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REVIEW article

Front. Cell. Infect. Microbiol., 27 June 2022
Sec. Microbiome in Health and Disease

Fecal Microbiota Transplantation and Health Outcomes: An Umbrella Review of Meta-Analyses of Randomized Controlled Trials

  • 1Rehabilitation Therapy Center, Luoyang Orthopedic Hospital of Henan Province, Orthopedic Hospital of Henan Province, Luoyang, China
  • 2College of First Clinical Medicine, Shandong University of Traditional Chinese Medicine, Jinan, China
  • 3Graduate School, Beijing University of Chinese Medicine, Beijing, China
  • 4Xiyuan Hospital, China Academy of Chinese Medical Sciences, Beijing, China

Background: Meta-analysis of randomized clinical trials (RCT) demonstrated several health benefits of fecal microbiota transplantation (FMT). However, there has been little comprehensive assessment of the strength and quality of evidence. We conducted an umbrella review to summarize the evidence of the association between FMT and health outcomes.

Methods: PubMed, Embase, and Cochrane library databases were searched from inception to August 6, 2021. The random-effects model was applied to recalculate the effect estimates. We used AMSTAR 2 and GRADE to assess the methodological quality and to grade the evidence.

Results: A total of 7 meta-analyses comprising 26 RCTs (median [IQR] primary study, 6 [2-7]; median [IQR] sample size, 267 [147-431] participants) were included in the current umbrella review describing 45 unique associations. There were 22 statistically significant associations (49%) demonstrating beneficial outcomes of FMT for antibiotic resistance burden, functional constipation, inflammatory bowel disease, and C. difficile infection. FMT does not appear to be associated with positive outcomes in irritable bowel syndrome and metabolic syndrome. Eight significant associations (36%) were supported by moderate-quality evidence, nine associations (41%) were supported by low-quality evidence, and the remaining associations found to be significant were supported by very low-quality evidence.

Conclusion: Although we found that FMT was positively associated with several outcomes, caution should be exercised in choosing this approach, given the insufficient number of primary studies, low methodological quality, and low quality of evidence. Further high-quality randomized controlled trials with long-term follow-up are needed to improve the strength and credibility of the evidence base.

Introduction

Accumulating evidence emphasizes the potential contribution of commensal gut microbiota in human health and various gastrointestinal diseases like inflammatory bowel disease (IBD) (Vich et al., 2018; Lavelle and Sokol, 2020), irritable bowel syndrome (IBS) (Pittayanon et al., 2019; Simpson et al., 2020), and gastrointestinal cancer (Kong and Cai, 2019; Lau et al., 2021). It is also well described in non-gastrointestinal diseases, such as cardiovascular (Witkowski et al., 2020), metabolic (Fan and Pedersen, 2021), neurological (Bostanciklioğlu, 2019), and psychiatric diseases (Cheng et al., 2020). In the past two decades, microbiology has developed at an alarming rate, revealing various ways in which these tiny organisms affect our health. Advances in sequencing technology coupled with updates to the microbiome information pipeline have made microbiome analysis cheaper and more complex. In this context, the interaction mechanism between commensal microbiota and these diseases has been revealed gradually. Recent evidence supports the use of antibiotics, prebiotics, probiotics, or fecal microbiota transplantation (FMT) to treat microbiota-associated diseases (Kaźmierczak-Siedlecka et al., 2020), and achieved some impressive results.

FMT is an emerging therapeutic method that has become a research hotspot in biomedicine and clinical medicine (Leshem et al., 2019). The process includes transplanting functional microbiota from healthy individuals into the intestinal tract with pathological microbiota to improve dysbiosis, which thus plays a fundamental role in the treatment of intestinal and extra-intestinal diseases. FMT was originally used to treat pseudomembranous colitis caused by C. difficile infection (CDI). Recently, it has been approved as the standard treatment therapy for recurrent CDI by official guidelines due to its remarkable curative effect (Surawicz et al., 2013). Emerging evidence links gut microbiota disorders with the pathology of numerous diseases (Kelly et al., 2021), prompting researchers to continue to expand the scope of this strategy. According to the latest data from clinicaltrials.gov, nearly 400 trials involving nearly 100 diseases or conditions have been completed or are in progress, most of which were conducted in the past five years (Figure 1).

