Skip to main content

PERSPECTIVE article

Front. Pediatr., 13 June 2022
Sec. Neonatology
This article is part of the Research Topic Fetal and Neonatal Oxygen Metabolism View all 8 articles

Three Physiological Components That Influence Regional Cerebral Tissue Oxygen Saturation

  • 1Division of Neonatology, Department of Pediatrics, Medical University of Graz, Graz, Austria
  • 2Research Unit for Neonatal Micro- and Macrocirculation, Medical University of Graz, Graz, Austria
  • 3Research Unit for Cerebral Development and Oximetry Research, Medical University of Graz, Graz, Austria

Near-infrared spectroscopy (NIRS) measurement of regional cerebral tissue oxygen saturation (rcStO2) has become a topic of high interest in neonatology. Multiple studies have demonstrated that rcStO2 measurements are feasible in the delivery room during immediate transition and resuscitation as well as after admission to the neonatal intensive care unit. Reference ranges for different gestational ages, modes of delivery, and devices have already been published. RcStO2 reflects a mixed tissue saturation, composed of arterial (A), venous (V), and capillary signals, derived from small vessels within the measurement compartment. The A:V signal ratio fluctuates based on changes in oxygen delivery and oxygen consumption, which enables a reliable trend monitoring of the balance between these two parameters. While the increasing research evidence supports its use, the interpretation of the absolute values of and trends in rcStO2 is still challenging, which halts its routine use in the delivery room and at the bedside. To visualize the influencing factors and improve the understanding of rcStO2 values, we have created a flowchart, which focuses on the three major physiological components that affect rcStO2: oxygen content, circulation, and oxygen extraction. Each of these has its defining parameters, which are discussed in detail in each section.

Introduction

Near-infrared spectroscopy (NIRS) measurement of the regional cerebral tissue oxygen saturation (rcStO2) in neonates enables continuous non-invasive assessment of oxygen delivery (cDO2) to and oxygen consumption (cVO2) of the frontal brain region. RcStO2 reflects a mixed saturation of the measured microcirculatory compartment, composed of arterial (A), venous (V), and capillary signals (1), whereby the A:V signal ratio fluctuates based on changes in cDO2 and cVO2 within the compartment (2).

NIRS technology relies on the changes in attenuation of light at two or four different wavelengths and their conversion into changes in the concentration of the three chromophores (oxyhemoglobin, deoxyhemoglobin, and cytochrome oxidase) (3). Therefore, NIRS devices measure only relative changes and not absolute concentrations of the chromophores. A new parameter, rcStO2, was introduced in 1999. By using one emission probe and multiple detection probes, the slope of light attenuation vs. distance allowed for the calculation of absolute saturation value (4). Nevertheless, each device on the market has its means of correction for scattering effects and attenuation of the light by superficial tissues, but none of the devices can measure these quantities. It is therefore impossible to express absolute rcStO2 values for an individual patient. Although the measured values of different devices do not display identical numbers, they show a fairly good correlation over time (5), which enables reliable trend monitoring. Normal ranges for the term and preterm neonates at different time points have been established for many of the used devices, respectively (610). Furthermore, different manufacturers use different abbreviations for regional cerebral tissue oxygen saturation, as does the published literature. Within this manuscript, we will use the abbreviation rcStO2 to avoid association with any specific manufacturer.

While the increasing research evidence supports the NIRS measurements, there is still a discussion on its clinical use (11). The interpretation of absolute values of and trends in rcStO2 is still challenging, which halts its routine use at the bedside. For the decision of whether clinical actions should be introduced based on NIRS monitoring, many influencing factors have to be considered. To support those clinical considerations, a comprehensive visualization might be helpful. Therefore, we have created a flowchart, which focuses on the three physiological components that influence rcStO2: Oxygen Content, Circulation, and Oxygen Extraction (OE) (Figure 1).

FIGURE 1
www.frontiersin.org

Figure 1. Three physiological components that influence NIRS measurement of regional cerebral tissue oxygen saturation. cDO2, cerebral oxygen delivery; cVO2, cerebral oxygen consumption; CaO2, arterial oxygen content; CBF, cerebral blood flow; CBV, cerebral blood volume; CVR, cerebral vascular resistance; CPP, cerebral perfusion pressure; OE, oxygen extraction; FOE, fractional oxygen extraction; FTOE, fractional tissue oxygen extraction; Hb, hemoglobin; SaO2, arterial oxygen saturation; paO2, arterial partial oxygen pressure; pCO2, partial carbon dioxide pressure; HbF/HbA, fetal to adult hemoglobin ratio; 2,3-BPG, 2,3-biphosphoglycerate; HP, hydrostatic pressure; MABP, mean arterial blood pressure; ICP, intracranial pressure; SVR, systemic vascular resistance; CO, cardiac output; CVP, central venous pressure; HR, heart rate; SV, stroke volume. Factors 1 shear stress and stretch; 2 paCO2, paO2; 3 glucose, adrenaline, ATII- angiotensin II, adenosine; 4 sympathetic, parasympathetic; 5 pH, NO- nitric oxide, ET-1- endothelin-1, EDHF- endothelium-derived hyperpolarizing factor, CNP- C–natriuretic peptide, O2- superoxide.

Three Physiological Components

Oxygen Content

Arterial Oxygen Content (CaO2)

The most common surrogate for CaO2 is arterial oxygen saturation (SaO2), which can be measured directly in an arterial blood sample by a hemoximeter or continuously non-invasively by pulse oximetry (SpO2). SpO2 reflects the percentage of hemoglobin (Hb) saturated with oxygen, which represents ~99% of total oxygen vs. 1% of oxygen dissolved in the blood. The measured SpO2 is determined by arterial partial oxygen pressure (paO2) and the position of the oxyhemoglobin dissociation curve (ODC) for a given paO2 (12).

In the case of anemic hypoxia, an increase in CaO2 can be achieved by an increase in total Hb (e.g., by transfusion of adult packed red blood cells-RBCs). Multiple studies demonstrated that rcStO2 increases and cerebral OE decreases after RBCs transfusions in anemic preterm neonates. Since transfusion combines several effects (increase in Hb, changes in HbF/HbA ratio and pH, increase in total plasma volume), it is difficult to reliably interpret the most influential parameter (1316). In addition, there is strong evidence that placental-to-fetal autotransfusion, using delayed cord clamping, increases postnatal rcStO2 (17). This effect combines both an increase in oxygen-carrying capacity (Hb) and an increase in preload, which is a result of the rise in systemic venous return and of the fall in pulmonary resistance (18). In the case of hypoxic hypoxia, improvement of CaO2 can be achieved by an increase in paO2 (e.g., by changing the FiO2 and ventilation settings).

Changes in the ODC position define not only SpO2 values but the OE in the tissues as well. Factors affecting the position of ODC are depicted on the left and right sides of the flowchart (Figure 1).

ODC shift to the left increases Hb oxygen affinity and decreases OE. This can be the result of

1. High fractions of fetal hemoglobin (HbF) in preterm neonates

2. Increase in pH of the blood or decrease in partial carbon dioxide pressure (pCO2) as seen in hyperventilation

3. Lower body temperature (e.g., during therapeutic hypothermia), or

4. Lower concentrations of 2,3-biphosphoglycerate (2,3-BPG) (12, 19).

On the contrary, the shift of the ODC to the right lowers Hb oxygen affinity and increases OE. It is most commonly the result of

1. Adult RBC transfusions with a rapid decline in HbF and rise in adult hemoglobin (HbA) concentration

2. Respiratory acidosis or

3. Increased body temperature (12, 19).

Circulation

Cerebral Blood Flow-CBF

CBF is defined as the blood volume that flows per unit mass per unit time in brain tissue and is typically expressed in mlblood/ 100 gtissue min. There are great inter-individual and periodical differences in CBF in human neonates, which makes an establishment of normative values not feasible (2023).

CBF is regulated on the one hand by cerebral perfusion pressure (CPP) and on the other hand by a cerebrovascular resistance (CVR) or the resistance of the entire cerebral vasculature, whereby small arteries and pial arterioles, which can regulate their radius through vasodilatation and vasoconstriction, account for most of the CVR changes (24). CVR is determined by vascular smooth muscle tone, which is under the influence of neural, chemical, metabolic, and physical factors (25) (Figure 1).

