- 1Aryabhatta Research Institute of Observational Sciences, Nainital, India
- 2Indian Institute of Science Education and Research Mohali, Mohali, India
We study the metallicity distribution and evolution in the galactic disk based on the largest sample of open star clusters in the galaxy. From the catalog of 1,879 open clusters in the range of galactocentric distance (RGC) from 4 to 20 kpc, we investigate the variation in metallicity in the galactic disk as functions of RGC, vertical distance (Z), and ages of the clusters. In the direction perpendicular to the galactic plane, the variation in metallicity is found to follow a stepped linear relation. We estimate a vertical metallicity gradient
1 Introduction
For a long time, open clusters (OCs) have been used to trace the kinematical, dynamical, and chemical evolution of the galaxy (Allen et al., 1998; Minchev et al., 2014; Bobylev et al., 2019). Since OCs span a wide range of ages and chemical compositions and mostly lie in the galactic plane, they are identified as tracers of the galactic disk (Luck et al., 2011; Toyouchi and Masashi, 2014; Joshi and Malhotra, 2023). As the ages and chemical compositions of OCs can be determined with a higher precision in comparison to the field stars, they are believed to be better tracers of the temporal and chemical evolution of the galactic properties (Netopil, 2016; Magrini et al., 2017; Donor, 2018; Spina, 2021; Zhang et al., 2021; Netopil, 2022). With over 6,000 OCs discovered in the galaxy so far, we now have a much better understanding of their properties and, as a result, of the composition of the galaxy (Joshi and Malhotra, 2023; Magrini, 2023). In recent years, the number of OCs having metallicity information has increased significantly, with large-scale spectroscopic surveys such as the Gaia-ESO Public Spectroscopic Survey (Magrini et al., 2017), GALAH (Martell et al., 2017), APOGEE (Majewski et al., 2017; Donor, 2020), and the LAMOST survey (Zhong et al., 2020). Furthermore, due to the availability of high-quality photometric and astrometric data from the ESA Gaia mission (Gaia Collaboration et al., 2016), significant improvement has been made in the ability to refine the cluster membership, resulting in a better estimate of age and distance, among other parameters (e.g., Cantat-Gaudin, 2018; Cantat-Gaudin et al., 2020; Dias et al., 2021).
Radial abundance gradient is one of the key constraints to the galactic chemical evolution models. The exact nature of the radial metallicity gradient, reported through various tracers like planetary nebulae, HII region, OB stars, and classical Cepheids, is still not quite conclusive and portrays a diverse picture of the chemical evolution of the galaxy (e.g., Andrievsky, 2002; Daflon and Cunha, 2004; Maciel et al. 2005; Lemasle, 2008; Maciel et al. 2010; Genovali et al. 2014; da Silva, 2023, and references therein). However, having an extensive range in age, distance, and chemical composition, OCs are regarded as a better tracer than other such sources (Chen, 2008; Friel 2013; Magrini. 2023). Various studies have been carried out in the last 2 decades to study the chemical evolution of the galactic disk using OCs (e.g., Friel et al. 2002; Chen et al. 2003; Bragaglia, 2008; Friel et al. 2010; Carrera et al. 2011; Yong et al. 2012a; Frinchaboy et al. 2013a; Reddy et al. 2016; Netopil, 2016; Magrini et al. 2017). However, the main advancement came after the recent release of three large-scale surveys, namely, Gaia-ESO (Randich, 2022), GALactic Archeology with HERMES (Martell et al. 2017), and Apache Point Observatory Galactic Evolution Experiment (Majewski et al. 2017), which resulted in the estimation of more complete and precise chemical compositions of a large number of OCs (Carrera et al. 2019; Donor, 2020; Zhong et al, 2020; Spina, 2021; Zhang et al. 2021; Myers et al. 2022a; Netopil, 2022; Spina et al. 2022; Magrini, 2023). These studies have obtained a single-slope radial metallicity gradient ranging from −0.051 to −0.077 dex/kpc while employing a two-function radial metallicity gradient, and they obtained a steeper slope in the range of −0.054 to −0.081 dex/kpc for the younger and inner region of the clusters and a shallower slope of 0.009 to 0.044 dex/kpc for the older and outer region of the clusters, which is also supported by the inside-out disk formation models. The intersection point or knee point in such two-function slopes also varies between 11 and 12 kpc among different studies. The age–metallicity relation is another important constraint on the theoretical models of the galactic disk and has been studied by various authors using different stellar populations (e.g., Friel 1995; Carraro et al. 1998; Feltzing et al., 2001). Except for a few studies like Edvardsson et al. (1993), Chen et al. (2003), and Zhong et al. (2020), most of the studies found no obvious AMR for the OC population (Friel et al. 2010; Yong et al. 2012b; Netopil, 2016; Magrini et al. 2017; Zhang et al. 2021).
