Alessio Faralli
Elisa Fucà
Giulia Lazzaro
Deny Menghini
Stefano Vicari
Floriana Costanzo- 1Child and Adolescent Neuropsychiatry Unit, Bambino Gesù Children's Hospital (IRCCS), Rome, Italy
- 2Life Sciences and Public Health Department, Catholic University of Sacred Heart, Rome, Italy
This perspective review aims to explore the potential neurobiological mechanisms involved in the application of transcranial Direct Current Stimulation (tDCS) for Down syndrome (DS), the leading cause of genetically-based intellectual disability. The neural mechanisms underlying tDCS interventions in genetic disorders, typically characterized by cognitive deficits, are grounded in the concept of brain plasticity. We initially present the neurobiological and functional effects elicited by tDCS applications in enhancing neuroplasticity and in regulating the excitatory/inhibitory balance, both associated with cognitive improvement in the general population. The review begins with evidence on tDCS applications in five neurogenetic disorders, including Rett, Prader-Willi, Phelan-McDermid, and Neurofibromatosis 1 syndromes, as well as DS. Available evidence supports tDCS as a potential intervention tool and underscores the importance of advancing neurobiological research into the mechanisms of tDCS action in these conditions. We then discuss the potential of tDCS as a promising non-invasive strategy to mitigate deficits in plasticity and promote fine-tuning of the excitatory/inhibitory balance in DS, exploring implications for cognitive treatment perspectives in this population.
1 Introduction
One of the major goals of developmental neuroscience is to broaden the range of strategies aimed at enhancing neural plasticity in neurodevelopmental disorders. Recent findings suggest that brain abnormalities and impaired adaptive and functional neuroplasticity play a role in the pathogenesis of neurodevelopmental disorders with known genetic etiology, such as Down syndrome (DS) (Bartesaghi et al., 2022). Advancements in the knowledge of the fundamental cellular mechanisms of neuroplasticity represent the first step toward the development of innovative potential interventions to improve cognitive and behavioral symptoms.
Emerging evidence points to a dynamic interplay between intrinsic neuronal properties and growth-regulatory cues, which are influenced by external stimuli (Carulli et al., 2011; Chapman et al., 2022). The modulation of the balance between cell-intrinsic mechanisms and extrinsic regulatory molecules creates a permissive condition for neuroplasticity. This means that growth-regulatory cues facilitate neuritic remodeling. Conversely, an instructive condition for neuroplasticity implies that a cue determines specific features of the phenotype of interest, providing the neurons involved with the right information to promote neuronal connections and support adaptive functions (Carulli et al., 2011; Foscarin et al., 2011).
In summary, permissive factors allow instructive cues to guide the system toward a specific outcome among the possible ones. The combination of instructive and permissive factors represents the most promising approach for fostering adaptive neuroplasticity (Woodward, 2010; Branchi and Giuliani, 2021). Moreover, the coordinated interplay of different neurotransmitters and their receptors balances neuronal excitability, promoting network stability during development. The synchronized activity between Gamma-Aminobutyric Acid (GABA) ergic and glutamatergic synapses is essential for preserving an optimal balance in neuronal activity (Chiu et al., 2019). Such interactions are dynamically modulated by activity during development, contributing to Excitation/Inhibition (E/I) balance and to the maturation of neural circuits (Maffei et al., 2017).
A substantial body of scientific research suggests that Non-invasive Brain Stimulation (NiBS) techniques play a role in modulating molecular mechanisms governing neuritic growth for neuronal plasticity and behavioral adaptation (Pelletier et al., 2014; Cirillo et al., 2017). On the other hand, NiBS techniques provide the means to directly and focally stimulate specific brain regions, particularly concerning the balance between inhibitory and excitatory neurotransmitters, although the primary mechanisms of action of different NiBS techniques are distinct (Málly, 2013). Theoretically, NiBS may have the potential to establish a permissive environment with implications for the neuroplasticity process.
In this perspective review, we have explored the underlying molecular and biochemical mechanisms of activity-induced plasticity and changes in neuronal transmission associated with a NiBS technique, transcranial Direct Current Stimulation (tDCS), considering its potential application in DS, a genetic disorder of cognition characterized by alterations in plasticity and neural transmission (Bartesaghi et al., 2022).
Given that the atypically developing brain has anatomical and functional differences compared to mature and typically developing brain, it is reasonable to consider that it may respond differently to external stimuli, such as session of stimulation (Garg et al., 2022). Combining pre-clinical research and experimental studies involving participants with DS represents the most effective approach for investigating the potential of tDCS as a treatment tool for cognitive improvement in this population.
1.1 Introduction to tDCS technique
NiBS techniques are based on electromagnetic principles and safely induce electrical fields in the brain. In particular, tDCS has been extensively studied and used as a neuromodulation tool, with documented clinical improvements in various neurodevelopmental disorders (Sousa et al., 2022). Research on tDCS efficacy has been conducted in humans (Nitsche et al., 2003), non-human primates (Zanos et al., 2011), rodents in vivo (Rohan et al., 2015), and in vitro (Fritsch et al., 2010).
tDCS can modulate brain excitability in a polarity-specific manner using a monophasic low-amplitude direct current (0.5 mA−2 mA) (Lefaucheur et al., 2017). The direction of current flow relative to axonal orientation determines whether tDCS has an excitatory (anodal) or inhibitory (cathodal) effect on cortical neurons, by either depolarizing or hyperpolarizing them (Nitsche and Paulus, 2000).