Cerebral Vascular Resistance-CVR

The two most important parameters that regulate CVR are changes in the partial pressure of carbon dioxide (paCO2) and, to a lesser degree, in the partial pressure of oxygen in arterial blood (paO2) (26). Higher paCO2 (hypercapnia) leads to vasodilatation (lower CVR) and an increase in CBF, whereas lower paCO2 (hypocapnia) generates vasoconstriction (higher CVR) and a decrease in CBF (2729). Lower CaO2 during hypoxia, on the other hand, has a similar effect as hypercapnia and causes a dilatation of pial vessels which increases CBF (30). Furthermore, it is important to note that the changes in paO2 and paCO2 influence both ventilation rate and CBF, whereby these vary inversely in response to paCO2 and paO2 levels. Hypoxia and hypercapnia induce the activation of peripheral chemoreceptors, which leads to hyperventilation, reduction in pCO2, and cerebral vasoconstriction (25). The final effect on CVR depends on the paO2 to paCO2 ratio. A low paO2 to paCO2 ratio results in a greater degree of hypoxic vasodilatation for a given hypocapnic vasoconstriction (31). The affection of CBF by hyperoxia (paO2 > 15 kPa/113 mmHg) was studied in preterm and term infants and a reduction in CBF as well as a reduced vasoreactivity in preterm compared to term neonates could be demonstrated (32, 33).

The effect of paCO2 is mediated through changes in pH (i.e., H+ concentrations). Hypercapnia leads to an increase in H+ concentration in the perivascular space, which increases K+ outflow from smooth muscle cells of cerebral arteries and arterioles and causes muscular relaxation, i.e., vasodilatation (34). The molecular mechanism which regulates the paO2 effect on CBF is quite different and it requires an intact endothelium and nitric oxide (NO) production. Newer studies suggest that deoxyhemoglobin (associated with changes in CaO2), rather than paO2, serves as the primary biological regulator of CBF and induces the release of NO metabolites and adenosine triphosphate with consequential vasodilatation (35). However, hypoxia can also induce tissue lactacidosis, and the resulting increase in H+ concentrations provides a link between CO2- and O2-mediated regulation of CVR and CBF (21). In addition, CBF is also influenced, in the long term, by other hypoxia-induced changes (e.g., increased capillary density using angiogenesis, increased hematocrit, and viscosity) (25).

CBF varies inversely with hematocrit in many species in both acute (i.e., acute anemia) and chronic conditions (i.e., erythropoiesis). There are two possible mechanisms involved both resulting in changes in CVR. In acute anemia, a decrease in CaO2 induces a cerebral vasodilatory response to maintain a constant cDO2 (36). In conditions of hyperviscosity, shear stress/stretch mechanisms induce adaptations of CVR to maintain a constant CBF (37).

Another parameter that influences CBF is blood glucose. In preterm neonates, a compensatory increase of CBF during uncomplicated hypoglycemia could be demonstrated (38, 39). The described mechanism behind it could be the capillary recruitment, which can be measured by NIRS as an increase in the cerebral blood volume (CBV) during hypoglycemia and a decrease in CBV after intravenous glucose infusion (40).

Other factors play a minor role in the regulation of CVR and affection of CBF and are therefore only listed in the flowchart, but not discussed in detail (Figure 1).

Cardiocirculatory Parameters

The mean arterial blood pressure (MABP) is influenced by the volume state that determines central venous pressure—CVP, by systemic vascular resistance (SVR) of the arterial tree, and by cardiac output (CO), which is a product of heart rate (HR) and stroke volume (SV).

In a healthy neonate, CO is mostly determined by the metabolic rate of the peripheral tissues (41). The adaptation of CO to meet the metabolic demands includes changes in SV and HR. Although there is a common belief that neonates cannot alter SV and that tachycardia is the primary mean of increasing CO, several studies have demonstrated the opposite. According to studies performed in healthy term neonates during and after transition, SV and not HR was the main determinant of neonatal left ventricular output (4244). This can be explained by a postnatal increase in the left ventricular preload in combination with ductal left-to-right shunting, due to a decrease in pulmonary vascular resistance. Furthermore, a study, which established normative values for non-invasive measurement of CO using electrical cardiometry, demonstrated an increase in SV and CO with increasing birth weight and gestational age. The best model to describe the relationship between SV, CO, and birth weight or gestational age was exponential (45). Another study conducted in healthy term neonates during the first postnatal days found that SV and CO decrease in response to a short duration of prone positioning, while HR, SpO2, and rcStO2 do not change significantly (46). In preterm neonates who have a high resting HR and an intrinsic diastolic dysfunction, an increase in CO is also determined mainly by changes in SV (47, 48). Moreover, excess tachycardia (due to pain or agitation and caffeine citrate administration) as well as bradycardia (due to sleep apnea and immaturity) can both reduce CO in preterm neonates.

SV is determined by preload, afterload, and myocardial contractility. Preload represents the initial stretching of the cardiac muscle fibers before contraction (mostly referred to as an end-diastolic ventricular volume), whereas afterload can be best described as the force resisting the ejection of blood by the heart (49).

Preload depends on venous return, which is determined by the circulating volume, venous capacitance, and ventricular compliance. The fetal myocardium contains specific isoforms of fetal connection which renders its higher compliance compared to the adult heart (50). This allows the fetal heart to generate adequate CO despite low-filling pressures in utero. In addition, an early increase in preload after delayed cord clamping increases CO during transitional circulation and results in higher rcStO2 at 4 and 24 h after birth in preterm neonates (17, 18).

The afterload largely depends on ventricular dimensions, MABP, SVR, and vascular compliance. Echocardiographic studies showed that the neonatal heart has a higher basal contractile state and that myocardial performance is more sensitive to afterload in the immature heart (51, 52). Therefore, a rapid increase in SVR due to clamping of the umbilical cord at the beginning of fetal to neonatal transition results in a reduced CO immediately after birth. These changes can lead to cerebral hypoperfusion even if MABP remains in the perceived normal range (53, 54).

Regulation of SV by an increase in contractility is limited in fetuses and neonates due to myocardial immaturity (55). The increase in contractile force (secondary to an increase in calcium influx) is age-dependent and improves during the early postnatal period (49).

Many studies in the adults have found a positive relationship between CO and CBF (56, 57). The left CO is positively correlated to CBF in neonates as well (58). An impaired cardiac function can, therefore, result in CBF reduction, and consequentially, in decreased cDO2.

Cerebral Blood Volume-CBV

CBV can be derived from a NIRS measurement as ΔCBV and expressed in mlblood /100 gbraintissue if the changes in the total Hb during the measurement and Hb concentration from a large vessel are known (59). With the time-resolved NIRS devices, it is possible to measure the absolute value of CBV (60). CBV is sensitive to changes in paO2 and paCO2, similarly to CBF (59, 61). An increase in CBV after functional obstruction of the homolateral jugular vein has also been reported (62, 63). CBV is thus related to CBF on the arterial side, and to CVP on the venous side and can be used as a surrogate for the assessment of cerebral hemodynamics in neonates.

Cerebral Autoregulation

Under stable conditions, CBF is maintained over a wide range of MABP as a result of cerebral autoregulation. The driving pressure of CBF is CPP or the difference between MABP and intracranial pressure (ICP), i.e., the pressure of the cerebrospinal fluid in the subarachnoid space (24).

CBF is coupled to cerebral oxygen metabolism to ensure appropriate cDO2 at baseline and in response to cortical activity (64). This metabolic coupling mechanism is one type of cerebral autoregulation. Another type of cerebral autoregulation enables cerebral arteriolar caliber to adjust and ensure stable CBF relatively independently of changes in MABP (65). This phenomenon can be illustrated by a flat sigmoidal curve with stable CBF over a wide range of tolerable MABP and impairment at either extreme (66).

The CBF independency of MABP was described in several studies in clinically stable mechanically ventilated neonates (67), where constant cerebral perfusion was maintained in MABP ranges of 25–40 mmHg (68). Other works, however, described a linear relationship between CBF and MABP in ill neonates, independently of the severity of their postnatal condition (23, 69, 70).

The terms pressure-passive circulation and impaired autoregulation were introduced to describe the failure of the preterm cerebral vasculature to maintain uniform CBF over a range of MABP. The frequency of impaired autoregulation is associated with low gestational age and birth weight as well as with systemic hypotension. An impaired autoregulation results in unstable CBF, generating the cycle of ischemia–reperfusion, which is the main mechanism of preterm brain injury (66). There is also a direct link between increased periods of impaired autoregulation and adverse neurological outcome such as intracranial hemorrhage (71).