FIGURE 1
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Figure 1 Ongoing clinical trials on fecal microbial transplantation. The data comes from www.clinicaltrial.gov.

Evidence from randomized clinical trials (RCTs) on the efficacy and acceptability of FMT has been obtained via both meta-analyses and network meta-analyses (Singh et al., 2021; Cheng et al., 2021; Ramai et al., 2021; Zhou et al., 2021). However, no research has attempted to quantify the credibility of these findings to date. The umbrella review aims to summarize evidence from multiple meta-analyses on the same topic and evaluate sample size, the strength of association, and risk of bias to rank the evidence (Kim J.H. et al., 2020; Barbui et al., 2020; Zhu J. et al., 2020). In this context, we conducted an umbrella review of existing meta-analyses to quantify the strength of the association between FMT and health outcomes. We assessed the methodological quality and potential biases to determine which outcomes are supported by reliable evidence.

Methods

Search Strategy

The systematic literature search was conducted in PubMed, Embase, and Cochrane Library from database inception to August 6, 2021, to identify meta-analyses of RCTs investigating the effect of FMT. The search strategy used a combination of the following terms: fecal microbiota transplantation (e.g., intestinal microbiota transfer, fecal transplantation, donor feces infusion) and meta-analysis (e.g., systematic review, meta-analysis, review). No restrictions or filters were applied for the search process. We also manually searched the cited references of the retrieved articles and reviews. Two authors (LYP and ZTT) independently conducted the literature search. Any disagreements were resolved by consultation with a third author (LNY). The detailed search strategy is provided in Supplementary Table 1.

Selection Criteria

Systematic reviews with meta-analyses of RCTs were included. For multiple meta-analyses of the same result, we selected only one meta-analysis for each result to avoid including duplicate studies (Neuenschwander et al., 2019). In this case, we included the largest number of primary studies. If more than one published meta-analysis included the same number of studies, then the one with the largest number of patients was selected. If more than one published meta-analysis meets these two criteria, we selected the one with more available information (e.g., dose-response meta-analysis) (Neuenschwander et al., 2019). When qualified studies contained multiple types of results, we only extracted the pooled effect estimates of RCTs (Hailes et al., 2019; Kim et al., 2019).

Studies were excluded if they were network meta-analyses, if they were systematic reviews without meta-analyses, if the full text of the meta-analysis was not available, or if the meta-analysis lacked data for summary estimates.

Data Extraction

Two authors (ZTT and SJH) independently extracted data, and disagreements were resolved by consensus. From each meta-analysis, we extracted the first author, journal name, publication year, study design, type of comparison, interesting outcomes, and the number of included studies. We also extracted relative risk (RR) estimates, odds ratio (OR), 95% confidence intervals (CI) and corresponding P values, the number of participants and events, follow-up time, meta-analysis models used (fixed effects or random effects), and information on heterogeneity, small-study effects, funding, and conflict of interest. We also extracted any recorded subgroup analysis estimates.

Assessment of Methodological Quality

We used AMSTAR 2 (A Measurement Tool to Assess Systematic Reviews 2), a strict, validated, and reliable measurement tool, to assess the methodological quality of each meta-analysis (Shea et al., 2017). It consists of 16 items, of which 7 are key items, including quality ratings for meta-analysis of search, reporting, analysis, and transparency (Demurtas et al., 2020). According to the weakness of the key items, the methodological quality was assessed on 4 grades: high, moderate, low, or critically low (Demurtas et al., 2020) (Supplementary Table 2).

Evaluation of Quality of Evidence

We used the GRADE (Grading of Recommendations, Assessment, Development, and Evaluation) assessment to evaluate the credibility of the evidence provided by each association in the meta-analysis (Guyatt et al., 2008; Demurtas et al., 2021). Evidence from the meta-analysis of randomized controlled trials was evaluated based on the significance of the pooled effect, using a p-value of <0.05 as statistical significance. The unreported P-value was calculated from the 95% confidence interval of the collective effect estimate by using standard methods.