tDCS effects could then be summarized as follows:
a) Membrane polarization. tDCS can modify neuronal membrane polarity, altering the probability of generating action potentials by voltage-gated pre and postsynaptic Na+ and Ca2+ channels. This process triggers an increase of presynaptic release of excitatory neurotransmitters and postsynaptic calcium influx (Nitsche and Paulus, 2001; Liebetanz et al., 2002; Stagg and Nitsche, 2011), rendering synapses susceptible to long-term depression (LTD) with moderate but prolonged intracellular Ca2+ increase and long-term potentiation (LTP) for a short but large Ca2+ increase (Lisman, 2001).
b) Neural transmission. tDCS has effects on neural transmission, with available evidence showing that anodal tDCS application reduces GABA concentration in the stimulated cerebral cortex, while cathodal tDCS induces impairment in glutamatergic neuronal activity (Stagg et al., 2009; Kim et al., 2014; Zhao et al., 2020). Moreover, tDCS (anodal or cathodal) modulates serotonergic neural activity of the dorsal raphe nucleus by inducing a significant acute inhibition of 5-HT neurons (Cambiaghi et al., 2020). Of note, polarity specific-effects on neurotransmitter concentration need deeper investigation.
c) Synaptic plasticity. The effects of tDCS on synaptic plasticity occur at different levels, including calcium dynamics, neurotransmitter release, proteins like receptors, transporters, ion channels and gene expression (Cooke and Bliss, 2006). This suggests that tDCS might exert an effect on the levels of brain-derived neurotrophic factor (BDNF), a modulator of neuronal survival and facilitator of synaptic plasticity (Gray et al., 2013). In particular, tDCS might induce an increase in BDNF concentration when combined with presynaptic stimulation (Fritsch et al., 2010), inducing LTP via BDNF/tyrosine kinase receptor B (TrkB) signaling (Yu et al., 2019). Indeed, Ca2+ signaling and N-metil-D-aspartate (NMDA) glutamatergic receptor activity are the most important phenomena mediating LTP/LTD (Cooke and Bliss, 2006).
2 Potential effects of tDCS on plasticity and neuronal transmission
2.1 The role of tDCS to boost neuroplasticity
tDCS stimulation appears to be useful in promoting beneficial remodeling of synapses, involving both presynaptic terminals and dendritic spines as postsynaptic elements (Reinhart et al., 2017). Studies in rodents have indicated that tDCS-induced plasticity (Fritsch et al., 2010) is capable of inducing LTP and LTD mediated by NMDA receptors, BDNF and its TrkB, namely BDNF/TrKB pathway (Lu, 2003).
In particular, a critical role for LTP with tDCS (Podda et al., 2016) has been demonstrated in the neurotrophin BDNF. Anodal tDCS over the left hippocampal formation of adult male C57bl/6 mice led to an increase in hippocampal LTP, learning and memory, associated with enhanced acetylation of BDNF promoter, expression of BDNF exons I and IX, and BDNF protein levels. Moreover, enhanced cAMP-response-element-binding protein (CREB) phosphorylation, an important transcription factor for the activation of a number of immediateearly expressing plasticity-related genes, has been observed (Podda et al., 2016). These results suggest that anodal tDCS increases hippocampal LTP with the involvement of BDNF, supporting the therapeutic potential of tDCS for brain diseases associated with impaired neuroplasticity.
On the other hand, human studies exploring tDCS-induced effects on BDNF levels provided contrasting results, with some reports of unmodified peripheral BDNF levels after tDCS intervention (Marangolo et al., 2014; Brunoni et al., 2015) and other reports of alterations in BDNF levels in different neurological and psychiatric conditions, such as Parkinson's disease and schizophrenia (Hadoush et al., 2018; Adam et al., 2021). The inconsistency of results across studies could be explained by methodological differences in detecting BDNF levels in humans as well as by the differences in the selected clinical populations.
Intriguingly, it has been proposed that the changes in cognitive functions induced by tDCS may result from specific interactions between genetically determined network properties and the particular form of stimulation applied (Wiegand et al., 2016). In particular, research on tDCS focused on a single nucleotide polymorphism in the gene encoding BDNF (Val66Met), which affects BDNF expression and secretion (Mallei et al., 2015). Some studies suggest that genetic factors such as Val66Met polymorphism may contribute to the inter-individual variance of tDCS outcomes (Fritsch et al., 2010; Strube et al., 2014; Puri et al., 2015; van der Vliet et al., 2018).
2.2 The role of tDCS to modulate excitation/inhibition balance
Animal and human studies consistently demostrate that tDCS can interact with the intrinsic ability of the brain to “restore” balance of neural activity, facilitating the restoration of E/I imbalance and inducing neuroplasticity (Fritsch et al., 2010; Huang et al., 2016, 2017; Hogan et al., 2020). In a study based on adult male C57bl/6 mice, the immediate and after effects of anodal and cathodal tDCS on the primary somatosensory cortex were investigated (Sánchez-León et al., 2021). A polarity-specific bidirectional change of the sensory-evoked potentials, associated with gamma oscillations, was observed. Immunohistochemical analysis corroborated these results, showing changes in Glutamate Decarboxylase (GAD)65/GAD67 immunoreactivity but not in vesicular Glutamate Transporter 1 (vGLUT1) in response to cathodal tDCS (Sánchez-León et al., 2021). In another study, Zhao et al. (2020) employed high definition-anodal/cathodal tDCS over Area 21a of adult male cats' visual cortex. The authors delineated tDCS-induced alterations in neuronal activities, focusing on the concentration and synthesis of GABA and glutamate. After anodal tDCS, the concentration of GABA, but not glutamate, significantly decreased compared to sham group, whereas after cathodal tDCS, the concentration of glutamate, but not GABA, significantly decreased compared to sham group. Moreover, the authors provided evidence of decreased expression of GABA-synthesizing enzymes GAD65 and GAD67 in A21a, whereas no changes were observed for glutamate-synthesizing enzyme glutaminase following anodal tDCS. By contrast, a decrease in both mRNA and protein concentrations of glutaminase in A21a, but not for those of GAD65/GAD67, followed by cathodal tDCS.
