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REVIEW article

Front. Behav. Neurosci., 02 May 2023
Sec. Emotion Regulation and Processing

Efficacy and underlying mechanisms of acupuncture therapy for PTSD: evidence from animal and clinical studies

\r\nXiaorong Tang&#x;Xiaorong Tang1Shumin Lin&#x;Shumin Lin2Danwei FangDanwei Fang2Binjing LinBinjing Lin3Lulu YaoLulu Yao1Lin WangLin Wang1Qin XuQin Xu1Liming Lu
Liming Lu1*Nenggui Xu
Nenggui Xu1*
  • 1South China Research Center for Acupuncture and Moxibustion, Medical College of Acu-Moxi and Rehabilitation, Guangzhou University of Chinese Medicine, Guangzhou, China
  • 2Medical College of Acu-Moxi and Rehabilitation, Guangzhou University of Chinese Medicine, Guangzhou, China
  • 3School of Basic Medical Sciences, Guangzhou University of Chinese Medicine, Guangzhou, China

As a major public health problem, posttraumatic stress disorder (PTSD) has a substantial impact on individuals and society. The total excess economic burden of PTSD in the US is estimated to be more than $232.2 billion a year. Acupuncture is widely used in patients with PTSD, and an increasing number of studies have been undertaken to assess the efficacy and underlying mechanisms of acupuncture for the treatment of individuals with PTSD. However, there has not yet been a review that simultaneously elucidates the therapeutic efficacy and biological mechanisms of acupuncture. We wished to examine the efficacy and underlying mechanisms of acupuncture for the treatment of individuals with PTSD. We conducted this review in three sections as follows: a meta-analysis, an acupoint analysis, and mechanism research. PubMed, Web of Science, Embase, Cochrane Library, China National Knowledge Infrastructure Database (CNKI), WanFang Database, China Biology Medicine Database (CBM), Chinese Science and Technology Journals Database (VIP), and other databases were searched from 1 January 2012 to 27 November 2022. Based on the included studies, we first determined whether acupuncture is more effective than psychological treatment or pharmacological treatment for treating and improving the quality of life of individuals with PTSD by meta-analysis. Second, the most commonly used acupoints and parameters of acupuncture were summarized based on animal and clinical studies. Third, we attempt to summarize the current mechanisms of acupuncture in the treatment of PTSD. Finally, 56 acupoint analyses, eight meta-analyses, and 33 mechanistic studies were included. Acupuncture outperformed pharmacotherapy treatment in improving symptom scores by CAPS, HAMA, HAMD, PCL-C, and SCL-90 somatization for PTSD and outperformed psychotherapy treatment in improving symptom scores by CAPS PCL-C and HAMD, according to the meta-analysis. GV20 was the most frequently used acupuncture point in clinical studies and animal studies, with a 78.6% application rate. Acupuncture may be effective in treating PTSD by regulating the structure and components of several brain areas, regulating the neuroendocrine system, and involving signaling pathways. In conclusion, this finding indicates that acupuncture has promising potential for treating PTSD.

1. Introduction

Post-traumatic stress disorder (PTSD) is a mental disorder that occurs after an individual has experienced intense mental stress, such as an unusual threat or disaster, and lasts for a long time (Battle, 2013). Its main symptoms include reliving the traumatic event, avoiding any thoughts or feelings about the event, having negative feelings about yourself or the world, and having difficulty sleeping or concentrating (Spoont, 2015). According to the World Mental Health Survey Consortium (WMH) survey, 70% of adults in 24 countries have experienced a traumatic event, and 30.5% have been exposed to four or more traumatic events. Of these, 52.5% had been exposed to traumatic events in China (Benjet et al., 2016). According to a World Health Organization (WHO) survey, the lifetime prevalence of PTSD is 3.9%, and it is two times as prevalent in high-income countries as it is in middle-income and low-income countries (Koenen et al., 2017). Treatments available for PTSD span a variety of psychological and pharmacological treatments. Psychological treatment mainly includes prolonged exposure therapy (PE), cognitive processing therapy (CPT), trauma-focused cognitive behavioral therapy (CBT), eye movement desensitization and reprocessing therapy (EMDR), and narrative exposure therapy (NET; Watkins et al., 2018; Guideline Development Panel for the Treatment of PTSD in Adults, 2019). Additionally, paroxetine, fluoxetine, sertraline, venlafaxine, and prazosin are the most commonly used pharmaceutical recommendations (Ursano et al., 2004; Canadian Psychiatric Association, 2006; Wei et al., 2013). However, both psychological treatment and pharmacological treatment are required for the patient's long-term participation. They are time-consuming and costly and have numerous negative consequences, including high treatment-shedding rates and low cure rates (Steenkamp et al., 2015). Furthermore, data show that psychological treatment is primarily dependent on the patient's psychological tolerance and is likely to cause secondary harm to the patient (Lv and Wu, 2022). The most common side effects of pharmacological treatment are gastrointestinal reactions, but psychiatric symptoms, autonomic dysfunction, and extrapyramidal symptoms can also occur (Zhang et al., 2017). Given this limitation, there is an urgent need to find a simple, inexpensive, and effective treatment for PTSD.

