Jamie Joseph
Colin Depp1,2
Pei-an B. Shih
Kristen S. Cadenhead
Geert Schmid-Schönbein- 1Department of Psychiatry, University of California, San Diego, La Jolla, CA, USA
- 2Department of Psychology, VA San Diego Healthcare System, San Diego, CA, USA
- 3Department of Bioengineering, University of California, San Diego, La Jolla, CA, USA
Growing interest in gut and digestive processes and their potential link to brain and peripheral based inflammation or biobehavioral phenotypes has led to an increasing number of basic and translational scientific reports focused on the role of gut microbiota within the context of neuropsychiatric disorders. However, the effect of dietary modification on specific gut metabolites, in association with immune, metabolic, and psychopathological functioning in schizophrenia spectrum disorders has not been well characterized. The short chain fatty acids (SCFA) acetate, butyrate, and propionate, major metabolites derived from fermentation of dietary fibers by gut microbes, interact with multiple immune and metabolic pathways. The specific pathways that SCFA are thought to target, are dysregulated in cardiovascular disease, type II diabetes, and systemic inflammation. Most notably, these disorders are consistently linked to an attenuated lifespan in schizophrenia. Although, unhealthy dietary intake patterns and increased prevalence of immune and metabolic dysfunction has been observed in people with schizophrenia; dietary interventions have not been well utilized to target immune or metabolic illness. Prior schizophrenia patient trials primarily focused on the effects of gluten free diets. Findings from these studies indicate that a diet avoiding gluten benefits a limited subset of patients, individuals with celiac disease or non-celiac gluten sensitivity. Therefore, alternative dietary and nutritional modifications such as high-fiber, Mediterranean style, diets that enrich the production of SCFA, while being associated with a minimal likelihood of adverse events, may improve immune and cardiovascular outcomes linked to premature mortality in schizophrenia. With a growing literature demonstrating that SCFA can cross the blood brain barrier and target key inflammatory and metabolic pathways, this article highlights enriching dietary intake for SCFA as a potential adjunctive therapy for people with schizophrenia.
Schizophrenia
Schizophrenia is classically defined as a neurodevelopmental psychiatric disorder (Lewis and Levitt, 2002). However, the heterogeneous illness presentation, course, and outcomes have hindered the development of novel effective treatments. Schizophrenia is also a neuropsychiatric disorder that results in significant economic burden (Chong et al., 2016), caregiver responsibility (Szkultecka-Debek et al., 2016), and global health disability, since most patients are unable to achieve complete functional recovery (e.g., consistent paid employment, living independence, etc.).
Characteristic symptoms of schizophrenia include positive (delusions, auditory, and visual hallucinations) (Morris et al., 2012), negative (amotivation, anhedonia, apathy, inappropriate affect) (Rabinowitz et al., 2012), and dysfunction in multiple neurocognitive domains including attention (Fioravanti et al., 2005), learning and memory (Goldman-Rakic, 1994; Gold et al., 1997; Manoach, 2003), executive functioning (Hutton et al., 1998), processing speed (Rodriguez-Sanchez et al., 2007), and IQ (Zammit et al., 2004). More recent studies have consistently reported deficits in additional neuropsychiatric phenotypes including social cognition and functioning (Nuechterlein et al., 2004; Fett et al., 2011), prediction error and reward learning (Kapur, 2003; Corlett et al., 2007), and sensory gating (Braff and Geyer, 1990; Hazlett et al., 2015).
The etiology of schizophrenia resembles most chronic diseases, an interaction of complex environmental and genetic risk factors. Psychosocial stressors including poor socioeconomic status (Werner et al., 2007), migration status (Cantor-Graae and Selten, 2005), lack of social relationships (Jones et al., 1993; Schenkel et al., 2005), in conjunction with multiple genetic risk loci (Ripke et al., 2014) and epigenetic modifications (Roth et al., 2009) leads to alterations in neurotransmitter systems (Tsai et al., 1995; Howes and Kapur, 2009), neuroimmune activation (Bayer et al., 1999), brain structure (Suddath et al., 1990; Ho et al., 2003), and brain functional connectivity (Gur et al., 1985; Andreasen et al., 1994).
Schizophrenia and Attenuated Lifespan
Publications implicating premature mortality as a characteristic of schizophrenia have been ongoing in the literature for the past few decades. Some of these past reports have suggested that attenuated lifespan may be independent of schizophrenia symptom chronicity. During the 1960's the primary causes of mortality in schizophrenia were thought to be due to the following diseases or illnesses: infection, cardiovascular-renal, neoplasm, endocrine and metabolic, suicide/accident or other external causes, and other disease and unspecified causes (Niswander et al., 1963).
Current estimates suggest that the lifespan for people with schizophrenia is approximately 28.5 years shorter than the general population (Olfson et al., 2015). Interestingly, the marked increase in mortality for people with schizophrenia continues to largely be a consequence of immune or metabolic illness exacerbation (Saha et al., 2007) as reported decades ago. Most recent studies suggest that cardiovascular disease (Hennekens et al., 2005; Olfson et al., 2015), type II diabetes mellitus (Olfson et al., 2015), sepsis (Seeman, 2007; Olfson et al., 2015), gastrointestinal or digestive disease (Dickerson et al., 2016), autoimmune disorders (Dickerson et al., 2016), influenza and pneumonia (Olfson et al., 2015) are the major causes of mortality in schizophrenia. To further complicate matters, these immune and metabolic disorders have complex convergent and divergent biological mechanisms (Hotamisligil, 2006). Notably, the gut is the key functional organ for many of these disorders.
