A commentary has been posted on this article:
Commentary: “Working with patients’ treatment expectations – what we can learn from homeopathy” (Frontiers in Psychology, 2024, 15, 1398865)
Marcel Wilhelm1*
Christiane Hermann2
Winfried Rief1
Manfred Schedlowski3,4
Ulrike Bingel5,6
Alexander Winkler2- 1Department of Clinical Psychology, Philipps-University Marburg, Marburg, Germany
- 2Department of Clinical Psychology, Justus-Liebig-University Giessen, Giessen, Germany
- 3Institute of Medical Psychology and Behavioral Immunobiology, University Clinic Essen, Essen, Germany
- 4Department of Clinical Neuroscience, Osher Center for Integrative Medicine, Karolinska Institutet, Stockholm, Sweden
- 5Department of Neurology, Center for Translational Neuro-and Behavioral Sciences, University Medicine Essen, Essen, Germany
- 6Translational Pain Research Unit, University Medicine Essen, Essen, Germany
The usual homeopathic remedy, “globules,” does not contain any pharmacologically active ingredient. However, many patients and practitioners report beneficial effects of homeopathic treatment on various health outcomes. Experimental and clinical research of the last two decades analyzing the underlying mechanisms of the placebo effect could explain this phenomenon, with patients’ treatment expectations as the predominant mechanism. Treatment expectations can be optimized through various factors, such as prior information, communication, and treatment context. This narrative review analyses how homeopathy successfully utilizes these factors. Subsequently, it is discussed what evidence-based medicine could learn from homeopathic practice to optimize treatment expectations (e.g., using an empathic, patient-centered communication style, deliberately selecting objects in practice rooms, or using clear treatment rituals and salient contextual stimuli) and thereby treatment effectiveness. Homeopathic remedy does not work beyond the placebo effect but is recommended or prescribed as an active treatment by those who believe in it. Thus, practitioners need to understand the manner in which homeopathy (as an example of inert treatment) works and are advised to reintegrate its underlying effective placebo mechanisms into evidence-based medicine. This promises to increase treatment efficacy, tolerability, satisfaction, and compliance with evidence-based treatments, and addresses the desires patients are trying to satisfy in homeopathy in an ethical, fully informed way that is grounded in evidence-based medicine.
Introduction
Homeopathy is widely used and accepted in the general population (Relton et al., 2017; Faisal-Cury and Rodrigues, 2022), frequently supported by impressive case stories (Waisse, 2021; Mahesh et al., 2022). It plays a significant role in health care, despite its questionable scientific foundation (Grimes, 2012). Homeopathy is a subcategory of complementary and alternative medicine (CAM) introduced by the physician Samuel Hahnemann in 1796, using substances that, if they were administered undiluted to healthy subjects, would induce symptoms similar to those a patient is experiencing when suffering from a given disease (Swayne, 2000). Counterintuitively, effectiveness is claimed based on the principle “similia similibus curentur” (“like cures like”; e.g., a typical homeopathic remedy for insomnia is based on caffeine, since it keeps a healthy subject awake), and according to Hahnemann’s ‘law of infinitesimals’, diluting and shaking make the homeopathic remedies not less, but more potent. Typically, homeopathic remedies are substances that are highly diluted in alcohol or water. The process of serial dilution combined with shaking is called potentization (Basu et al., 2017). Given that such solutions have nearly non-detectable concentrations of the “active” compound, these proposed mechanisms contradict basic physiological processes (Grimes, 2012). Systematic reviews and meta-analyses consistently show a lack of convincing evidence for the effectiveness of homeopathic remedies, typically in combination with a high risk of bias in the majority of published studies (Kassab et al., 2009; Mathie et al., 2014, 2018; Ostermann et al., 2024). A thorough and independent evaluation by the National Health Medical Research Council of Australia (NHMRC) concluded that there are no health conditions for which there is reliable evidence that homeopathy is effective (National Health Medical Research Council, 2015). In accordance with the NHMRC finding, a systematic review including randomized controlled trials (RCTs) comparing homeopathy and placebo demonstrated that homeopathic remedies are not superior to placebo treatments (Antonelli and Donelli, 2018). Sigurdson et al. (2023) therefore propose to regard homeopathy as a “null field” that still can produce significant effects compared to placebo on meta-analytic level. Erdfelder et al. (2023) show these effects vanish when accounting for selective publication, suggesting a substantial overestimation of homeopathy’s efficacy in published and highly cited studies.
