subjective and qualitative, incorporating inertial sensors during these tasks can provide a quantitative assessment of fall risk as well as classify people as fallers and non-fallers. This combination will also allow us to evaluate balance during locomotion and lower limb strength. The most common fall risk assessment tests are timed up and go (TUG) (45), Berg Balance Scale (BBS) (46), sit to stand (STS) (47), and one leg stand (OLS) (48).
Extracted Features
Features from the inertial sensors can be divided into several categories such as spatial, temporal, frequency, linear acceleration, angular, and non-linear features. Linear acceleration features are related to postural stability during activities. Spatial features include step length, stride length, step width and number of steps. that can be estimated from inertial signals measured during the walking. On the other hand, temporal features included time related features such as cadence, step time, stride time, gait speed, stance and swing time, single and double support time, time during only one foot and both feet are in contact with the ground, gait cycle, and coefficient of variation (CV) for step. These spatial and temporal features are widely used in gait analysis (49). The most common frequency features extracted from the inertial sensors are the harmonic ratios (HRs) of acceleration in different directions (mediolateral, anteroposterior, and longitudinal axis) (33, 34). The frequency features are often used to estimate the stability and smoothness of body movement during gait (50). The angular features include joint range of motion, and rotation during gait and movements. In addition to those features, some non-linear features related to gait dynamic stability (e.g., the maximum Lyaponuv exponent, multiscale entropy, and recurrence quantification analysis) are reported in (51, 52) that have the association with fall history. As different features represent different gait and movement characteristics, an appropriate feature combination is required to employ a machine learning technique to distinguish fallers and non-fallers as well as to compare features between groups of fallers and non-fallers. Therefore, considering the heterogeneity of the features is important to consider when developing an effective fall risk assessment model. However, there is still a lack of consensus about the features that are optimal for fall studies, especially for different subject groups (49). Moreover, there can be significant differences when the analysis is performed in a retrospective or a prospective way (33).
In order to develop an efficient fall risk assessment tool, appropriate features should be selected with a combination of proper sensor placement and fall risk assessment test. Different optimal combinations of these factors are proposed in different studies that are summarized below in next section as well as in Table 1.
Existing Inertial-Based Sensor Systems for Fall Risk Assessment and Fall Detection
In (31), a piezoresistive accelerometer was used to determine the fall risk. The sensor was placed at the sacrum. The study included TUG (timed-get-up-and-go) and Tinetti tests and measured different gait and functional parameters to assess the fall risk among different subject groups (young control, old control, and older adults with increased fall risk). Analysis of variance (ANOVA) and logistic regression were used to analyze the data and only gait speed and variability showed discriminative result for increased fall risk. Another similar accelerometer-based fall risk assessment study (trunk-at the level of L5) was presented in (33). They also used logistic regression to analyze gait parameters and daily activities and presented good association with falls.
Some researchers suggested other body locations to position the accelerometer sensor such as chest (38) and upper thigh (39) to perform the fall risk assessment and prediction. In (38), the Tinetti score was evaluated from 9 balance and 8 gait features and different machine learning models (linear regression, linear model, and artificial neural network–ANN) were applied to perform fall risk classification. Based on their data, ANN performed the best with a lowest misclassification error of 0.11. Researchers in another article (39) used non-linear support vector machine (NLSVM) for fall prediction and detection operation and achieved high performance sensitivity and specificity for both cases (Table 1).
Two accelerometer-based fall risk assessment study is presented in (36). In this study, the sensors were placed at the center of the lower back and right ankle, and the researchers measured different gait and physiological parameters during normal gait, stair ascent and descent. They used partial Spearman correlation and found a high correlation between gait parameters from stair descent and physiological profile assessment (PPA) factors for fall risk assessment.