Schizophrenia and Gut Based Dysfunction
Comparatively little scientific effort has been focused on modifying gut-neuropsychiatric pathways in schizophrenia. This is in part due to our limited knowledge of gastrointestinal (GI) functioning in relation to schizophrenia disease onset, illness course, or comorbidities. The extant literature suggests that multiple immune and metabolic makers are likely to mediate the relationships between gut functioning and neuropsychiatric outcomes.
Findings from studies of chronic schizophrenia and bipolar patients indicate serum elevation of bacterial markers (Severance et al., 2013) also present on gut microbes, implicating increased bacterial translocation from the gut. Toxoplasma gondii (bacteria that infects the GI tract) seropositive status has been linked to development or progression of multiple neuropsychiatric diseases, including schizophrenia (Severance et al., 2016b). Inflammatory GI diseases, especially colitis, are thought to be highly prevalent (in over 90% of samples) in schizophrenia based on post mortem biopsy (Hemmings, 1990, 2004). Sex specific GI dysfunction may also be present in males with schizophrenia due to Candida albicans exposure (Severance et al., 2016a).
The relationships among schizophrenia illness, diet, and gut based immune function, is also thought to be present through the c1q component of the complement pathway (Severance et al., 2012). Notably, the complement pathway makers and associated genes are recognized as potential predictors of schizophrenia genetic risk (Sekar et al., 2016), excessive synaptic pruning (Inta et al., 2016), and other biological outcomes (Nsaiba et al., 2015). Taken together, these findings support the role of diet as a possible environmental factor that contributes to the biochemical and genetic variation observed in schizophrenia. Moreover, dietary intake patterns and dietary interventions are increasingly being explored for their ability to reduce inflammation and metabolic disease risk, with a minimal likelihood of adverse effects. Therefore, these and other gut based treatments that have the potential to target converging immune and metabolic pathways could be most beneficial for people with schizophrenia.
Article Objectives
The remainder of this article will provide an overview of key observations and treatments associated with metabolic syndrome and type II diabetes, cardiovascular disease, and inflammation as pertinent to schizophrenia. This is followed by a brief analysis of dietary intake and the hypothesized neurobiological mechanisms for unhealthy dietary intake patterns in schizophrenia. Empirically based dietary modifications that have been tested in schizophrenia or are potentially relevant to schizophrenia, short chain fatty acids (SCFA), immune, and metabolic dysfunction will be reviewed. Then, the production of SCFA in the colon, their systemic transport, and findings of the SCFA in the brain and links to immune and metabolic function most germane to schizophrenia will be examined. Lastly, alternative dietary modifications, such as a high-fiber, Mediterranean style diet, that enriches production of SCFA, will be discussed as a potential adjunctive treatment for schizophrenia.
Schizophrenia, Metabolic Syndrome, and Type II Diabetes
Metabolic syndrome is a combination of three of the following physiological factors: (1) abdominal obesity, (2) high triglyceride levels, (3) elevated high density lipoprotein (HDL) levels, (4) blood pressure, and (5) insulin resistance. It is well recognized that the incidence of metabolic syndrome, along with the incidence of type II diabetes that typically follows metabolic syndrome, is 20% higher in chronic schizophrenia patients that the general population (Dixon et al., 2000; Mitchell et al., 2013). Metformin is now being investigated and implemented as an adjunctive therapy to help mitigate antipsychotic induced metabolic syndrome (Jarskog et al., 2013).
Although, certain antipsychotic medications (McEvoy et al., 2005; De Hert et al., 2006), illness chronicity, lifestyle habits such as diet, smoking, etc., and aging related factors (Subramaniam et al., 2003) contribute to incidence of metabolic syndrome; a higher prevalence of metabolic syndrome and type II diabetes during early stages of (Correll et al., 2014) and antipsychotic medication naïve (Ryan et al., 2003; Fernandez-Egea et al., 2009; Pillinger et al., 2017) schizophrenia patients has been reported. Besides the profound effects metabolic syndrome and type II diabetes have on premature mortality in schizophrenia, they have also been associated with poor school performance in adolescence (de Nijs and Pet, 2016), sensory gating deficits (Micoulaud-Franchi et al., 2015) and other neurocognitive outcomes (Lindenmayer et al., 2012; Goughari et al., 2015).
The metabolic syndrome risks associated with schizophrenia may not be limited to factors that are observed post illness onset. Maternal type II diabetes is considered a risk factor for fetal neurodevelopment disorders, including schizophrenia (Cannon et al., 2002). The hypothesized biological mechanism for this risk factor is altered docosahexaenoic acid (DHA) transfer to the fetus (Judge et al., 2016). Therefore, it is not only important to address metabolic syndrome and diabetes in individuals who have already been diagnosed with schizophrenia, but to manage metabolic syndrome and type II diabetes in pregnant women to reduce the subsequent fetal neurodevelopmental risk. Notably, the SCFA butyrate has been shown to decrease metabolic impairments in pregnant mice (Li et al., 2013). Future studies should also consider the potential fetal neuroprotective effects of SCFA in models of maternal diabetes and risk for psychosis.