Such critical evaluations are often misunderstood as evidence that homeopathic remedies do not have any effects at all. In clinical drug trials, new drugs are typically considered effective if the symptom improvement in the drug group is superior to the symptom improvement in a placebo group. Regarding homeopathic remedies, there is a huge discrepancy between symptom improvement as perceived by both patients and practitioners in clinical practice and the actual efficacy in placebo-controlled trials, demonstrating that the effect of homeopathic remedies is not superior to, but rather equivalent to the placebo response (Antonelli and Donelli, 2018). While the difference in symptom improvement between the placebo and the homeopathic remedy group is not statistically significant, a significant pre-to post-symptom improvement can occur within both the placebo and homeopathic remedy groups. Hence, the finding that homeopathic remedies are not more effective than placebo does not mean that they do not work at all at an individual level. They just do not work over and above the well-known placebo effect and the natural course of the underlying symptom and disease that typically ceases in many conditions treated with homeopathic remedies, such as respiratory problems, the common cold, injuries, gastrointestinal complaints, bronchitis, burns, allergies, menstrual symptoms, musculoskeletal complaints, mental health, fatigue, stress, pain, and skin problems (Dossett et al., 2016; Achstetter and Teut, 2018; Whitmont, 2019; Uluocak, 2023).
While homeopathy struggles to provide evidence for its effectiveness (National Health Medical Research Council, 2015; Antonelli and Donelli, 2018), the placebo literature grows fast on how to utilize the proven placebo effect in clinical practice (Caliskan et al., 2024).
Effectiveness of placebo treatments
Placebo responses are observed in the treatment of psoriatic arthritis (Erre et al., 2022), functional gastrointestinal disorders (Enck and Klosterhalfen, 2020), cancer-related fatigue (Roji et al., 2020), cough (Lee et al., 2005, 2019), uncontrolled persistent asthma (Luc et al., 2019), female sexual dysfunction (Weinberger et al., 2018), and in various other physiological systems and medical conditions (Schedlowski et al., 2015). However, their effect sizes seem to vary between systems and conditions. The effects of positive expectation are particularly strong in the fields of pain and depression, where up to 70% of overall treatment effects can be attributed to placebo effects (Moore et al., 2014; Matsingos et al., 2024). Not only do these effects occur in patient-reported outcomes, but can also be shown in physiological parameters, such as heart rate, blood pressure, coronary diameter, gastric motility, lung function, blood sugar levels, or immune function (Meissner, 2014; Park et al., 2016; Kirchhof et al., 2018).
Mechanisms mediating the placebo effect
The progress in placebo research in the last decades was ground breaking (Schedlowski et al., 2015; Colloca and Barsky, 2020). According to expert consensus, the overall improvement of health outcomes after administration of an inert treatment in placebo-controlled RCTs is defined as placebo response (Evers et al., 2018). The underlying neurobiological mechanisms are increasingly identified. For example, placebos can induce the release of target-specific transmitters such as dopamine in Parkinson’s disease (Lidstone et al., 2010) or endogenous opioids against pain (Eippert et al., 2009). The placebo response accounts for substantial parts of the drug effect in several conditions, such as insomnia (Winkler and Rief, 2015) or hypertension (Wilhelm et al., 2016). Trials in pain (Dolgin, 2010) or mental disorders (Rief et al., 2009b; Weimer et al., 2015) even show that the responses to placebo treatments and active treatments can be quite similar. While the placebo response encompasses also confounding influences such as the natural course of symptoms or statistical phenomena like regression toward the mean (Bland and Altman, 1994; Hengartner, 2020), the placebo effect refers solely to the symptom change attributable to placebo mechanisms, both psychological and neurobiological. Placebo mechanisms are involved in any kind of (active) treatment, and not restricted to inert pills (Benedetti, 2008). The relationship between the placebo effect and regression toward the mean is unclear. Accumulating clinical and experimental evidence indicates that expectation can substantially modulate the efficacy and tolerability of active medical treatments, including pharmacotherapy. Positive treatment expectation has, for instance, been shown to double the analgesic effect of the opioid, remifentanil (Bingel et al., 2011), and to substantially enhance the effect of the acute antimigraine drug, rizatriptane (Kam-Hansen et al., 2014). Therefore, it seems desirable to utilize placebo mechanisms in clinical practice in order to improve health outcomes.
The pivotal role of expectations as one of the most important factors contributing to placebo responses is widely agreed upon in the field of placebo research. Treatment expectations have a strong influence on medical and psychological health outcomes across a wide range of medical treatments (Petrie and Rief, 2019), best illustrated by RCTs involving placebo treatment groups. Since a placebo treatment does not include a biochemically active compound, changes in health outcome within the placebo groups (the placebo response) cannot be explained by specific properties of a drug, but by patients’ expectations regarding the drug treatment they think they received.