Gyroscope measurements along with the accelerometer data were used in two other studies (37, 40). In (40), one inertial sensor unit was positioned at the lower back, at the lumbar 4 vertebra, to measure 3D linear acceleration, angular velocity, and other gait parameters in the TUG test. They used the decision tree algorithm for fall risk prediction. Measurements from five inertial sensors (pelvis, thighs, and shanks) were exploited in (37) to differentiate fallers from non-fallers among a community-dwelling older population. They explored different machine learning algorithms: logistic regression, Naïve Bayes, decision tree, random forest (RF), boosted tree, and support vector machine (SVM) to make a comparison analysis and obtained the highest faller classification accuracy (89.4%) using SVM.
There are other studies (32–35) that incorporated other wearable sensors along with the inertial sensors to explore more relevant features for fall risk assessment. In (35), the researchers used a 3D accelerometer and a barometer worn as a pendant to measure gait and physiological parameters such as steps per day, cadence, gait variability, gait endurance, walking adaptability, visual contrast sensitivity, proprioception, quadriceps strength, reaction time, and postural sway. They used analysis of variance (ANOVA) and analysis of covariance (ANCOVA) to analyze daily life walking and presented a correlation between gait and other factors such as aging, BMI, medications, disability, concern about falling, poor executive function, and higher physiological fall risk. Another study (32) presented a novel fall detection algorithm based on three different sensors: pressure sensor (arm), infra-red sensor (fingertip) and accelerometer (waist). They analyzed blood pressure, heart rate, blood glucose, center of gravity, and 3D acceleration to identify and classify the reasons for fall. Another multi-sensor system that combined two multipoint pressure sensing insoles and four 3D accelerometer (head, pelvis, and left and right shanks) was presented in (34). They applied three machine learning algorithms: multi-layer perceptron neural network (NN), Naïve Bayes (NB), and support vector machine (SVM) to analyze different extracted gait and plantar pressure-related parameters (Table 1). Although both SVM and NN provided high accuracy for fall risk classification, NN presented the best performance accuracy of 84%. The study also observed that single-task gait assessment models performed better than models based on dual-task gait or clinical assessment data.
Insole-Based Sensor Systems
Overview
Fall risk assessment and fall detection have been investigated using insole-based sensor systems. Insole-based sensor systems used for gait analysis typically provide measurements regarding plantar pressure distribution and other gait characteristics from the sole of the foot. These systems often use piezoresistive force sensitive resistors (FSRs) embedded in an insole to measure PPD at various foot regions. These pressure sensors have a reduction in resistance as a greater force is applied. The pressure values among all FSRs in an insole can be used to determine the pressure distribution across the foot, which is useful for gaining insight into stance phase gait characteristics (such as stance phase gait events) as well as relative pressures across the plantar aspect of the foot. Some insole-based systems incorporate inertial measurement units (such as accelerometers and gyroscopes) at the plantar aspect of the foot or lower leg to obtain additional gait characteristics. The main components of an insole-based sensor system include the insole base, pressure sensing elements, data acquisition and transmission system, and power source. The data acquired from the wearable insole is usually transmitted to a device for analysis. Upon signal post-processing and data analysis, gait characteristics can be presented in a useful format for patients or clinicians, fall risk can be determined, and meaningful information can be extracted from the investigated parameters.
In addition to using sensors embedded in an insole system to monitor gait characteristics and assess fall risk, physical characteristics of the insole can contribute to reducing fall risk and preventing falls. For example, (53) outline that insoles can allow for balance preservation through controlling the center of pressure of the foot, shock absorption using less rigid materials beneath the hindfoot, providing support at the ankles and stimulating skin receptors to increase reaction speed. Insoles can also vary in elevation to allow for a greater area of the plantar aspect of the foot to be in contact with the sole (54) which can further decrease fall risk.
Although insole-based systems traditionally mainly focus on foot pressure through plantar pressure distribution measurements, the plantar pressure data can provide meaningful insight into an individual's gait and fall risk. This information when paired with inertial measurements can provide further insight into an individual's fall risk and gait. In fact, fallers and stumblers have shown to exert different pressure values and PPD than non-fallers (55, 56). By recognizing characteristic PPD and gait patterns while walking and standing, further insight into an individual's fall risk can be obtained. The parameters typically analyzed for fall risk assessment or fall detection in existing insole systems (57–67) are shown in Figure 4.
