Jianwen Lin1†
Yi Liu- 1Department of Neurology, Dalian Municipal Central Hospital, Central Hospital of Dalian University of Technology, Dalian, China
- 2Department of Graduate Studies, Dalian Medical University, Dalian, China
- 3Department of Pediatrics, Yingkou Economic and Technological Development Zone Central Hospital, Yingkou, China
- 4Department of Neurosurgery, Dalian Municipal Central Hospital, Central Hospital of Dalian University of Technology, Dalian, China
Psychiatric disorders are among the leading causes of global health burden, with depression and anxiety being the most disabling subtypes. The two common disorders, depression and anxiety, usually coexist and are pathologically polygenic with complicated etiologies. Current drug-based therapies include selective serotonin reuptake inhibitors, serotonin and norepinephrine reuptake inhibitors, and 5-hydroxytryptamine partial agonists. However, these modalities share common limitations, such as slow onset and low efficacy, which is why potential mechanistic insights for new drug targets are needed. In this review, we summarize recent advances in brain localization, pathology, and therapeutic mechanisms of the serotonergic system in depression and anxiety.
1. Introduction
Psychiatric disorders are among the leading causes of global health burden, with depression and anxiety being the most disabling subtypes. Depression and anxiety usually coexist, and their etiologies are complex and polygenic in nature (García-Gutiérrez et al., 2020). The serotonergic hypothesis, proposed by Professor Coppen in 1967, suggests that 5-hydroxytryptamine (5-HT) deficiency is the main underlying cause of depression and anxiety, a notion that was further supported by numerous studies. In the central nervous system (CNS), 5-HT is mainly secreted from the midbrain and pontine nuclei, including the dorsal raphe, medial and rostral nuclei, caudal nucleus, interpeduncular nucleus, B9 5-HTergic cell group, and reticular structures. Serotonin signaling occurs in most parts of the brain, including the prefrontal, frontal, parietal, and occipital cortices, cingulate, septum, hippocampus, parahippocampal gyrus, amygdala, entorhinal cortex, neostriatum, ventral striatum, substantia nigra, ventral tegmental area, thalamus, hypothalamus, locus coeruleus, and papillary nucleus (Carr and Lucki, 2011). Different neurocircuits employ different serotonergic receptors to produce unique neurobiological effects, many of which have been the target of therapeutic drug design. In this review, we summarize recent findings in the cerebral localization of serotonin receptors and the pathological and therapeutic mechanisms of the serotonergic system in depression and anxiety.
2. Therapeutic advancement in depression and anxiety
The serotonergic hypothesis is considered the main mechanism underlying depression and anxiety (Gelenberg, 2010). The first generation of antidepressants are the monoamine oxidase inhibitors, which improve mood and stimulate activity; however, their use is limited due to their side effects of hepatic toxicity and hypertensive crises. Tricyclic antidepressants (TCAs) such as imipramine and clomipramine were subsequently developed and worked mainly by blocking the reuptake of 5-HT and norepinephrine (Cipriani et al., 2018). Due to their non-specificity and side effects, TCAs are currently prescribed for cases of refractory depression. In the late 1980s, second-generation antidepressants were developed including SSRIs, serotonin norepinephrine reuptake inhibitors (SNRIs), specific serotonergic antidepressants, and other related drugs. SSRIs such as escitalopram, fluoxetine, and sertraline are the most commonly prescribed drugs for depression and anxiety and are the first-line drugs for major depressive disorder owing to their tolerability, efficacy, and favorable side effect profile (Lanfumey and Hamon, 2004). Notably, fluoxetine may be the optimal choice for children and adolescents with depression and anxiety (Cipriani et al., 2016; Davey et al., 2019). Additionally, SSRIs are used in the treatment of generalized anxiety disorder, panic disorder, and obsessive-compulsive disorder (Healy et al., 2019). However, they have the shortcomings of slow onset and compromised effectiveness, and approximately 70% of patients respond incompletely to SSRIs, and the remaining patients are difficult to treat (Martiny, 2017).