Oxygen Extraction-OE

OE Depends on a Tissue Metabolic Activity

OE is the amount of oxygen removed from the arterial circulation by tissue within a certain period. It can be best defined as a difference between CaO2 and CvO2 (venous oxygen content). The extraction of oxygen from a hemoglobin molecule to a tissue depends on the difference between paO2 in the vessels and local partial oxygen pressure in the tissue and is hence determined by the position of ODC. The amount of extracted oxygen depends mainly on tissue metabolic activity in a state of sufficient cDO2 (64). The CaO2 range, over which a normal OE can be sustained, varies from one tissue group to another, depending on their metabolic activity and priority (vital vs. non-vital organs) (65). The tissue metabolic activity differs considerably also within organ systems, depending on factors such as circadian rhythm (heart, endocrine tissue), feeding (gastrointestinal system), thermoregulation (fat tissue), and muscular activity (heart, lungs, muscles). NIRS studies mostly report cerebral OE in terms of cerebral fractional tissue OE (cFTOE), which represents the difference between SpO2 and rcStO2 (mixed saturation). Some studies preform the calculation of cerebral fractional OE (cFOE), which represents the difference between the arterial and venous compartment and its measurement requires partial jugular venous occlusion (72).

Microcirculation

As already mentioned above, rcStO2 reflects a mixed saturation derived from small vessels (<0.1 mm in diameter) within the measurement compartment. The A:V signal ratio fluctuates based on changes in cDO2 and cVO2 within this microcirculatory compartment (2). As long as cerebral autoregulation is within limits, resting global cDO2 can be considered as a constant variable and cVO2 changes in response to brain metabolic demand. Although the A:V contribution to rcStO2 is commonly rounded to the 25:75 ratio, the largest in vivo study conducted in neonates and young children showed an average, relatively constant ratio of 15:85 in different experimental conditions (normoxia, hypoxia, and hypocapnia) (73). Nonetheless, the A:V ratio differed significantly among individual patients and was unaffected by their demographic and physiological characteristics. There seems to be a biological variation in the A:V ratio, which does not change substantially during hypoxia or hypocapnia (73). One has to be aware of this important fact when interpreting rcStO2 values in an individual patient.

Discussion

In this article, we schematically present the three physiological components that influence the measurement of rcStO2. An important aim was to improve the understanding of the relationships between the parameters, in order to interpret rcStO2 easily in the clinical routine. Very recently, a paper focusing on critical appraisal of methods used for the assessment of cerebral oxygenation has been published (11). The authors presented a mechanistic model of variables affecting the local tissue partial oxygen pressure. This model partially resembles our flowchart, since it depicts the same parameters that affect CO, MABP, SaO2, and end-capillary-hemoglobin-oxygen saturation. However, the focus of the paper was not on describing the physiological components, but rather on the discussion of the benefits and risks involved in using electric cardiometry, invasive blood pressure measurements, pulse oximetry, and cerebral NIRS to assess the latter. We think that both presentations may complement each other very well.

Numerous studies showed the affection of rcStO2 by different parameters of our flowchart. Regarding those which focused on immediate fetal to neonatal transition, the findings are rather specific and not always as per the later periods. For instance, rcStO2 and SpO2 were positively correlated in several studies in preterm neonates, as expected (7476). Higher pCO2 was, however, unexpectedly associated with lower rcStO2 in preterm in contrast to no associations in term neonates, suggesting a less pronounced vasodilatory effect of pCO2 in preterm neonates during the transition (77). Higher blood glucose concentrations were, as expected, associated with lower rcStO2 in both preterm and term neonates (78). Furthermore, no significant correlations between rcStO2 and MABP in preterm and term neonates were described (79). Interestingly, in term neonates with uncomplicated neonatal transition after Cesarean section, rcStO2 did not correlate with CO (80).

Concerning cerebral perfusion, it is important to keep in mind that CO cannot be used as a direct surrogate for systemic or cerebral blood flow in neonates because of a high incidence of shunts through the ductus arteriosus and atrial septum. However, flow measurements in the superior vena cava (SVC) can assess blood returning from the upper body and brain (81). The following two studies were conducted in VLBW neonates during the first days after birth and without detectable brain pathology: (i) the first study described a positive correlation between rcStO2 and SVC flow, but a poor correlation between rcStO2 and CO during the first postnatal day (82); (ii) the second study, however, reported a negative correlation between rcStO2 and SVC flow at 6 h after birth and no relevant correlations of rcStO2 with either SVC flow or CO during the following 48 h after birth. Both the SVC flow and CO increased during this period, but rcStO2 decreased at 12 h of age.

Although the evidence of a direct correlation between rcStO2 and CO in stable neonates is lacking, an important finding is a positive correlation between rcStO2 and CO in neonates who develop IVH at 24 h after birth (83). Namely, lower rcStO2 as well as CBF passivity to systemic blood flow, reflected in the correlation between rcStO2 and MABP or CO have been predictors of several neurological adverse effects, such as intraventricular and periventricular hemorrhage (IVH, PVH) and periventricular leukomalacia (PVL) (8487). These correlations, both positive and negative, indicate an impaired cerebral autoregulation in preterm neonates (88, 89). Moreover, in term neonates with hypoxic-ischemic encephalopathy treated with therapeutic hypothermia, rcStO2 and CBF correlate predominantly with right ventricular function (90). These findings further stress the complexity of CBF regulation in both preterm and term neonates. It can be concluded that CBF can be independent of MABP and CO and that this indicates intact cerebral autoregulation. This can also explain how even very low CBF can be consistent with healthy survival.

For MABP independent CBF, changes in CPP are either a result of the changes in HP or ICP. Several NIRS studies have described significant changes in NIRS-derived CBV measurements as a result of changes in HP after head tilting in healthy and in preterm neonates with PVL (91, 92). However, rcStO2 was not affected or changed only minimally during the maneuver (93, 94). The affection of rcStO2 by the changes in ICP was examined in very few studies. Preterm neonates with hydrocephalus accompanied by intracranial hypertension had significantly lower rcStO2 in a study that compared invasive ICP measurements with NIRS parameters (95). Ventricular drainage with ICP reduction after post-hemorrhagic hydrocephalus led to an increase in rcStO2 or to an improvement in CBF in several studies (9698).

Regarding rcStO2 and the pulse-oximetry parameters, rcStO2 was positively correlated to SpO2 and HR during the first 72 h in healthy preterm neonates (99, 100). However, a lower percentage of significant cross-correlations were observed in patients with IVH or PVH compared to healthy controls (99). As for the associations with the parameters of CaO2 or cVO2 depicted on the left and the right of our algorithm, there is evidence of higher rcStO2 at 24 h after birth in association with delayed cord clamping and higher hematocrit or Hb in preterm neonates (17). On the contrary, elevated OE is reported as an adaptation to anemia of prematurity (101). Additionally, RBC transfusions improve rcStO2 and lead to a decrease in cFTOE in anemic preterm neonates (1316). There is still no evidence that the ODC shift to the right is related to lower fractions of HbF after the RBC transfusions, and results in higher rcStO2, as physiologically expected, but there are also very few studies currently available (102).

Although there are many benefits of rcStO2 monitoring, a clinician has to be aware of the limitations of NIRS technology. RcStO2 monitoring has to be continuous to have an impact on clinical outcomes. However, the repeated measurements within the subject showed a standard deviation of 5 to 6% (103), and a systematic bias between sensors from INVOS 5100 and NIRO 300 was reported (104). Furthermore, although most NIRS devices estimate the rcStO2 every 5 s, the clinical interpretation should be based on the trend over minutes and hours. Since the first week after birth is the most vulnerable period concerning low CBF and high risk of adverse outcomes, NIRS monitoring may be initiated immediately or within hours after birth to be most efficient (105). Although it is a very safe method, local skin irritation, sores, and redness have been reported as adverse effects of NIRS devices (106).