Acupuncture has a long history in China. It has the advantages of being simple to perform, having few side effects, and being less restrictive in terms of conditions (Lu et al., 2022). Acupuncture has been shown to have potential benefits for a variety of mental disorders (Errington-Evans, 2012; Lee et al., 2021). A meta-analysis of acupuncture for PTSD in adults found that it can help with PTSD core symptoms and has fewer side effects (Grant et al., 2018). Moreover, animal studies have shown that acupuncture treatment can reduce anxiety, depression, and fear responses; improve sleep architecture; reduce spatial learning and memory deficits; and ultimately improve PTSD (Kwon et al., 2021). Research has shown that (Hollifield, 2011) the mechanism of acupuncture treatment for PTSD may be related to biological mechanisms such as central nervous system improvement and hypothalamic–pituitary–adrenal axis (HPA) regulation. The mechanism of acupuncture treatment for PTSD may involve the regulation of neural circuits, neurotransmitter and receptor expression, signaling pathways, apoptosis, immune cytokines, and the endocannabinoid system (Li et al., 2021). However, to date, there has been no comprehensive review that elucidates both the therapeutic effects and underlying biological mechanisms of acupuncture. To address this, we conducted a systematic review of the evidence-based data on acupuncture treatment for PTSD by searching relevant databases for both efficacy and underlying mechanisms. Specifically, a meta-analysis was used to assess the efficacy of acupuncture for PTSD, and the most commonly used acupoint and parameters of acupuncture were summarized based on animal and clinical studies. In addition, we summarized the current mechanisms of acupuncture in the treatment of PTSD.

2. Methods

2.1. Search strategy

Two independent individuals searched PubMed, Web of Science, Embase, Cochrane Library, China National Knowledge Infrastructure Database (CNKI), WanFang Database, China Biology Medicine Database (CBM), Chinese Science and Technology Journals Database (VIP), and other databases using the subject terms “posttraumatic stress disorder” and “acupuncture” (detail in Supplementary Table 1). The search period was from 1 January 2012 to 27 November 2022 in both Chinese and English. The protocol of this study was registered with the number INPLASY2022120012.

2.2. Eligibility criteria

All human and animal studies on the effects of acupuncture on PTSD are included in this review. A randomized controlled trial (RCT) with PTSD patients was required for meta-analysis; animal models were required for part of the mechanism research; and acupoint analysis had no restrictions on the type of study or subject used.

Screening and evaluation were carried out independently by two independent researchers (Lin SM and Fang DW), with the assistance of a third researcher who intervened if there was disagreement (Lin BJ). Endnote X9 was used to create a database from the included studies. There were 818 studies found during the data search as follows: PubMed (N = 107), Web of Science (N = 137), Embase (N = 121), Cochrane Library (N = 62), CNKI (N = 101), WanFang (N = 118), CBM (N = 93), and VIP (N = 79). After eliminating 389 duplicates, we read through the titles and abstracts, as well as the full text of the studies, and eventually included eight meta-analyses, 56 acupoint analyses (including 37 animal studies and 19 clinical studies), and 33 mechanistic studies (Figure 1).

FIGURE 1
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Figure 1. A flow diagram of the literature screening and selection processes.

2.3. Meta-analysis

2.3.1. Selection criteria

We included RCTs for acupuncture in PTSD, with participants divided into acupuncture and non-acupuncture groups. Acupuncture or acupuncture combined with other therapies was available to the acupuncture group, including manual acupuncture (MA), electric acupuncture (EA), and transcutaneous electrical acupoint stimulation (TEAS), while psychological treatment or pharmacological treatment was available to the non-acupuncture group, such as sertraline, paroxetine, and CBT. The outcomes included the Clinician-Administered PTSD scale (CAPS), the PTSD Checklist-Civilian version (PCL-C), the Hamilton Depression Rating Scale (HAMD), the Hamilton Anxiety Rating Scale (HAMA), and the Self-Reporting Inventory 90 somatization (SCL-90 somatization). Patients with major physical and mental illnesses, such as heart, liver, and kidney diseases, were excluded. We also excluded pregnant and lactating women to ensure the accuracy of the experimental data.

2.3.2. Risk of bias assessment

To ascertain the validity of eligible randomized trials, two researchers independently assessed potential risks of bias for all included studies using Cochrane's tool. They assessed all seven domains (random sequence generation, allocation concealment, blinding of participants and personnel, blinding of outcome assessment, incomplete outcome data, selective reporting, and other bias) for each study and assigned a score (high, low, or unclear) depending on their respective judgment.

2.3.3. Statistical synthesis and analysis

For continuous variables, we used both mean differences (MDs) and weighted mean differences with 95% CIs. RevMan V.5.4 software offered by Cochrane collaboration was used for all data analyses. The meta-analysis followed strict PRISMA guidelines, and tests of heterogeneity were performed using the chi-square test. Fixed effect models were chosen if there was small statistical heterogeneity between the results of these studies (I2 ≤ 50%). If there was large statistical heterogeneity between studies (I2 > 50%), random effect models were chosen.

3. Results

3.1. Meta-analysis

3.1.1. Study description

A total of eight studies (Wang et al., 2012; Wu et al., 2013; Engel et al., 2014; Zhao et al., 2014, 2020; Zhou et al., 2015; Lu et al., 2016; Feng et al., 2019) were included, five in Chinese and three in English. A total of 656 patients with PTSD were enrolled, with 330 in the acupuncture group and 326 in the non-acupuncture group. In the acupuncture group, EA, MA, and TEAS were mainly used. Among them, Wu et al. (2013), Engel et al. (2014), Zhou et al. (2015), and Feng et al. (2019) also combined pharmacotherapy treatment for intervention. In addition, Engel et al. (2014) and Feng et al. (2019) used a combination of acupuncture, pharmacotherapy treatment, and psychotherapy treatment as an intervention in the acupuncture group. In the non-acupuncture group, the main interventions were pharmacotherapy treatment and psychotherapy treatment. The eight articles (Wang et al., 2012; Wu et al., 2013; Engel et al., 2014; Zhao et al., 2014, 2020; Zhou et al., 2015; Lu et al., 2016; Feng et al., 2019) included in this section all used pharmacotherapy treatment, mainly sertraline and paroxetine. Among them, Engel et al. (2014) and Feng et al. (2019) used both pharmacotherapy and psychotherapy in the intervention of the non-acupuncture group (detail in Supplementary Table 2).