In human studies using magnetic resonance spectroscopy, it was found that tDCS alters the levels of multiple neuro-metabolites, particularly glutamate and GABA, specifically but not limited to the site of stimulation (see Chhabra et al., 2021 for a review). In both young and older healthy adults and in patients with neurological and psychiatry disorders, main results confirmed that anodal tDCS induces a reduction in GABA levels (Stagg et al., 2009; Kim et al., 2014; Bachtiar et al., 2015; Antonenko et al., 2017), while cathodal tDCS led to a reduction of glutamate levels (Stagg et al., 2009). However, the baseline level of the neuro-metabolites may predict the outcome after tDCS, as well as the number of stimulation sessions (Chhabra et al., 2021).
3 From basic mechanisms toward potential tDCS applications in neurogenetic disorders
Significant alterations in neuroplasticity and E/I balance are believed to underlie various clinical manifestations of neurogenetic disorders. These conditions result from genetic mutations or deletions that disrupt the regulation of brain development (Kolb and Gibb, 2011), often leading to abnormal intellectual, cognitive, and behavioral functioning (Dierssen et al., 2003; Menghini et al., 2011; Anagnostopoulou et al., 2021; Vacca et al., 2023). Emerging treatment strategies for neurogenetic conditions are exploring pharmacological therapies targeting neuroplasticity and neuromodulator balance to enhance cognition and behavior, but their clinical efficacy needs further establishment (Lorenzon et al., 2023). Additionally, NiBS is being considered as a potential treatment for cognitive and behavioral outcome in individuals with neurogenetic disorders, either alone or in combination with other therapies.
3.1 tDCS applications in neurogenetic disorders
To explore the therapeutic potential of NiBS in neurogenetic disorders, studies published until December 2023 were reviewed to shed light on the effectiveness of tDCS in improving clinical outcome in five disorders, where genetic factors play a significant role: Rett syndrome (RTT), Prader-Willi syndrome (PWS), Neurofibromatosis type 1 syndrome (NF1), Phelan-McDermid syndrome (PMS), and DS. A summary of the tDCS protocols employed, study design, outcomes, and results of the analyzed studies is reported in Table 1. A detailed description of the main findings in RTT, PWS, NF1 and PMS can be found in the Supplementary material while the description of the main findings in DS can be found in the following paragraph.
Table 1. Summary of tDCS studies in individuals with relevant neurogenetic syndromes.
The rationale behind the application of tDCS to improve clinical outcome in these neurogenetic disorders varied according to the specific aim and the underlying neurobiology of the disorder. In the case of RTT, the aim was to enhance the excitability of linguistic brain region by applying anodal tDCS over Broca's area, coupled with a cognitive training, to improve language and attention skills (Fabio et al., 2018, 2020). The rationale came from evidence in healthy individuals and in patients with stroke (Fertonani et al., 2010; Cattaneo et al., 2011; Wirth et al., 2011). In the case of PWS, the aim was to enhance prefrontal neural circuit excitability by anodal tDCS with the goal of reducing excessive activity in subcortical structures and, in turn, decreasing hyperphagia (Boggio et al., 2009; Bravo et al., 2016; Azevedo et al., 2017, 2021; Poje et al., 2021). The rationale came from a number of studies in healthy individuals and in patients with substances abuse and food craving (Fregni et al., 2008a,b; Boggio et al., 2009; Goldman et al., 2011). In the case of PMS, tDCS was applied for a modulatory action on the glutamatergic system, particulary on NMDA receptors, to ameliorate catatonia associated to PMS (Moyal et al., 2022). The rationale came from evidence on patients with schizophrenia and bipolar disorder with catatonia (Haroche et al., 2022) and was grounded in the neurobiological hypothesis of PMS, involving haploinsufficiency of SHANK3 associated with NMDA receptor hypofunctionality and catatonia (Kohlenberg et al., 2020). Even in the study on NF1 (Garg et al., 2022), the rationale of tDCS application was grounded in the neurobiological hypothesis of the condition. Anodal tDCS was applied to left dorsolateral prefrontal cortex (DLPFC) to reduce GABA and to improve performance on working memory (WM) tasks, increasing brain activation in the targeted area, since NF1 is characterized by GABAergic over activity and impairment in synaptic plasticity (Costa et al., 2002; Cui et al., 2008; Molosh et al., 2014).
3.2 tDCS applications in Down syndrome
DS, the leading cause of genetically-defined intellectual disability (ID), results from the presence of an extra copy of chromosome 21 (de Graaf et al., 2015). The most prominent clinical feature of DS is cognitive impairment, characterized by mild to severe ID, learning deficits, and memory impairment, particularly related to hippocampus-related functions (Pennington et al., 2003; Dierssen et al., 2009; Grieco et al., 2015).
To date, there are very few published data that have applied tDCS in individuals with DS, and most, if not all, have focused on improving motor dysfunction (Lopes et al., 2020; Lopes J. et al., 2022) or addressing psychiatric symptoms (Brunelin et al., 2022), rather than cognitive impairment. The rationale for these interventions often originates from studies involving other clinical populations with motor impairment (Cruz et al., 2005; Nasseri et al., 2015; Santos et al., 2015; Grecco et al., 2017) or psychiatric symptoms and catatonia (Hansbauer et al., 2020; Fregni et al., 2021).