Considering a wide range of galactic chemical evolution parameters among different studies, the prime motive of the present work is to form a more extensive set of OCs having chemical compositions available through recent photometric and spectroscopic surveys, thus extending the sample with a wide range in the age and galactocentric distance. Despite extracting cluster parameters from different sources, hence making a heterogeneous data set, we trust that a statistical analysis on a larger sample of OCs would not lead to any systematic bias in our results. This paper is structured as follows: we describe the data used in the present work in Section 1. The metallicity distribution of OCs is analyzed in Section 2. The cluster age–metallicity relation is examined in Section 3. In Section 4, we investigate various correlations between radial and vertical metallicity gradients with the age and positions of the OCs. Our results are summarized in Section 5.
2 Data
To understand the chemical evolution of the galaxy, particularly the galactic disk, over the last few billion years, a large and homogeneous sample of OCs with measured metallicity and age is required. For this purpose, we searched the literature for OCs with known metallicity along with other information like position coordinates, radial distances, and age. It may be noted here that we have used the term metallicity for iron abundance [Fe/H] (relative to the solar abundance) throughout this study. Most of the OC metallicity estimates reported prior to 2018 are either based on photometric techniques (Kharchenko, 2013) or low-resolution spectroscopic data (e.g., Netopil, 2016, and references therein). Additionally, over the years, many of the clusters have been studied repeatedly, and thus, metallicity estimates for these clusters are available based on different techniques, spectral resolutions, and data qualities. To create a comprehensive list of OCs with the best available metallicity estimate, we started by collecting all the metallicity estimates along with other related information like the method of estimation (photometric or spectroscopic), spectral resolution, signal-to-noise ratio (SNR), number of member stars used for average metallicity estimation, and the year of reporting from all the major studies published in the last three decades. This resulted in a total of 4,772 metallicity reports for known OCs, Baratella, 2020; Bragaglia, 2008; Caetano, 2015; Carraro, 2004; Carraro G. et al., 2007; Carraro Giovanni et al., 2007; Carraro, 2008; Carrera, 2012; Carrera et al., 2015; Carrera et al., 2019; Casamiquela et al., 2019; Casamiquela et al., 2021; Claria et al., 1989; Clariá, 2003; Clariá, 2008; Conrad, 2014; D’Orazi et al., 2009; De Silva et al., 2007; De Silva, 2015; Dias et al., 2021; Donati et al., 2015a; Donor, 2018; Donor, 2020; Ford et al., 2005; Fossati, 2011; Friel and Boesgaard, 1992; Friel et al., 2002; Frinchaboy, 2004; Frinchaboy, 2013b; Fu et al., 2022; Geisler et al., 2012; Gonzalez and George, 2000; Gratton et al., 1994; Hasegawa et al., 2008; Hill et al., 1999; Jacobson et al., 2008; Jacobson and Eileen, 2013; Krisciunas et al., 2015; Luck 1994; Magrini, 2010; Magrini et al., 2018; Margheim, 2000; Monroe and Catherine, 2010; Myers, 2022b; Netopil et al., 2013; Netopil, 2016; Netopil, 2022; Overbeek et al., 2016; Pasquini et al., 2004; Paunzen et al., 2003; Paunzen, 2010; Pereira et al., 2010; Piatti et al., 1995; Randich, 2022; Reddy et al., 2013; Santos, 2009; Santos, 2012; Schuler, 2003; Sestito et al., 2003; Spina, 2021; Twarog et al., 1997; Vansevicius, 1997; Villanova et al., 2005; Warren and Cole, 2009; Yong et al., 2012a; Začs et al., 2011; Zhong et al., 2020; and the reference therein, which also includes multiple reporting from different studies for some clusters. To avoid duplication of OCs in the list because of the use of different identifiers for a cluster in different studies, we used the astroquery.simbad package to detect and assign a common name to all such duplicates. As a secondary measure, we manually searched and checked all the possible duplicates with a spatial angular distance of less than 0.1° along with a maximum difference of 5 milli-arcsec in the OC’s proper motion. This helped us in detecting and eliminating five more duplicate OC pairs: Berkeley 85–Dolidze 41, COIN-Gaia23–Majaess 65, NGC 1746–NGC 1750, vdBergh-Hagen 72–UBC 491, and vdBergh-Hagen 84–Gulliver 35. Some of the other OC pairs, like UBC 55–FSR 686 and UBC 73–Gulliver 56, have very small separations in phase space but are confirmed as different clusters in previous studies. For example, Piecka et al., 2021 suggested that UBC 55 and FSR 686 are a possible pair of binary clusters, while UBC 73 and Gulliver 56 are also different clusters.
To select the best unique metallicity estimate from multiple reporting for each of the clusters, we selected the metallicity estimates by giving higher priority to spectroscopic studies (compared to the photometric metallicity estimate), followed by the highest spectral resolution, highest SNR, highest number of member stars used to find the average metallicity for the OC, smallest error in the reported metallicity, and latest reporting. This resulted in a final sample of 1,879 unique OCs with the best available metallicity estimates, of which 615 have metallicity estimates based on spectroscopic data (hereafter sample OCS, where “S” stands for spectroscopic) and the remaining 1,264 have metallicity estimates based on the photometric data (hereafter sample OCP, where “P” stands for photometric).