In recent years, new therapeutics have been developed including non-competitive NMDA receptor antagonists (Mamdani et al., 2014), anticholinergic drugs (Mendez-David et al., 2014), opioid modulators (Samuels et al., 2017; Browne et al., 2020), and new 5-HT receptor subtype modulators. The high selectivity of 5-HT receptor agonists or antagonists potentially overcomes the main shortcomings of conventional serotonergic therapeutics, namely, low efficacy and slow onset. For example, the selective 5-HT4 receptor agonist RS67333 was reported to ameliorate depression-like behavior in a mouse model with depression/anxiety within 10–14 days, which was faster than the duration of conventional antidepressants (Mendez-David et al., 2014). Moreover, classifying patients with mood disorders according to their pathophysiological mechanisms may provide more targeted and effective therapeutics. Additionally, genetic factors such as single nucleotide polymorphisms in the 5-HT1A promoter, rs6295, and C-1019G are related to the density and activity of 5-HT1A receptors and contribute to the susceptibility to psychiatric disorders and may aid in guiding therapeutics (Razakarivony et al., 2021).
3. Serotonin and its receptors
Serotonin, also known as 5-HT, is an important neurotransmitter in the CNS. Serotonin is implicated in several physiological phenomena, including the regulation of body temperature, appetite, sleep cycle, blood pressure, mood, and pain. 5-HT is mostly released by serotonergic neurons located in the brain stem and acts by binding to specific receptors. A total of seven families of 5-HT receptors (5-HT1 through 5-HT7) and at least 14 different subtypes have been identified so far (Nichols and Nichols, 2008; Muit et al., 2022). All 5-HT receptors belong to the G protein-coupled receptor (GPCR) superfamily, except the 5-HT3 receptor, which is a ligand-gated ion channel. These receptors are either presynaptic or postsynaptic and serve different functions. Presynaptic 5-HT receptors are autoreceptors, which monitor the extracellular 5-HT concentrations to regulate the 5-HT release and signal transduction. Postsynaptic 5-HT receptors translate the chemical signals to the postsynaptic neurons to regulate multiple neural circuits. Almost all 5-HT receptor subtypes are implicated in depression and/or anxiety through specific mechanisms (Yohn et al., 2017). The 5-HT1A, B, D, E, and F receptors and the 5-HT5 receptor are Gi/o-coupled receptors that inhibit the production of AC and cAMP, resulting in a reduction in the intracellular cAMP level. These receptors activate the PI3K-Akt signaling pathway, regulating mTOR and Nrf2, mediating the ERK/MAPK signaling pathway, and participating in the ERK1/2 pathway to modulate NF-kB. This, in turn, influences synaptic plasticity and behaviors related to depression in neurons (Albert and Vahid-Ansari, 2019; Barnes et al., 2021; Calhoun et al., 2023). The 5-HT2A, B, and C receptors are Gq-coupled receptors that activate phospholipase C (PLC), leading to an accumulation of inositol triphosphate (IP3) and activation of protein kinase C (PKC), resulting in an increase in intracellular calcium ion concentration. This subsequent activation of ERK1/2 is involved in the regulation of synaptic plasticity and plays a role in various physiological and pathological processes. The 5-HT3 receptor functions as a ligand-gated ion channel, allowing the permeation of Na+, K+, and Ca2+ ions. Notably, Ca2+ concentration dependently decreases the Na+ current induced by 5-HT. The 5-HT4, 6, and 7 receptors are Gs-coupled receptors that activate adenylate cyclase, thereby stimulating the formation of cyclic adenosine monophosphate (cAMP) (Barnes et al.). The generated cAMP, in turn, activates protein kinase A (PKA), leading to an increase in the activation of cyclic AMP response element binding protein (CREB) and the expression of brain-derived neurotrophic factor (BDNF) (Wang, 2021). The 5-HT5R can stimulate the release of Ca2+ by coupling uniquely with adenylate cyclase and inhibiting the formation of cyclic ADP ribose (cADPR). Additionally, this receptor mediates the extracellular signal-regulated kinase 1/2 (ERK1/2) signaling pathway, which promotes the synthesis of BDNF (Gerasimenko et al., 2020; Lu et al., 2022). The following sections outline the different 5-HT receptors and their role in anxiety and depression. Figure 1 presents the signal transduction pathways of the related receptors, 5-HT1 receptors.