Recently, Bingel (2020) proposed a model of treatment expectation. According to the model, expectations shape treatment outcomes and are determined by several interacting factors. Treatment expectations themselves are shaped by prior information and context factors—both connected to associative learning—as well as communication (shown in Figure 1). Consequently, Bingel (2020) recommends that systematically targeting treatment expectations should be reintegrated into the biomedical model and current evidence-based treatment regimens. However, while this is a subject of intensive research, it is not yet part of clinical routine, beyond the field of pain, where the systematic use of placebo mechanisms has already been included in treatment guidelines [Deutsche Interdisziplinäre Vereinigung für Schmerztherapie (DIVS), 2008; Klinger, 2010].
Figure 1
Figure 1. The effect of treatment expectation on treatment outcome [adapted from Bingel (2020)]. Treatment expectation predicts treatment outcome alongside treatment factors and patient’s health state. Expectation is determined by prior information available to the patient, context factors of the treatment situation, and the clinician-patient-communication. Treatment outcome experiences are processed via associative learning to add to prior information.
Importantly, expectation can also have a negative effect on treatment outcome. Negative expectation, which is linked to the occurrence of unwanted side effects in placebo groups, is being increasingly acknowledged (Colloca and Finniss, 2012; Bingel, 2014, 2020). In fact, the majority of adverse events and symptoms reported by patients in clinical trials may not be caused by the drug itself. This is suggested by the observation that adverse events in placebo arms of drug trials not only resemble those of active treatment in frequency of occurrence, but also in the nature of the symptoms (Rief et al., 2006, 2009a; Amanzio et al., 2009). These effects related to negative treatment expectation are referred to as nocebo responses.
The past century has seen ground breaking advances in the development of new diagnostic tools and increasingly personalized pharmacological (and other) treatments, ranging from the discovery of antibiotics to the use of individually tailored immune treatments for cancer based on the genomic profile of the tumor. These developments have undoubtedly changed the lives of many for the better. Breakthrough achievements in biomedical research now allow us to specifically address underlying pathologies of many diseases and RCTs test whether these new treatments improve health over and above natural fluctuations and other factors unrelated to the intervention. Evidence-based medicine has taken the place of ancient medicine that, due to a lack of the knowledge we have today, largely had to rely on hope and the expectation both of the patient and the healer that an intervention would promote or restore health (Kaptchuk, 2011). Although far from being understood, these forces had an impact on health outcomes and have been considered a pillar of medicine since primeval times. With the advent of modern medicine and its focus on disease-specific pathologies, interest in their influence ceased—ironically, at the peril of those developments that were meant to replace them.
The aim of this narrative review is to use the far-reaching implications of recent insights into the nature of placebo and nocebo effects to elucidate how placebo mechanisms are systematically targeted in homeopathy, often in a much better way than in evidence-based medicine. We postulate a scientifically grounded reintegration of the powerful elements of homeopathy into the biomedical model of health and treatment outcomes in evidence-based medicine and pharmacology to assure that they undergo a scientific evaluation and quality control before implementation in clinical practice in an ethically responsible way.
Taken together, it is of great importance to empower health care practitioners with knowledge on how homeopathy utilizes well-known placebo mechanisms. Practitioners need tools and practices to harness the power of treatment expectation in a way that is grounded in the evidence-based principles of modern medicine. This will optimize treatment efficacy and adherence in large populations and ultimately reduce health care costs while improving patients’ care.
Key insights
Treatment expectation as the predominant placebo mechanism can be targeted and optimized by various factors. These are interdependent and can be overlapping. We conducted a narrative literature review on experimental placebo research, to (I) summaries the factors that determine treatment expectation and analyses how each of these factors is systematically utilized in homeopathic practice; (II) discuss what modern medicine can learn from homeopathic practice.
Prior information
Prior information about a treatment has been shown to induce or enhance treatment expectations (Bingel, 2020). Expectations are determined by learning mechanisms (e.g., classical conditioning), verbal information provided by healthcare professionals, and information from other sources like the media (Petrie and Rief, 2019).
Verbal information regarding the expected effects of treatments (e.g., from health care professionals) is omnipresent in health care. Direct verbal communication, as well as written information (e.g., medication leaflets), have been shown to shape patients’ treatment expectation and treatment effectiveness (Camerone et al., 2021; Sondermann et al., 2021). In addition, digital and social media play an important role in providing health-related information (Yetman et al., 2021). This is crucial, as placebo and nocebo responses can be triggered by verbal information provided by non-medical persons such as other patients or people in similar health-related situations (Yetman et al., 2021). To induce a positive treatment expectation it might even be enough to see others receiving an effective treatment (observational learning; Petrie and Rief, 2019).