3.1.2. Evaluation of methodological quality

The risk of bias in the eight included studies was assessed, and the methodological quality of the clinical trials was generally low (detail in Supplementary Figure 1).

3.1.3. Meta-analysis of outcome measures

3.1.3.1. CAPS

Three studies including 422 patients conducted a meta-analysis of the CAPS score (Wang et al., 2012; Engel et al., 2014; Feng et al., 2019). Based on heterogeneity results, I2 = 69%, a random effect model was used. A statistically significant difference in CAPS (MD = −10.34, 95% CI [−17.26, −3.43]) was found between the three groups (Z = 2.93, P = 0.003), indicating that acupuncture was better than pharmacotherapy or psychotherapy treatment in improving CAPS symptom scores (Figure 2A).

FIGURE 2
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Figure 2. Meta-analysis between acupuncture and pharmacotherapy or psychotherapy treatment. (A) The Clinician-Administered PTSD Scale score (CAPS) meta-analysis, (B) the PTSD Checklist-Civilian Version score (PCL-C) meta-analysis, (C) the Hamilton Depression Rating Scale score (HAMA) meta-analysis, (D) the Hamilton Anxiety Rating Scale score (HAMD) meta-analysis, (E) the Self-Reporting Inventory 90 somatization score (SCL-90 somatization) meta-analysis.

3.1.3.2. PCL-C

Four studies including 372 patients conducted a meta-analysis of the PCL-C score (Wang et al., 2012; Engel et al., 2014; Zhou et al., 2015; Feng et al., 2019). Based on the heterogeneity results, I2 = 45%, a fixed effect model was used. A statistically significant difference in PCL-C (MD = −8.38, 95% CI [−10.63, −6.13]) was found between the four groups (Z = 7.30, P < 0.00001), indicating that acupuncture was better than pharmacotherapy or psychotherapy treatment in improving CAPS symptom scores (Figure 2B).

3.1.3.3. HAMA

Three studies including 204 patients conducted a meta-analysis of the HAMA score (Wang et al., 2012; Zhou et al., 2015; Lu et al., 2016). Based on the heterogeneity results, I2 = 96%, a random effect model was used. A statistically significant difference in HAMA scores (MD = −3.69, 95% CI [−6.85, −0.52]) was found between the three groups (Z = 2.28, P = 0.02), indicating that acupuncture was better than pharmacotherapy in improving HAMA symptom scores (Figure 2C).

3.1.3.4. HAMD

Three studies including 397 patients conducted a meta-analysis of HAMD scores (Wang et al., 2012; Lu et al., 2016; Feng et al., 2019). Based on the heterogeneity results, I2 = 96%, a random effect model was used. A statistically significant difference in HAMD (MD = −3.20, 95% CI [−6.17, −0.22]) was found between the three groups (Z = 2.11, P = 0.04), indicating that acupuncture was better than pharmacotherapy or psychotherapy in improving HAMD symptom scores (Figure 2D).

3.1.3.5. SCL-90 somatization

A total of two studies including 128 patients conducted a meta-analysis of the SCL-90 somatization score (Zhao et al., 2014, 2020). Based on heterogeneity results, I2 = 0%, a fixed effect model was used. A statistically significant difference in HAMD (MD = −0.27, 95% CI [−0.36, −0.18]) was found between the two groups (Z = 5.71, P < 0.00001), indicating that acupuncture was better than pharmacotherapy in improving SCL-90 somatization symptom scores (Figure 2E).

3.1.3.6. Adverse reactions

During meta-analysis, four studies (Wang et al., 2012; Zhou et al., 2015; Feng et al., 2019; Zhao et al., 2020) reported adverse reactions. The acupuncture group experienced mild needle pain, small amounts of superficial bleeding, small amounts of hematoma, headache, night sweats, nausea, and fatigue. Dizziness, headache, nausea, vomiting, tachycardia, trembling hands, fatigue, depression, decreased appetite, decreased libido, lethargy or insomnia, excessive sedation or agitation, diarrhea or constipation, dry eyes or blurred vision, nasal congestion, and skin irritation were reported in the non-acupuncture group. One of the studies (Feng et al., 2019) found that the pharmacological (sertraline) treatment group had a higher rate of adverse reactions than the non-pharmacological treatment group.

3.1.4. Identify heterogeneity

We have observed a substantial degree of heterogeneity among the studies included in the meta-analysis. As such, we have employed a stepwise exclusion approach to ascertain the origins of this heterogeneity. We discovered that the meta-analysis of the HAMA and HAMD symptom scores had significant heterogeneity. Through the technique of article-by-article elimination, we think Wang et al. (2012) probably may be the sources of heterogeneity in HAMA meta-analysis, while Feng et al. (2019) may be the sources of heterogeneity in HAMD meta-analysis (detail in Supplementary Figures 2, 3). After carefully reading the entire article, heterogeneity may stem from the diversity of intervention measures. Specifically, while other studies mainly used acupuncture as the sole treatment in the acupuncture group, Feng et al. (2019) used acupuncture in combination with CBT and sertraline in the basic treatment. Moreover, other studies mainly used sertraline as a control measure, but Wang et al. (2012) used paroxetine. This may have affected the analysis of the effect of acupuncture in the study and ultimately influenced the results. However, despite this heterogeneity, the overall findings still demonstrate that acupuncture is more efficacious than the control group, thus the current meta-analysis results are still relatively reliable.