Figure 1. The signal transduction pathways of the associated receptors in anxiety and depression.
3.1. 5-HT1A receptor
The 5-HT1A autoreceptor is a key negative regulator of 5-HT activity. The Htr1a gene encoding the 5-HT1A receptor blocks the function of specific repressors, such as Hes1, Hes5, Deaf1, Freud-1, and Freud-2, promoting upregulation of the 5-HT1A autoreceptor and increasing its expression in 5-HT1A neuronal cells. 5-HT1A receptors are widely distributed in the CNS, cardiovascular system, and gastrointestinal system (Figure 2) and play pivotal roles in multiple pathophysiological processes (Guzel and Mirowska-Guzel, 2022). In the CNS, 5-HT1A receptors are mainly located in the hippocampus, nasal septum, amygdala, and cortical limbus and act as both autoreceptors and heteroreceptors, which makes it a therapeutic target for depression, anxiety, schizophrenia, pain, cognitive impairment, and neurodegenerative diseases. Several 5-HT1A-based drugs have been registered and approved, including antidepressants and anti-migraine drugs (Guzel and Mirowska-Guzel, 2022). In a clinical study assessing the therapeutic effect of targeting both autoreceptor and heteroreceptor functions of the 5-HT1A receptor, Ping Dolor, a ß-adrenoceptor/5-HT1A receptor antagonist, failed to improve the selective serotonin reuptake inhibitor (SSRI)-resistant depression. On the other hand, full or partial agonists of the 5-HT1A receptors such as azapirones, ixabepilone, buspirone, and gefitinib, showed both anxiolytic and antidepressive effects. Furthermore, two new antidepressants, vilazodone and vortioxetine (Slifirski et al., 2021) (Table 1), appear to overcome the shortcomings encountered with SSRIs and partial 5-HT1A agonists, including delayed effect onset and treatment resistance. Finally, Cannabidiol (Table 1), one of the main compounds in cannabis, has therapeutic potential against anxiety, depression, psychosis, epilepsy, and neuroprotection through the regulation of 5-HT1A (García-Gutiérrez et al., 2020).
Figure 2. Location of serotonergic receptors.
Table 1. Drugs and their associated targets.
3.2. 5-HT1B/1D, 5-HT1E, and 5-HT1F receptors
The 5-HT1B and 5-HT1A receptors share 43% of the homologous amino acid sequences. While 5-HT1A autoreceptors are located on the soma and dendrites, 5-HT1B/1D receptors are located on presynaptic axon terminals and act either as autoreceptors to control 5-HT release or heteroreceptors to regulate the release of other neurotransmitters. The 5-HT1B autoreceptor is an inhibitory GPCR. A lack of 5-HT1B autoreceptors in the hippocampus can reduce anxiety and depression-like behavior. In the bed nucleus of the stria terminalis, inhibition of 5-HT1B autoreceptors selectively weakens the anxiogenic effects of cocaine. Overexpression of 5-HT1B autoreceptors in the dorsal raphe nucleus of rats through viral-mediated delivery results in anti-anxiety, antidepressive, and reduced fear behavior. These differences may be due to cell-type specificity. Activation of 5-HT1B heteroreceptors can lead to antidepressant-like effects. The reduced expression of 5-HT1B heteroreceptors in the ventral striatum is associated with human depression and is believed to interact with p11 (a 5-HT1BR binding protein) to affect depressive behavior (Klein et al., 2017). The combination of 5-HT1B receptor antagonist GR-127935 or SB-216641 with imipramine, desmethylimipramine, or cobinamide had a significant anti-static effect on rats in a forced swimming test by disinhibiting 5-HT release by blocking presynaptic 5-HT1B autoreceptors (Carr and Lucki, 2011). The clinical significance of other 5-HT1 receptors (5-HT1E and 5-HT1F) remains unclear; however, the high expression of 5-HT1E receptors in the frontal cortex and hippocampus suggests a potential role in cognition. These receptors are widely distributed throughout the brain (Figure 2) (Karmakar and Lal, 2021).