Statistical Analysis

The effect sizes of individual studies included in each meta-analysis were extracted when the reported data were sufficiently detailed. We used the DerSimonian and Laird random-effects models to recalculate the pooled effect sizes using STATA V.14. (Zhu J. et al., 2020). We did not review the primary study included in each meta-analysis. Heterogeneity between studies was assessed using I2 statistics. Values < 50% indicate acceptable heterogeneity, values > 50% suggest moderate heterogeneity, and values > 75% are indicative of high heterogeneity (Zhu J. et al., 2020). Egger’s regression asymmetry test was used to calculate an estimate of publication bias for any reanalysis that included at least 10 studies, which was considered indicative of small-study effects (Demurtas et al., 2020). A p-value < 0.1 was considered statistically significant by Egger’s test.

Results

Search Results

The initial systematic search identified 244 records. After deleting duplicates, we reviewed the titles and abstracts of all retrieved articles, and finally, 91 were determined. Considering the purpose of the present umbrella review, we selected those studies that included the largest number of RCTs. Ultimately, 7 meta-analyses met the eligibility criteria (Hui et al., 2019; Ianiro et al., 2019; Caldeira et al., 2020; Proença et al., 2020; Tang et al., 2020; Dharmaratne et al., 2021; Fang et al., 2021). Figure 2 shows the flowchart of the literature search. A list of excluded studies can be found in Supplementary Table 3.

FIGURE 2
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Figure 2 The flowchart of the literature search.

Characteristics of Meta-Analyses

The populations considered were in 7 meta-analyses people with CDI (Hui et al., 2019), IBD (Caldeira et al., 2020), IBS (Ianiro et al., 2019), ulcerative colitis (UC) (Tang et al., 2020), functional constipation (Fang et al., 2021), metabolic syndrome (Proença et al., 2020), and antibiotic-resistant burden (Dharmaratne et al., 2021). The median number of primary studies was 6 (interquartile range, 2-7), and the median number of cases was 267 (interquartile range, 147-431) (Table 1).

TABLE 1
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Table 1 The general characteristics of the included meta-analysis.

Methodological Quality

Results of AMSTAR 2 for each meta-analysis were presented in Table 2. Overall, the methodological quality assessment of 7 studies was determined to be critically low [6 studies (85.7%)] or low [1 studies (14.3%)]. The most common critical flaws were the absence of a detailed literature exclusion list and funding sources and did not consider the risk of bias and heterogeneity when preparing conclusions and recommendations. However, publication bias was not evaluated due to the insufficient number of primary studies (less than 10), which may magnify the low methodological quality.

TABLE 2
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Table 2 The methodological quality of included meta-analysis using AMSTAR-2.

Description and Summary of Associations

Associations analyzed included 7 clinical effect outcomes (ie, clinical remission, clinical response, and total effective rate), 8 adverse events, 8 lipid profile outcomes (ie, HDL cholesterol, LDL cholesterol, total cholesterol, and triglycerides), 3 glycemic profile outcomes [ie, fasting plasma glucose, hemoglobin A1c, and homeostatic model assessment of insulin resistance (HOMA-IR)], 5 anthropometric measures [ie, hip-width, weight, and body mass index (BMI)], 4 stool measures [ie, bristol stool form scale (BSFS), Wexner score, Knowles Eckersley Scott symptom (KESS), patient assessment of constipation quality of life (PAC-QOL)], 3 FMT formulation outcomes (ie, oral capsules, frozen feces, and fresh feces), 4 FMT method outcomes (ie, colonoscopy, nasojejunal tube, lower digestive tract, and upper digestive tract), and 3 FMT donor outcomes (multi-donor and single-donor) (Table 1).

Strength of evidence of the 45 associations assessed using GRADE found that 23 associations (51%) were supported by low evidence strength, while the remaining associations were supported by moderate [11 associations (24%)] and very low [7 associations (16%)], respectively. Four of these associations cannot be assessed (9%) (Supplementary Table 4). Recalculation using random-effect model yielded 22 (49%) statistically significant associations (p < 0.05). Nine (49%) of which were supported by low evidence, followed by moderate [8 associations (36%)] and very low evidence [5 associations (23%)] (Table 3). These associations indicated beneficial outcomes associated with FMT for antibiotic resistance burden, functional constipation, IBD, UC, and CDI, while metabolic syndrome and IBS did not.