3.1.5. Results of the meta-analysis

We discovered that acupuncture significantly improved symptom scores in CAPS, HAMA, HAMD, PCL-C, and SCL-90 somatization compared to pharmacotherapy in the meta-analysis. Moreover, acupuncture also improved symptom scores in CAPS, PCL-C, and HAMD compared to psychotherapy. Furthermore, no serious adverse events related to acupuncture treatment were reported in the studies included in this meta-analysis. Together, this finding indicates that acupuncture has promising potential for treating PTSD.

3.2. Acupoint analysis

In the meta-analysis section, acupuncture improved symptom scores in CAPS, HAMA, HAMD, PCL-C, and SCL-90 somatization in PTSD patients. Following the confirmation of acupuncture's efficacy in the treatment of PTSD, we will summarize and analyze the articles on animal and clinical studies of acupuncture in the treatment of PTSD, with a focus on the selection of acupoints and acupuncture parameters.

3.2.1. Study description

A total of 56 studies were included, with 19 clinical studies and 37 animal studies. Two studies (Prisco et al., 2013; King Heather et al., 2015) used ear acupuncture, one study (Wu et al., 2013) used scalp acupuncture, one study (Yang et al., 2022) used CO2 laser stimulation, one study (Feng et al., 2019) used TEAS, and other studies (Fang et al., 2012; Li, 2012, 2014, 2018, 2020; Wang et al., 2012, 2015; Hou et al., 2013a,b, 2021; Wang, 2013, 2019; Engel et al., 2014; Li and Zhao, 2014; Zhao et al., 2014, 2019, 2020; Xie et al., 2015; Zheng, 2015; Zheng et al., 2015; Zhou et al., 2015, 2019; Lu et al., 2016; Zhu et al., 2016, 2022; Han, 2017; Li et al., 2017, 2020a,b; Ding, 2018; Oh et al., 2018; Zhao Y. et al., 2018; Zhao Z. et al., 2018; Chen et al., 2019, 2020, 2021; Liu et al., 2019, 2020; Moiraghi et al., 2019; Wei et al., 2019; Xue et al., 2019; Yu et al., 2019; Zhang et al., 2019; Zhu and Lu, 2019; Alvear, 2021; Hollifield et al., 2021; Abanes et al., 2022; Lee and Pan, 2022; Song et al., 2022; Sun Y. et al., 2022; Zhou C. et al., 2022) used filiform needle (detail in Supplementary Tables 3, 4).

3.2.2. Analysis of acupoints

The latest standard GB/T 12346-2021 nomenclature and location of meridian points are used for acupoint names and localization in humans in this review, and animals adopt the group standard T/CAAM 0002-2020. Laboratory animals adopt acupoint names and positioning Part 2: Rats and Part 3: Mice. The top four acupoints used in clinical studies were GV20, GV24, GB20, and EX-HN1, and the top four acupoints used in animal studies were GV20, ST36, HT7, and GV24 (Figure 3). Areas of pathological reactions of the body caused by lesions are referred to as acupoints, which are generally a multilevel “three-dimensional structure” composed of nerves, blood vessels, muscles, fascia, tendons, and other tissues, with the function of feeling stimulation and reflecting disease symptoms (Zhu, 2021). GV20 is the most frequently used acupoint, whether in clinical studies or animal studies. GV20 was used in 12 of the 19 clinical studies and 32 of the 37 animal studies. Acupuncture regulates autonomic nerves via cerebral cortex reflexes, increases the excitability of relevant parts of the cerebral cortex, and has a therapeutic role in PTSD (Hou et al., 2013a). According to published studies, GV20 can improve neuroinflammation-related cognitive dysfunction and modulate depression and anxiety behavior (Yue et al., 2018; Sun L. et al., 2022). Because PTSD is a mental systemic disease that is closely related to the brain, there is a greater selection of brain acupoints in the treatment of PTSD. Among the top four acupoints, clinical studies had four brain acupuncture points, such as GV20, GV24, GB20, and EX-HN1, and animal studies had two, GV20 and GV24. Compared to clinical studies, animal studies use a simpler selection of acupoints, usually two to four, and this simple selection of acupoints can better reflect the specific role of each acupoint. In clinical studies, acupoint selection is more abundant. The matching relationship between acupoints is considered more, and disease treatment is more comprehensive.

FIGURE 3
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Figure 3. The use frequency of acupoints and location of representative acupoints in animals and humans with PTSD. (A) The use frequency of acupoints, including animals and humans with PTSD. (B) The most commonly used acupoints for PTSD patients. (C) The most commonly used acupoint for PTSD model animals.