3.3. 5-HT2 receptors
3.3.1. 5-HT2A receptor
The 5-HT2A protomer, found in the 5-HT1AR-5-HT2AR heterocomplex, can reduce signaling via the Gi/o-AC-PKA pathway by inhibiting receptor–receptor interactions, which play a significant role in regulating emotions. Additionally, the OXTR (Oxytocin receptor)-5-HT2AR heteroreceptor complex promotes an increase in IP3 production and intracellular calcium release (Borroto-Escuela et al., 2021). 5-HT2A receptors are distributed in the forebrain, particularly the cortices and caudate nucleus (Figure 2). 5-HT2A receptors are postsynaptic receptors concentrated in the neocortex. Activation of the 5-HT2A receptor increased anxiety levels in a mouse model. In contrast, atypical antipsychotics, such as nefazodone, trazodone, and mirtazapine (Table 1), which are 5-HT2A receptor antagonists, enhanced the antidepressant and anxiolytic effects of SSRIs (Smits et al., 2008). Moreover, the activation of 5-HT2A receptors enhances glutamate release and participates in memory processes. Activation of the 5-HT2A receptor is thought to enhance glutamate release through the regulation of NMDA (N-methyl-D-aspartate) receptors, which play a critical role in synaptic plasticity and memory formation. This process occurs in both the neocortex and hippocampus. Activation of 5-HT2A receptors is believed to potentially underlie the antidepressant and anxiolytic effects of hallucinogenic drugs, which have been tested in recent clinical trials (Nautiyal and Hen, 2017). However, the mechanisms of 5-HT2A receptor activation by hallucinogenic drugs remain unclear. Therefore, it is crucial to identify the signal transduction pathways involved in this activation to better understand their potential in treating depression and anxiety. Overall, the role of 5-HT2A receptors in depression treatment is still controversial, and further research is needed to determine their precise mechanisms of action.
3.3.2. 5-HT2B receptor
5-HT2B receptors are mainly located in the peripheral systems, such as the circulatory, respiratory, gastrointestinal, and urinary systems, with fewer receptors expressed in the CNS, in areas such as the nucleus of the nasal septum, dorsal hypothalamus, and medial amygdala (Figure 2). The peripheral localization of 5-HT2B receptors underlies the side effects of 5-HT-based therapies (Carr and Lucki, 2011). The 5-HT2B receptor, a member of the GPCR family of receptors, acts in essentially the same way as the 5-HT2A receptor and plays a role in the antidepressant effects of SSRIs (Fang et al., 2022). Fluoxetine is an SSRI that enhances the concentration of 5-HT in the brain (Table 1). By increasing 5-HT levels, fluoxetine improves neurogenesis and neuroplasticity, which are essential processes for learning, memory formation, and brain repair. Additionally, fluoxetine has anti-inflammatory properties that may contribute to its antidepressant effects by reducing neuroinflammation, which has been linked to the pathophysiology of depression (Surget, 2011). Fluoxetine also reduces depressive symptoms by restricting astrocyte activation through the 5-HT2B receptor/β-arrestin 2 pathway in a mouse model of major depressive disorder, which makes 5-HT2B a novel antidepressive target.