How to communicate possible medication side effects is a prominent objective of nocebo research (Leibowitz et al., 2021). One promising way is to specifically frame side effects as onset sensations (i.e., symptoms indicating that the treatment is starting to work), which enables practitioners to truthfully inform, while modifying expectations about side effects (Wilhelm et al., 2018; Fernandez et al., 2019; Howe et al., 2019).
How does homeopathy use prior information?
Homeopathic practitioners capitalize on direct communication with their patients, often preceded by positive reports from other patients who have recommended the practitioner (Goldman and Cornwell, 2015). Moreover, advertisements describe homeopathic treatment as soft, naturalistic, and holistic (Murdoch et al., 2016). Social media offer additional effective ways to induce positive treatment expectation. Online forums of homeopathic practitioners and patients are characterized by positive examples of successful homeopathic treatments, self-experienced or observed by others. Positive case examples are given by the homeopath (e.g., “it worked before,” “all my patients improved,” or “I use that myself every time I feel sick”) through media articles or social media reports (Narayanaswami et al., 2015). Correspondingly, 58% of CAM patients report that knowing of others who have applied CAM motivated them to use CAM, as well (Thompson et al., 2007). In addition, patients who distrust methods of conventional medicine are more vulnerable to health misinformation and report more positive beliefs about alternative medicine (Scherer et al., 2021). At the same time, patients with lower health literacy seem to have difficulties in correctly predicting the effectiveness of homeopathy and conventional medicine after receiving online information (Wilhelm and Euteneuer, 2021).
Another concept of homeopathy, artificial disease, describes a set of symptoms caused by the administration of a homeopathic remedy during “provings” in healthy volunteers (Ernst, 2016). According to Hahnemann’s theory of “like cures like,” the artificial disease would bring the cure by stimulating the vital forces of the patient to overcome the original disease (Ernst, 2016). From a psychological perspective, homeopathic aggravation (i.e., the temporary deterioration of the patient’s symptoms due to the administration of the optimal remedy) could be interpreted as suggestive onset phenomena. In other words, patients expect a certain worsening of their symptoms at the beginning of their treatment, indicating that the homeopathic remedy successfully stimulated their vital forces to overcome the disease, hence inducing a positive treatment expectation. Studies show that subjective worsening of disease symptoms is as frequent in patients receiving homeopathic remedies as in patients receiving placebos (Grabia and Ernst, 2003). There are also side effects that occur in the context of homeopathic treatment that are presumably nocebo responses (Posadzki et al., 2012). The “like cures like” principle explains these symptoms and therefore helps to support and promote it through circular argument. Another asset of homeopaths’ verbal framing is the notion that if the chosen homeopathic remedy did not work right away, it should be changed (more than once), until the effective remedy (of thousands available) is found (Oberbaum et al., 2003). The so-called repertory, an index of the “homeopathic materia medica,” which contains a collection of descriptions of all symptoms, signs, and emotions experienced by healthy volunteers after ingesting specific homeopathic remedies, is used to identify the optimally matched remedy (“similium”; Teixeira, 2023). This trial-and-error testing enhances patients’ treatment expectations due to believing they have received a well-established remedy for the same “symptom picture” they are experiencing. Hence, homeopathy treatment never fails, and takes advantage of phenomena such as regression toward the mean or spontaneous remission of disease symptoms. For instance, a patient experiencing an exceptionally severe symptom is statistically likely to report symptom improvement, irrespective of intervention, due to regression towards the mean. If coincident with homeopathic treatment, this natural decrease may be erroneously attributed to the efficacy of the remedy. At the same time, this treatment rationale cannot be falsified, as it can explain treatment success as well as a lack of treatment success. This optimizes treatment expectations of the homeopathic practitioner and the patient, while in parallel ignoring a confirmation bias that is inherent in the methodology of homeopathic case histories (Rutten, 2013).
Context factors
Context factors (e.g., the white coat of the physician, the medical equipment, the medical facility, the shape/size/color of a pill, or the act of swallowing a drug, as well as internal cues like symptoms from the patient’s disease or current mental state), could trigger expectations (Petrie and Rief, 2019). Associative learning can also be involved in developing placebo effects by the association of beneficial drug effects with neutral stimuli (e.g., environmental or gustatory cues), which subsequently evoke the benefit without administration of the active drug (Colloca and Barsky, 2020; Hadamitzky et al., 2020; Aulenkamp et al., 2023). The impact of learning on treatment expectation and treatment outcomes has been investigated in experimental studies showing that positive experiences with treatments in the past amplify placebo responses of subsequent treatments (Colloca, 2019). while prior negative experiences make future treatments less effective (Cadorin et al., 2020).