3.2.3. Analysis of acupuncture parameters

Acupuncture prescriptions are generally thought to include acupoints, timing, and acupuncture methods. Acupuncture time was generally chosen for 15, 20, or 30 min per day, for 7, 14, or 21 days in animal studies, with 10 studies (Hou et al., 2013a,b; Xie et al., 2015; Li et al., 2017; Chen et al., 2019, 2020; Xue et al., 2019; Zhou et al., 2019; Zhou Q. et al., 2022; Zhu et al., 2022) choosing 30 min per day for 7 days. Clinical studies are typically 30 min per day, with longer durations of 4, 8, 12 Weeks, and so on. Both electroacupuncture (EA) and manual acupuncture (MA) were used. EA is an acupuncture method that uses a small current close to the body's bioelectricity to change the ion distribution on both sides of the cell membrane and has a great therapeutic effect. Continuous waves of 2 Hz or alternating waves of 2/15 Hz were used frequently in animal studies. Overall, animal studies mostly use low-frequency electroacupuncture. Clinical studies primarily use 100 Hz continuous waves. The different choices for acupuncture frequency may be due to the different effects of different acupuncture frequencies. Acupuncture at the same acupoint with different frequencies can activate different brain regions. Low-frequency electroacupuncture selectively activates the ventral thalamus, hypothalamus, and entorhinal cortex, whereas high-frequency electroacupuncture selectively activates the dorsal thalamus and cingulate gyrus (Jin et al., 2001). Low-frequency electroacupuncture promotes the release of endorphins and enkephalins, high-frequency electroacupuncture promotes the release of dynorphins, and frequency conversion promotes the corelease of enkephalins and dynorphins (Zhao, 2008). Low-frequency electroacupuncture can boost EAAT1 and EAAT2 mRNA expression in the hippocampus, improve glutamate recycling, and provide antidepressant effects (Lu et al., 2003; Ji et al., 2013). High-frequency electroacupuncture has a better neuroprotective effect, as it can lower malondialdehyde levels and boost superoxide dismutase activity, reducing free radical damage, protecting nerve cells, and repairing damaged tissues (Shi et al., 2017). We believe that physiological differences between humans and animals may influence acupuncture frequency selection. PTSD animal models frequently select rodents, which have very different bodies from humans. The stimulation parameters should reflect the amount of stimulation received rather than the amount of stimulation applied, and judging the actual amount of electroacupuncture effect received by animals is difficult. Furthermore, animals mostly receive acupuncture while under anesthesia, whereas patients receive acupuncture while awake, which may have an impact on acupuncture translational medicine (Zhou C. et al., 2022).

3.3. Mechanism research

In the above review, we have learned about the role of acupuncture in the treatment of PTSD and the choice of common acupoints and parameters for acupuncture. Next, we will summarize the mechanisms or specific cellular and molecular events of acupuncture in the treatment of PTSD as much as possible.

3.3.1. Study description

A total of 33 studies were included. Except for four studies (Wang, 2019; Chen et al., 2021; Zhou C. et al., 2022; Zhu et al., 2022) that used C57BL/6 mice, all of the remaining studies used rats. Establishing a good model of PTSD is critical to studying its pathogenesis (Pitman et al., 2012). Most of the studies (Yang and Zhang, 2012; Hou et al., 2013a,b; Xie et al., 2015; Zhu et al., 2016, 2022; Li et al., 2017, 2020a,b; Ding, 2018; Oh et al., 2018; Feng et al., 2019; Liu et al., 2019, 2020; Wang, 2019; Wei et al., 2019; Zhu and Lu, 2019; Li, 2020; Lee and Pan, 2022; Sun Y. et al., 2022; Yang et al., 2022; Zhou C. et al., 2022) included in this section used single prolonged stress (SPS) (Liberzon et al., 1997), five studies (Zhao Y. et al., 2018; Zhao Z. et al., 2018; Yu et al., 2019; Zhang et al., 2019; Zhao et al., 2019) used shock and claustrophobia, four studies (Li and Zhao, 2014; Chen et al., 2019, 2020; Zhou et al., 2019) used enhanced single prolonged stress (ESPS), two studies (Hou et al., 2021; Zhou C. et al., 2022) used modified single prolonged stress (MSPS), and one study (Chen et al., 2021) used repeated social defeat stress (RSDS). The 33 included studies primarily used the open field test (Xie et al., 2015; Zhu et al., 2016, 2022; Li et al., 2017; Chen et al., 2019, 2020; Liu et al., 2019, 2020; Zhou et al., 2019; Hou et al., 2021; Zhou C. et al., 2022), elevated plus maze (Fang et al., 2012; Li et al., 2017; Chen et al., 2019, 2020; Liu et al., 2019; Zhou et al., 2019; Li, 2020; Hou et al., 2021; Sun Y. et al., 2022; Yang et al., 2022; Zhu et al., 2022), fear conditioning test (Ding, 2018; Zhou et al., 2019; Li et al., 2020a,b; Lee and Pan, 2022; Zhu et al., 2022), Morris water maze (Hou et al., 2013b; Li and Zhao, 2014; Zhao Y. et al., 2018), novel inhibition of feeding (Sun Y. et al., 2022), object recognition task (Zhao Y. et al., 2018; Lee and Pan, 2022), and forced swimming test (Oh et al., 2018). These behavioral experiments were used to identify PTSD-related symptoms, such as anxiety, depression, and sleep disorders, in PTSD model animals (detail in Supplementary Table 5).

3.3.2. Proposed mechanisms

3.3.2.1. The regulation of structure and components in several brain areas

(1) Hippocampus: The hippocampus is a high-level regulator of stress responses and one of the most stress-sensitive brain regions (Zhang et al., 2015). The pathogenesis of PTSD has been linked to abnormalities in the functional structure of the hippocampus (Bremner et al., 2003). The hippocampal volume of PTSD model animals decreased significantly, neuronal apoptosis increased (Li et al., 2007), and negative stress feedback decreased or disappeared (Zhao Z. et al., 2018). Stress causes a neuroinflammatory response by inducing the activation of microglia and astrocytes, resulting in the release of a large number of proinflammatory cytokines. A study demonstrated that acupuncture reduced the expression of activated microglia (Li, 2020), reduced lipocalin-2 in the hippocampus in PTSD model animals (Chen et al., 2021), and inhibited astrocyte activation. Another study showed that acupuncture improved anxiety, learning, and memory in a model by inhibiting the overexpression of key molecules of hippocampal endoplasmic reticulum stress as follows: GRP78, CHOP, Caspase-3, and Caspase-12 (Sun Y. et al., 2022). The Bcl-2 gene is an important antiapoptotic gene that directly inhibits the proapoptotic factor Bax. The Bcl-2/Bax protein effectively regulates the release of the apoptosis-initiating factor cyt-c, activates caspase-3, and mediates cell survival or death (Dong and Gao, 2012). In a study, acupuncture reduced the expression of Bcl-2/Bax protein in the hippocampal CA1 region (Liu et al., 2020), downregulated the expression of COX-2 (Lee and Pan, 2022), and inhibited apoptosis.