Figure 4. Parameters of interest for fall risk assessment and fall detection using insole-based systems.
Existing Insole-Based Systems for Fall Risk Assessment and Fall Detection
In (60), an insole-based system including 13 capacitive pressure sensors and an IMU was developed to assess fall risk in construction workers. This system investigated parameters relevant to biomechanical gait stability through a wireless system. Loss of balance events were studied as they are reported to provide biomechanical parameters regarding gait stability, specifically in the context of external fall risk factors in occupational environments. Changes in those biomechanical parameters were also reported to provide gait metrics regarding safety in workplace environments. The developed insole system was used to simulate loss of balance events in a laboratory setting in addition to assessing normal gait, using data from insoles from both feet. Plantar pressure patterns were used to calculate five parameters relevant to biomechanical gait stability. The equations used by Antwi-Afari and Li (60) to calculate the mean pressure, peak pressure, the pressure-time integral, anterior/posterior center of pressure and medial/lateral center of pressure are presented in Table 2.
Table 2. Key points pertaining to insole-based systems used for fall risk assessment and fall detection.
A combined system incorporating an insole with pressure sensors, and acceleration sensor as well as a UWB (ultra-wide band) radar was developed for fall risk assessment by Ayena et al. (63). This system combined information acquired from the insole system and radar system to provide a Risk of Falling score largely based on stride data. A benefit of this system is the non-contact radar system which can be used to assess gait characteristics and fall risk when a wearable device is not necessarily used. When the insole is paired with the radar system, meaningful information such as temporal and spatial gait features can be obtained. The low number force sensitive resistors also reduces the power required for the insole to operate. Various techniques were also used for data analysis which included gait velocity estimation involving the use of a Kalman filter as well as developing an algorithm to segment parameters investigated.
In (64), an insole system was developed for fall risk assessment. The researchers created their own pressure sensor which was made of a 20 x 20 mm sheet of Velostat sandwiched by two 100 μm thick aluminum foil sheets, which is in turn sandwiched by 150 μm thick PVC adhesive film. The sensors in this insole were attached to the lining of the sole, which increases comfort to the user as there is no direct contact of the foot with the piezoelectric sensors. Through wireless transmission, the data acquired from the insole system is transmitted to a microcontroller that is connected to a personal computer. The computer then is used to extract signal amplitude and frequency, which are then used to detect changes in gait and ultimately generate reports and warmings regarding fall diagnosis and gait characteristics. In this work, one participant engaged in six different gait activities (“Turnaround,” “Scrolling,” “Upstairs,” “Downstairs,” “Upstairs one by one,” “Walk with left straight leg”) with three trials per gait activity. The eighteen graphs of data were analyzed to determine parameters such as load distribution, variation in step abruptness and timing of gait phases. This work aimed to develop a system that can be used to detect uncoordinated or unstable gait which would otherwise lead to an increased fall risk.
An insole-based sensor system by Cates et al. (61) was developed to classify falls. This system includes both force sensitive resistors for pressure and an accelerometer from an inertial measurement unit. In all fall detection algorithms used which are IMU-based, the “Sum Vector Magnitude” was calculated, which considers acceleration in x y and z planes. The equation used in this work is:
where Ax2 is the acceleration in the x direction, Ay2 is the acceleration in the y direction and Az2is the acceleration in the z direction. This method does not depend on the orientation of the sensor, which is beneficial with regards to overcoming any errors caused by the misalignment of the IMU. The Support Vector Machine (SVM) Machine Learning model was used for the fall classification. This model allows for the various low-acceleration activities, high acceleration activities and falls to be distinguished. It is reported that by using both the FSR and inertial data, errors are reduced, specifically with respect to improving the rate of false negatives. Among the 45 features from both the IMU and pressure sensors, 18 were determined to be associated with the highest performance of fall detection. Fourteen of these features are accelerometer-derived and four are derived from pressure sensors. The names of the four FSR-selected features are “FSR4 switch on duration,” “FSR3 total on-off switches,” “Mean_FSR3,” and “Mean_FSR1 over window's final 2 s.” The names of the remaining accelerometer-selected features are “mean_Z,” “variance_X,” “variance_Z,” “variance_Total,” “skewness_X,” “skewness_Z,” “skewness_Total,” “correlation_Z,” “Minimum filtered Sum Vector Magnitude,” “Maximum filtered Sum Vector Magnitude,” “filtered Sum Vector Magnitude<0.9 duration” and “Variance filtered Sum Vector Magnitude over window's final 2 s” (61).