Schizophrenia and Cardiovascular Disease
The etiology of cardiovascular disease as relevant to schizophrenia is multifactorial and complex, with antipsychotic medications (Peet, 2004), increased incidence of smoking (McCreadie, 2003; Hennekens et al., 2005), unhealthy dietary and excess sodium intake (Brown et al., 1999; Teasdale et al., 2016), sedentary behavior (McCreadie et al., 1998), each having a substantial role. The primary cardiovascular disease risk markers that are routinely investigated in schizophrenia include metabolic syndrome, Framingham 10-year Relative Risk score, C-reactive protein, and dyslipidemia.
The Framingham 10-year relative risk score is a recognized tool for predicting future coronary events and has been validated in various populations (Lakoski et al., 2007). Although, modifications of the Framingham 10-year relative risk score calculator have been developed for various research and treatment programs, the commonly recognized calculator is comprised of the following factors: sex, age, HDL, and total cholesterol levels, smoking status, and systolic blood pressure. Compared to individuals without a psychiatric disorder, the Framingham 10-year relative risk score is significantly higher in people with schizophrenia (Goff et al., 2005; Jin et al., 2011).
C reactive protein (CRP), an acute phase protein and cardiovascular disease risk marker (Ridker, 2001), triggers other detrimental cardiovascular outcomes such as increased clotting, generation of oxygen radicals and plaque destabilization (Prasad, 2006). CRP levels are modulated by the inflammatory cytokines Interleukin-6 (IL-6) and Tumor Necrosis Factor-α (TNF-α) that is secreted by macrophages and adipose cells (Puglisi and Fernandez, 2008). Notably, elevated CRP levels have been reported in schizophrenia by multiple research groups (Dickerson et al., 2013; Sicras-Mainar et al., 2013).
Although, cross sectional survey in the general population indicates a positive relationship between plasma CRP levels and Framingham 10-year Relative Risk score (Albert et al., 2003), the exact relationship between Framingham relative risk and CRP levels in schizophrenia remains unclear. Some research groups have found a positive association between elevated CRP levels and Framingham risk score (Sicras-Mainar et al., 2013), whereas other reports did not observe a significant association (Joseph et al., 2015). In schizophrenia, both CRP and Framingham risk have been linked to higher body mass index (BMI) (Miller et al., 2014; Joseph et al., 2015), psychiatric symptom severity (Barzilay et al., 2016; Dimitrov et al., 2016), and other dysregulated metabolic factors including fasting glucose and hemoglobin A1c levels (Dieset et al., 2012; Joseph et al., 2015). A correlation between CRP levels and routinely prescribed antipsychotic medication treatments has also been observed by some groups (Stefanovic et al., 2015). However, these findings have not been consistent as other recent findings suggest that antipsychotic medications do not target elevated CRP levels in schizophrenia (Fernandes et al., 2016).
In addition to elevated Framingham relative risk scores and CRP levels, prominent dyslipidemia has been observed in schizophrenia (Hennekens et al., 2005; Nasrallah et al., 2006). In people experiencing early illness stages of schizophrenia, significant elevations of triglycerides and other non-HDL lipids has been reported (Correll et al., 2014). In chronic patients, lipid levels have been linked to psychiatric symptom severity (Solberg et al., 2015). Pilot studies of pravastatin and simvastatin, lipid lowering medications, have been conducted in schizophrenia patients. The preliminary findings from these trials also indicate these medications also provide a temporary reduction in inflammation, positive, and negative symptoms (Chaudhry et al., 2014; Vincenzi et al., 2014). However, larger scale clinical trials that consider their long-term effects are necessary to replicate and confirm long-term beneficial outcomes.
Overall, treatment for dyslipidemia, diabetes, and hypertension has been underutilized in schizophrenia (Nasrallah et al., 2006). It is important to implement existing treatments and develop novel interventions directed at reducing cardiovascular disease risk at early illness stages to improve lifespan and outcomes in schizophrenia. Therefore, high fiber diets (Ma et al., 2006) and pharmacological interventions to target cardiovascular risk factors such as novel anticoagulants, lipid lowering agents, beta-adrenoreceptor antagonists, and angiotensin converting enzyme (ACE) inhibitors (Prasad, 2006) are important adjunctive treatments to consider for people with schizophrenia.
Schizophrenia and Inflammation
Peripheral Inflammation
Multiple immune pathways that accompany systemic inflammation are dysregulated in schizophrenia. The etiology of the dysregulated immune activity in schizophrenia has been linked to multiple causes including maternal infection, genetics, psychosocial stressors, and other environmental factors (Muller et al., 2015). The inflammatory cascade serves as a basic tissue repair mechanism (Schmid-Schonbein, 2006). Therefore, presence of inflammatory markers indicates that a tissue injury mechanism is active. However, the source of systemic inflammation in schizophrenia remains unclear as high fat diet, obesity, smoking, unhealthy diet, bacterial or viral infection, and comorbid autoimmune and gastrointestinal disorders are all likely to have a contributing role in subsets of symptoms. However, few studies consider all the above factors when investigating the role of peripheral inflammation in schizophrenia. Meta-analyses of 40 studies suggests that interleukin-1β (IL-1β), interleukin-6 (IL-6), and tumor growth factor- β (TGF-β) are cytokines associated with acute symptom exacerbation whereas TNF-α, interleukin-12 (IL-12), interferon- γ (IFN-γ), and soluble IL-2 receptor (sIL-2R) levels appear to remain stable in schizophrenia (Miller et al., 2011). Recent meta-analyses of case control studies investigating cytokine genes (Hudson and Miller, 2016), indicates polymorphisms in IL-1β, IL-6, and soluble IL-6 receptors (sIL6R) are also associated with risk for schizophrenia.