Two of the primary brain regions affected by PTSD are the CA1 and CA3 regions. They are mainly involved in the formation of episodic memory for events and environments, which is closely related to cognition (Webler et al., 2019). A recent study revealed that the interspike interval (ISI) was prolonged in the CAI and CA3 regions, and the concentrated PSD distribution area moved down in PTSD (Zhao et al., 2019). In the PTSD model animals, the abnormality of the spatiotemporal pattern of hippocampal CA1 and CA3 regions suggested abnormal neural electrical activity. A similar study demonstrated that, in addition to abnormal neural electrical activity, the CA1 and CA3 regions had varying degrees of damage to ribosomes, organelles, mitochondria, and rough endoplasmic reticulum and that acupuncture can reverse this abnormal neuroelectric activity (Zhao Z. et al., 2018) and restore neuronal cell ultrastructure (Yu et al., 2019).

(2) Amygdala: The amygdala not only plays an important role in the limbic system but also greatly influences the behavior of PTSD patients. Its activity is related to the severity of PTSD, which is primarily manifested in anxiety and fear memory formation (Shin et al., 2004). In a study, acupuncture was shown to increase the expression of amygdala BDNF and weaken TH in PTSD model animals, implying that acupuncture promotes neuroprotection and inhibits the active amygdala, which influences PTSD prevention and treatment (Zhu and Lu, 2019).

(3) Prefrontal cortex (PFC): The “prefrontal-amygdala-hippocampal circuit hypothesis” is another influential PTSD mechanism. The PFC is the high-level regulatory center of fear emotion regulation and the neural basis of cognition (Zhu et al., 2016). If the PFC is damaged, fear memories are difficult to overcome, and PTSD is difficult to treat. Acupuncture was reported to counteract the neurotoxicity of excitatory amino acids, reduce stress-induced nerve cell damage, and promote neuroprotective effects and fear memory regression by upregulating BDNF in the PFC (Chen et al., 2020) and downregulating mPFC GABAARal (Zhu et al., 2016). Another study revealed that IL-6 levels were inversely related to cognitive levels (Gruol, 2015), and acupuncture could reduce IL-6 levels in the PFC (Chen et al., 2020) and reduce anxiety and depression in PTSD model animals. The ventromedial prefrontal cortex (vmPFC) is associated with the regulation of emotional processes, attention, and executive function. A study found that acupuncture increased the expression of C-Fos in the vmPFC in PTSD model animals and that vmPFC inactivation eliminated the effect of acupuncture on anxiety-like behavior in PTSD model animals, indicating that the vmPFC is involved in the process of electro-targeting PTSD anxiety (Hou et al., 2021; Yang et al., 2022).

(4) Anterior cingulate cortex (ACC): The anterior cingulate cortex is a major component of the limbic system, which is involved in emotional and painful processes, and modulates stress and fear responses in PTSD (Jatzko et al., 2013). C-Fos is a gene that promotes cell proliferation and differentiation in response to external stimulation and is a sensitive indicator of neuronal activation (Velazquez et al., 2015). Research has shown that acupuncture increases C-Fos expression in the ACC and decreases anxious behaviors in PTSD model animals (Liu et al., 2019).

(5) Hypothalamus: The hypothalamus is the higher regulatory center in the autonomic nervous system and is an important junction between the limbic system and reticular structures. The PTSD model animals were devoid of sleep-wake behavior, and the sleep times in SWS1 and REMS were significantly reduced. Acupuncture was also reported to improve sleep disorders in PTSD insomnia rats by increasing the TNF content of the hypothalamus and decreasing IL4 expression (Wei et al., 2019).

3.3.2.2. The regulation of PTSD in the neuroendocrine system

(1) Hypothalamus–pituitary–adrenocortical (HPA) axis: The HPA axis is an important part of the neuroendocrine system, regulating and controlling the body's response to stress. Under stress, the hypothalamus secretes corticotropin-releasing hormone (CRH), which acts on the anterior pituitary gland to produce adrenocorticotropin (ACTH). ACTH stimulates the adrenal cortex to produce glucocorticoids (GCs), which include cortisol in humans and corticosterone (CORT) in rodents. Oversecreted GCs activate the hypothalamic-pituitary gland's negative feedback pathway, inhibit the release of ACTH and CRH, and thus regulate the activity of the HPA axis. According to some studies, the pathological basis of PTSD is the inhibition of negative feedback on the HPA axis (Burbiel, 2015). The excessive release of proinflammatory cytokines through the neuroinflammatory response leads to excessive secretion of CRH and CORT (Michopoulos et al., 2015), and excessive CORT will convert short-term fear memories into long-term fear memories that are difficult to forget (de Quervain et al., 2017). A study demonstrated that acupuncture was found to reverse increased levels of the CRH and CRHR1 proteins in PTSD model animals (Zhu et al., 2022). Acupuncture reduced CORT in PTSD model animals and modulated abnormal HPA axis hyperactivity in other studies (Fang et al., 2012; Lee and Pan, 2022). GCs can interact with the glucocorticoid receptor (GR) and the mineralocorticoid receptor (MR). A similar study found that acupuncture increased hippocampal MR expression in PTSD model animals while decreasing GR expression, increasing the MR/GR ratio (Hou et al., 2013b; Wang, 2019), implying that acupuncture may regulate damaged PTSD model hippocampal neurons, regulate the expression of MR and GR, and then affect the activity of the HPA axis.