The work by Chen et al. (65) aimed to address hazard that could lead to falls, with an emphasis on falls in occupational settings. The developed insole consists of four layers: a top fabric layer for comfort, a pressure sensor array (consisting of 96 pressure sensors per foot), an insole-shaped package layer, and the bottom layer consisting of the circuit board and battery. The focus of this work was to identify fall hazards that would result in slips and trips using an insole-based sensor system. This system can be used not only for gait analysis of the user but also to determine whether the floors are safe or are hazardous. To determine if floors were safe or hazardous, activities of daily living including walking, running, stair ascent and stair descent were investigated. The changes in pressure and gait characteristics were also investigated on a slippery surface as individuals adapt their gait to the floor surface. Detecting these characteristic patterns upon negotiation with respect to slippery surfaces and trip negotiation can lead to the identification of hazardous floors which would otherwise lead to falls. A Support Vector Machine model was used in this work and the mean accuracy of a five-fold cross validation test was 95.78%.
Das and Kumar (58) developed an insole-based system to investigate postural stability and gait parameters. This system consists of seven piezoresistive pressure sensors and measurements were in accordance with Zebris mat validation. Parameters pertaining to postural stability and spatiotemporal gait characteristics were determined using a timer associated with specific gait events such as “Heel strike,” “Heel off,” “Toe off,” and “Toe strike.” The millisecond timer is triggered by specific gait events to determine the duration of particular gait events. Like several other insole-based systems, the data acquired from this system is focused on stance phase gait characteristics, with information regarding the swing phase being restricted to the duration of the swing phase.
The “WIISEL” (Wireless Insole for Independent and Safe Elderly Living) system developed by di Rosa et al. (59) consists of sensors embedded in two layers. The top layer consists of an array of pressure sensors and the bottom matrix layer includes other components such as inertial sensors (accelerometer and gyroscope), antenna, Bluetooth protocol and an inductive charging area. This insole was worn by older adults for 2 weeks daily with data acquired from daily activities. This system was designed to obtain information regarding steady-state gait parameters and is thus not able to be used for comprehensive daily activity monitoring. Nonetheless, this system uses the steady state gait characteristics toward a fall risk score. The parameter of greatest contribution to the fall risk score is “Double Support Right” (52% weighting), followed by “Single support left” (31%), “Mediolateral average acceleration amplitude” (12%) and “Heel strike force slope left” (5%). The color-coded fall risk score is displayed on a graphical user interface, where a score of 0–30 is indicative of a low fall risk, 31–70 is indicative of medium fall risk and 71–100 indicates a high fall risk. Due to the complexity of fall risk assessment, a cluster analysis was also completed to ensure the fall risk index can efficiently indicate an individual's risk of falling.
The system developed by Hu et al. (62) was designed to estimate the trajectory of foot center of pressure (COP). COP trajectory and more specifically the COP sway can provide information regarding an individual's fall risk. This work employed a non-linear data analysis model specific to the user to estimate the COP trajectory. It is reported that existing COP trajectory analyses are based on weighted mean approaches, which may not be accurate for all individuals due to intra-individual variability as well as the low number and small sizes of sensors used in this insole. The non-linear user-specific model developed for COP trajectory aims to overcome those limitations.