3.3.3. 5-HT2C receptor
5-HT2C receptors are located in the limbic system, including the hippocampus, orthonasal olfactory system, and amygdala (Figure 2). An overexpression of 5-HT2C receptors was found in the prefrontal cortices of some suicide victims, which suggests a potential pathogenic role of 5-HT2C in depression and anxiety. Moreover, acute SSRI intake may precipitate anxiety through the activation of 5-HT1A autoreceptors and 5-HT2C receptors (Stamm et al., 2017; Hagsäter et al., 2019). Agomelatine is a novel antidepressant that functions as a 5-HT2C receptor antagonist and melatonin receptor agonist (MT1 and MT2) (Table 1). This dual mechanism of action provides both antidepressant and anxiolytic effects, making it an appealing option for treating depression. In comparison to placebos, venlafaxine, or sertraline, agomelatine has been demonstrated to have an earlier onset and long-lasting effect with fewer side effects, including less impact on body weight, the gastrointestinal tract, sexual function, and dizziness (Table 1). These advantages render agomelatine a promising alternative to traditional antidepressants for patients who may be sensitive to these common side effects (Olié and Kasper, 2007).
3.4. 5-HT3 receptor
5-HT3 receptors are distributed throughout the CNS, particularly in the spinal cord and brainstem (Figure 2). Cerebral 5-HT3 receptors participate in depression, anxiety, reward, pain, and the vomiting reflex (Bhatt et al., 2021). 5-HT3 receptors are ligand-gated ion channels that open transmembrane channels causing the inflow of extracellular calcium triggering neurotransmitter and/or polypeptide release. This rapid synaptic transmission capacity associates the 5-HT3 receptor with migraine, vomiting, drug addiction, neurodegenerative diseases, and a few neurological diseases. Moreover, 5-HT3 receptors in the dorsal vagal complex are involved in controlling vomiting and serve as the targets of 5-HT3 receptor antagonists, such as ondansetron, tropisetron, and dolasetron, which were developed as antiemetics for chemotherapy-induced vomiting (Bhatt et al., 2021) (Table 1).
3.5. 5-HT4 receptor
In the CNS, 5-HT4 receptors are found in the limbic system including the amygdala, septal area, hippocampus, and mesolimbic circuit (Tanaka et al., 2012). In the periphery, 5-HT4 receptors are distributed in the cardiovascular, gastrointestinal, urinary, and endocrine systems (Figure 2). Activation of 5-HT4 receptors triggers the intracellular cAMP (cyclic adenosine monophosphate) signaling pathway through adenylate cyclase activation and is involved in synaptic plasticity and memory (Bhatt et al., 2021). The binding capacities of 5-HT4 receptors and cAMP levels were decreased in multiple brain regions of suicide victims with depression and violence (Karayol et al., 2021). Furthermore, the lower striatal binding capacity of 5-HT4 receptors has been reported as a possible contributing factor to major depressive disorder (Madsen et al., 2014). These studies suggest a role for 5-HT4 receptors in psychiatric disorders, and that activation of 5-HT4 receptors is a potential therapeutic mechanism for depression and anxiety (Carr and Lucki, 2011; Köhler-Forsberg et al., 2022).
3.6. 5-HT5 receptor
5-HT5 receptors have been identified in the hippocampus, cerebral cortex, amyloid nucleus, and raphe nucleus and are involved in learning and memory (Figure 2). SB-6995516 (a 5-HT5A receptor antagonist) was shown to improve the associative learning task of autoshaping, highlighting this receptor's critical role in cognitive processing (Liu et al., 2020). This effect is most likely attributed to the crucial role that the receptor plays in memory formation, as both its activation and blockade have been demonstrated to impact memory processes. Further research is necessary to fully understand the underlying mechanisms and the specific situations in which these effects become apparent, as well as to clarify the distinct 5-HT5 receptor subtypes and their diverse modulators.