Neuroinflammation
Elevated peripheral inflammation is closely linked to neuroinflammation in schizophrenia and other neuropsychiatric disorders (Hong et al., 2016). Inflammatory cytokines in blood can cross and interact with astrocytes comprising the blood brain barrier (Banks et al., 1995; Verkhratsky et al., 2016), circulate into the brain, and activate microglia (Norden et al., 2016). Chronic microglia activation causes a subsequent cascade of inflammatory cytokine activation in the brain that has been linked to aging brain phenotypes (Norden et al., 2015). Both protein and mRNA levels of IL-1β, TNF-α, and microglial markers were significantly increased in postmortem schizophrenia brains in relation to the brains of comparison subjects (Rao et al., 2013). Microglial activation is also elevated in people with and ultra-high-risk for schizophrenia in relation to matched comparison subjects (Bloomfield et al., 2016), with increased microglial activation primarily being observed in the hippocampus (Doorduin et al., 2009). The role of inflammatory cytokines, astrocytes, microglia, and developmental factors that can lead to neuroinflammation in psychiatric disorders has been extensively reviewed see (Meyer, 2013; Monji et al., 2013; Na et al., 2014; Verkhratsky et al., 2016).
Treatments for Inflammation
Nonsteroidal anti-inflammatory drug (NSAID) treatment trials have been conducted to target peripheral and neuroinflammation. Besides NSAIDs, minocycline (tetracycline antibiotic), raloxifene (estrogen antagonist), and N-acetylcysteine (antioxidant precursor) trials are currently underway to target elevated systemic inflammation in schizophrenia (Kianimehr et al., 2014). However, their mechanisms for targeting inflammation vary. The primary therapeutic efficacy of NSAIDs for systemic inflammation is via inhibition of cyclooxygenase-2 (COX-2) (Vane and Botting, 1998). Minocycline administration inhibits lipopolysaccharide (LPS)-induced inflammatory cytokines, major histocompatibility complex (MHC) II, and Toll-like-receptor (TLR)-2 surface expression on microglia cells (Garrido-Mesa et al., 2013). Raloxifene lowers serum levels of IL-6 and TGF-β1 and TNF-α (Ozmen et al., 2007). N-acetylcysteine modulates the nuclear factor (NF)-κB associated apoptotic pathway and inflammatory cytokine (IL-1β, IL-6, TNF-α) levels (Berk et al., 2013).
Inflammation Treatments and Schizophrenia Phenotypes
Many of the abovementioned treatments are thought to target schizophrenia relevant phenotypes. Specifically, oral administration of minocycline reverses altered gut microbes in hypertension and stress animal models (Wong et al., 2016) to a composition that is thought to be characteristic of a healthy gut. Minocycline, is effective at inhibiting microglial activation at adult stages, whereas it reduces synaptic pruning and neurogenesis through microglial inhibition during developmental stages (Inta et al., 2016). This suggests that minocycline may be a brain developmental stage specific treatment for neuroinflammation observed schizophrenia. Raloxifene has demonstrated additional benefits in schizophrenia including general psychopathology reduction (Kulkarni et al., 2016; Usall et al., 2016), improvements in attention and memory (Weickert et al., 2015), and increased activation in the right hippocampus and left inferior frontal gyrus (Ji et al., 2016). N-acetyl cysteine has also demonstrated benefits in psychopathology symptom reduction (Berk et al., 2013).
Outcomes from prior NSAID trials in schizophrenia patients suggest low efficacy for celecoxib and inconsistent findings for aspirin (Sommer et al., 2013). As noted earlier, the estimated prevalence of inflammatory GI disorders in schizophrenia is high (Hemmings, 2004), thereby rendering NSAIDs an unsuitable treatment (Sigthorsson et al., 1998). The number of and findings from minocycline, raloxifene, and N-acetyl cysteine trials remains too few and preliminary to determine whether these treatments will be effective long-term adjunctive treatment strategies. In addition, these medications do not target the underlying cause or primary source of peripheral inflammation, i.e., tissue injury, in schizophrenia, which remains unresolved. Modified Mediterranean dietary adaptations for enrichment of SCFA may have great therapeutic value to target inflammation in schizophrenia. SCFA and specific dietary modifications (Urpi-Sarda et al., 2012) have demonstrated ability to lower gut and systemic inflammation.
Schizophrenia, Obesity, and Unhealthy Dietary Intake
Numerous clinical and epidemiological studies indicate that the rates of obesity and morbid obesity for people with schizophrenia are significantly higher than the general population (Hsiao et al., 2004; Susce et al., 2005). While elevated BMI is commonly associated with second generation antipsychotic medication effects (Grunder et al., 2016); ethnic/racial differences, diet, physical activity, and other lifestyle factors also contribute to the prevalence of obesity in schizophrenia (Brown et al., 1999; Norlelawati et al., 2012).
Current studies of dietary intake in schizophrenia suggest that most patients have a poor diet largely characterized by increased fast and processed foods (Strassnig et al., 2003), increased sodium and cholesterol intake (Nunes et al., 2014), and higher saturated fat and lower fiber content than non-psychiatric comparison subjects (Brown et al., 1999; Henderson et al., 2006). Although, increased sugar and processed diet consumption is thought to be characteristic of people with schizophrenia originating from Western and European countries (Peet, 2003; Stokes and Peet, 2004), similar findings have also been observed in patients from Eastern countries (Sugawara et al., 2014; Ito et al., 2015). The interaction of sex specific effects for BMI and dietary consumption in schizophrenia may also be present with female patients reported to have a higher BMI and unhealthier diet than males (Amani, 2007; Carliner et al., 2014). Homelessness and poor socioeconomic status is also likely to have a major influence on nutritional status and dietary intake patterns in schizophrenia. However, this has not been taken into consideration for many studies.