Like metallicity selection, we selected the best-quality astrometric and age data for each cluster from multiple reporting by prioritizing the most recent publication. During the selection, studies that also provide measurement uncertainties were preferred. From our final sample of 1,879 unique clusters, astrometric data (including distance information) are available for all the clusters, while age is available for all but one cluster. However, uncertainty estimates in age and metallicity parameters for all the clusters could not be found; therefore, any weighted statistical analysis cannot be done in the present study.
Adopting the galactocentric distance of the Sun, R⊙, as 8.15 kpc (Reid, 2019), we calculated the galactocentric distance of the cluster using the following well-known transformation relation:
where d, l, and b are the heliocentric distance, galactic longitude, and galactic latitude, respectively. We also used the rectangular coordinate system (X, Y, and Z), which is defined as X = d cos(b) cos(l), Y = d cos(b) sin(l), and Z = d sin(b). The most distant cluster with metallicity information is at RGC = 20.38 kpc, and only nine OCs are seen beyond RGC = 14 kpc. This reveals either a lack of OCs in the outer galactic disk or observational limitations to observe such clusters due to large extinction along the line of sight. Additionally, the number of OCs decreases drastically as we move farther away from the heliocenter. For example, only 22 OCs are located beyond a heliocentric distance of 5 kpc, further suggesting that the drop in OC number with a radial distance is primarily linked to the detection limits (e.g., Joshi, 2016).
3 Metallicity distributions in open clusters
The metallicity in our cluster sample ranges from approximately −0.80 to 0.60 dex except for six OCs, namely, NGC 6204, NGC 2129, Trumpler 33, Dolidze 5, NGC 6910, and FSR 932, for which the adopted [Fe/H] based on our selection criteria are −1.05, −1.53, −1.54, −1.94, −1.96, and −2.17, respectively. For all the six clusters, the adopted metallicities are based on spectroscopic data. For NGC 6204 and Trumpler 33, metallicity estimates are adopted from Conrad (2014), which provided the metallicity estimates based on a spectral resolution of 7,500, while for NGC 2129, Dolidze 5, NGC 6910, and FSR 932, metallicity estimates are adopted from Fu et al. (2022), which provided metallicity estimates based on data from the LAMOST survey with a spectral resolution of 1,800. For NGC 2129 and NGC 6910, Zhong et al. (2020) provided independent spectroscopic metallicity estimates of −1.426 ± 0.856 and −1.97, respectively, based on data from the LAMOST survey with a spectral resolution of 1,800. For all of these six clusters, NGC 6204, NGC 2129, Trumpler 33, Dolidze 5, NGC 6910, and FSR 932, Dias et al. (2021) provided independent photometric metallicity estimates of 0.096 ± 0.004, −0.07 ± 0.01, 0.145 ± 0.016, −0.033 ± 0.033, 0.035 ± 0.008, and −0.142 ± 0.008, respectively. For NGC 6204, Netopil (2016) and Paunzen et al. (2010) also provided photometric metallicities of 0.02 and −0.14 ± 0.10, respectively. The wrong identification of cluster member stars to estimate the cluster’s average metallicity appears to be one of the main reasons for the large differences between the available spectroscopic and photometric metallicities for these six clusters. Finding the exact reason for this discrepancy is beyond the scope of this study. However, considering the unexpectedly lower metallicity and the large difference when compared to available photometric estimates for these six clusters, we exclude these six clusters from further analysis in this study. The final catalog of 1,879 OCs used in this study is provided in a machine-readable format in Table 1. Among the 1,879 clusters, 609 have metallicity estimates based on spectroscopic data (sample OCS), and the remaining 1,264 have metallicity estimates based on photometric data (sample OCP).
Table 1. Final catalog of 1,879 OCs used in this study. The entries in the spectral resolution column (Resol.) are left blank for the studies where adopted metallicities are based on photometric data.