TABLE 3
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Table 3 Summary of significant associations of fecal microbiota transplantation with health outcomes.

Antibiotic Resistance Burden

Two primary studies evaluated the therapeutic effect of FMT on the antibiotic resistance burden, including one unique outcome. Random-effects model results show that FMT has statistical significance for the antibiotic resistance burden (RR=4.90, 95% CI=1.92 to 12.50), which is considered low evidence.

Functional Constipation

Six associations of functional constipation were evaluated, of which four were supported by very low evidence, followed by one low evidence. The strength of evidence for safety cannot be assessed. Five associations are statistically significant, indicating the positive benefits of FMT on functional constipation.

Inflammatory Bowel Disease

Six primary studies documented the impact of FMT on IBD involved 3 associations. Two associations had moderate-quality evidence, in this meta-analysis that found FMT was associated with increased clinical remission (RR=1.70, 95% CI=1.12 to 2.56) and clinical response (RR=1.68, 95% CI=1.04 to 2.72) in patients with IBD compared with placebo. The strength of evidence for safety cannot be assessed.

Ulcerative Colitis

Current literature also reports the contribution of FMT to UC. Six statistically significant associations were supported by low to moderate quality of evidence. FMT was associated with increased clinical remission (RR=1.50, 95% CI=1.06 to 2.12) in patients with IBD compared with placebo. Single donor (RR=1.30, 95% CI =0.90 to 1.73) and multiple donors (RR=2.07, 95% CI=1.16 to 3.71) share the same validity. However, transplantation via lower digestive tract (RR=1.68, 95% CI=1.09 to 2.59) appears to be more effective than up digestive tract (RR=0.99, 95% CI=0.47 to 2.09), and frozen feces (RR=1.60, 95% CI=1.02 to 2.59) are more effective than fresh feces (RR=2.38, 95% CI=0.62 to 9.11). There was no statistical difference in adverse events (RR=1.21, 95% CI=0.86 to 1.70) between FMT and placebo, supported by moderate-quality evidence.

C. Difficile Infection

Treatment of CDI with FMT was evaluated in 8 primary studies involving 2 associations. This meta-analysis found that FMT was associated with increased clinical remission (RR=1.82, 95% CI=1.19 to 2.78) in patients with IBD compared with placebo or vancomycin, supported by moderate-quality evidence. However, multiple infusions are more effective than single infusions (RR=1.21, 95% CI=1.08 to 1.37).

Irritable Bowel Syndrome

Among the 7 associations supported by very low to moderate-quality evidence, only 2 were statistically significant. One association had moderate-quality evidence found that FMT was not associated with clinical remission in patients with IBS compared with placebo (RR=0.98, 95% CI=0.58 to 1.66). Another association with moderate-quality evidence suggested no difference in adverse events between placebo and FMT (RR=0.93, 95% CI=0.45 to 1.92). Two significantly associated outcomes suggested that oral FMT capsules appeared to be more effective (RR=1.96, 95% CI=1.19 to 3.20), while via colonoscopy was less effective than placebo (RR=0.63, 95% CI=0.43 to 0.93).

Metabolic Syndrome

Metabolic syndrome refers to a pathological state in which proteins, fats, and carbohydrates are disordered, such as obesity and insulin resistance. After 2-6 months follow-up, HDL cholesterol (MD=0.09, 95% CI=0.02 to 0.16) and LDL cholesterol (MD=0.19, 95% CI=0.05 to 0.34) were the only FMT types associated with statistically significant in participants with overweight or obesity compared with placebo, supported by moderate evidence. However, the effect became insignificant after 12 months of follow-up.

Heterogeneity Between Primary Studies

Of all 45 associations, 24 had acceptable heterogeneity (<50%), 14 had significant heterogeneity (>50%), and another 7 could not be assessed. Associations initially graded as very low to moderate quality retained the same rank when removing RCTs with significant heterogeneity.