Nevertheless, the clinical value of continuous NIRS monitoring is still under discussion (11). Two randomized interventional studies were undertaken to investigate possible short- and long-term benefits. The interventional studies instead of two interventional studies defined rcStO2 ranges, either during immediate transition and resuscitation after birth (COSGOD) or during the first 72 h after birth (SafeBoosC). Both phase II studies reported short-time benefits regarding the cerebral burden of hypoxia, but evidence for long-term benefits is still lacking. The SafeBoosC II trial, which aimed to keep rcStO2 within the 55–85% range (107), demonstrated that the evidence-based treatment guideline vs. a blinded collection of rcStO2 and treatment as usual, significantly reduced the burden of cerebral hypoxia (108) without affecting the electroencephalographic (EEG) outcomes, blood biomarkers of cerebral injury (109), or the incidence of severe cerebral injury as assessed with imaging methods (110). Moreover, a follow-up neurodevelopmental study at 2 years of corrected age showed no long-term benefits or harm for the experimental group (111). The trial also showed a higher prevalence of bronchopulmonary dysplasia and retinopathy of prematurity in the experimental group (112). Similarly, the COSGOD II trial could demonstrate a reduction of the burden of cerebral hypoxia during immediate transition and resuscitation after birth, whereas the cerebral injury rate and neurologic outcome at term age were not different between the experimental and control group (74). The results of the SafeBoosC III trial, with the primary objective to decrease a composite of either death or severe brain injury detected on any of the serial cranial ultrasound scans in preterm neonates <28 weeks' gestation and COSGOD III trial, with the primary objective to increase survival without cerebral injury in preterm neonates <32 weeks' gestation, are still awaited (112, 113).

In summary, continuous rcStO2 monitoring in human neonates enables a reliable trend monitoring of cerebral oxygen metabolism and early recognition of compromised cerebral oxygen delivery and consumption. The interpretations of changes of rcStO2 may be a challenge for clinicians, as it is difficult to be aware of all the potential influencing factors. Nevertheless, predefined actions directed to respiratory and cardiovascular stabilization in case of low rcStO2 values were able to reduce the cerebral burden of hypoxia in randomized intervention studies. The present concept of three influencing compartments may be helpful to guide clinical actions in association with the use of NIRS monitoring.

Data Availability Statement

The original contributions presented in the study are included in the article/supplementary material, further inquiries can be directed to the corresponding authors.

Author Contributions

BU and GP conceptualized and designed the flowchart. ES conducted a search of the literature, drafted the initial manuscript, and reviewed and edited the manuscript. CB-H and BS designed the flowchart and reviewed and edited the manuscript. ES, GP, CB-H, BS, and BU critically reviewed the manuscript for important intellectual content. All authors approved the final manuscript as submitted and agree to be accountable for the content of the work.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher's Note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Acknowledgments

The authors would like to acknowledge Nariae Baik-Schneditz, Nina Höller, Lukas Mileder, and Christina Wolfsberger for their contribution to the creation of the flowchart.

References

1. Liu H, Chance B, Hielscher AH, Jacques SL, Tittel FK. Influence of blood vessels on the measurement of hemoglobin oxygenation as determined by time-resolved reflectance spectroscopy. Med Phys. (1995) 22:1209–17. doi: 10.1118/1.597520

PubMed Abstract | CrossRef Full Text | Google Scholar

2. Kusaka T, Isobe K, Yasuda S, Koyano K, Nakamura S, Nakamura M, et al. Evaluation of cerebral circulation and oxygen metabolism in infants using near-infrared light. Brain Dev. (2014) 36:277–83. doi: 10.1016/j.braindev.2013.05.011

PubMed Abstract | CrossRef Full Text | Google Scholar

3. Elwell C. A practical users guide to near infrared spectroscopy. Hamamatsu Photonics KK;. (1995).

Google Scholar

4. Sakatani K, Katayama Y, Yamamoto T, Suzuki S. Changes in cerebral blood oxygenation of the frontal lobe induced by direct electrical stimulation of thalamus and globus pallidus: a near infrared spectroscopy study. J Neurol Neurosurg Psychiatry. (1999) 67:769–73. doi: 10.1136/jnnp.67.6.769

PubMed Abstract | CrossRef Full Text | Google Scholar

5. Yoshitani K, Kawaguchi M, Tatsumi K, Kitaguchi K, Furuya H. A comparison of the INVOS 4100 and the NIRO 300 near-infrared spectrophotometers. Anesth Analg. (2002) 94:586–90. doi: 10.1097/00000539-200203000-00020

PubMed Abstract | CrossRef Full Text | Google Scholar

6. Pichler G, Binder C, Avian A, Beckenbach E, Schmölzer GM, Urlesberger B. Reference ranges for regional cerebral tissue oxygen saturation and fractional oxygen extraction in neonates during immediate transition after birth. J Pediatr. (2013) 163:1558–63. doi: 10.1016/j.jpeds.2013.07.007

PubMed Abstract | CrossRef Full Text | Google Scholar

7. Baik N, Urlesberger B, Schwaberger B, Schmölzer GM, Mileder L, Avian A, et al. Reference ranges for cerebral tissue oxygen saturation index in term neonates during immediate neonatal transition after birth. Neonatology. (2015) 108:283–6. doi: 10.1159/000438450

PubMed Abstract | CrossRef Full Text | Google Scholar

8. Alderliesten T, Dix L, Baerts W, Caicedo A, van Huffel S, Naulaers G, et al. Reference values of regional cerebral oxygen saturation during the first 3 days of life in preterm neonates. Pediatr Res. (2016) 79:55–64. doi: 10.1038/pr.2015.186

PubMed Abstract | CrossRef Full Text | Google Scholar

9. Ozawa J, Watanabe T, Ito M, Miyake F, Nagano N, Ogawa R, et al. Defining the reference range of regional cerebral tissue oxygen saturation using a new portable near-infrared spectroscopy device for term infants. Early Hum Dev. (2020) 141:104941. doi: 10.1016/j.earlhumdev.2019.104941

PubMed Abstract | CrossRef Full Text | Google Scholar

10. Bruckner M, Wolfsberger CH, Dempsey EM, Liem KD, Lemmers P, Alderliesten T, et al. Normal regional tissue oxygen saturation in neonates: a systematic qualitative review. Pediatr Res. (2021). doi: 10.1038/s41390-021-01786-y. [Epub ahead of print].

PubMed Abstract | CrossRef Full Text | Google Scholar

11. Greisen G, Hansen ML, Rasmussen MIS, Vestager M, Hyttel-Sørensen S, Hahn GH. Cerebral oximetry in preterm infants-to use or not to use, that is the question. Front Pediatr. (2022) 9:747660. doi: 10.3389/fped.2021.747660

PubMed Abstract | CrossRef Full Text | Google Scholar

12. Oski FA. Clinical implications of the oxyhemoglobin dissociation curve in the neonatal period. Crit Care Med. (1979) 7:412–8. doi: 10.1097/00003246-197909000-00013

PubMed Abstract | CrossRef Full Text | Google Scholar

13. Jani P, Balegarvirupakshappa K, Moore JE, Badawi N, Tracy M. Regional oxygenation and perfusion monitoring to optimize neonatal packed red blood cell transfusion practices: a systematic review. Transfus Med Rev. (2022) 36:27–47. doi: 10.1016/j.tmrv.2021.07.005

PubMed Abstract | CrossRef Full Text | Google Scholar

14. Wardle SP, Yoxall CW, Weindling AM. Determinants of cerebral fractional oxygen extraction using near infrared spectroscopy in preterm neonates. J Cereb Blood Flow Metab. (2000) 20:272–9. doi: 10.1097/00004647-200002000-00008

PubMed Abstract | CrossRef Full Text | Google Scholar

15. Dani C, Pratesi S, Fontanelli G, Barp J, Bertini G. Blood transfusions increase cerebral, splanchnic, and renal oxygenation in anemic preterm infants. Transfusion. (2010) 50:1220–6. doi: 10.1111/j.1537-2995.2009.02575.x

PubMed Abstract | CrossRef Full Text | Google Scholar

16. Dani C, Pezzati M, Martelli E, Prussi C, Bertini G, Rubaltelli FF. Effect of blood transfusions on cerebral haemodynamics in preterm infants. Acta Paediatr. (2002) 91:938–41. doi: 10.1111/j.1651-2227.2002.tb02881.x

PubMed Abstract | CrossRef Full Text | Google Scholar

17. Baenziger O, Stolkin F, Keel M, von Siebenthal K, Fauchere JC, Das Kundu S, et al. The influence of the timing of cord clamping on postnatal cerebral oxygenation in preterm neonates: a randomized, controlled trial. Pediatrics. (2007) 119:455–9. doi: 10.1542/peds.2006-2725