Nutritional changes including ω-3 or vitamin D deficiencies (Dealberto, 2007) may increase risk for developing psychosis. A lower intake of ω-6, phytosterols, vitamin A, and vitamin E (α-tocopherol) has also been reported in relation to BMI and demographically matched comparison subjects (Nunes et al., 2014). In addition, consumption of fruit and vegetable portions is significantly lower that the recommended daily allowance (Heald et al., 2015). However, other reports indicate that it is primarily the overall, rather than specific type of, caloric intake that is increased in schizophrenia (Strassnig et al., 2003). Additional scientific investigations are needed to clarify the relationships between lifestyle factors, dietary intake, and nutritional status in schizophrenia patient populations. Elucidating the specific role of dietary compounds and nutritional factors in relation to symptom and behavioral outcomes will require combined efforts from animal model testing and human clinical trials.
Schizophrenia and Neurobiology of Unhealthy Dietary Intake
The neurobiological and neurocognitive mechanisms that lead to unhealthy dietary intake by people with schizophrenia are hypothesized to be related to dysregulated reward circuitry (Elman et al., 2006): a hyperdopamineric mesolimbic pathway combined with poor cognitive control (Kapur, 2003). This pathway has also been implicated in the context of obesity (Vucetic and Reyes, 2010), food cravings (Blum et al., 2011), eating disorders (Wagner et al., 2007) and addiction (Volkow et al., 2012), with altered reward circuitry being a major common pathway linked to comorbid substance abuse in schizophrenia (Chambers et al., 2001).
Deficits in reward learning have been observed in multiple schizophrenia patient studies (Juckel et al., 2006) and have been consistently linked to co-occurring negative symptoms (Strauss et al., 2011; Gold et al., 2012). Yet, the ability to alter responses with the use of prediction error is thought to be intact for people with schizophrenia (Gold et al., 2012). This could potentially be utilized as a cognitive strategy to help modify and improve the quality of dietary intake. However, the specific relationships between reward circuits and dietary intake patterns in schizophrenia remain unclear. Novel investigations are needed to determine the neurocognitive and neurobiological factors that may be contributing to unhealthy dietary intake and nutritional status in schizophrenia.
Schizophrenia, Empirically Based Diets, and Nutritional Supplements
Gluten Free Diets
Celiac disease is an autoimmune disorder that results in inflammatory intestinal damage after the ingestion of food products containing gluten including wheat, barley, bulgur, rye, and seitan. Gluten exposure, for individuals with celiac disease, results in the increase in the expression of HLA antigen markers on cells in the surface layers of the intestinal mucosa. T cells react to this and subsequently release IFN-γ, TNF-α, and other cytokines (Murray, 1999). The incidence of celiac disease and non-celiac gluten sensitivity (Singh and Kay, 1976; Eaton et al., 2006; Cascella et al., 2009; Okusaga et al., 2013) is higher in schizophrenia that the general population. Celiac disease and non-celiac gluten sensitivity coincide with elevated levels of anti-tissue transglutaminase and anti-gliadin antibodies, respectively (Cascella et al., 2009, 2013). Increased IgG responses to gluten have also been associated with the activation of additional immune pathways dysregulated in schizophrenia such as complement C1q (Severance et al., 2012) in schizophrenia.
Selected case reports and follow up studies indicate that psychotic symptoms can be triggered by gluten in those with a gluten intolerance (Lionetti et al., 2015). However, comorbid non-celiac gluten sensitivity or celiac disease has not been consistently linked to exacerbation of psychopathology (Cascella et al., 2009; Jackson et al., 2014). Although, a few studies have demonstrated that gluten free diets lead to improved symptoms (Dohan and Grasberger, 1973; De Santis et al., 1997; Jackson et al., 2012), replication studies have yielded mixed results. In addition, consumption of a gluten free diet in individuals who did not have a diagnosis of celiac disease or non-celiac gluten sensitivity led to lower butyrate levels, reductions in beneficial gut microbial species, and increased host immune activation (De Palma et al., 2009). The observed findings may also be accounted for by decreased intake of fermentable fiber leading to reduced production of SCFA. Therefore, the implementation of gluten free diets for schizophrenia patient treatment may be best limited to those individuals it is most likely benefit; people with non-celiac gluten sensitivity or celiac disease (Kalaydjian et al., 2006).
Omega 3 Fatty Acid Supplementation
Omega-3 (ω-3) fatty acids are polyunsaturated fatty acids involved in cellular metabolism (von Schacky et al., 1985). ω-3 fatty acids, or their precursor α-linolenic acid, cannot be synthesized by humans and must be derived from dietary sources (Harris et al., 2008). The major dietary sources of ω-3 fatty acids are seafood, poultry, and eggs. α-linolenic acids are largely found in nuts, soybean, canola, and flax seed oils (Innis, 2008). The ω-3 fatty acids with prominent immune and metabolic functions include docosahexaenoic acid (DHA), docosapentaenoic acid (DPA), and eicosapentaenoic acid (EPA).