The system developed by Ji et al. (66) uses four pressure sensors in an insole system designed to detect falls and trigger an alert. This system has two sensors placed at the forefoot, and one at the centers of the midfoot and hindfoot each. By assessing plantar pressure distribution, the variation in the pressure exerted, the walking state or speed of the individual as well as if there is a rapid response form the user, the occurrence of a fall can be determined. Upon detecting a fall, an alert is generated. The user, if conscious, also has the option to press a button upon a fall to generate an alert using this system.
Kraus et al. (67) used the Moticon Science3 insole to investigate physical frailty. Along with pressure sensors, this insole system consists of a 6-axis inertial measurement unit at the midfoot. This worked aimed to assess the comparability of the data obtained from the insole system with the standard questionnaire for sarcopenia and the TUG (Timed Up and Go test) on predicting physical frailty.
Bipedal slip as investigated by Lincoln and Bamberg (57). An insole-based system consisting of pressure sensors and an IMU attached to the lower leg was used alongside a marker-based motion capture system and floor force plates to investigate the detection of bipedal slips in real time. This system determined the trajectory of plantar forces, acceleration and corresponding readings from the motion capture system to identify the slip motion. The duration difference of a normal step vs. a slip was also determined to be 0.20 and 1.25 s, respectively. While slipping, there is prolonged motion in the progressive direction with a heelstrike occurring thereafter. Slip motions were induced using a low-friction surface of two layers of plastic sheets. In this work where slips were induced through a set-up, only the slip motion was investigated, without investigations regarding falling.
A summary of key points regarding the reviewed insole-based systems used for fall risk assessment and fall detection are presented in Table 2. The placement of pressure sensors in existing systems are depicted as blue circles, with inertial sensors integrated in the insole depicted as green squares. The diagrams to depict the approximate sensor placement locations in the insole are based on figures, images or descriptions included in existing literature, where provided.
Other Wearable Systems
There are several other wearable sensors that are also investigated for fall risk assessment, fall prevention, and fall detection. It was observed that when a fall event occurred or before the fall event, different physiological parameters such as heart rate, body temperature, sweat rate, lung volume, blood oxygen level, and eye movement of an individual varies from normal (68, 69). Therefore, researchers are also investigating different wearable physiological sensors. For example, wearable photoplethysmography (PPG) and electrocardiography (ECG) sensors are used for blood volume variations and heart rate monitoring (70–73), temperature sensors for body temperature, and electrodermal activity-EDA sensor (also known as galvanic skin response-GSR) to measure skin perspiration and humidity (74). Spirometer is another diagnostic tool that can measure lung capacity and airflow (75). Hence, it can be used for shortness of breath detection due to critical medical conditions and prevent unwanted falls. Moreover, SpO2 (saturation of peripheral oxygen) sensors can monitor blood's oxygen saturation level and electrooculography (EOG) sensors can quantify eye movements by measuring voltage difference between the cornea and retina (75, 76). Some researchers also incorporated global positioning system (GPS) to show the location of the event after detection a fall (77, 78).
Fall Risk Assessment and Modeling Techniques
In wearable sensor-based fall risk analysis, relevant features are extracted from the sensors data. As the data acquired from the sensors may contain noise and unnecessary information, different filtering techniques are applied to minimize noise and eliminate undesired segment of the data (79). After filtering the data, optimal feature set should be selected for effective analysis. The commonly used features extracted from the wearable sensors are spatiotemporal gait parameters, gait variability, trajectory, center of mass, activity duration and transitions, postural stability, and planter pressure distribution (41, 80). In addition to these extracted features, clinical histories, demographic characteristics, and previous fall records are also important for developing an efficient fall risk assessment model. The approaches used for fall risk assessment can be divided into three categories: Conventional machine learning techniques, Deep learning algorithms, and Knowledge-Driven Model.