3.7. 5-HT6 receptor
5-HT6 receptors are postsynaptic GPCRs located in the corpus striatum, nucleus accumbens, cerebral cortex, amygdala, hippocampus, and hypothalamus (Figure 2) (Quintero-Villegas and Valdés-Ferrer, 2022). Recent studies have demonstrated the antidepressant and anxiolytic effects of two specific 5-HT6 receptor agonists in rodents (Carr et al., 2011). The 5-HT6 receptor agonists enhanced the effects of haloperidol and reduced the haloperidol-induced side effects (Wesołowska et al., 2021). Furthermore, 5-HT6 receptor antagonists such as SB-399885 have been shown to have antidepressant effects in animal studies. For instance, the combination of SB-399885 with imipramine, desipramine, bupropion, and clofibride enhanced the anti-static effects in the forced swimming test of rats, suggesting an antidepressant effect of 5-HT6 receptor blockade (Wesołowska, 2010; Carr and Lucki, 2011) (Table 1). Paradoxical results are explained by the specific modulation of cerebral neurocircuits by different 5-HT6 receptor agonists or antagonists. Further studies are needed to clarify the brain region specificity of 5-HT6 receptors and their implication in depression (Wesołowska et al., 2021).
3.8. 5-HT7 receptor
5-HT7 receptors were recently discovered and are mainly located in the thalamus, hypothalamus, hippocampus, and cortex (Figure 2). The 5-HT7 receptor belongs to the GPCR family (Bonaventure et al., 2012) and acts through the adenylyl cyclase-cAMP pathway (Gasbarri and Pompili, 2014). Studies have confirmed that 5-HT7 receptors regulate sleep, circadian rhythms, emotions, sensations, and gastrointestinal mobility. Amisulpride, an atypical antipsychotic, is a D2/D3 receptor(a group of dopamine receptors) antagonist that acts as an antidepressant by competitively inhibiting 5-HT7 receptors (Table 1). In mice devoid of the 5-HT7 receptor, the antidepressant-like effect of amisulpride was eliminated (Hołuj et al., 2015). Therefore, 5-HT7 receptor antagonists are considered promising therapeutic modalities for depression.
4. Summary and outlook
Numerous studies have confirmed the role of the serotonergic system in the pathophysiology of depression and anxiety, which identified 5-HT and its receptors as the main therapeutic targets. SSRIs are the most efficient and tolerable antidepressants. Unfortunately, 70% of the patients that respond to SSRIs are not completely treated, and the remaining patients are resistant to treatment. The serotonergic system is complex, owing to the autoreceptor and heteroreceptor organization of specific 5-HT receptor subtypes. Therefore, identifying the underlying mechanisms and specific signal transduction in neural circuits underlying depression and anxiety could pave the way for producing ideal therapeutic drugs with greater efficacy and tolerability (Slifirski et al., 2021).
Author contributions
DC and YL are responsible for ensuring that the descriptions are accurate, agreed upon by all authors, and were responsible for developing the idea for the original draft, writing guidance, and submission. JG, JC, and WL were responsible for writing the original draft, literature search, and English editing. JL, LW, and RS were responsible for the original draft's content and structure. All authors have contributed to the manuscript and approved the submitted version.
Funding
This study was supported by the LiaoNing Revitalization Talents Program (Grant number XLYC 1807083) and the Dalian Science Innovation Project (Grant number 2021JJ13SN64).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher's note
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Keywords: depression, anxiety, therapeutic target, 5-hydroxytryptamine, serotonin receptor, anxiolytic, anti-depressant
Citation: Lin J, Liu W, Guan J, Cui J, Shi R, Wang L, Chen D and Liu Y (2023) Latest updates on the serotonergic system in depression and anxiety. Front. Synaptic Neurosci. 15:1124112. doi: 10.3389/fnsyn.2023.1124112
Received: 14 December 2022; Accepted: 24 March 2023;
Published: 09 May 2023.
Edited by:
Changhe Wang, Xi'an Jiaotong University, ChinaReviewed by:
Joern R. Steinert, University of Nottingham, United KingdomZuying Chai, Johns Hopkins University, United States
Copyright © 2023 Lin, Liu, Guan, Cui, Shi, Wang, Chen and Liu. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Yi Liu, letaliu@bjmu.edu.cn; Dong Chen, neuro-chen@163.com
†These authors have contributed equally to this work