ω-3 fatty acids bind to the free fatty acid receptors FFA1 (GPR40) and FFA4 (GPR120). GPR40 receptors are expressed in pancreatic beta cells and regulate insulin secretion (Itoh et al., 2003). DHA acts on GPR120 receptors in macrophages and adipocytes to mediate anti-inflammatory and insulin sensitizing effects (Oh et al., 2010). Fatty acids also reduce the growth of the atherosclerotic plaque via reduction in interleukin 1 (IL-1) and TNF-α and by inhibiting the migration of monocytes (Zamaria, 2004). Trials of ω-3 fatty acids as a means to improve cardiovascular health have been effective in reducing sudden cardiac death (Mozaffarian and Wu, 2011). However, the effects of ω-3 treatment on other cardiovascular outcomes are not as clearly delineated. These and other potential relationships between ω-3 intake and cardiovascular disease risk such as dyslipidemia should be further examined.
Overall, clinical trials of ω-3 fatty acids in schizophrenia have demonstrated improvement in psychopathology (Peet, 2006). Studies comparing EPA and DHA in schizophrenia primarily indicate symptom improvement with EPA and not DHA (Peet et al., 2001). This is consistent with the findings for the roles of EPA and DHA in most mood disorders (Dyall, 2015) implicating a specific role for EPA in neuropsychiatric function. Additional reports suggest that ω-3 fatty acids are helpful in reducing tardive dyskinesia in schizophrenia patients (Emsley et al., 2002). A recent meta-analyses of randomized trials of ω-3 supplementation in schizophrenia reported attenuated risk of conversion to psychosis in prodromal patients (Chen et al., 2015). In first-episode studies, ω-3 fatty acids decreased non-psychotic symptoms and improved treatment response rates (Chen et al., 2015). However, findings from stable chronic schizophrenia patients are mixed (Chen et al., 2015).
DHA is the primary ω-3 fatty acid in the brain (Dyall, 2015). Although, this is counterintuitive to the findings of beneficial effects for EPA rather than DHA or DPA in schizophrenia and mood disorder clinical trials; significantly lower DHA concentrations have been observed in the orbitofrontal cortex of postmortem schizophrenia brains relative to age and gender matched comparison brains (McNamara et al., 2007). The higher concentration of DHA observed in the healthy brain may be linked to its critical roles in enhancing neurogenesis, neurite outgrowth, and synaptogenesis (Cao et al., 2009). Administration of EPA + DHA reversed age related reduction in glutamate receptors GluR2 and NR2B in rodents (Dyall et al., 2007). This suggest that ω-3 fatty acids may have a key role in synaptic plasticity and hippocampal glutamatergic transmission that may be of relevance to the schizophrenia postmortem findings (McNamara et al., 2007) and other relevant neurobiological observations (Gao et al., 2000). EPA has also demonstrated modulatory effects on neurotrophin receptors (Kou et al., 2008). This may potentially be linked to the observations of reduced prefrontal cortical expression of neurotrophins in schizophrenia (Weickert et al., 2005). Follow up studies that account for potential neurotransmitter and neurotrophic interactions are needed to clarify the predictors of positive or negative response EPA, DHA, or DPA in schizophrenia patients across illness course and lifespan.
Ketogenic Diets
Ketogenic diets are a high-fat, low-carbohydrate, diet routinely administered to manage treatment refractory epileptic seizures (Kinsman et al., 1992). Trials of ketogenic diets in non-psychiatric populations have established their efficacy for short term weight loss (Foster et al., 2003). Investigation of ketogenic diets in schizophrenia patient populations have been limited to a case (Kraft and Westman, 2009) and small pilot study (Pacheco et al., 1965) with female schizophrenia patients. Consumption of a ketogenic diet for 2 weeks resulted in improvement in behavioral symptoms that returned 1 week after discontinuing the diet (Pacheco et al., 1965).
In a mouse model highly susceptible to seizures (DBA/2J), ketogenic diet consumption was able to successfully target sensory gating deficits (Tregellas et al., 2015), a consistently reported neurocognitive phenotype for schizophrenia spectrum populations (Earls et al., 2016). In addition, Kraeuter et al. (2015) demonstrated that the administration of a ketogenic diet to NMDA receptor hypofunction mouse model of schizophrenia (MK-801) normalized model induced behaviors, led to weight loss, decreased glucose levels, and elevated β-hydroxybutyrate. β-hydroxybutyrate is a metabolite utilized as an energy source during ketogenesis, has histone deacetylase inhibitor activities, and is modulated by SCFA (Selkrig et al., 2014). Notably, increased serum and urine β-hydroxybutyrate has been observed in early and chronic schizophrenia patients, implicating a role for dysregulated energy metabolism (Yang et al., 2013). Yet, β-hydroxybutyrate is also thought to have potential protective effects against brain injury and neurodegenerative diseases via activation of macrophage subsets (Rahman et al., 2014). Replication of Yang et al.'s findings and additional experiments will help determine if the elevated β-hydroxybutyrate levels in schizophrenia are a consequence of impaired energy metabolism or a compensatory neurodefense mechanism.
However, ketogenic diets can also lead to significant adverse effects that are salient for individuals with schizophrenia. The most notable of these include reduced performance on higher level cognitive tasks based on testing in overweight women (Wing et al., 1995) and long-term dysregulation of blood lipid levels that was observed in epilepsy patients (Kwiterovich et al., 2003). Therefore, the utility of ketogenic diets as an adjunctive intervention for people with schizophrenia may be limited. Moreover, since this style of diet drastically reduces or eliminates carbohydrate consumption, most ketogenic diets are also likely to be virtually gluten-free (Kraft and Westman, 2009). Larger scale, randomized, trials of ketogenic diets that account for gluten sensitivity, celiac disease, and assess metabolic, neurobiological, and behavioral endpoints, will be necessary to confirm the therapeutic value of ketogenic diets for people with schizophrenia.