Machine learning is a technique that enables the machine (computers/smart devices) to utilize a dataset and to obtain meaningful information that can create a learning model. It uses training data to predict/differentiate a problem based on the data features and generates optimal assessments (76). Deep learning is also a type of machine learning and artificial intelligence (AI). A neural network with multiple hidden layers is recognized as a deep learning method. Deep learning, unlike conventional machine learning algorithms, does not need feature engineering. It is capable to train a large amount of data with high prediction accuracy. However, the hidden layers of a deep learning method are similar to a black box and not easy to understand (81, 82). On the other hand, a knowledge driven model is developed based on evidence, guidelines, and experts' opinions, instead of using observational data (80).
Conventional Machine Learning Techniques
Machine learning techniques are the most used analyzing approaches for wearable sensor-based fall risk assessment. Conventional machine learning techniques for fall risk modeling and assessment can be divided into two approaches: discriminative and generative. Discriminative techniques are used to generate a decision boundary to classify the subjects into corresponding classes (e.g., fallers and non-fallers). Different discriminative approaches were applied for fall risk assessment such as linear regression (83), logistic regression (84), and Support Vector Machine–SVM (85). On the other hand, generative techniques are used to generate the boundary line of each class instead of having a single decision boundary. Generative models that were reported for fall risk assessment are Naïve Bayes model (86, 87), k-Nearest Neighbor–KNN (86, 88), and Dynamic Bayesian Network–DBN (89).
Deep Learning
Deep learning is the common name of multi-layer artificial neural networks–ANN. A multi-layer neural network includes three layers: input layer (data features), hidden layer (processing units), and output layer (classes). There are different deep learning techniques that are used for fall risk assessment such as convolutional neural networks–CNN (81, 82, 90), and recurrent neural networks–RNN (82).
Knowledge-Driven Model
Both machine learning and deep learning models are data-driven approaches. There is another approach that is known as knowledge-driven model and it is based on probabilistic rule and assumptions. The Farseeing fall risk assessment tool (FRAT-up) is such kind of a model which determines the fall risk based on the risk factors related to falls (91). It stores the characteristics of a user in terms of risk factors and based on that knowledge it generates an estimation of the fall risk of the user. However, this model is not fully applicable for wearable sensor-based fall risk assessment as it does not learn from the data.
The overall flow diagram of fall risk assessment based on the wearable sensor data, medical history, fall records and demographic characteristics are presented below in Figure 5.
Challenges
Although major advances were made in the field of wearable sensors in recent years, there are some challenges and limitations of current work that must be overcome.
Fully Integrated System
Although wearable systems are able to acquire, transmit and present data, further improvements in fully integrated wearable systems can have great benefits to health monitoring. For example, integrating all sensors in a single device, such as pressure and inertial measurement units placed at the plantar aspect of the foot in a single sole, can simplify the wearable system hardware. Improvements to the types of sensors used for more comprehensive monitoring, improving data acquisition, data transmission and power consumption can allow for continuous and long-term monitoring, which can be used to seamlessly monitor an individual's fall risk during daily activities.
Data Acquisition and Data Transmission
Most studies reviewed obtained pressure readings at a sampling rate of 50 Hz which is sufficient for walking (10); however a higher sampling rate is required for other activities. For example, a che sampling rate is required for activities such as running or cycling, stair ascent and stair descent (92). Although falls commonly occur during activities such as turning or walking on uneven surfaces, activities which require a higher sampling rate, such as running, fast walking, or stair use, are also associated with higher fall risk (36, 93). However, this may increase the power consumption of the device and reduce its operation time. As such, mitigating the trade-off between power consumption and accuracy remains a challenge. Another challenge using wearable devices for daily activity gait analysis is the data transmission range. Most existing devices employ Bluetooth technology, which means that the device receiving data must be in close proximity. Creating a lightweight and small-size data acquisition and storage system that does not impact gait and allows for the device to be used beyond a short range from a mobile device or a computer is a challenge that if overcome, can be very beneficial for gait analysis using wearable devices. Real-time data transmission can also allow for real-time monitoring of the acquired data. Improvements in data analysis and feedback techniques can improve real-time health monitoring using wearable devices.