Publication Bias and Small Study-Effects

The publication bias and small study effects for each meta-analysis were evaluated by Egger tests. Unfortunately, all the associations included fewer than 10 primary studies. Therefore, the contribution of small-study effects to the quality of evidence was not assessed.

Discussion

This study is the first umbrella review that systematically assessed the role of FMT in several health outcomes by incorporating the evidence from the current meta-analysis of RCTs and evaluated the evidence by using well-recognized GRADE criteria. Our findings are valuable in the context of the lack of evidence-based support and standards for FMT strategies that inform clinicians and the general population. We used the random-effects model to recalculate each association for better comparison across outcomes. Moreover, we used standard approaches to assess the methodological quality of meta-analyses and the quality of evidence for each association. Furthermore, we performed sensitivity analyses and small study effects analyses to further strengthen the reliability of the results.

The gut microbiota refers to the bacteria, viruses, parasites, and fungi colonizing the intestinal tract (Larabi et al., 2020). The adult gut microbiota is composed of more than 2000 bacterial species to form a diversified, stable, resistant, and elastic microbial ecosystem that participates in host immunity, metabolism, and other biological functions (Fung et al., 2017; Kim M.S. et al., 2020). Dysbiosis is disturbances in the function and composition of the microbiota driven by environmental and host-related factors (Leshem et al., 2019). This process may be involved in the pathogenesis of many diseases, such as IBD, IBS (Cui et al., 2021), multiple sclerosis (Engen et al., 2020; Li et al., 2020), hepatic encephalopathy (Kao et al., 2016; Madsen et al., 2021), cancer (Chen et al., 2019; Kaźmierczak-Siedlecka et al., 2020; Zhu H. et al., 2020) and metabolic syndrome (Yu et al., 2020). Targeting the disturbed microbiota, which may be achieved by dietary interventions, probiotics, prebiotics, antibiotics, and FMT, might affect the progress of these conditions. Research related to FMT can obtain the most convincing evidence that gut microbiota plays a role in human diseases. (Leshem et al., 2019).

The application of stool therapy can be traced back to ancient Chinese medicine nearly 1700 years ago (Zhang et al., 2018). (Eiseman et al., 1958) first reported FMT as an adjuvant treatment for patients with antibiotic-associated diarrhea, which opened the door to the modern era. Subsequent reports confirmed that C. difficile was the culprit responsible for post-antibiotic colitis (known today as pseudomembranous colitis) (Kelly and Lamont, 2008; Freeman et al., 2010). Following these revelations, numerous trials indicated the clinical effect of FMT on pseudomembranous colitis caused by CDI and finally approved it as a standard treatment strategy by official guidelines (Surawicz et al., 2013). With the continuous advancement of gut microbiota research, the underlying mechanisms of many conditions have been linked. Correcting the imbalanced gut microbiota is also becoming a potential alternative strategy. Recently, FMT treatment attempts have gradually expanded from the initial gastrointestinal disorder to other diseases, such as the nervous system and cardiovascular system. Additionally, the establishment of a stool bank makes FMT an easily available and useful option.

In this umbrella review, we found 45 unique associations. Of these, 22 statistically significant associations (49%) were distributed across assessments of antibiotic resistance burden, functional constipation, IBD, and CDI. In contrast, few significant associations were found in metabolic syndrome and IBS. Evidence for statistically significant associations ranges from very low to moderate. None of the associations were supported by high-quality evidence. FMT was mostly successful in the initial phase (ie, 4-24 weeks). Although participants may frequently experience a plateau afterward, some effects persisted after longer follow-up (ie, 24-48 weeks). For safety, although 8 associations were assessed, 4 did not record specific effect estimates. Of the remaining 4 associations, 3 showed no statistically significant difference in adverse events between FMT and placebo. Furthermore, common adverse events, such as bloating, diarrhea, nausea, abdominal pain, and fever, were mild and resolved on their own.