Dietary Approaches to Stop Hypertension (DASH)
The DASH is a low-sodium, low-fat, diet that was designed with the aim to improve hypertension (Sacks et al., 2001; Blumenthal et al., 2010) and reduce the risk for ischemic stroke (Larsson et al., 2016). Similar to ketogenic diets, DASH diets have been established as an effective weight loss intervention (Miller et al., 2002). Small scale investigations of the DASH diet in obese, post-menopausal, women indicate that the DASH diet may reduce circulating propionate while increasing acetate and butyrate (Mathew et al., 2015). Meta-analyses of randomized trials suggest that DASH diets lead to greater weight loss than other types of low calorie diets (Soltani et al., 2016).
Studies of the DASH diet in relation to cardiovascular or psychopathological outcomes in schizophrenia are very limited. A similar nutritional intervention conducted in a first episode schizophrenia patient sample was effective at reducing excessive sodium and caloric intake observed at study baseline (Teasdale et al., 2016). While the DASH diet and other sodium intake reduction measures are quite effective at reducing hypertension and inflammation, compliance has been suboptimal in various clinical populations (Feyh et al., 2016; Teasdale et al., 2016). Successful implementation of the DASH or modified DASH diet to target hypertension or other cardiovascular risk factors will require cognitive and behavioral modification strategies to maintain adherence in schizophrenia spectrum populations.
Colonic Generation of Short Chain Fatty Acids and Transport to the Brain
The short chain fatty acids (SCFA) acetate, propionate, and butyrate are the primary metabolic products derived from the colonic fermentation of dietary fibers by gut microbes and is estimated to be produced in a molar ratio of 60:20:20 respectively (Wong et al., 2006). Table 1 summarizes the major dietary carbohydrates, primary sources for these carbohydrates, and identified gut microbiota that ferment these carbohydrates to produce SCFA.
Table 1. Major fermentable dietary carbohydrates and identified gut microbes associated with colonic acetate, propionate, and butyrate production.
Short chain fatty acids bind to the free fatty acid receptors FFAR2 (GPR41) and FFAR3 (GPR43). Propionate binds to human GPR41 and GPR43 with equal affinity. Acetate has shown to be selective for GPR43, whereas butyrate preferentially binds GPR41 (Le Poul et al., 2003). GPR41 expression has been detected in the autonomic sensory ganglia, pancreas, spleen, lymph nodes, bone marrow, adipose tissue, and peripheral blood mononuclear cells including monocytes (Brown et al., 2003; Le Poul et al., 2003; Nohr et al., 2015). GPR43 expression has primarily been observed in the colon, ileum, adipose tissue, and immune cells especially monocytes and neutrophils (Brown et al., 2003; Le Poul et al., 2003; Nilsson et al., 2003). Expression of these receptors in human or animal brain models has not yet been well characterized.
Most of the butyrate that is produced in the colon is taken up by colonocytes as an energy source (Wong et al., 2006). However, SCFA are also then transported from the colon via the hepatic portal vein to the liver. The predominant SCFA that is absorbed by the liver is propionate for gluconeogenesis (Cummings et al., 1987). From the liver, SCFA enter the systemic circulation. In healthy, BMI and lipid level matched, men and women, serum concentrations of SCFA ranged from 20–190, 1.7–8.4, and 0.0–7.6 μmol/L for acetate, propionate, and butyrate, respectively (Wolever and Bolognesi, 1996). Circulating levels of SCFA are able to cross the blood brain barrier, and the primary SCFA uptake by the brain is for butyrate, followed by propionate and acetate (Oldendorf, 1973). In the human brain, butyrate and propionate concentrations are estimated to be 17.0 and 18.8 pmol/mg, respectively (Bachmann et al., 1979).
Short Chain Fatty Acids and Inflammation
Sodium butyrate is anti-inflammatory against LPS induced inflammation in rat primary microglia, hippocampal cultures, and neuronal co-cultures of microglial cells, astrocytes and cerebellar granule neurons (Huuskonen et al., 2004). Butyrate treatment in hippocampal slice cultures also resulted in the downregulation of NF-κB-binding capacity induced by LPS (Huuskonen et al., 2004).
In addition to targeting brain derived inflammation, SCFA have the ability to modulate multiple immune and epigenetic pathways including obesity induced inflammation (Meijer et al., 2010), IL-6 and TNF-α release from macrophages (Kim et al., 2014), inhibiting cytokine induced NF-κB activation (Tedelind et al., 2007), and histone deacetylase inhibition (Wong et al., 2006). These biological pathways have also been shown to be dysregulated in schizophrenia (Fan et al., 2007; Sharma et al., 2008; Song et al., 2009; Miller et al., 2011). Therefore, the potential of SCFA as an adjunctive treatment may have significant beneficial outcomes. However, the role of SCFA in schizophrenia risk, onset, and comorbid illness outcomes remains unknown.