Standardization and Consistency
Regarding fall risk assessment, the parameters used vary greatly. A lack of standardization of parameters may make clinical determinations and comparisons from the data acquired from wearable systems more difficult. Regarding insole-based systems, there is great variability in terms of sensor size, number, and placement, which may also lead to difficulties in monitoring and comparing clinically relevant parameters, as variations among devices result in diverse foot regions being investigated in PPD analyses. Therefore, research should be done with a standard protocol and a proper data management to maintain the consistency among fall-related studies.
Insufficient Sample Size
In order to develop an efficient classification or prediction model for falls, a database with a large number of participants is required. However, due to the requirement of continuous data collection and a long follow-up period, collecting data from a large number of participants becomes time-consuming and costly. As a result, most of the studies had small sample sizes (mostly < 100 participants). This small sample size may result in overfitting of the final classification model. Moreover, insufficient positive samples in comparison to the total sample size may lead to distorted models.
Generalizability
Since most devices reviewed have tested the accuracy of risk assessment of fall detection in a small sample, it is unclear if the results are generalizable. There is a need to test developed devices on larger sample sizes to ensure the device can be used by the general population. Moreover, using a large sample size that is diverse with regards to age, sex and fall history, can allow for devices to be used by a greater number of individuals. Designing devices that can be used by individuals of varying health conditions as well as individuals with different shoe sizes or limb proportions, can be beneficial and is currently an area in need of improvement.
Quality of Data
The majority of data presented in the fall studies are generated through experiments where falls are usually simulated in controlled environments. As a result, these data may not accurately reflect real-life conditions. Moreover, real datasets related to fall patterns of older adults with a standardized protocol are not readily available, which is a limitation in proceeding further with fall risk assessment research. Therefore, developing a daily-life continuous wearable monitoring system with a user-friendly design is important to ensure the quality of data for fall-related research.
User Considerations
Although user considerations regarding comfort, size and flexibility of wearable systems have taken high priority in existing works, there is room for further improvement. Several existing smart insoles are not customizable to the shoe size of the user, and as such are validated using individuals of the same shoe size. Ensuring that insoles are customizable, such as by using materials that are trimmable, can ensure the sole fits appropriately for the user. This is important as an incorrect sole size may result in the sensors not being placed under the anticipated foot regions. Ensuring all wiring is covered and sufficient padding exists for a comfortable device is a challenge, as padding can affect the force distribution in the case of insoles. One benefit of using small and low-cost sensors is the affordability that is translated to the user. Through advances in wearable technologies, smart insoles and inertial sensors for fall risk can be produced at larger quantities to further reduce the end cost to the user. Regarding both IMUs and insole-based systems, it is important for the system to be easy to use, such as by having systems in a plug and play format. Developing graphical user interfaces that are simple enough for the user, while improving biofeedback for the user to make behavioral changes to reduce fall risk are also areas in need of further research.
Research challenges associated with fall risk assessment with wearable insole-based and inertial-based devices are presented below in Figure 6.
Figure 6. Research challenges associated with fall risk assessment using wearable insole-based and inertial-based devices.
Future Research Perspectives
Additional research in the field of wearable sensors for fall risk assessment and fall detection can allow for more meaningful advances in the field to be made. One area of future work can include the strategic combination of the reviewed technologies. For instance, incorporating several diverse sensor types, such as PPG, EMG, temperature, pressure and inertial sensors in a single device can lead to a more comprehensive activity monitoring device (10). Employing sensor fusion techniques may also lead to meaningful associations among diverse parameters. Standardizing the placement of sensors and the parameters investigated in future works can allow for more meaningful and clinically relevant comparisons and analyses to be made.
As an individual's fall risk can be affected by several factors such as age, sex, ethnicity, medical conditions, determining which parameters are most relevant for specific populations can lead to more efficient analyses of fall risk in diverse populations. Therefore, constructing a public database with a standardized protocol could help in comparing the results from a new system and reuse the data for further in-depth analysis.