PubMed Abstract | CrossRef Full Text | Google Scholar

18. Sommers R, Stonestreet BS, Oh W, Laptook A, Yanowitz TD, Raker C, et al. Hemodynamic effects of delayed cord clamping in premature infants. Pediatrics. (2012) 129:e667–72. doi: 10.1542/peds.2011-2550

PubMed Abstract | CrossRef Full Text | Google Scholar

19. Käsinger W, Huch R, Huch A. In vivo oxygen dissociation curve for whole fetal blood: fitting the Adair equation and blood gas nomogram. Scand J Clin Lab Invest. (1981) 41:701–7. doi: 10.3109/00365518109090518

PubMed Abstract | CrossRef Full Text | Google Scholar

20. Vutskits L. Cerebral blood flow in the neonate. Paediatr Anaesth. (2014) 24:22–9. doi: 10.1111/pan.12307

PubMed Abstract | CrossRef Full Text | Google Scholar

21. Meek JH, Tyszczuk L, Elwell CE, Wyatt JS. Cerebral blood flow increases over the first three days of life in extremely preterm neonates. Arch Dis Child Fetal Neonatal Ed. (1998) 78:F33–7. doi: 10.1136/fn.78.1.F33

PubMed Abstract | CrossRef Full Text | Google Scholar

22. Ment LR, Ehrenkranz RA, Lange RC, Rothstein PT, Duncan CC. Alterations in cerebral blood flow in preterm infants with intraventricular hemorrhage. Pediatrics. (1981) 68:763–9. doi: 10.1542/peds.68.6.763

PubMed Abstract | CrossRef Full Text | Google Scholar

23. Lou HC, Lassen NA, Friis-Hansen B. Impaired autoregulation of cerebral blood flow in the distressed newborn infant. J Pediatr. (1979) 94:118–21. doi: 10.1016/S0022-3476(79)80373-X

PubMed Abstract | CrossRef Full Text | Google Scholar

24. Fantini S, Sassaroli A, Tgavalekos KT, Kornbluth J. Cerebral blood flow and autoregulation: current measurement techniques and prospects for noninvasive optical methods. Neurophotonics. (2016) 3:031411. doi: 10.1117/1.NPh.3.3.031411

PubMed Abstract | CrossRef Full Text | Google Scholar

25. Ainslie PN, Ogoh S. Regulation of cerebral blood flow in mammals during chronic hypoxia: a matter of balance. Exp Physiol. (2010) 95:251–62. doi: 10.1113/expphysiol.2008.045575

PubMed Abstract | CrossRef Full Text | Google Scholar

26. Kety SS, Schmidt CF. The effects of altered arterial tensions of carbon dioxide and oxygen on cerebral blood flow and cerebral oxygen consumption of normal young men. J Clin Invest. (1948) 27:484–92. doi: 10.1172/JCI101995

PubMed Abstract | CrossRef Full Text | Google Scholar

27. Adcock LM, Wafelman LS, Hegemier S, Moise AA, Speer ME, Contant CF, et al. Neonatal intensive care applications of near-infrared spectroscopy. Clin Perinatol. (1999) 26:893–903. doi: 10.1016/S0095-5108(18)30026-5

PubMed Abstract | CrossRef Full Text | Google Scholar

28. Pryds O, Greisen G, Skov LL, Friis-Hansen B. Carbon dioxide-related changes in cerebral blood volume and cerebral blood flow in mechanically ventilated preterm neonates: comparison of near infrared spectrophotometry and 133Xenon clearance. Pediatr Res. (1990) 27:445–9. doi: 10.1203/00006450-199005000-00006

PubMed Abstract | CrossRef Full Text | Google Scholar

29. Dietz V, Wolf M, Keel M, v Siebenthal K, Baenziger O, Bucher H. CO2 reactivity of the cerebral hemoglobin concentration in healthy term newborns measured by near infrared spectrophotometry. Biol Neonate. (1999) 75:85–90. doi: 10.1159/000014082

PubMed Abstract | CrossRef Full Text | Google Scholar

30. Cohen PJ, Alexander SC, Smith TC, Reivich M, Wollman H. Effects of hypoxia and normocarbia on cerebral blood flow and metabolism in conscious man. J Appl Physiol. (1967) 23:183–9. doi: 10.1152/jappl.1967.23.2.183

PubMed Abstract | CrossRef Full Text | Google Scholar

31. Thomas K, Burgess K, Fan J, Peebles K, Lucas R, Cotter J, et al. Time course of changes in cerebral blood flow velocity at 5050 m; contribution of arterial blood gases, blood pressure and haematocrit. Dunedin, New Zealand.;. (2008).

Google Scholar

32. Leahy FA, Cates D, MacCallum M, Rigatto H. Effect of CO2 and 100% O2 on cerebral blood flow in preterm infants. J Appl Physiol Respir Environ Exerc Physiol. (1980) 48:468–72. doi: 10.1152/jappl.1980.48.3.468

PubMed Abstract | CrossRef Full Text | Google Scholar

33. Niijima S, Shortland DB, Levene MI, Evans DH. Transient hyperoxia and cerebral blood flow velocity in infants born prematurely and at full term. Arch Dis Child. (1988) 63:1126–30. doi: 10.1136/adc.63.10_Spec_No.1126

PubMed Abstract | CrossRef Full Text | Google Scholar

34. Aalkjaer C, Poston L. Effects of pH on vascular tension: which are the important mechanisms? J Vasc Res. (1996) 33:347–59. doi: 10.1159/000159163

PubMed Abstract | CrossRef Full Text | Google Scholar

35. Hoiland RL, Bain AR, Rieger MG, Bailey DM, Ainslie PN. Hypoxemia, oxygen content, and the regulation of cerebral blood flow. Am J Physiol Regul Integr Comp Physiol. (2016) 310:R398–413. doi: 10.1152/ajpregu.00270.2015

PubMed Abstract | CrossRef Full Text | Google Scholar

36. Brown MM, Wade JP, Marshall J. Fundamental importance of arterial oxygen content in the regulation of cerebral blood flow in man. Brain. (1985) 108:81–93. doi: 10.1093/brain/108.1.81

PubMed Abstract | CrossRef Full Text | Google Scholar

37. Brown MM, Marshall J. Regulation of cerebral blood flow in response to changes in blood viscosity. Lancet. (1985) 1:604–9. doi: 10.1016/S0140-6736(85)92145-2

PubMed Abstract | CrossRef Full Text | Google Scholar

38. Pryds O, Greisen G, Friis-Hansen B. Compensatory increase of CBF in preterm infants during hypoglycaemia. Acta Paediatr Scand. (1988) 77:632–7. doi: 10.1111/j.1651-2227.1988.tb10721.x

PubMed Abstract | CrossRef Full Text | Google Scholar

39. Pryds O, Christensen NJ, Friis-Hansen B. Increased cerebral blood flow and plasma epinephrine in hypoglycemic, preterm neonates. Pediatrics. (1990) 85:172–6. doi: 10.1542/peds.85.2.172

PubMed Abstract | CrossRef Full Text | Google Scholar

40. Skov L, Pryds O. Capillary recruitment for preservation of cerebral glucose influx in hypoglycemic, preterm newborns: evidence for a glucose sensor? Pediatrics. (1992) 90:193–5. doi: 10.1542/peds.90.2.193

PubMed Abstract | CrossRef Full Text | Google Scholar

41. Carlson A, Johnson V. The Machinery of the body. Third edition ed. Chicago: The University of Chicago Press;. (1948).