Although, the abovementioned studies demonstrate that SCFA are present in the brain and modify inflammation in a beneficial manner, administration of valproic acid, a medication commonly prescribed for symptoms associated with bipolar disorder and epilepsy, inhibits the transport of SCFA across the blood brain barrier in rodents (Adkison and Shen, 1996). In addition, in vitro studies reveal that free fatty acids in the intestine can have cytotoxic properties (Penn and Schmid-Schonbein, 2008). Therefore, there is still much to be learned about the compounds that modulate SCFA and the types and expression of the receptors that SCFA target. In addition, the role of SCFA in the brain and their relationship to neurobiological factors and pathways including neurotransmitter circuits, neurotrophic factors and other brain metabolites remains largely unknown.
Mediterranean Style Diets can Target Immune and Metabolic Outcomes Associated with Schizophrenia
Mediterranean based diet treatment trials have led to reductions in overall cardiovascular disease risk (Estruch et al., 2013) compared to most Western diets. It is thought that the Mediterranean diet primarily ameliorates cardiovascular disease by providing a more optimal ω-6/ω-3 ratio (Simopoulos, 2002). In addition, adherence to a Mediterranean style diet reduces levels of CRP and TNF-α (Koloverou et al., 2016; Neale et al., 2016), immune markers routinely linked to poor cardiovascular outcomes. In type II diabetes patients, the Mediterranean style diet significantly reduced hemoglobin A1c levels (Elhayany et al., 2010), suggesting that a Mediterranean style diet will likely benefit schizophrenia patients with comorbid type II diabetes.
In individuals who were defined as healthy based on screening for autoimmune, cancer, and digestive diseases, a higher Mediterranean diet score was associated with increased abundance of health beneficial gut microbiota and coincided with higher fecal concentrations of propionate and butyrate (Gutierrez-Diaz et al., 2016). Studies comparing the effects of Mediterranean style, ketogenic, and low fat diets in obese individuals indicate that Mediterranean diets are equally effective as the other diets for weight loss while having the added benefit of maintaining glycemic and lipid control (Shai et al., 2008). To our knowledge, studies of Mediterranean diets in schizophrenia have not yet been conducted. Therefore, incorporating a high-fiber, ω-3 rich, Mediterranean style diet into patient lifestyle management and treatment could very likely improve the metabolic and immune outcomes that have consistently linked to premature mortality in schizophrenia. Higher fermentable fiber intake through a modified Mediterranean diet lifestyle should increase circulating levels of SCFA and may also directly mitigate significant constipation, a gastrointestinal side effect associated with some commonly prescribed antipsychotic medications (De Hert et al., 2011).
Conclusions
Dietary modifications and interventions provide an opportunity to directly target gut, immune, and metabolic markers. This remains highly underexplored in the context of psychiatric disorders, especially schizophrenia. Dietary and nutritional investigations that have been conducted in schizophrenia are few, with randomized controlled trials of dietary modification being scarce, thereby leaving a significant gap in the schizophrenia literature.
Schizophrenia patients are most likely to benefit from the implementation of individualized dietary interventions due to co-occurring nutritional deficiencies (Hoffer, 2008; Kale et al., 2010). Many people with schizophrenia vary in insight with regards to their illness (Aleman et al., 2006), dietary intake habits (Heald et al., 2015), social support (Buchanan, 1995), and everyday functioning (Sabbag et al., 2012). For dietary interventions in schizophrenia patient populations to be successful, the combined support from scientists, dieticians, family members, and neuropsychiatric clinicians who have been successful in implementing behavioral modifications will be necessary.
SCFA can be assayed from blood and fecal samples, and enriched through high fiber dietary modification. To date, the role of SCFA in relation to dietary intake, immune, and metabolic outcomes has not been investigated in schizophrenia. Therefore, it is unknown whether high-fiber, Mediterranean type, dietary modification enriched for SCFA production, could have a direct effect on improving schizophrenia psychopathology, an additive effect via concurrent modification of immune and metabolic markers that may trigger schizophrenia symptoms, or primarily an indirect effect. Translational animal studies and human clinical trials will be needed to determine the exact SCFA and Mediterranean dietary components that can improve short and long term physiological and behavioral outcomes for people with schizophrenia.
Author Contributions
JJ developed the hypotheses and wrote the manuscript. CD assisted with hypothesis development. PS, KC, and GS edited the manuscript.
Conflict of Interest Statement
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Acknowledgments
This work was supported by the UC San Diego Frontiers Innovation Scholars Program (PI: Depp, C.A.), NIMH T32MH019934 (PI: Jeste, D.V.), NIMH T32MH018399 (PI: Kelsoe, J.R.) to JJ, NIMH R01MH106781 to PS, and NIMH100417 to CD.
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Keywords: acetate, propionate, butyrate, inflammation, gastrointestinal, psychosis, type II diabetes, cardiovascular disease
Citation: Joseph J, Depp C, Shih PB, Cadenhead KS and Schmid-Schönbein G (2017) Modified Mediterranean Diet for Enrichment of Short Chain Fatty Acids: Potential Adjunctive Therapeutic to Target Immune and Metabolic Dysfunction in Schizophrenia? Front. Neurosci. 11:155. doi: 10.3389/fnins.2017.00155
Received: 19 October 2016; Accepted: 10 March 2017;
Published: 27 March 2017.
Edited by:
Renaud Jolivet, CERN and University of Geneva, SwitzerlandReviewed by:
Adonis Sfera, Loma Linda University, USAAnusha Mishra, Oregon Health & Science University, USA
Copyright © 2017 Joseph, Depp, Shih, Cadenhead and Schmid-Schönbein. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) or licensor are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Jamie Joseph, amFtaWVtam9zZXBoQGdtYWlsLmNvbQ==