A protocol study was published in 2017 to investigate the effects of anodal tDCS on the primary motor cortex compared to sham stimulation during upper limb motor training involving non-immersive virtual reality (VR) in children with DS (Lopes et al., 2017). Experimental conditions included combined therapy (20 min of 1 mA anodal-tDCS + motor training with VR) and a control group (sham-tDCS with the same electrode montage + motor training with VR). The electrode montage comprised the anode applied over the primary motor cortex and the cathode over the right deltoid muscle, serving as an extra-cephalic reference. The preliminary results of this study were reported as a case report in 2020, demonstrating improvements in various kinematic variables in an eight-year-old child with DS (Lopes et al., 2020). Notably, movement velocity increased during the post-intervention and follow-up evaluations. These findings provide valuable evidence on the combined effects of tDCS on motor functioning in individuals with DS.
The same authors published a clinical trial protocol for sensorimotor improvement involving children with DS to evaluate the application of 20 min of 1 mA tDCS over the DLPFC coupled with sensorimotor training through interactive computer game activities, with the anode placed over F3 and the cathode placed over the right deltoid muscle. This was specifically aimed at evaluating brain activity via electroencephalography (EEG) and muscle activity via electromyography (EMG). The protocol study also included typically developing children as a control group (Trial registration Brazilian Clinical Trials Registry REBEC protocol number RBR-43pk59) (Lopes J. B. P. et al., 2022). Given that individuals with DS are often described as exhibiting clumsiness, particularly in terms of gross movements characterized by slow and less efficient actions (Galli et al., 2010; Rigoldi et al., 2011), researchers have underscored the potential efficacy of tDCS for children with DS. They suggest that the effectiveness of tDCS is further heightened when combined with sensory-motor training.
Additionally, Lopes and colleagues investigated neurophysiological changes in brainwave patterns of children and young adults with DS after 20 min of 1 mA anodal tDCS in the primary motor cortex along with sensorimotor training through interactive computer game activities. In particular, they assessed brain activity in 12 individuals with DS via EEG equipment after tDCS application combined with VR training sessions. Results reported significant differences in event-related desynchronization and event-related synchronization of the alpha and beta rhythms, revealing a reduction in power and frequency and thus a reorganization of the patterns of alpha and beta waves (Lopes J. et al., 2022).
The second area explored for tDCS application in DS is psychiatric symptomatology. Young individuals with DS may experience unexplained cognitive deterioration and unusual regression that may present with loss of skills, mood changes, and repetitive thoughts or behaviors (Santoro et al., 2020). In light of this, tDCS emerges as a promising non-invasive electrical stimulation technique for potential application in psychiatric care for individuals with DS (Brunelin et al., 2022). In both patients described by Brunelin et al. (2022) in their study, sessions of 20 min of 2 mA left anodal/right cathodal tDCS over DLPFC, respectively, enabled patients to be discharged from the hospital, recover from their depressive and catatonic symptoms, and return to their baseline level of functioning within their families. Moreover, cognitive improvement was observed. The treatment was well-received and tolerated, with the only observed side effects after the sessions being temporary itching and redness beneath the electrode placement.
The above-mentioned studies provide support for the neuromodulatory effects and efficacy of tDCS in specific brain regions and networks. Furthermore, these studies suggest that interventions combining physical/cognitive training with tDCS have the potential to induce neuroplasticity and reorganize atypical brain networks, as seen in conditions like DS, enabling them to better adapt to external stimuli demands.
In summary, most studies applying tDCS to neurogenetic disorders have based their approaches on evidence from healthy individuals or other clinical population. However, only a few have specifically hypothesized the application of tDCS based on the neurobiological mechanism where genetic factors play a significant role. While, these studies have provided encouraging results in terms of clinical improvement, there is a crucial need for a deeper understanding of the neurobiological effects of tDCS and its potential for treating neurogenetic disorders.
4 Hypothesis of tDCS treatment application in Down syndrome
In this prospective review, we aim to delve into the potential neurobiological mechanisms underlying tDCS application in DS. Typical features of the DS brain that could serve as targets for tDCS treatment include neuroplasticity alterations primarily involving synaptic plasticity, neurogenesis impairment, and a reduced capacity for remodeling.
Imbalances in E/I ratios are linked to abnormalities in the glutamatergic and GABAergic systems (Martínez Cué and Dierssen, 2020; Bartesaghi et al., 2022). Neuroplasticity alterations in DS encompass impaired dendritic maturation, reduced synaptic contacts and dendritic length. A candidate gene implicated in DS synaptic plasticity alterations and cognitive deficits is the dual-specificity tyrosine phosphorylation-regulated kinase 1A (Dyrk1A) gene, associated with ID (Ruiz-Mejias et al., 2016). Its overexpression is thought to lead to defective cortical microarchitecture and E/I imbalance, resulting in altered cognitive abilities (Bull, 2020; Bartesaghi et al., 2022).