Google Scholar

42. van Vonderen JJ, Roest AA, Siew ML, Blom NA, van Lith JM, Walther FJ, et al. Noninvasive measurements of hemodynamic transition directly after birth. Pediatr Res. (2014) 75:448–52. doi: 10.1038/pr.2013.241

PubMed Abstract | CrossRef Full Text | Google Scholar

43. Winberg P, Lundell BP. Left ventricular stroke volume and output in healthy term infants. Am J Perinatol. (1990) 7:223–6. doi: 10.1055/s-2007-999487

PubMed Abstract | CrossRef Full Text | Google Scholar

44. Agata Y, Hiraishi S, Oguchi K, Misawa H, Horiguchi Y, Fujino N, et al. Changes in left ventricular output from fetal to early neonatal life. J Pediatr. (1991) 119:441–5. doi: 10.1016/S0022-3476(05)82060-8

PubMed Abstract | CrossRef Full Text | Google Scholar

45. Boet A, Jourdain G, Demontoux S, De Luca D. Stroke volume and cardiac output evaluation by electrical cardiometry: accuracy and reference nomograms in hemodynamically stable preterm neonates. J Perinatol. (2016) 36:748–52. doi: 10.1038/jp.2016.65

PubMed Abstract | CrossRef Full Text | Google Scholar

46. Wu TW, Lien RI, Seri I, Noori S. Changes in cardiac output and cerebral oxygenation during prone and supine sleep positioning in healthy term infants. Arch Dis Child Fetal Neonatal Ed. (2017) 102:F483–9. doi: 10.1136/archdischild-2016-311769

PubMed Abstract | CrossRef Full Text | Google Scholar

47. Lindner W, Seidel M, Versmold HT, Döhlemann C, Riegel KP. Stroke volume and left ventricular output in preterm infants with patent ductus arteriosus. Pediatr Res. (1990) 27:278–81. doi: 10.1203/00006450-199003000-00015

PubMed Abstract | CrossRef Full Text | Google Scholar

48. Winberg P, Ergander U. Relationship between heart rate, left ventricular output, and stroke volume in preterm infants during fluctuations in heart rate. Pediatr Res. (1992) 31:117–20. doi: 10.1203/00006450-199202000-00005

PubMed Abstract | CrossRef Full Text | Google Scholar

49. Vrancken SL, van Heijst AF, de Boode WP. Neonatal hemodynamics: from developmental physiology to comprehensive monitoring. Front Pediatr. (2018) 6:87. doi: 10.3389/fped.2018.00087

PubMed Abstract | CrossRef Full Text | Google Scholar

50. Walker JS, de Tombe PP. Titin and the developing heart. Circ Res. (2004) 94:860–2. doi: 10.1161/01.RES.0000126698.37440.B0

PubMed Abstract | CrossRef Full Text | Google Scholar

51. Rowland DG, Gutgesell HP. Noninvasive assessment of myocardial contractility, preload, and afterload in healthy newborn infants. Am J Cardiol. (1995) 75:818–21. doi: 10.1016/S0002-9149(99)80419-6

PubMed Abstract | CrossRef Full Text | Google Scholar

52. Toyono M, Harada K, Takahashi Y, Takada G. Maturational changes in left ventricular contractile state. Int J Cardiol. (1998) 64:247–52. doi: 10.1016/S0167-5273(98)00047-3

PubMed Abstract | CrossRef Full Text | Google Scholar

53. Osborn DA, Evans N, Kluckow M. Left ventricular contractility in extremely premature infants in the first day and response to inotropes. Pediatr Res. (2007) 61:335–40. doi: 10.1203/pdr.0b013e318030d1e1

PubMed Abstract | CrossRef Full Text | Google Scholar

54. Noori S, Stavroudis TA, Seri I. Systemic and cerebral hemodynamics during the transitional period after premature birth. Clin Perinatol. (2009) 36:723–36, v. doi: 10.1016/j.clp.2009.07.015

PubMed Abstract | CrossRef Full Text | Google Scholar

55. Anderson P. Cardiovascular function during development and the response to hypoxia. In: Polin R, editor. Philadelphia: Saunders;. (2004) p. 635–669. doi: 10.1016/B978-0-7216-9654-6.50066-7

CrossRef Full Text | Google Scholar

56. Ide K, Boushel R, Sørensen HM, Fernandes A, Cai Y, Pott F, et al. Middle cerebral artery blood velocity during exercise with beta-1 adrenergic and unilateral stellate ganglion blockade in humans. Acta Physiol Scand. (2000) 170:33–8. doi: 10.1046/j.1365-201x.2000.00757.x

PubMed Abstract | CrossRef Full Text | Google Scholar

57. Ogoh S, Brothers RM, Barnes Q, Eubank WL, Hawkins MN, Purkayastha S, et al. The effect of changes in cardiac output on middle cerebral artery mean blood velocity at rest and during exercise. J Physiol. (2005) 569:697–704. doi: 10.1113/jphysiol.2005.095836

PubMed Abstract | CrossRef Full Text | Google Scholar

58. Kusaka T, Okubo K, Nagano K, Isobe K, Itoh S. Cerebral distribution of cardiac output in newborn infants. Arch Dis Child Fetal Neonatal Ed. (2005) 90:F77–8. doi: 10.1136/adc.2004.058487

PubMed Abstract | CrossRef Full Text | Google Scholar

59. Wyatt JS, Edwards AD, Cope M, Delpy DT, McCormick DC, Potter A, et al. Response of cerebral blood volume to changes in arterial carbon dioxide tension in preterm and term infants. Pediatr Res. (1991) 29:553–7. doi: 10.1203/00006450-199106010-00007

PubMed Abstract | CrossRef Full Text | Google Scholar

60. Ishii H, Takami T, Fujioka T, Mizukaki N, Kondo A, Sunohara D, et al. Comparison of changes in cerebral and systemic perfusion between appropriate- and small-for-gestational-age infants during the first three days after birth. Brain Dev. (2014) 36:380–7. doi: 10.1016/j.braindev.2013.06.006

PubMed Abstract | CrossRef Full Text | Google Scholar

61. Schwaberger B, Pichler G, Binder-Heschl C, Baik N, Avian A, Urlesberger B. Transitional changes in cerebral blood volume at birth. Neonatology. (2015) 108:253–8. doi: 10.1159/000437347

PubMed Abstract | CrossRef Full Text | Google Scholar

62. Pellicer A, Gayá F, Madero R, Quero J, Cabañas F. Noninvasive continuous monitoring of the effects of head position on brain hemodynamics in ventilated infants. Pediatrics. (2002) 109:434–40. doi: 10.1542/peds.109.3.434

PubMed Abstract | CrossRef Full Text | Google Scholar

63. Ancora G, Maranella E, Aceti A, Pierantoni L, Grandi S, Corvaglia L, et al. Effect of posture on brain hemodynamics in preterm newborns not mechanically ventilated. Neonatology. (2010) 97:212–7. doi: 10.1159/000253149

PubMed Abstract | CrossRef Full Text | Google Scholar

64. Johnston AJ, Steiner LA, Gupta AK, Menon DK. Cerebral oxygen vasoreactivity and cerebral tissue oxygen reactivity. Br J Anaesth. (2003) 90:774–86. doi: 10.1093/bja/aeg104

PubMed Abstract | CrossRef Full Text | Google Scholar

65. Wolff CB. Normal cardiac output, oxygen delivery and oxygen extraction. Adv Exp Med Biol. (2007) 599:169–82. doi: 10.1007/978-0-387-71764-7_23

PubMed Abstract | CrossRef Full Text | Google Scholar

66. Vesoulis ZA, Mathur AM. Cerebral autoregulation, brain injury, and the transitioning premature infant. Front Pediatr. (2017) 5:64. doi: 10.3389/fped.2017.00064

PubMed Abstract | CrossRef Full Text | Google Scholar

67. Greisen G, Trojaborg W. Cerebral blood flow, PaCO2 changes, and visual evoked potentials in mechanically ventilated, preterm infants. Acta Paediatr Scand. (1987) 76:394–400. doi: 10.1111/j.1651-2227.1987.tb10488.x

PubMed Abstract | CrossRef Full Text | Google Scholar

68. Tyszczuk L, Meek J, Elwell C, Wyatt JS. Cerebral blood flow is independent of mean arterial blood pressure in preterm infants undergoing intensive care. Pediatrics. (1998) 102:337–41. doi: 10.1542/peds.102.2.337

PubMed Abstract | CrossRef Full Text | Google Scholar

69. Ment LR, Duncan CC, Ehrenkranz RA, Lange RC, Taylor KJ, Kleinman CS, et al. Intraventricular hemorrhage in the preterm neonate: timing and cerebral blood flow changes. J Pediatr. (1984) 104:419–25. doi: 10.1016/S0022-3476(84)81109-9

PubMed Abstract | CrossRef Full Text | Google Scholar

70. Lou HC, Lassen NA, Friis-Hansen B. Low cerebral blood flow in hypotensive perinatal distress. Acta Neurol Scand. (1977) 56:343–52. doi: 10.1111/j.1600-0404.1977.tb01441.x