The metallicity functions for the sample OCP, OCS, and OCs (OCP + OCS) are shown in Figure 1. For all three cases, the Gaussian distribution fits are also drawn. The OC sample has a mean metallicity of −0.018 ± 0.004 with a sample standard deviation (σ) of 0.188. The sample of OCP has a slightly higher mean metallicity with [Fe/H] = −0.021 ± 0.005 compared to the sample of OCS, which has a mean [Fe/H] = −0.099 ± 0.007. Both OCP and OCS span an almost similar range in [Fe/H] and also have similar sample standard deviations. The small but significant difference between the mean metallicity of the sample OCP and OCS may be the result of two factors: 1) systematic offsets in the photometric metallicity estimates and 2) bias in the sample selection. Because of the unavailability of photometric data for all the cases, it is not possible to directly check for the systematic offsets in the estimated metallicities. However, as sample OCP consists of photometric metallicity estimates from many studies that provide metallicity estimates based on different sets of photometric data along with theoretical isochrones, a systematic offset in all or the majority of these studies is not expected. To examine whether bias in the sample selection is the reason behind this offset, we draw the distribution of sample OCP and OCS in the X–Y plane in the heliocentric frame in the bottom panel of Figure 2. Here, the Sun is located at (X, Y) = (0, 0) where positive X points toward the galactic center (GC) and positive Y points toward the north galactic pole. The distribution readily suggests that the OCP clusters are located more toward the GC than the clusters in OCS. This is clearer from the top panel of the figure where the density distributions of the sample OCP and OCS along X are provided. Here, the distribution for sample OCS is more negatively skewed with a skewness of −0.23, compared to sample OCP which has a skewness of −0.15, and it is understood to be due to the presence of more clusters in the anti-GC direction in sample OCS than in the sample OCP.
Figure 1. Metallicity functions for the samples OC, OCP, and OCS are shown, and a Gaussian fit is applied to all three subsamples with fit parameters provided in the legends.
Figure 2. Samples OCP and OCS in the X–Y plane in the heliocentric frame, where (X, Y) = (0, 0) corresponds to the location of the Sun and the positive X points toward the galactic center. The top panel shows the corresponding density distributions along the X-direction.
4 Age–metallicity relation
The age–metallicity relation (AMR) in the galactic disc is crucial to constrain the chemical evolution models, and star clusters offer an important advantage in the studies of the evolution of the galaxy because they provide a time sequence for investigating the changes that occur in our galaxy over the period of time. The large temporal range in the age and metallicity for the OCs provides useful insights related to the chemical evolution history of the galaxy and also presents a useful constraint on the various theoretical models of the disk (Friel 1995). Over the last 20 years, many studies that focus on this relation use either nearby stars (Carraro et al. 1998; Feltzing et al. 2001) or OCs (Netopil, 2016; Magrini et al. 2017; Döner, 2023). As noted in many earlier studies, there is no obvious AMR for the OC population (e.g., Friel et al. 2010; Yong et al. 2012b; Zhang et al. 2021), while some of the studies find a weak AMR (Edvardsson et al. 1993; Chen et al. 2003; Zhong et al. 2020). However, the large sample of OCs having metallicity measurements in the present study is re-employed to understand this relation in some detail.
The AMR in our sample of clusters is shown in Figure 3. The distribution readily suggests that for clusters with log(age/yr)⪅8.4, the average metallicity of clusters is near to the solar metallicity and does not change significantly over time. However, for log(age/yr)⪆8.4, the clusters’ average metallicity follows a slightly decreasing trend with an increase in log(age/yr). To find the exact age–metallicity gradients and the age turn-off point at which the metallicity gradient changes, we fitted the data with a combination of two linear regressions (i.e., stepped linear regression) in the following form:
Figure 3. Age–metallicity functions for the sample clusters. Open blue circles and filled black circles are the clusters from the sample OCP and OCS, respectively. The red line shows the fitted stepped linear regression to the total sample, coefficients (along with corresponding standard errors) for which are provided in the legends in the forms b1, m1, C, and m2, where b1 and m1 are the y-axis intercept and slope for the first linear function, respectively; m2 is the slope for the second linear function; and C is the point where these two functions intersect.
where C is the point of intersection, b1 and b2 are the [Fe/H]-axis intercepts, and m1 and m2 are slopes for the two functions. The coefficients of the fitted regressions (along with the point of intersection C and corresponding standard errors) were determined using iterative least square estimation by treating b1, m1, C, and m2 as variables while assuming b2 = (m1 ×C + b1). Based on the distribution in Figure 3, we assumed the initial values of b1, m1, C, and m2 as 0, 0, 8.5, and −0.02, respectively. Estimated values of coefficients from each iteration were adopted as inputs for the next iteration. Along with minimizing the mean error, we also repeated the iterations until the difference between the estimated coefficients and the corresponding adopted coefficients was less than 10–5. In addition, for each of the iterations, we also checked the distribution of the fitted metallicity residual (i.e., the observed metallicity value minus the predicted model value) as a function of log(age/yr) and found that for the final iteration, the slope and the intercept to this distribution were less than 10–5. The final fitted function to our OC data is shown as the red line in Figure 3. The coefficients of the fitted functions are also provided in the legend of Figure 3 in the following forms: b1, m1, C, and m2. Based on the sample OC, the two linear functions intersect at log(age/yr) = 8.378 ± 0.093 (i.e., an age of approximately 240 Myr), and the age–metallicity gradients are given as follows:
For log(age/yr) > 8.378 ± 0.093, the decrease in [Fe/H] with an increase in log(age/yr) with a slope of
Table 2. Comparison of the age–metallicity slope among different studies based on open clusters. The number of clusters (N) used in each study is provided in the second column.