Moreover, several evidences indicate dysfunction of GABAergic and glutamatergic systems in the DS brain (Braudeau et al., 2011; Deidda et al., 2015; Kleschevnikov et al., 2017). Previous studies that used Ts65Dn mouse reported a reduction in glutamate levels in the hippocampus and cerebellum, suggesting a general reduction in excitatory neurotransmission (Même et al., 2014; Santin et al., 2014). On the other hand, other studies on murine models of DS focusing on the neurotransmitter GABA showed increased GABAergic terminals density in various brain regions, such as in the dentate gyrus, in the hippocampal formation, particularly the connections between areas CA1-CA3, and in some layers of the cerebral cortex (Martínez-Cu et al., 2013). However, in individuals with DS, GABA acts in an opposite, excitatory manner: instead of reducing the flow, it stimulates it, making it excessive and unregulated due to the imbalance of an electrolyte, the chloride ion (Ben-Ari, 2002; Contestabile et al., 2017). Pharmacological interventions with drugs targeting Cl−homeostasis, such as inhibiting Na–K–Cl cotransporter (NKCC1) and/or activating Potassium chloride cotransporter-2 (KCC2), might restore E/I imbalance resulting from an impaired Cl–gradient (Raveendran et al., 2020; Savardi et al., 2023) and rescue cognitive impairment in DS mouse models (Contestabile et al., 2017).
Since tDCS exerts its effects on the brain promoting changes in balance of excitatory and inhibitory neurotransmitters (Sánchez-León et al., 2021) and promoting BDNF-dependent synaptic plasticity (Fritsch et al., 2010; Podda et al., 2016), it could be effective in promoting better adaptive functioning by addressing E/I imbalance and in dendritic morphology and spines in DS by enhancing BDNF expression (Longo et al., 2022). Preclinical studies in DS report an increase in mouse CA1 dendritic spine density after exposure to enriched environment (EE); despite its beneficial effects, EE is not always sufficient to promote long-lasting changes in DS mouse model (Martínez-Cué et al., 2002; Dierssen et al., 2003; Mahoney et al., 2004). Taken together, the results obtained from previous studies (Lopes et al., 2017, 2020) suggest that combined treatment including tDCS and task-specific training could be a potential neuroplasticity enhancing intervention for DS.
In this context, we discuss whether selective effect of depolarization or hyperpolarization induced by tDCS could effectively promote plasticity and modulate imbalance between activation and inhibition signals, reversing electrophysiological and cognitive deficits in people with DS.
Taking advantage of the current knowledge derived from animal and human studies on activity-dependent functional and structural neuroplasticity, it is possible to consider tDCS as a straightforward, safe, and inexpensive technique of NiBS, to induce a powerful effect on cortical modulation. In particular, we propose tDCS as potential treatment applications on promoting compensatory brain reorganization and discussed whether they could work as potential treatment to individuals with DS.
4.1 Anodal tDCS
Enhancing excitability through anodal tDCS on brain regions represents the first possibility. The rationale of this approach is grounded in the concept that any kind of brain activity involves modulation of E/I balance at neuronal level. Anodal tDCS, in this context, serves as a brain stimulation method capable of shifting the E/I balance toward excitability.
Grounding from studies in typical population (Harris et al., 2003; Barbati et al., 2022), it is reasonable to anticipate that increasing neuronal excitability in the DS brain could lead to heightened density of glutamatergic terminals. This, in turn, might facilitate the induction of LTP, promote spine head enlargement, foster the formation and stabilization of new spines, and contribute to the mechanisms through which silent synapses can form. Furthermore, anodal tDCS could potentially counterbalance the structural GABAergic effects in DS. Reducing GABA levels through the application of anodal tDCS application may, in effect, diminish the imbalance in the GABA/glutamate ratio and facilitate a reorganization of E/I balance. Additionally, the application of anodal tDCS in individuals with DS might lead to network reorganization, enhanced neurite outgrowth and axonal regeneration, and structural and functional plasticity via BDNF/TrKB pathway (Fehlings and Tator, 1992; Imamura et al., 2006).
Given that tDCS appears to induce a form of plasticity akin to LTP, there is potential for utilizing tDCS to enhance neurocognitive functions in DS by promoting LTP, which seems to be impaired in individuals with DS (Battaglia et al., 2008; Dong et al., 2020). Considering the reduction in NMDA receptors in DS, likely contributing to observed LTP impairment (Bartesaghi, 2022), it is plausible to suggest that anodal tDCS application may help stabilize NMDA receptors and augment Ammino-3-idrossi-5-Metil-4-isossazol-Propionic Acid (AMPA) receptor activation (Henley and Wilkinson, 2013) following calcium influx into the cell. Therefore, anodal tDCS could be administered during specific tasks that induce Hebbian plasticity to harness this phenomenon in DS (Barbati et al., 2022).
4.2 Cathodal tDCS
Building on recent knowledge regarding tDCS applications in autism spectrum disorder (Han et al., 2022), cathodal stimulation emerges as another potential protocol in DS. Considering the GABAergic excitatory action observed in DS (Ben-Ari, 2007; Bartesaghi, 2022), cathodal stimulation may prove beneficial in restoring the E/I balance, aiming for a fine-tuned neuronal activity. More specifically, cathodal tDCS could potentially reduce the release of glutamatergic neurotransmitters (Liebetanz et al., 2002; Stagg et al., 2009; Stagg and Nitsche, 2011), thereby influencing plasticity processes with a general decrease of excitatory effect. Improving E/I imbalance in DS brain has the potential to positively impact cognition by moving toward more typical neural signal-to-noise properties. Specifically, if an altered cognitive process is linked to a modified pattern of activity (excessive excitatory signals) in a specific brain region, reducing local excitability could potentially disrupt these crucial patterns. Additionally, this approach may offer a beneficial effect in mitigating the presumed excitotoxic events resulting from heightened glutamate receptor activity in adults with DS (Arai et al., 1996; Cull-Candy et al., 2001; Kaur et al., 2014).