PubMed Abstract | CrossRef Full Text | Google Scholar

71. Pryds O, Greisen G, Lou H, Friis-Hansen B. Heterogeneity of cerebral vasoreactivity in preterm infants supported by mechanical ventilation. J Pediatr. (1989) 115:638–45. doi: 10.1016/S0022-3476(89)80301-4

PubMed Abstract | CrossRef Full Text | Google Scholar

72. Yoxall CW, Weindling AM, Dawani NH, Peart I. Measurement of cerebral venous oxyhemoglobin saturation in children by near-infrared spectroscopy and partial jugular venous occlusion. Pediatr Res. (1995) 38:319–23. doi: 10.1203/00006450-199509000-00008

PubMed Abstract | CrossRef Full Text | Google Scholar

73. Watzman HM, Kurth CD, Montenegro LM, Rome J, Steven JM, Nicolson SC. Arterial and venous contributions to near-infrared cerebral oximetry. Anesthesiology. (2000) 93:947–53. doi: 10.1097/00000542-200010000-00012

PubMed Abstract | CrossRef Full Text | Google Scholar

74. Pichler G, Urlesberger B, Baik N, Schwaberger B, Binder-Heschl C, Avian A, et al. Cerebral oxygen saturation to guide oxygen delivery in preterm neonates for the immediate transition after birth: a 2-center randomized controlled pilot feasibility trial. J Pediatr. (2016) 170:73–8.e1-4. doi: 10.1016/j.jpeds.2015.11.053

PubMed Abstract | CrossRef Full Text | Google Scholar

75. Urlesberger B, Grossauer K, Pocivalnik M, Avian A, Müller W, Pichler G. Regional oxygen saturation of the brain and peripheral tissue during birth transition of term infants. J Pediatr. (2010) 157:740–4. doi: 10.1016/j.jpeds.2010.05.013

PubMed Abstract | CrossRef Full Text | Google Scholar

76. Almaazmi M, Schmid MB, Havers S, Reister F, Lindner W, Mayer B, et al. Cerebral near-infrared spectroscopy during transition of healthy term newborns. Neonatology. (2013) 103:246–51. doi: 10.1159/000345926

PubMed Abstract | CrossRef Full Text | Google Scholar

77. Wolfsberger CH, Bruckner M, Schwaberger B, Mileder LP, Urlesberger B, Pichler G. Impact of carbon dioxide on cerebral oxygenation and vital parameters in stable preterm and term infants immediately after birth. Neonatology. (2022) 119:10–7. doi: 10.1159/000519636

PubMed Abstract | CrossRef Full Text | Google Scholar

78. Matterberger C, Baik-Schneditz N, Schwaberger B, Schmölzer GM, Mileder L, Pichler-Stachl E, et al. Blood glucose and cerebral tissue oxygenation immediately after birth-An observational study. J Pediatr. (2018) 200:19–23. doi: 10.1016/j.jpeds.2018.05.008

PubMed Abstract | CrossRef Full Text | Google Scholar

79. Baik N, Urlesberger B, Schwaberger B, Avian A, Mileder L, Schmölzer GM, et al. Blood pressure during the immediate neonatal transition: is the mean arterial blood pressure relevant for the cerebral regional oxygenation? Neonatology. (2017) 112:97–102. doi: 10.1159/000455965

PubMed Abstract | CrossRef Full Text | Google Scholar

80. Baik-Schneditz N, Schwaberger B, Mileder L, Höller N, Avian A, Urlesberger B, et al. Cardiac output and cerebral oxygenation in term neonates during neonatal transition. Children. (2021) 8:439. doi: 10.3390/children8060439

PubMed Abstract | CrossRef Full Text | Google Scholar

81. Kluckow M, Evans N. Superior vena cava flow in newborn infants: a novel marker of systemic blood flow. Arch Dis Child Fetal Neonatal Ed. (2000) 82:F182–7. doi: 10.1136/fn.82.3.F182

PubMed Abstract | CrossRef Full Text | Google Scholar

82. Moran M, Miletin J, Pichova K, Dempsey EM. Cerebral tissue oxygenation index and superior vena cava blood flow in the very low birth weight infant. Acta Paediatr. (2009) 98:43–6. doi: 10.1111/j.1651-2227.2008.01006.x

PubMed Abstract | CrossRef Full Text | Google Scholar

83. Sortica da Costa C, Cardim D, Molnar Z, Kelsall W, Ng I, Czosnyka M, et al. Changes in hemodynamics, cerebral oxygenation and cerebrovascular reactivity during the early transitional circulation in preterm infants. Pediatr Res. (2019) 86:247–53. doi: 10.1038/s41390-019-0410-z

PubMed Abstract | CrossRef Full Text | Google Scholar

84. El-Dib M, Aly S, Govindan R, Mohamed M, Du Plessis A, Aly H. Brain maturity and variation of oxygen extraction in premature infants. (2016). 33:814–20. doi: 10.1055/s-0036-1572542

PubMed Abstract | CrossRef Full Text | Google Scholar

85. Massa-Buck B, Amendola V, McCloskey R, Rais-Bahrami K. Significant correlation between regional tissue oxygen saturation and vital signs of critically ill infants. Front Pediatr. (2017) 5:276. doi: 10.3389/fped.2017.00276

PubMed Abstract | CrossRef Full Text | Google Scholar

86. Soul JS, Hammer PE, Tsuji M, Saul JP, Bassan H, Limperopoulos C, et al. Fluctuating pressure-passivity is common in the cerebral circulation of sick premature infants. Pediatr Res. (2007) 61:467–73. doi: 10.1203/pdr.0b013e31803237f6

PubMed Abstract | CrossRef Full Text | Google Scholar

87. Taylor JA, Carr DL, Myers CW, Eckberg DL. Mechanisms underlying very-low-frequency RR-interval oscillations in humans. Circulation. (1998) 98:547–55. doi: 10.1161/01.CIR.98.6.547

PubMed Abstract | CrossRef Full Text | Google Scholar

88. Chock VY, Kwon SH, Ambalavanan N, Batton B, Nelin LD, Chalak LF, et al. Cerebral oxygenation and autoregulation in preterm infants (Early NIRS Study). J Pediatr. (2020) 227:94–100.e1. doi: 10.1016/j.jpeds.2020.08.036

PubMed Abstract | CrossRef Full Text | Google Scholar

89. Chalak LF, Tian F, Tarumi T, Zhang R. Cerebral hemodynamics in asphyxiated newborns undergoing hypothermia therapy: pilot findings using a multiple-time-scale analysis. Pediatr Neurol. (2016) 55:30–6. doi: 10.1016/j.pediatrneurol.2015.11.010

PubMed Abstract | CrossRef Full Text | Google Scholar

90. Rodriguez MJ, Corredera A, Martinez-Orgado J, Arruza L. Cerebral blood flow velocity and oxygenation correlate predominantly with right ventricular function in cooled neonates with moderate-severe hypoxic-ischemic encephalopathy. Eur J Pediatr. (2020) 179:1609–18. doi: 10.1007/s00431-020-03657-w

PubMed Abstract | CrossRef Full Text | Google Scholar

91. Pichler G, van Boetzelar MC, Müller W, Urlesberger B. Effect of tilting on cerebral hemodynamics in preterm and term infants. Biol Neonate. (2001) 80:179–85. doi: 10.1159/000047140

PubMed Abstract | CrossRef Full Text | Google Scholar

92. Pichler G, Urlesberger B, Schmölzer G, Müller W. Effect of tilting on cerebral hemodynamics in preterm infants with periventricular leucencephalomalacia. Acta Paediatr. (2004) 93:70–5. doi: 10.1111/j.1651-2227.2004.tb00677.x

PubMed Abstract | CrossRef Full Text | Google Scholar

93. Tax N, Pichler G, Grossauer K, Pocivalnik M, Zotter H, Raith W, et al. Tilting the head changes cerebral haemodynamics in neonates. Neonatology. (2011) 100:253–9. doi: 10.1159/000326271

PubMed Abstract | CrossRef Full Text | Google Scholar

94. Schrod L, Walter J. Effect of head-up body tilt position on autonomic function and cerebral oxygenation in preterm infants. Biol Neonate. (2002) 81:255–9. doi: 10.1159/000056756