(2) Neural nitric oxide synthase (nNOS): Nitric oxide (NO) is a small gas molecule with high-fat solubility that can travel quickly within and between cells, where it participates in neuronal growth and development, degenerative changes, and apoptosis. Because NO has a very short half-life, nitric oxide synthase (NOS) is commonly used to react to NO levels indirectly. Previous research has shown that NO can contribute to memory formation through long-term potentiation (LTP) (Takahashi and Okada, 2011). Stress causes the body to release a large amount of NO and promotes the formation of fear memory. Reliving the traumatic event is one of the core symptoms of PTSD, and each reliving is a strong stress response, so the body releases NO again in large quantities, damaging related neurons, and promoting the continuous reinforcement of fear memories. Many studies have shown that acupuncture can reverse the overexpression of nNOS in the hippocampal CA1 and CA3 regions and locus caeruleus, as well as promote fear memory extinction (Hou et al., 2013a; Xie et al., 2015).

(3) Endocannabinoid (eCB): The eCB system is one of the key molecular systems in the central nervous system that regulates synaptic plasticity. The eCB system is involved in the injury response, anxiety, cognition, stress response, and social–behavioral processes. It is primarily made up of cannabinoid receptor types 1 (CB1R) and 2 (CB2R), as well as 2-arachidonoylglycerol (2-AG) and anandamide (AEA) ligands. 2-AG is primarily synthesized by diacylglycerol (DAGL) and degraded by monoacylglycerol (MAGL; Yao and Fang, 2019). CB1R and DAGL protein expression is linked to fear and anxiety behavior. A recent study revealed that acupuncture increases DAGL and CB1R protein expression to improve anxiety behavior in PTSD model animals, implying that the eCB system may be a target for PTSD treatment (Chen et al., 2019; Xue et al., 2019).

(4) Sirt1/MAO-A: 5-HT is primarily found in vesicles at the ends of 5-HT neurons, and current research on 5-HT targets for the treatment of PTSD has focused on selective serotonin reuptake inhibitors (SSRIs) and monoamine oxidase inhibitors (MAOIs; Auxéméry, 2012). There are two types of MAOI as follows: MAO-A and MAO-B. MAO-A is a vital enzyme that controls the levels of 5-HT in the brain, and the deacetylase Sirt1 is a crucial regulator of MAO-A gene transcription. The brain's MAO-A activity is closely linked to the production of anxiety and fear. Overexpression of the deacetylase Sirt1 activates MAO-A and decreases intracerebral 5-HT levels in PTSD model animals, but acupuncture was also reported to reverse this trend and alleviate anxiety behavior (Li et al., 2017).

3.3.2.3. Signaling pathway involvement

(1) BDNF-TrkB Pathway: Brain-derived neurotrophic factor (BDNF) is a basic protein that is found throughout the central nervous system. Mature BDNF first binds to tyrosine kinase receptor 2 (TRKB) to activate the downstream signaling molecules, MAPK and PLC-YPI3K, which promote neuronal survival and enhance neuronal mechanisms that regulate learning and memory. In adults, the BDNF-TrkB pathway has been identified as the primary regulator of fear circuit function and fear behavior expression (Ding, 2018). A similar study demonstrated that acupuncture improves fear gain, regression, and reconstruction in PTSD model animals by upregulating the expression levels of BDNF, TrkB, PI3K, p-Akt, p-MEK, and p-ERK (Ding, 2018; Li et al., 2020b). Furthermore, the cAMP-response element binding protein (CREB), a key protein in the BDNF-TrkB pathway, binds to postsynaptic density protein 95 (PSD95), a key protein at synapses, mediates changes in synaptic plasticity in neural structures, and participates in the acquisition, storage, and regression of fear memories. In a study, acupuncture was reported to improve CREB binding to PSD95, which regulates synaptic plasticity in PTSD model animals, thereby improving behavioral performance in PTSD model animals (Li et al., 2020a).

(2) Keap1-Nrf2 Pathway: The Kelch-like ECH-associated protein 1-NF-E2-related factor 2 (Keap1-Nrf2) pathway forms the major node of cellular and organismal defense against oxidative and electrophilic stresses of both exogenous and endogenous origins (Yamamoto et al., 2018). The Keap1-Nrf2 pathway controls the body's redox homeostasis. When the body is subjected to oxidative stress, the content of reactive oxygen species (ROS) increases, exceeding the ability of the cellular antioxidant defense system to clear them. Keap1 dissociates from Nrf2, and the dissociated Nrf2 translocates to the nucleus, activating the expression of phase II detoxification genes and associated antioxidant genes, such as haem oxygenase 1 (HO-1), to protect cells from oxidative stress (Zhang et al., 2021). A recent study demonstrated that acupuncture could upregulate the expression of Nrf2, HO-1, BDNF, and AMPK phosphorylation in PTSD model animals, whereas knocking out Nrf2 could reverse the protective effect of acupuncture, implying that acupuncture may play a role in the treatment of PTSD via the Keap1-Nrf2 pathway (Zhou et al., 2019).