4.3 Possible tDCS treatment protocols in DS
A combined approach with tDCS and cognitive and behavioral training appears to be more effective than stimulation alone (Cappelletti et al., 2013; Martin et al., 2014; Mancuso et al., 2016). Strengthening or weakening activation patterns via Hebbian synaptic mechanisms of neuroplasticity, as suggested neural mechanisms of tDCS, can be selectively reinforced by external stimulation, such as cognitive training, speech therapy, motor, attention, and WM training (Jones et al., 2015; Wang et al., 2018; Boroda et al., 2020; Nissim et al., 2020, 2022). For this reason, we suggest potential frameworks and approaches for the practical implementation of tDCS projects in DS that combine tDCS and cognitive and behavioral training, aimed at improving cognition and behavior. Additional tDCS protocols, beyond those already applied in DS for motor deficits and psychiatric aspects, could address language, WM and long-term memory deficits.
4.3.1 Language
Individuals with DS often exhibit a neuropsychological profile characterized by challenges in processing verbal information (Grieco et al., 2015). Limited vocabulary and speech intelligibility represent major issues in DS, and supporting communication is crucial for promoting socialization, improving adaptive abilities, and enhancing overall quality of life (Rodenbusch et al., 2013; Wilkinson and Finestack, 2020). Some evidence suggests the efficacy of interventions for speech and language impairment in younger children with DS (Seager et al., 2022). However, challenges persist, especially for older children and adolescents (Rvachew and Folden, 2018). Incorporating tDCS into traditional interventions for speech and language, which have previously proven successful in DS, could shorten treatment duration and/or amplify outcomes, even in older children and adolescents with DS.
In the context of the language network, several meta-analyses of neuromodulation treatments in language disorders have concluded positive effects (Cotelli et al., 2020; Nissim et al., 2020; Coemans et al., 2021), targeting the left frontal cortex, specifically the left motor cortex and left inferior frontal gyrus (IFG), combined with rehabilitation (Marangolo et al., 2011; Meinzer et al., 2016). Abnormal brain activation in prefrontal cortices and the ventral anterior cingulate (Reynolds Losin et al., 2009; Pujol et al., 2015; Vega et al., 2015), as well as atypical patterns of functional organization for language processing in frontal regions (White et al., 2003; Reynolds Losin et al., 2009; Menghini et al., 2011; Jacola et al., 2014), have been accounted for the reduced linguistic abilities in individuals with DS.
Based on this literature, a potential tDCS treatment protocol for language improvement in DS could target the IFG with the aim of promoting compensatory brain reorganization. Although most of the above-mentioned studies have applied anodal excitatory stimulation, the recent evidence of the effectiveness of inhibitory cathodal stimulation (Han et al., 2022) suggests that cathodal stimulation should also be investigated in linguistic remediation training and multisession tDCS in individuals with DS. The suggested montage could include the active electrode placed on the left IFG (between F5 and F7 of the extended International 10–20 system for EEG electrode placement) cortex and the reference electrode placed above the contralateral shoulder, as previously applied in DS (Lopes et al., 2020; Lopes J. et al., 2022), with a stimulation intensity set at 1–2 mA and a duration of 20 min per session, combined with 20 min−30 min of speech and language training. A minimum of 10 tDCS sessions plus speech and language training sessions could be provided, as suggested in NiBS literature on the remediation of language disorders in genetic syndromes (Fabio et al., 2018, 2020). Promising results for improving communication and language outcomes in DS are offered by interventions employing behavior analytic strategies for language, such as speech, expressive syntax, phonology, and vocabulary training (O'Toole and Chiat, 2006; Neil and Jones, 2018; Smith et al., 2020; Seager et al., 2022), that could be coupled with tDCS sessions.
4.3.2 Short-term memory
Research on DS has extensively examined short-term memory and WM due to their crucial roles in general intelligence and academic achievement (Jarrold and Towse, 2006). Individuals with DS commonly exhibit significant impairments in verbal and visual-spatial span tasks, as well as a general deficit in WM tasks (Lanfranchi et al., 2009, 2010; Costanzo et al., 2013).
One possible tDCS treatment could address memory issues in individuals with DS linked to alterations in the frontal lobe (White et al., 2003; Menghini et al., 2011; Carducci et al., 2013), potentially resulting in a faster and more effective amelioration of memory functions. Neuroimaging studies revealed a widespread effect in cortical activity by anodal tDCS over the DLPFC (Lang et al., 2005) on the entire WM system; furthermore, there is some evidence that WM performance can be improved in a manner dependent on current strength (Teo et al., 2011). Growing evidence suggests that anodal tDCS over the left DLPFC coupled with cathodal right DLPFC, with concurrent memory training, ameliorates cognitive deficits (Aksu et al., 2023), and it could be considered for research scrutinizing the short/long-term efficacy with large samples of individuals with DS.
The stimulation protocol in DS could then include the application of 1–2 mA of anodal tDCS for 20 minutes to DLPFC, with the anodal electrode positioned over F3 according to the 10–20 international system for EEG electrode placement, and the cathode electrode placed over the contralateral supraorbital area. In DS, memory training could be administered through a computerized procedure, focusing on WM enhancement using an n-back task involving verbal, visual, and spatial stimuli, as successfully used in children and adults with DS (Pulina et al., 2015; Lanfranchi et al., 2017). Recognizing the efficacy of programs involving intense repeated practice, treatment sessions could provide sessions at least three times a week, lasting 20 min each.