Visibility and salience of the treatment
Pills do not act in a vacuum and the pharmacological effects are influenced by contextual factors, environmental enrichment, and social interactions (Colloca, 2019; Rossettini et al., 2020). This is impressively demonstrated by the so-called open-hidden paradigm. The hidden application of a drug (typically administered by a computer-based device at a predetermined time point without the patient’s knowledge) leads to substantially decreased effectiveness of the drug as compared to the open application of the same drug in an identical dosage when administered by a doctor or a nurse (Colloca et al., 2004). For instance, open application has been shown to double the analgesic effect of the opioid Remifentanil, in comparison to a hidden application (Bingel et al., 2011). Other factors of visibility and salience are the physical characteristics of treatment (e.g., larger pills, stronger taste, higher price), invasiveness (Meissner and Linde, 2018; Jonas et al., 2019), or certain brand names (Buckalew and Coffield, 1982; Abel and Glinert, 2008). Along these lines, it has been shown that a pill, which was provided as an expensive pain killer, was more effective in relieving pain than an inexpensive pill, with both pills being a placebo (Waber, 2008). For instance, invasive interventions (e.g., acupuncture, injections, surgery) induce more pronounced treatment expectations and subsequently greater health benefits than treatments that are less salient and intrusive, such as oral treatments (e.g., pills; Meissner and Linde, 2013; Jonas et al., 2019). Active placebos (i.e., treatments involving the application of a pharmacological substance that induces noticeable (side) effects, but with no effect on the target symptom) can induce stronger placebo effects than inert placebos (Rief and Glombiewski, 2012).
Physical environmental factors
Objects such as clothing or décor in health care settings seem to influence health outcomes (Bernstein et al., 2020). Rated quality of care is higher, for example, when the physician attire is more professional, when credentials such as diplomas are displayed on the walls, or when there is a thoughtfully furnished waiting room (Andrade et al., 2013). Hence, a possible modulation of placebo and nocebo effects through objects appears likely. It has already been shown in 1984 that patients undergoing cholecystectomy who were assigned to rooms with a view of nature had shorter postoperative hospital stays, received fewer negative evaluative comments in nurses’ notes, and took fewer potent analgesics than the matched control group of patients in similar rooms with windows facing a brick wall (Ulrich, 1984).
Rituals such as the intervention itself
Due to a lack of today’s knowledge, ancient medicine largely relied on the hope and expectation—both of the patient and the healer—that a ritualized intervention would promote or restore health (Kaptchuk, 2011). Although far from being understood, these forces had an impact on health outcomes and have been considered a pillar of medicine since primeval times. Now, as then, a medical treatment consists of several steps to unfold its specific effect. These steps can be described as a treatment ritual (Kaptchuk, 2002). For example, taking a pill, getting an injection, or surgery activates placebo mechanisms (Miller and Colloca, 2010; Benedetti and Amanzio, 2011). The importance of treatment rituals is supported by the observation that diazepam reduces anxiety only in open application, whereas the effect vanishes in hidden application due to no ritual signaling to patients that the treatment has started—thus not activating any treatment expectations (Colloca et al., 2004; Bingel et al., 2011).
How does homeopathy use contextual factors?
Homeopaths use objects, such as practice rooms and structures, certificates, or technical instruments. For example, the so-called “vega-test,” which supposedly uses an electrical circuit passing through the patient to measure the body’s electrical energy is used to determine the optimal homeopathic remedy. While scientific tests have shown no validity for the vega-test (Katelaris et al., 1991; Lewith, 2001), the medical instrumentation itself may activate patients’ expectations. In addition, highly specific rituals for taking globules, such as to take them only with a plastic spoon, under no circumstances together with dairy products, or to take 30 globules 12 times a day (Ernst, 2016) might underpin the professionalism of homeopathic treatment and support patients expectations of beneficial treatment. In addition, patients seeking help from homeopaths predominantly start consultations with positive expectations (e.g., homeopathic treatments causing less side effects while supporting the natural healing process; Reid, 2002), enhancing physical and psychological well-being (Guethlin et al., 2010), and also having specific effects on the natural course of the condition (Ernst and Hung, 2011).