As evident from Figure 3, the sample OCS has a relatively lower average metallicity compared to sample OCP at all the ages in the available age span. This, as discussed previously in Section 2, is possibly due to the sample selection bias as sample OCP has more clusters from the GC direction, while sample OCS has more clusters from the anti-GC direction. More interestingly, both samples have a nearly constant spread in metallicity throughout the available age span, suggesting that at both older and recent times, the natal gas at the formation site of the clusters had similar mixture properties. To understand the properties of OCs from different ages, we broadly segregate our sample OC in three different age bins, namely, ≤20 Myrs as young open clusters (YOC), 20–700 Myr as intermediate-age clusters (IOC), and
Figure 4. Metallicity functions for the samples of YOCs, IOCs, and OOCs are shown along with the Gaussian fit for each population.
To further understand the reason behind the almost-similar large spread in metallicity distribution for OCs of different age groups, we looked into the distribution of [Fe/H] as a function of the galactic longitude. As shown in the bottom panel of Figure 5, clusters toward the anti-GC direction (i.e., with 90o < l < 270o) have relatively lower metallicity than the cluster in the GC direction (i.e., with 270o < l < 90o). The reason behind this asymmetry is that most of the star-forming regions are in the GC direction where the nucleosynthesis process is more active in comparison to fewer star-forming regions present in the anti-GC direction. As a result, metallicity increases as the stellar evolution progresses. The top panel of the figure shows the cumulative distribution functions (CDFs) for the three age groups and suggests that all three age populations span a similar range in the galactic longitude. We further performed the Kolmogorov–Smirnov (KS) test to check if the three CDFs come from the same distribution. The KS test p-value for the OOC and IOC pair is 0.98, for the IOC and YOC pair is 0.87, and for the OOC and YOC pair is 0.50, hence suggesting that all three CDFs follow the same distribution at a minimum of 50% significance level.
Figure 5. Metallicity as a function of the galactic longitude for the OCs belonging to the three different age groups. Cumulative distribution along the galactic longitude for OCs in three different age groups is shown in the top panel. In both panels, the clusters between the two vertical green lines (at l = 90o and 270o) are in the anti-GC direction, while the clusters outside these lines are in the GC direction.
5 Metallicity gradients along the vertical and radial directions
5.1 Vertical metallicity gradient
The metallicity distribution in the Milky Way and its spatial variation is associated with the formation and evolution history of the galaxy. The metallicity distribution at a particular point in the disk is linked with many parameters, like the gas accretion rate, formation history, and evolution at that point of the disk. Previous studies (Marsakov et al., 2005; Marsakov and Borkova, 2006; Soubiran, 2008) indicate that vertical metallicity distribution profiles can provide extremely meaningful ways for separating the thin disk from the thick disk. For our sample of OCs, metallicity as a function of vertical distance (Z) is shown in the left-side panel of Figure 6. The distribution readily suggests a decrease in [Fe/H] as we move away from the galactic plane in both the Northern and Southern hemispheres. To find the metallicity gradient in both the hemispheres, we divide the sample about the center of the galactic mid-plane (i.e., at Z = 0). Linear fits to cluster in the Southern (blue-colored points) and Northern hemispheres (red-colored points) are shown as gray and black lines, respectively, and the obtained metallicity gradients are as follows:
Figure 6. Left-side panel: OC’s metallicity as a function of their vertical distance (Z) from the galactic plane. Linear fits for Z
The magnitude of the metallicity gradient in both the Northern and Southern hemispheres is nearly the same and indicates that in both hemispheres, metallicity changes at almost similar rates as we move away from the galactic mid-plane. To find the average value of the metallicity gradient, as shown in the right-side panel of Figure 6, we plotted [Fe/H] as a function of the absolute vertical distance from the galactic plane. The metallicity gradient from a linear fit is as follows:
where the negative slope indicates that metallicity decreases as we move away from the galactic mid-plane. These average vertical-metallicity gradients over a large distance are in agreement with the previous studies. For example, Chen et al. 2003 found a vertical metallicity gradient of −0.295 ± 0.050 dex kpc−1 using a sample of 118 OCs. Through a sample of 40,000 stars with low-resolution spectroscopy over 144 lines of sight, Schlesinger et al. (2014) found a vertical metallicity gradient of
To obtain a more accurate estimate for the vertical metallicity gradient and find the vertical distance at which the radial metallicity gradient changes significantly, we fitted the data with a combination of two linear regressions, and the coefficients of the fitted functions are determined using iterative least square estimation, following the procedure used in Section 3. Based on the distribution in Figure 6, we assumed the initial values of b1, m1, C, and m2 as 1.0, 0.4, 1.0, and 0.0, respectively. The final fitted function is shown as the red line in Figure 7. The coefficients of the fitted functions are also provided in the legends of Figure 7 in the forms b1, m1, C, and m2, where b1 and m1 are the y-axis intercept and slope for the first linear function, respectively; m2 is the slope for the second linear function; and C is the point where these two functions intersect. From the least square fitting, it is found that the two linear functions intersect at |Z| = 0.487 ± 0.087 kpc, and the vertical metallicity gradients are described as follows:
This stepped vertical-metallicity gradient is in agreement with the currently accepted models of the galaxy having a metal-rich disk (consisting of the thin and thick disk with scale heights of approximately 300 pc and 900 pc, respectively) and a metal-poor stellar halo (e.g., Just et al., 2010; Rix et al., 2013; Matteucci, 2021; and references therein). In Figure 7 (and also in the right-hand panel of Figure 6), cluster ages are also provided in the color of the data point. The figure suggests that the clusters at relatively larger vertical distances are comparatively old apart from being metal-poor. The lower metallicity in these clusters may be explained by their formation in the outer region of the galactic disk at a relatively older time when the interstellar medium was relatively less enriched than the inner region of the galactic disk. In Table 3, we summarize our results along with previous reporting of vertical metallicity gradients.