4.3.3 Long-term memory
An issue of particular relevance is the episodic memory deficits that are a characteristic of cognitive dysfunction in people with DS (Pennington et al., 2003). Diminished long-term memory ability in DS could be linked to abnormalities and dysfunction in the temporal lobe, particularly in the hippocampus (Pennington et al., 2003). A possible investigation could aim to assess the performance of individuals with DS in different forms of episodic and relational memories, where the hippocampus is known to play a central role (Aggleton and Shaw, 1996). Taken individually, tDCS and training have their share of effectiveness, but if used together, tDCS combined with episodic memory training is likely to promote the magnitude of augmenting training-induced cognitive gains in the DS population.
Considering the reduced attention abilities in DS (Lanfranchi et al., 2010; Costanzo et al., 2013) a possible structure for memory training should be designed to be short but frequent, for example, 10-min sessions five times a week for a minimum of 2 weeks. Tasks could involve a cumulative rehearsal strategy during each memory training session. In particular, individuals with DS could be trained with episodic memory tasks using software presentation for different sets of stimuli (e.g., pseudoword-picture pairs) used in different sessions (Antonenko et al., 2017) with concurrent tDCS application. A newly developed training program involving mismatch novelty has been found successful to shape hippocampal responsiveness to synaptic plasticity (Aidil-Carvalho et al., 2017) and the authors suggested the usefulness of this memory training also for DS. The program, based on the exploration of a known environment containing familiar objects, everyday presented in a new location for 2 weeks, enhanced both LTP and LTD in juvenile rats and could represent, after adaptation, another possible training to combine with tDCS in children with DS.
The tDCS montage for long-term memory enhancing could target both the prefrontal cortex and the posterior temporo-parietal junction (TPJ). Some of the studies targeting TPJ applied anodal electrode (1 mA, 20 min) centrally over the left posterior TPJ and cathodal over the right supraorbital area (Antonenko et al., 2017); however, many others found positive results with anodal stimulation to the right TPJ, in both healthy and clinical populations (Flöel et al., 2008; Meinzer et al., 2016; de Sousa et al., 2020). Very recently, a high definition multichannel arrangement to stimulate the right TPJ was found successful to improve hippocampus-dependent spatial memory consolidation in persons with Alzheimer's disease, mild cognitive impairment, and healthy controls (Philippen et al., 2024), and we suggest the utility and potential of this tDCS montage coupled with long-term memory training also for individuals with DS.
5 Concluding remarks and future direction of research
5.1 tDCS optimal treatment protocols for cognitive improvement in DS
In light of the studies reviewed here, tDCS may emerge as a novel treatment avenue for enhancing cognitive and behavioral functions in neurogenetic disorders. However, it is crucial to acknowledge that the current body of research in this area is limited, and the underlying mechanisms of action remain largely unexplored. Several factors influence tDCS effects, including stimulation intensity, polarity, and the brain's prior activity state (e.g., Romei et al., 2016; Hartwigsen and Silvanto, 2023). While most studies demonstrating cognitive and behavioral improvement have employed anodal excitatory tDCS, recent evidence suggests the potential of cathodal inhibitory stimulation to rebalance E/I activity in neurodevelopmental disorders (Han et al., 2022). Given the complexity of cerebral alterations in DS involving neuroplasticity and E/I imbalance, predicting the effects of different tDCS polarities is challenging. To advance our understanding and develop effective treatment strategies for individuals with DS, it is essential to conduct comparative studies involving both anodal and cathodal tDCS protocols. Moreover, research efforts should strongly promote the development and validation of treatment protocols based on the combination of tDCS and cognitive training, such as speech therapy, attention and memory training, with the aim of shortening treatment duration and/or amplifying outcomes of available interventions for people with DS. These investigations will help identify the optimal parameters for tDCS treatment, laying the groundwork for randomized placebo-controlled trials. Such trials hold significant promise for the translational potential of tDCS-based interventions in the context of DS.
5.2 tDCS optimal treatment period for cognitive improvement in DS
The application of NiBS in populations with atypical development, particularly during critical developmental stages, holds the potential to yield more substantial improvements. The developing brain is characterized by a “critical period” during which it is highly receptive to experiences (Knudsen, 2004; Carulli et al., 2010). Extensive literature has demonstrated the potential benefits of tDCS in enhancing motor learning, cognitive, and behavioral outcomes in pediatric populations (Schneider and Hopp, 2011; Costanzo et al., 2016; Van Steenburgh et al., 2017; Esse Wilson et al., 2018; Leffa et al., 2018; Hadar et al., 2020; Jung et al., 2020; Lazzaro et al., 2021, 2022; Han et al., 2022; Salehinejad et al., 2022; Chen et al., 2023). Recent preclinical studies, such as that by Dumontoy et al. (2023), highlight the age-dependent effects of tDCS, underscoring the importance of considering tDCS as a safe and effective intervention in pediatric healthcare. Developing tailored tDCS treatment protocols for individuals with DS during their early years could hold the key to unlocking improved cognitive and functional outcomes for this population.
5.3 Multidimensional approach to treatment in DS
NiBS techniques combined with a traditional training or rehabilitation paradigm could have higher likelihood of success in stimulating adaptive plasticity in DS. This combined approach as illustrated in Figure 1, hypothesizes a parallel effect by an instructive and permissive effect, shaping the connectivity in a specific reorganization and dampening plasticity-inhibitory factors, respectively (Faralli et al., 2013; Alia et al., 2021; Zettin et al., 2021). The potential of this approach lies in its ability to improve functioning by addressing altered E/I balance and neuroplasticity (Bavelier et al., 2010). By strengthening or weakening activation patterns through Hebbian synaptic mechanisms of neuroplasticity, tDCS may modulate external stimulation, such as cognitive, speech and motor training, selectively reinforcing their effects (Jones et al., 2015; Wang et al., 2018; Boroda et al., 2020; Nissim et al., 2020, 2022).