The hardware and computational resources for a fall risk assessment system can be a crucial factor for continuous and long-term communication and monitoring. Therefore, high-performance hardware support is required with an efficient algorithm to handle large and complicated data efficiently. On the other hand, high-performance hardware typically requires more power which is also one of the most critical factors to be considered while developing a wearable system. Therefore, to build a balanced system, the power requirement of the system should be minimized by utilizing advanced power-efficient electronics and power sources. Energy harvesting can be an alternative to solve this issue.
Finally, incorporating personalized biofeedback in a user-friendly manner can be useful in future systems, as users would be able to make corrective behavioral changes to reduce their risk of falling based on feedback from their analyzed activities. With the integration of internet of things (IoT) with wearable sensor technology, it would be possible to implement this personalized biofeedback fall application. It would enable the execution of advanced learning algorithms to effectively analyze complicated fall-related data in real time. The edge, fog, and cloud layers of an IoT architecture would be able to provide processing, storage, data management, and decision (prediction, prevention, and decision) for fall cases. In addition, incorporation of deep reinforcement learning will expand assessment alternatives with respect to different environments, while preserving robustness, accuracy and data privacy.
Conclusions
In recent years, fall risk assessment is gaining prominence with the realization that falls require significant medical attention and can pose huge financial and social burdens. Development of an effective low-cost, user-friendly, wearable sensor-based fall risk assessment tool combined with advanced wireless communications and machine learning algorithms can significantly advance fall-related studies (clinical and non-clinical). In this article, the recent and the most popular wearable technologies developed for fall risk assessment and fall detection were reviewed. Therefore, we mainly emphasized different proposed inertial sensor-based and insole-based systems and did a comprehensive survey as these two are the most common and reliable wearable systems for fall-related studies. While performing this survey, we also took into account the publications that mainly focused on real-time monitoring. Although the focus of this article is on inertial sensor-based and insole-based systems which examine gait characteristics to assess fall risk, other wearable technologies were also reviewed. In addition, we included a brief review on different fall risk assessment and modeling techniques in order to provide an overview of a complete wearable fall risk assessment system. By addressing the key points of existing technologies, challenges to overcome as well as future research perspectives, it is expected that the information in this article can be used to gain a thorough understanding of existing wearable sensor technologies and to improve future wearable devices developed for fall risk assessment.
Author Contributions
Research idea, critical revisions, supervision, and funding: MJD. Research plan and review and editing: MJD, SS, and AF. Original draft preparation and figure creation: SS and AF. Database search: SS. All authors contributed to the article and approved the submitted version.
Funding
This work was supported in part by the Canada Research Chair program and the Natural Sciences and Engineering Research Council (NSERC) of Canada.
Conflict of Interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher's Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Acknowledgments
The authors are grateful for the critical feedback and valuable suggestions regarding this review article from our colleagues Dr. Wei Jiang and Ronald Luo based on their research experience.
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Keywords: fall risk assessment, fall detection, wearables, smart insole, inertial sensors, plantar pressure, gait analysis, machine learning
Citation: Subramaniam S, Faisal AI and Deen MJ (2022) Wearable Sensor Systems for Fall Risk Assessment: A Review. Front. Digit. Health 4:921506. doi: 10.3389/fdgth.2022.921506
Received: 15 April 2022; Accepted: 22 June 2022;
Published: 14 July 2022.
Edited by:
Bijan Najafi, Baylor College of Medicine, United StatesReviewed by:
Shekh Md Mahmudul Islam, University of Dhaka, BangladeshMyeounggon Lee, Baylor College of Medicine, United States
Yonatan Hutabarat, Tohoku University, Japan
Nafiseh Mollaei, Universidade NOVA de Lisboa, Portugal
Copyright © 2022 Subramaniam, Faisal and Deen. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: M. Jamal Deen, jamal@mcmaster.ca