Figure 7. Vertical metallicity distribution for sample clusters. The stepped linear fit to the data is shown as the blue line.
Table 3. Comparison of vertical metallicity gradient
5.2 Radial metallicity gradient
The radial metallicity gradient is another important piece of information to understand the chemical evolution of the galactic disk, and in turn, the evolution of the galaxy as the distribution of metallicity is not homogeneous across the galaxy. It has been found that metallicity in the cluster population shows a decreasing trend with increasing distance from the GC (Wu, 2009; Pancino, 2010; Yong et al., 2012b; Donati et al., 2015b; Magrini et al., 2015; Carrera et al., 2019; Donor, 2020; Zhong et al., 2020; Zhang et al., 2021; Myers et al., 2022a; Netopil, 2022; Spina et al., 2022; Magrini, 2023). The radial metallicity gradient and its evolution with age are among the most critical empirical constraints that one can put on the galactic chemical evolution models. Most of these models show that the formation of clusters strongly influences the appearance and development of radial metallicity gradients (Chiappini et al., 2001), and the precise value of the metallicity gradient in the galactic disk is an important parameter to constrain the chemical evolution models. The existence of such a gradient across the Milky Way disk is well-established through the observations of the HII regions, disk stars, hot stars, star clusters, planetary nebula, Cepheid variables, field stars (Chen et al., 2003; Maciel et al., 2010), and OCs (Carrera et al., 2019; Donor, 2020; Zhong et al., 2020; Zhang et al., 2021; Myers et al., 2022a; Netopil, 2022; Spina et al., 2022; Magrini, 2023). An average gradient of approximately −0.06 dex kpc−1 is observed in the Milky Way disk for most of the elements, e.g., O, S, Ne, Ar, and Fe. This magnitude of the observed gradients constrains the various parameters in the chemical evolution model, such as the time scales of star formation and in-fall (Prantzos et al., 1995) or any variations in the stellar initial mass function properties with metallicities (Chiappini et al., 2001).
Star clusters are considered one of the most important celestial sources for investigating the metallicity gradient along the galactic disk as their distance and age are derived very precisely and are available in a wide range. Metallicity as a function of the radial distance from the GC (RGC) for our sample OC is shown in Figure 8. On average, as expected, the figure suggests a decreasing trend in [Fe/H] with an increase in distance from the GC. Additionally, the figure also suggests that the decrease in [Fe/H] with an increase in RGC is not a simple linear function but at least a combination of two linear functions.
Figure 8. Metallicity as a function of the radial distance from the galactic center (RGC) for the sample of clusters. Open blue circles and filled black circles are the clusters from the samples OCP and OCS, respectively. The red line shows the fitted stepped linear regression to the total sample, coefficients (along with corresponding standard errors) for which are provided in the legends in the forms b1, m1, C, and m2, where b1 and m1 are the y-axis intercept and slope for the first linear function, respectively; m2 is the slope for the second linear function; and C is the point where these two functions intersect.
To find radial metallicity gradients and the radial distance at which the radial metallicity gradient changes, we fitted the data with a combination of two linear functions, and the coefficients of the fitted functions are determined using iterative least square estimation adopting the procedure followed in Section 3. Based on the distribution in Figure 8, we assumed the initial values of b1, m1, C, and m2 as 1.0, −0.05, 12.0, and −0.03, respectively. The final fitted function is shown as the red line in the figure. The coefficients of the fitted functions are also provided in the legends of the figure in the forms b1, m1, C, and m2, where b1 and m1 are the y-axis intercept and slope for the first linear function, respectively; m2 is the slope for the second linear function; and C is the point where these two functions intersect. The two linear functions intersect at RGC of 12.763 ± 0.515 kpc, and gradients in RGC metallicity distributions are found as follows:
The existence of the two-step linear distribution can be explained in most evolution models by assuming different in-fall and star formation rates for the inner and outer disks. A similar two-step distribution was also noticed by Lépine (2011), Gozha et al. (2012), Myers et al. (2022a), Magrini (2023), and others. All these studies have found a discontinuity in the radial metallicity gradient at RGC ∼ 10–12 kpc, with a steeper gradient in the inner disk region and a flatter gradient or a plateau in the outer disk region. However, some other studies have not seen such a two-step distribution, although they found a decreasing trend in metallicity with increasing RGC, e.g., Friel et al., 2002; Chen et al., 2003; Magrini, 2009; and Gaia Collaboration et al., 2023.