This umbrella review used the AMSTAR 2 tool to assess the methodological quality of meta-analysis and identified several potential flaws, like inaccurate assessments of risk of bias and heterogeneity, a lack of funding sources, and literature exclusion lists. These flaws lead to the low quality of the evidence from primary studies, thereby affecting the overall quality (low or critically low) of the meta-analysis. Insufficient information on randomization, allocation concealment and blinding are the main factors that downgrade the quality of evidence. This was followed by small sample size and significant heterogeneity. We did not find any convincing factors to upgrade the quality of evidence. Of note, future meta-analyses in this field should use AMSTAR 2 as an executive checklist to ensure high-quality evidence. Additionally, the risk of bias for most of the associations was rated as very severe according to GRADE criteria. These associations were ultimately rated at high risk of bias in part because of incomplete blinding, which may have affected treatment assignments and outcome measures between groups. The limited number of primary studies and participants was also a major contributor to the high risk of bias.

Our review yielded several key messages of high interest to clinicians and patients, especially those contemplating FMT strategies. It is important to emphasize that despite multiple preclinical evidence supporting the health benefits of FMT, evidence of clear and sustainable clinical benefits is still lacking. Furthermore, although this novel approach seems safe and easy to implement, we should be cautious because the long-term effects are still unknown or unrecognized. Moreover, as an emerging medical therapeutic strategy, FMT is not yet a standardized treatment method. The protocols vary according to local procedures. Uniform standards not established on fecal formulation, transplantation method and frequency may be the reason for the inconsistent results. Therefore, well-designed studies are strongly needed to investigate the long-term efficacy and safety outcomes of FMT.

Limitations

Potential limitations should be considered when interpreting the results of our work. First, we used pre-established tools to assess the quality of meta-analysis, which relies on complete data in the primary study. Although the two authors conducted the assessment back-to-back, subjectivity was inevitable. Second, we did not include meta-analyses of observational studies that may have had a longer follow-up. Most of the RCTs included in our analysis were limited to short-term follow-up and relatively small sample sizes. Therefore, follow-up assessments of continued beneficial effects after cessation of FMT are lacking. Third, Insufficient number of primary studies and methodological flaws may limit the true understanding of FMT. Fourth, we used DerSimonian and Laird’s random-effects method to calculate the aggregate hazard ratio and the corresponding 95% CI to ensure comparability with the previous meta-analysis. However, future meta-analyses should use the Hartung-Knapp method, which can better reflect the uncertainty of the differences between studies, expressed with a wider confidence interval. Fifth, existing meta-analyses documented fewer adverse events, which prevented us from systematically assessing the safety of FMT.

Conclusion

This umbrella review found beneficial associations of FMT with several health outcomes. Although our work highlights the significance of the use of FMT by public health authorities in some diseases, the quality of evidence is less convincing due to insufficient numbers of primary studies and low methodological quality. Continued research into the therapeutic effects of FMT is important. In addition to large-scale RCTs, well-designed long-term follow-up protocols must also be considered to evaluate longer-term efficacy and safety.

Author Contributions

NL and YL conducted the literature search, study selection and data extraction and analysis. TZ and JS contributed to the data interpretation, writing, and editing of the manuscript. All authors have read and agreed to the published version of the manuscript.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher’s Note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Acknowledgments

Thanks are due to Dr. Li for the valuable discussion.

Supplementary Material

The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fcimb.2022.899845/full#supplementary-material

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Keywords: fecal microbiota transplantation, gut microbiota, umbrella review, meta-analysis, randomized controlled trial

Citation: Li Y, Zhang T, Sun J and Liu N (2022) Fecal Microbiota Transplantation and Health Outcomes: An Umbrella Review of Meta-Analyses of Randomized Controlled Trials. Front. Cell. Infect. Microbiol. 12:899845. doi: 10.3389/fcimb.2022.899845

Received: 19 March 2022; Accepted: 17 May 2022;
Published: 27 June 2022.

Edited by:

Stefano Bibbò, Università Cattolica del Sacro Cuore, Italy

Reviewed by:

Giovanni Mario Pes, University of Sassari, Italy
Giuseppe Biscaglia, IRCCS Casa Sollievo della Sofferenza Ospedale di San Pio da Pietrelcina, Italy

Copyright © 2022 Li, Zhang, Sun and Liu. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Nanyang Liu, xyhp2021@yeah.net

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