In very high potencies (highly diluted), homeopathic remedies can be expensive, and are often paid for by the patients themselves. Well-known homeopaths often charge more for their treatments than regular medical treatments would cost. In their recent cost-effectiveness analysis, Ostermann et al. (2015) concluded that the total treatment costs after 18 months were higher in patients who utilized homeopathic treatment compared to patients who received conventional health care. The common assumption, that homeopathy might help the health care system to save money, ignores that homeopathy typically adds costs since patients do not necessarily reduce their use of regular health care (Ostermann et al., 2015).
Communication
The quality of the clinician-patient communication in terms of empathy (Kaptchuk et al., 2008), interaction style (Czerniak et al., 2016; Rossettini et al., 2020), and perceived clinical competence of the treatment provider (Howe et al., 2017) increases the placebo effect, therefore improving health outcome. However, even the sheer number of study visits boosts antidepressant placebo effects, as shown in elderly patients with depression (Rutherford et al., 2014) and placebo analgesia in chronic pain patients (Vase et al., 2015). Quality and quantity of clinician-patient communication, in particular communication in an empathic and warm way, prevents nocebo effects (Howe et al., 2017; Zech et al., 2022). However, careful, empathic, and patient-centered communication requires time; yet, the medical care compensation system in many countries forces physicians to see too many patients in too little time. A cross-sectional study in six European countries reported a mean length of consultation in general practice of 10.7 min, varying from 7.6 min in Germany to 15.6 min in Switzerland (Deveugele et al., 2002). Other studies document that physicians in Germany interrupt their patients after an average of 18 s, in the U.S. after 23 s, and that in the U.S. 50% of patients leave the doctor’s office not having understood what the physician has told them (Bodenheimer, 2008).
How does homeopathy use communication?
In contrast to the time restrictions in routine medical care, a typical first homeopathic session has a mean consultation length between 60 and 180 min (Grams, 2018). There are also reports of regular sessions of two to three hours in duration (Frank, 2002). Hahnemann explicitly taught his students to let patients finish their reports, no matter how long it takes (Hahnemann and Haehl, 2005). As a consequence, patients often experience more empathy during a consultation with a homeopath in comparison to general practice (Mercer et al., 2002). This results not only from the sheer duration of the consultation but by homeopathy following a collaborative, patient-centered communication approach (Ruusuvuori, 2005; Thompson and Weiss, 2006). The optimal remedy in classical homeopathy is determined based on long and repeated consultations and is individually tailored to each patient. For example, headaches in different patients would be managed using different homeopathic remedies, according to the patient’s individual symptoms, personality, hereditary factors, and medical history. The fact that patients receive a highly individualized remedy instead of a “one drug fits all” treatment for the given symptom is likely to significantly enhance patients’ treatment expectations of a beneficial homeopathic regimen. A homeopath listens patiently to whatever issue might be important to the patient and shows compassion and empathy (Mercer and Reilly, 2004). Patients turning away from conventional medicine and towards homeopathy report that their wish to be in charge of their own health is too often largely ignored by a practitioner writing a prescription and ending the consultation before all problems, concerns, and worries were expressed by the patient (Walach et al., 2005). This competence in building a trustful patient-practitioner relationship and the focus on collaboration are crucial in empowering the patient as a self-reliant partner (Hartog, 2009). Taking into account that quantity and quality of doctor-patient communication is one of the key factors driving the placebo effect, the communication and interaction style of homeopaths seems to be the most effective ingredient in absence of an active substance (Brien et al., 2011).
The role of deception in placebo treatments and implications for understanding homeopathy
Administering placebos in clinical practice is constrained by ethical and legal concerns regarding the use of deceptive information traditionally associated with a placebo intervention (Miller and Colloca, 2009; American Medical Association, 2012). However, a promising approach to understand placebo effects beyond deception is the use of open-label placebos (OLP), which is considered ethically compatible with the American Medical Association (AMA) principles of medical ethics (American Medical Association, 2008; Miller and Colloca, 2009; Blease et al., 2016). In OLP application, patients are explicitly informed that they receive an inert placebo pill combined with the OLP rationale developed by Kaptchuk et al. (2010). In most OLP studies, this rationale contains information about (1) the effectiveness of placebos, (2) possible mechanisms (i.e., classical conditioning), (3) the role of expectations, and (4) the need to take the pills faithfully, and is provided interactively in the context of an empathic and supportive patient-provider interaction. Several recent RCTs suggest that OLP can effectively improve symptoms in patients suffering from irritable bowel syndrome (Kaptchuk et al., 2010), major depressive disorder (Kelley et al., 2012; Nitzan et al., 2020), allergic rhinitis (Schaefer et al., 2016, 2018), chronic lower back pain (Carvalho et al., 2016; Kleine-Borgmann et al., 2019), cancer-related fatigue (Hoenemeyer et al., 2018; Zhou et al., 2018), and psychological well-being in stressed students (Kleine-Borgmann et al., 2021; Winkler et al., 2023). A recent meta-analysis of 11 OLP studies found a large positive effect size for symptom reduction across different pathologies in OLP groups compared to untreated controls (von Wernsdorff et al., 2021). Furthermore, positive treatment expectancy has been shown to predict OLP effects on several psychological well-being outcomes (El Brihi et al., 2019). Similar to deceptive placebo effects, classical conditioning and expectancy are considered to at least partially account for the OLP effect, but the mechanisms underlying the effectiveness of OLP remain to be elucidated (Charlesworth et al., 2017; Colloca and Howick, 2018; Kaptchuk, 2018; Kaptchuk and Miller, 2018).