Our estimated radial metallicity gradients are in close agreement with some of the recent determinations of metallicity gradients derived using samples of OCs. A comparison of radial metallicity gradients from some of the recent studies based on OCs along with our estimates is provided in Table 4. Most of these studies suggest a radial metallicity gradient of approximately −0.06 dex kpc−1. The radial metallicity gradient provides vital information on radial migration, which plays an important role in the redistribution of stellar populations, particularly the older populations, in our galaxy. It is believed that radial migration in OCs may be the reason for the flattening of the radial metallicity gradient over a period of time (Zhang et al., 2021; Viscasillas Vázquez, 2022). It is believed that there is a deficiency of low-metallicity clusters in the inner disk migrating from the outer disk as the chance of survival in the high galactic potential of the inner disk is low. On the other hand, clusters from the more metal-rich inner galactic disk can migrate farther into the outer disk where the potentials of the spiral arm and bar are weaker, resulting in the enhancement of the mean metallicity of the outer disk. As a consequence, the radial metallicity gradient is steeper in the inner disk while flattening out toward the large galactocentric distance. Various earlier studies using different tracers such as planetary nebulae, classical Cepheids, and globular clusters also suggested that the radial metallicity gradient becomes slightly flatter with time (e.g., Friel et al., 2002; Chen et al., 2003; Maciel et al., 2009; Luck et al., 2011; Genovali et al., 2014; da Silva et al., 2023). It was contemplated by Toyouchi and Masashi (2014) that the radial metallicity gradient was positive at the time of formation of the thick disk, which subsequently became negative during the transition phase of disk formation from the thick to thin disk. It became flatter by the time of the formation of the thin disk. They credited this evolution of the disk to the gas in-fall history having a shorter time scale in the inner disk and a relatively longer time scale in the outer disk, which is often called the ‘inside-out’ scenario in disk formation.
Table 4. Comparison of radial metallicity gradient
5.3 Age dependence of radial and vertical metallicity gradients
One of the crucial questions in the chemical evolution of the galaxy is how the metallicity gradients have evolved over the last few Gyrs. As the overall metallicity gradient may introduce a bias due to the mix of different aged OCs, we may need to restrict the sample to OCs in different age bins in order to understand the evolution in the metallicity gradients along the radial and vertical directions with time. The age dependence of the metallicity gradient has been investigated in the past using a variety of sources (e.g., Vickers et al., 2021, and references therein). We, therefore, split our sample broadly into three age bins, including the very young-age bin (
Table 5. Radial and vertical metallicity gradients for OCs of different age groups. The number of clusters (N) in each of the age bin is provided in the fourth column.
For the three age distributions, we also examined the vertical metallicity gradient, i.e., the change in the metallicity as a function of galactic disk thickness. We found a steeper slope for the young and intermediate-age OCs, while it is shallower for the old OCs. The estimated slope values are given in the third column of Table 5. This behavior of OCs is well-expected because most of the young and intermediate-age OCs lie closer to the metal-rich thin galactic disk, while older OCs are located farther away in the metal-poor outer disk. Carrera et al. (2019), however, do not find any evidence of the presence of a vertical metallicity gradient, at least above the 1-σ level. A further examination of the vertical evolution of the metallicity gradient is performed in the next section.
5.4 Vertical evolution of the radial metallicity gradient
The study of the relation between the metallicity and the location of the cluster on the galactic disk is an important tool for the study of the structure formation and evolution of the galaxy (e.g., Zhong et al., 2020). We also investigated the evolution of radial metallicity gradients in the vertical direction of the galactic plane as clusters are widely distributed in the vertical direction of the galactic disk. The effect of the scale height on the rate of change in metallicity variation with the RGC has been analyzed by plotting the slope of the radial metallicity gradients as a function of the absolute value of Z, which is shown in Figure 9. |Z| for our sample ranges from 0 to approximately 1.8 kpc (excluding one lone cluster located at approximately 2.6 kpc). Although most of the clusters are located near the galactic plane, there are fewer clusters at larger vertical distances. Therefore, we considered a varying bin size in the Z scale. We considered a bin width of 50 pc for |Z| < 200, 100 pc for 200 < |Z| < 400, and 500 pc for |Z| > 400 by making sure that there are enough clusters in the selected bins to get a proper estimate of the radial metallicity gradient. As shown in Figure 9, the variation in
Figure 9. Variation in
6 Discussion and conclusion
In this study, we used the largest sample of 1,879 open clusters to understand the distribution and evolution of metallicity in the galactic disk. The cluster sample was compiled from the literature with available metallicity information along with other information like age, position coordinates, distances, and radial and vertical distances. About 90% of the OCs in our sample are younger than 1 Gyr, with the oldest being about 10 Gyr old. Radially and vertically, about 90% of the clusters in our sample are within a heliocentric distance of 3 kpc, while about 97% of the clusters are within a vertical distance of 500 pc, practically restricting our study to the galactic disk.