Figure 1. A multidimensional approach to treatment in Down syndrome. Pharmacological and non-pharmacological interventions serve as permissive and instructive factors of neuroplasticity. We propose that the combination of instructive and permissive factors offers the most promising approach to promote adaptive neuroplasticity in Down syndrome by enhancing BDNF levels, reducing excitation/inhibition imbalance, increasing neurotransmitter, and facilitating neuritic remodeling and synaptogenesis. Among the permissive factors, we highlight the relevance of non-invasive brain stimulation in enabling instructive cues to guide Down syndrome brain toward cognitive improvement. Created with BioRender.com.
Considering the underlying mechanisms triggered by the use of endogenous and exogenous intervention, such as pharmacological, EE and NiBS respectively, our purpose is to use them complementary.
5.4 Future direction of research
While this mini-review primarily focuses on tDCS, it is important to note that NiBS encompasses other non-invasive procedures applied both in healthy individuals and in neuropsychiatric disorders. Transcranial Alternating Current Stimulation (tACS) and transcranial Random Noise Stimulation (tRNS) are among these methods, capable of non-invasively modulating brain oscillations (Antal and Herrmann, 2016; Boetzel and Herrmann, 2021). Exploring the application of these recent NiBS techniques to address the electroencephalography abnormalities observed in DS (Babiloni et al., 2010; Velikova et al., 2011; Hamburg et al., 2021) holds promise for more comprehensive therapeutic approaches.
To provide a personalized therapeutic approach, it is imperative to develop a research model that bridges the gap between animal and human studies, facilitating the integration of clinical applications and personalized interventions for cognitive functioning in DS using tDCS. This integrative approach should consider the state-of-the-art neuronal parameters implicated in DS, such as elevated intracellular Cl– levels, disrupted E/I balance, and neuroplasticity abnormalities. Preclinical research would enable us to directly assess changes related to cortical E/I balance and synaptic plasticity after tDCS in DS, which can be validated through immunohistological analyses, including histological markers such as vGLUT1 or Vesicular GABA transporter (VGAT).
In summary, a multidimensional approach combining drugs, cognitive training, environmental stimulation, and NiBS techniques like tDCS could provide effective strategies for promoting brain plasticity, addressing cognitive aspects such as expressive language, memory, and executive functions, and above all enhancing the quality of life of individuals with DS.
Author contributions
AF: Writing—original draft, Writing—review & editing, Conceptualization. EF: Writing—original draft, Writing—review & editing. GL: Writing—original draft, Writing—review & editing. DM: Writing—original draft, Writing—review & editing. SV: Writing—original draft, Writing—review & editing. FC: Writing—original draft, Writing—review & editing, Conceptualization, Supervision.
Funding
The author(s) declare financial support was received for the research, authorship, and/or publication of this article. This work was supported also by the Italian Ministry of Health with Current Research Funds.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher's note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fncel.2024.1328963/full#supplementary-material
Abbreviations
5-HT, 5-idrossitriptamina; ADHD, attention deficit/hyperactivity disorder; AMPA, Ammino-3-idrossi-5-Metil-4-isossazol-Propionic Acid; ASD, autism spectrum disorder; BDNF, brain-derived neurotrophic factor; CREB, cAMP-response-element-binding protein; DLPFC, dorsolateral prefrontal cortex; DS, Down syndrome; Dyrk1A, dual-specificity tyrosine phosphorylation-regulated kinase 1A; E/I, Excitation/Inhibition; EE, Enriched Environment; EEG, electroencephalography; EMG, electromyography; GABA, Gamma-Aminobutyric Acid; GAD 65, Glutamate Decarboxylase 65; GAD 67, Glutamate Decarboxylase 67; ID, intellectual disability; IFG, inferior frontal gyrus; IQ, Intelligence Quotient; KCC2, Potassium chloride cotransporter-2; LTD, long-term depression; LTP, long-term potentiation; NF1, Neurofibromatosis type 1 syndrome; NiBS, Non-invasive Brain Stimulation; NKCC1, Na–K–Cl cotransporter; NMDA, N-metil-D-aspartato; PMS, Phelan-McDermid syndrome; PWS, Prader-Willi syndrome; RTT, Rett syndrome; tACS, transcranial Alternating Current Stimulation; tDCS, transcranial Direct Current Stimulation; TPJ, temporo-parietal junction; TrkB, tyrosine kinase receptor B; tRNS, transcranial Random Noise Stimulation; vGLUT1, vesicular Glutamate Transporter 1; VR, Virtual Reality; WM, working memory.
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Keywords: non-invasive brain stimulation, intellectual disability, excitatory/inhibitory balance, glutamate, GABA, neuroplasticity, trisomy 21
Citation: Faralli A, Fucà E, Lazzaro G, Menghini D, Vicari S and Costanzo F (2024) Transcranial Direct Current Stimulation in neurogenetic syndromes: new treatment perspectives for Down syndrome? Front. Cell. Neurosci. 18:1328963. doi: 10.3389/fncel.2024.1328963
Received: 27 October 2023; Accepted: 25 January 2024;
Published: 22 February 2024.
Edited by:
Marco Cambiaghi, University of Verona, ItalyReviewed by:
Jessica N. Kraft, The University of Texas at Dallas, United StatesCopyright © 2024 Faralli, Fucà, Lazzaro, Menghini, Vicari and Costanzo. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Floriana Costanzo, floriana.costanzo@opbg.net