Considering that some participants report no or only minor expectancy for improvement before the treatment (Carvalho et al., 2016; Kaptchuk, 2018), unconscious expectations induced by context variables and bodily sensations (e.g., the sensory perception of swallowing a pill) might also contribute to the OLP effect. Furthermore, placebos presumably retrieve classically conditioned pharmacological memories (i.e., the intake of a placebo pill and its sensory features serve as conditioned stimuli that elicit previously acquired conditioned response such as symptom improvements, irrespective of a deceptive or non-deceptive administration; Colloca and Howick, 2018). This assumption is supported by experimental studies investigating conditioned placebo analgesia in standardized heat pain paradigms, in which the conditioned placebo response persisted even after the placebo manipulation was revealed to the participants (Chung et al., 2007; Schafer et al., 2015). Neuroimaging evidence exists for conditioned placebo responses entailing non-conscious conditioned stimuli (Jensen et al., 2012, 2015), and cognitive theories like predictive coding and embodied cognition (Frith, 2011; Shapiro, 2011; Clark, 2016) support the notion of unconscious processes being involved in the OLP effect (Ballou et al., 2017; Kaptchuk, 2018). According to the concept of embodied cognition, the physical interaction with the environment affects cognition and vice versa (Shapiro, 2011, 2014). For instance, the OLP treatment is provided in a professional “medical” context, therefore the same sensory and motor information is impinging on the brain as during an active medical treatment associated with symptom improvement (Ballou et al., 2017; Kaptchuk, 2018). According to predictive coding, even if the brain predicts that a placebo will not lead to symptom improvement, it might adjust the prediction according to the sensory signals (e.g., intake of a capsule in a medical environment), resulting in the release of neurotransmitters in the brain, contributing to symptom improvement (Ballou et al., 2017; Colloca and Howick, 2018).
Homeopathy and open-label placebo in comparison
In homeopathy, a treatment rationale is also provided within the context of an empathic and supportive patient-provider relationship. The rationale in homeopathy often contains information about (1) the effectiveness of the homeopathic remedy based on the personal experience of the homeopath, (2) supposed mechanisms (i.e., “like cures like,” “water memory” or “nanoparticles”), (3) the role of expectations (“you have to believe in the self-healing powers of your body to activate the body’s own healing processes”), and (4) the need to take the homeopathic remedy faithfully at the right time (e.g., 15 min before or after tooth brushing) and according to a comprehensive set of rules like using a plastic instead of a metal spoon. Thus, the addressed characteristics of the homeopathic treatment rationale are similar to the OLP rationale. The main difference between the rationales is that the OLP rationale is scientifically grounded, while the homeopathic rationale is not.
The findings on OLP could explain why patients may benefit from homeopathic treatment, even if they do not believe in the effect of the homeopathic remedy. Looking at the findings on embodied cognition, this could even be possible without ever having taken any pharmaceutically active medicine.
What can modern medicine learn from homeopathic practice?
Several of the reasons why homeopathy is attractive to homeopathy users, even though treatments are neither scientifically grounded nor evidence-based, might reflect shortcomings of conventional evidence-based medicine. Ernst and Hung (2011) reviewed the literature and extracted six main expectations of patients regarding homeopathy:
I. influence on natural history of conditions
II. prevention of illness/well-being
III. fewer side-effects
IV. being in control
V. symptom relief
VI. a boost to the immune system
So, how could evidence-based medicine do better at meeting these needs of patients? Most importantly, clinicians should be encouraged (a) to optimize patients’ treatment expectations, (b) to utilize beneficial treatment context effects whenever possible, as well as (c) to adhere to patient-centered communication. Table 1 summarizes recommendations for optimizing treatment effects based on the lessons learned from homeopathy when analyzed within the framework of the placebo effect and its underlying mechanisms as described by Bingel (2020).