The age–metallicity relation provides an important constraint on the theoretical models of the disk and, thus, has been studied multiple times in the past. The study of metallicity evolution for our sample of OCs did not find a strict age–metallicity relation, but a stepped linear evolution of metallicity in the galaxy was observed with a discontinuity at log(age/year) = 8.378 ± 0.093 at the age of approximately 240 Myr. OCs older than 240 Myr follow a decreasing trend in metallicity with an increase in age, with an age–metallicity gradient of
It is well-understood that the metallicity in the inner region of the galactic disk is increasing with time (e.g., Reddy, 2003; Haywood et al., 2013, and references therein). Hence, the younger clusters with lower metallicity must have either formed away from the galactic plane or in the anti-GC direction. To see whether the latter is the reason behind lower metallicity in younger clusters, we investigated the distribution of metallicity in the galactic plane by plotting metallicity as a function of the galactic longitude. The OCs in the anti-GC direction do have lower metallicity compared to the OCs in the GC direction, possibly owing to the differences in timelines of gas in-falls and formation of clusters in the GC and anti-GC directions. Our samples of YOCs, IOCs, and OOCs are found to equally populate both the GC and anti-GC directions, hence leaving vertical migration as one of the likely reasons for slightly lower metallicity in younger clusters.
Using our sample of clusters, we further explored the vertical and radial metallicity gradients in the galactic disk. Metallicity was found to follow a stepped variation with vertical distance from the galactic plane. Near the galactic plane, with |Z| < 0.487 ± 0.087 kpc, we estimated the vertical metallicity gradient of −0.545 ± 0.046 dex kpc−1, while for a large vertical distance having 0.487 ± 0.087 < |Z|≲ 1.8 kpc, we found a lower vertical metallicity gradient of −0.075 ± 0.093 dex kpc−1. The lower metallicity gradient at large vertical distances compared to the one at smaller vertical distances agrees with the galactic chemical evolution models. We found that most of the OCs at large vertical distances are older compared to the majority of the clusters located near the galactic plane. This difference in the ages of clusters from the two vertical regions is believed to be the main reason for the flatter vertical metallicity gradient at large vertical distances compared to the steep vertical metallicity gradient at smaller vertical distances.
Similar to the vertical direction, the change in metallicity in the radial direction is also found to follow a stepped linear relation. For a radial distance between approximately 4.0 and 12.8 kpc, we found a radial metallicity gradient
One of the key questions in the galactic chemical evolution models is the evolution of the radial metallicity gradients over time, and the answer is not determined yet. We, therefore, examined the time evolution of the metallicity gradients, both in radial and vertical directions, with age, by dividing the clusters into three age bins of
We further studied the variation in the radial metallicity gradient with distance from the galactic plane and found that the radial metallicity gradient linearly increases with an increase in the vertical distance and obtained a radial metallicity gradient slope of
Data availability statement
The original contributions presented in the study are included in the article/supplementary material; further inquiries can be directed to the corresponding author.
Author contributions
YJ: writing–original draft, conceptualization, methodology, and resources. D: formal analysis, writing–review and editing, data curation, methodology, investigation, and validation. SM: data curation and writing–review and editing.
Funding
The author(s) declare that no financial support was received for the research, authorship, and/or publication of this article.
Acknowledgments
The authors thank both the referees for their constructive and insightful suggestions, which significantly improved the quality of the paper. They also thank Vaibhav Pant for his help in computing the data. YCJ thanks master students Asish Philip and Ananya Bandopadhyay, who contributed to this project as a part of their summer project internship.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors, and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fspas.2024.1348321/full#supplementary-material
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Keywords: galaxy, open clusters, metallicity distribution, metallicity abundance gradients, age–metallicity relation
Citation: Joshi YC, Deepak and Malhotra S (2024) A study on the metallicity gradients in the galactic disk using open clusters. Front. Astron. Space Sci. 11:1348321. doi: 10.3389/fspas.2024.1348321
Received: 02 December 2023; Accepted: 21 February 2024;
Published: 02 April 2024.
Edited by:
Mario J. P. F. G. Monteiro, University of Porto, PortugalReviewed by:
Scilla Degl’Innocenti, University of Pisa, ItalySilvio Leccia, Astronomical Observatory of Capodimonte (INAF), Italy
Copyright © 2024 Joshi, Deepak and Malhotra. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Yogesh Chandra Joshi, yogesh@aries.res.in