PubMed Abstract | CrossRef Full Text | Google Scholar

95. Flanders TM, Lang SS, Ko TS, Andersen KN, Jahnavi J, Flibotte JJ, et al. Optical detection of intracranial pressure and perfusion changes in neonates with hydrocephalus. J Pediatr. (2021) 236:54–61.e1. doi: 10.1016/j.jpeds.2021.05.024

PubMed Abstract | CrossRef Full Text | Google Scholar

96. Norooz F, Urlesberger B, Giordano V, Klebermasz-Schrehof K, Weninger M, Berger A, et al. Decompressing posthaemorrhagic ventricular dilatation significantly improves regional cerebral oxygen saturation in preterm infants. Acta Paediatr. (2015) 104:663–9. doi: 10.1111/apa.12942

PubMed Abstract | CrossRef Full Text | Google Scholar

97. Soul JS, Eichenwald E, Walter G, Volpe JJ, du Plessis AJ. CSF removal in infantile posthemorrhagic hydrocephalus results in significant improvement in cerebral hemodynamics. Pediatr Res. (2004) 55:872–6. doi: 10.1203/01.PDR.0000119370.21770.AC

PubMed Abstract | CrossRef Full Text | Google Scholar

98. McLachlan PJ, Kishimoto J, Diop M, Milej D, Lee DSC, de Ribaupierre S, et al. Investigating the effects of cerebrospinal fluid removal on cerebral blood flow and oxidative metabolism in infants with post-hemorrhagic ventricular dilatation. Pediatr Res. (2017) 82:634–41. doi: 10.1038/pr.2017.131

PubMed Abstract | CrossRef Full Text | Google Scholar

99. Beausoleil TP, Janaillac M, Barrington KJ, Lapointe A, Dehaes M. Cerebral oxygen saturation and peripheral perfusion in the extremely premature infant with intraventricular and/or pulmonary haemorrhage early in life. Sci Rep. (2018) 8:6511. doi: 10.1038/s41598-018-24836-8

PubMed Abstract | CrossRef Full Text | Google Scholar

100. Tina LG, Frigiola A, Abella R, Artale B, Puleo G, D'Angelo S, et al. Near infrared spectroscopy in healthy preterm and term newborns: correlation with gestational age and standard monitoring parameters. Curr Neurovasc Res. (2009) 6:148–54. doi: 10.2174/156720209788970090

PubMed Abstract | CrossRef Full Text | Google Scholar

101. Whitehead HV, Vesoulis ZA, Maheshwari A, Rambhia A, Mathur AM. Progressive anemia of prematurity is associated with a critical increase in cerebral oxygen extraction. Early Hum Dev. (2019) 140:104891. doi: 10.1016/j.earlhumdev.2019.104891

PubMed Abstract | CrossRef Full Text | Google Scholar

102. Pritišanac E, Urlesberger B, Schwaberger B, Pichler G. Fetal hemoglobin and tissue oxygenation measured with near-infrared spectroscopy-A systematic qualitative review. Front Pediatr. (2021) 9:710465. doi: 10.3389/fped.2021.710465

PubMed Abstract | CrossRef Full Text | Google Scholar

103. Sorensen LC, Greisen G. Precision of measurement of cerebral tissue oxygenation index using near-infrared spectroscopy in preterm neonates. J Biomed Opt. (2006) 11:054005. doi: 10.1117/1.2357730

PubMed Abstract | CrossRef Full Text | Google Scholar

104. Dullenkopf A, Frey B, Baenziger O, Gerber A, Weiss M. Measurement of cerebral oxygenation state in anaesthetized children using the INVOS 5100 cerebral oximeter. Paediatr Anaesth. (2003) 13:384–91. doi: 10.1046/j.1460-9592.2003.01111.x

PubMed Abstract | CrossRef Full Text | Google Scholar

105. Hyttel-Sorensen S, Greisen G, Als-Nielsen B, Gluud C. Cerebral near-infrared spectroscopy monitoring for prevention of brain injury in very preterm infants. Cochrane Database Syst Rev. (2017) 9:CD011506. doi: 10.1002/14651858.CD011506.pub2

PubMed Abstract | CrossRef Full Text | Google Scholar

106. Hyttel-Sørensen S, Austin T, van Bel F, Benders M, Claris O, Dempsey EM, et al. Clinical use of cerebral oximetry in extremely preterm infants is feasible. Dan Med J. (2013) 60:A4533.

PubMed Abstract | Google Scholar

107. Pellicer A, Greisen G, Benders M, Claris O, Dempsey E, Fumagalli M, et al. The SafeBoosC phase II randomised clinical trial: a treatment guideline for targeted near-infrared-derived cerebral tissue oxygenation versus standard treatment in extremely preterm infants. Neonatology. (2013) 104:171–8. doi: 10.1159/000351346

PubMed Abstract | CrossRef Full Text | Google Scholar

108. Hyttel-Sorensen S, Pellicer A, Alderliesten T, Austin T, van Bel F, Benders M, et al. Cerebral near infrared spectroscopy oximetry in extremely preterm infants: phase II randomised clinical trial. BMJ. (2015) 350:g7635. doi: 10.1136/bmj.g7635

PubMed Abstract | CrossRef Full Text | Google Scholar

109. Plomgaard AM, van Oeveren W, Petersen TH, Alderliesten T, Austin T, van Bel F, et al. The SafeBoosC II randomized trial: treatment guided by near-infrared spectroscopy reduces cerebral hypoxia without changing early biomarkers of brain injury. Pediatr Res. (2016) 79:528–35. doi: 10.1038/pr.2015.266

PubMed Abstract | CrossRef Full Text | Google Scholar

110. Plomgaard AM, Hagmann C, Alderliesten T, Austin T, van Bel F, Claris O, et al. Brain injury in the international multicenter randomized SafeBoosC phase II feasibility trial: cranial ultrasound and magnetic resonance imaging assessments. Pediatr Res. (2016) 79:466–72. doi: 10.1038/pr.2015.239

PubMed Abstract | CrossRef Full Text | Google Scholar

111. Plomgaard AM, Alderliesten T, van Bel F, Benders M, Claris O, Cordeiro M, et al. No neurodevelopmental benefit of cerebral oximetry in the first randomised trial (SafeBoosC II) in preterm infants during the first days of life. Acta Paediatr. (2019) 108:275–81. doi: 10.1111/apa.14463

PubMed Abstract | CrossRef Full Text | Google Scholar

112. Hansen ML, Pellicer A, Gluud C, Dempsey E, Mintzer J, Hyttel-Sørensen S, et al. Cerebral near-infrared spectroscopy monitoring versus treatment as usual for extremely preterm infants: a protocol for the SafeBoosC randomised clinical phase III trial. Trials. (2019) 20:811. doi: 10.1186/s13063-019-3955-6

PubMed Abstract | CrossRef Full Text | Google Scholar

113. Pichler G, Baumgartner S, Biermayr M, Dempsey E, Fuchs H, Goos TG, et al. Cerebral regional tissue oxygen saturation to guide oxygen delivery in preterm neonates during immediate transition after birth (COSGOD III): an investigator-initiated, randomized, multi-center, multi-national, clinical trial on additional cerebral tissue oxygen saturation monitoring combined with defined treatment guidelines versus standard monitoring and treatment as usual in premature infants during immediate transition: study protocol for a randomized controlled trial. Trials. (2019) 20:178. doi: 10.1186/s13063-019-3258-y

PubMed Abstract | CrossRef Full Text | Google Scholar

Keywords: regional cerebral tissue oxygen saturation, near-infrared spectroscopy, oxygen content, circulation, oxygen extraction, neonate

Citation: Suppan E, Pichler G, Binder-Heschl C, Schwaberger B and Urlesberger B (2022) Three Physiological Components That Influence Regional Cerebral Tissue Oxygen Saturation. Front. Pediatr. 10:913223. doi: 10.3389/fped.2022.913223

Received: 05 April 2022; Accepted: 09 May 2022;
Published: 13 June 2022.

Edited by:

Frank Van Bel, University Medical Center Utrecht, Netherlands

Reviewed by:

Daniel J. Licht, Children's Hospital of Philadelphia, United States

Copyright © 2022 Suppan, Pichler, Binder-Heschl, Schwaberger and Urlesberger. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Berndt Urlesberger, berndt.urlesberger@medunigraz.at

Disclaimer: All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article or claim that may be made by its manufacturer is not guaranteed or endorsed by the publisher.