Table 1
Table 1. Recommendations for improving evidence-based medicine based on the analysis of how homeopathy works, adapted from Bingel (2014).
What should not be learned from homeopathy
The true dilemma in homeopathy is that incorrect information (e.g., biologically implausible mechanisms of action, evidence failing to show that homeopathic remedies are more effective than placebo) violate fundamental values of medical ethics like respect for autonomy (capacity to make an informed decision) or non-maleficence in its current practice.
While homeopathy has an image of being entirely free of risk and side effects, there are several areas of concern. First, low potency remedies might be toxic, if the basic tincture is already toxic, such as with arsenic (a popular homeopathic remedy) or strychnine. Therefore, homeopathic remedies should be regulatorily controlled and treated the same way as “allopathic” medicines with respect to quality assurance and pharmacovigilance. Second, if patients use homeopathy for serious clinical conditions instead of conventional therapy or delay treatments for which there is good evidence concerning safety and effectiveness, they put their health at risk. In some extreme cases, homeopaths even assert to treat Ebola, AIDS, and cancer successfully with homeopathic remedies (Fritts et al., 2008; Lindemann, 2015; Johnson et al., 2018). Therefore, a mandatory risk/benefit analysis including empirical evidence for safety and effectiveness is necessary to make a responsible treatment decision.
Conclusion
This review focused on how placebo mechanisms are utilized in homeopathic practice and how that might offer insights for evidence-based medicine. Importantly, homeopathy is used as an example of how inert treatments can be made effective and how conditions around this treatment should be used. It is crucial to distinguish between the specific modalities of homeopathy, such as the principles of “like cures like” and potentization, which lack empirical support and contradict established scientific understanding, and the nonspecific therapeutic contexts in which homeopathy is practiced. These contexts include prolonged, empathetic patient-clinician interactions and personalized consultations, which have been shown to enhance placebo effects. While the modalities of homeopathy are not scientifically justified and should not be integrated into evidence-based practice, the contextual factors are often overshadowed in conventional medical practice due to various constraints.
Thus, the recommendation is to learn from the manner in which homeopathic care is delivered, but not to integrate homeopathy itself into evidence-based medicine. This approach would ensure that all elements of care desired by patients and recommended by placebo research are included, adhering to rigorous scientific standards and quality control.
In summary, it is the method of care in homeopathy that may offer valuable insights for improving treatment effectiveness in evidence-based medicine through beneficial placebo effects, not the remedies themselves. This perspective is critical for focusing on empirically supported strategies that enhance patient care and treatment outcomes.
Author contributions
MW: Conceptualization, Methodology, Writing – original draft, Writing – review & editing. CH: Supervision, Writing – review & editing. WR: Supervision, Writing – review & editing. MS: Visualization, Writing – review & editing. UB: Writing – review & editing. AW: Conceptualization, Methodology, Supervision, Validation, Writing – review & editing.
Funding
The author(s) declare financial support was received for the research, authorship, and/or publication of this article. The work is funded by the Deutsche Forschungsgemeinschaft (DFG, German Research Foundation)-Project-ID 422744262-TRR 289, Gefördert durch die Deutsche Forschungsgemeinschaft (DFG) – Projektnummer 422744262 – TRR 289.; subprojects: A16 (MW, WR), A12 (MS), A01 (UB). Open Access funding also provided by the Open Acess Publishing Fund of Philipps-Universität Marburg.
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
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Keywords: treatment expectation, homeopathy, placebo, globules, evidence-based medicine
Citation: Wilhelm M, Hermann C, Rief W, Schedlowski M, Bingel U and Winkler A (2024) Working with patients’ treatment expectations – what we can learn from homeopathy. Front. Psychol. 15:1398865. doi: 10.3389/fpsyg.2024.1398865
Edited by:
Changiz Mohiyeddini, Oakland University William Beaumont School of Medicine, United StatesReviewed by:
Yannick Borkens, Charité University Medicine Berlin, GermanyKatja Weimer, Ulm University Medical Center, Germany
Edson Zangiacomi Martinez, University of São Paulo, Brazil
Copyright © 2024 Wilhelm, Hermann, Rief, Schedlowski, Bingel and Winkler. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Marcel Wilhelm, bWFyY2VsLndpbGhlbG1AdW5pLW1hcmJ1cmcuZGU=