(3) mTOR Pathway: The mammalian target of rapamycin (mTOR) is a serine/threonine kinase that regulates protein translation and has been linked to anxiety and depression (Cohen et al., 2004). By increasing the upstream protein ERK and activating the downstream proteins p70S6K and 4E-BP-1, mTOR activation effectively inhibits eukaryotic cell initiation factor 4E (EIF4E) and promotes protein translation (Zhuang et al., 2016). In a study, acupuncture improved PTSD symptoms by increasing p-mTOR, as well as the upstream protein p-Akt, the downstream protein p-70S6K, p-4E-BP-1, and p-CREB through the mTOR pathway (Oh et al., 2018) (Figure 4).

FIGURE 4
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Figure 4. Acupuncture affects signaling pathways in PTSD model animals. (A) In the BDNF-TrkB signaling pathway, acupuncture increases the phosphorylation of the key downstream enzymes PI3K, Akt, MEK, Raf, ERK, and CREB by upregulating the expression of BDNF and TrkB. (B) In the Keap1-Nrf2 signaling pathway, acupuncture increased the expression of Nrf2 and HO-1, which improved hippocampal neurogenesis and ameliorated anxiety-like behaviors in PTSD model animals. (C) In the mTOR pathway, acupuncture improved PTSD symptoms by increasing p-mTOR, as well as the upstream protein, p-Akt, the downstream proteins, p-70S6K and p-4E-BP-1.

3.3.2.4. Others

Zhang et al. (2019) indicated the regulatory effect of acupuncture on the blood oxygen level in the cerebral cortex. Zhou et al. (Lee and Pan, 2022) reported that acupuncture can reverse changes in lipid composition caused by the PTSD model (detail in Table 1).

TABLE 1
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Table 1. Effects of acupuncture on various parts of PTSD model animals.

4. Discussion

Patients with PTSD often suffer from a high symptom burden but low tolerance and compliance to pharmacotherapy. Additional regimens need to be explored. With the increasing availability of acupuncture worldwide, patients with PTSD are increasingly seeking and accepting acupuncture. Many studies have confirmed the effectiveness of acupuncture for PTSD (Yang and Zhang, 2012; Zhang, 2013; Jin et al., 2014, 2015; Zheng et al., 2014; Zhao et al., 2015; Han et al., 2016, 2017; Grant et al., 2018; Ding et al., 2020; Song et al., 2020, 2021; Hollifield et al., 2021; Kwon et al., 2021; Li et al., 2021). Because the number of studies in the last 10 years accounts for the vast majority and is limited by research technology, there are some differences in outcomes between the long-term research and the current research, so we searched various databases from 1 January 2012 to 27 November 2022. This review is divided into three sections as follows: a meta-analysis, an acupoint analysis, and mechanism research.

The most recent systematic review of acupuncture for PTSD was published in 2018 (Grant et al., 2018), which was 5 years ago and thus came before a number of recent randomized controlled trials of the treatment (Feng et al., 2019; Zhao et al., 2020). Of these two meta-analyses, only two articles (Wang et al., 2012; Engel et al., 2014) were identical due to differences in search time, search scope, and inclusion and exclusion criteria. The meta-analysis in 2018 (Grant et al., 2018) concluded that acupuncture treatment had a clear effect on improving symptoms in patients with PTSD, especially in the short-term and long-term effects of improving PTSD symptoms. Their outcomes of interest for meta-analyses were as follows: PTSD symptoms, health-related quality of life, functional status, depressive and anxiety symptoms, sleep quality, and adverse events. From the standpoint of how acupuncture affects the related scale score, we think we can use the CAPS, PCL-C, HAMD, HAMA, and SCL-90 somatization as outcome indicators to confirm whether acupuncture can successfully treat PTSD. Thus, we revised this meta-analysis on the use of acupuncture for PTSD. We concluded that acupuncture outperformed pharmacotherapy treatment in improving symptom scores of CAPS, HAMA, HAMD, PCL-C, and SCL-90 somatization for PTSD. At the same time, acupuncture is also better than psychotherapy in improving the scores of CAPS, PCL-C, and HAMD symptom scales. Moreover, according to the acupoint analysis of common acupoints, the top four clinical acupoints in PTSD treatment are GV20, GV24, GB20, and EX-HN1, while the top four animal acupoints are GV20, ST36, HT7, and GV24. GV20 is the most frequently used acupuncture point in clinical studies and animal studies, with a 78.6% application rate.

In mechanistic research, we investigated the potential effects of acupuncture on PTSD from three perspectives as follows: regulation of structure and components in several brain areas, neuroendocrine system regulation of PTSD, and signaling pathway involvement. According to the included studies, the hippocampus, amygdala, PFC, ACC, and hypothalamus are involved in the acupuncture treatment of PTSD. Most frequently, effects on the hippocampus have been reported. In PSTD, the hippocampus connects situational stimuli to aversive events and plays an important role in memory recall (Acheson et al., 2012). Thus, hippocampal dysfunction is regarded as an important factor for PTSD. Several studies included in this review have reported the potential impact of acupuncture on the hippocampus: acupuncture reduced microglial activation, downregulated lipocalin-2 in hippocampal astrocytes, and inhibited the overexpression of the key molecules GRP78, CHOP, Caspase-3, and Caspase-12 while reversing abnormal neural electrical activity in the CA1 and CA3 regions (Li, 2020; Liu et al., 2020; Chen et al., 2021; Sun Y. et al., 2022). In addition, acupuncture can increase amygdala and PFC, BDNF, increase PFC and ACC C-FOS expression, and decrease hypothalamic IL-4 and PFC IL-6 (Liu et al., 2019; Wei et al., 2019; Zhu and Lu, 2019; Chen et al., 2020; Hou et al., 2021; Yang et al., 2022). The pathological basis of PTSD in the neuroendocrine system is negative feedback inhibition of the HPA axis. Acupuncture regulates and repairs damaged neurons by decreasing CRH and CORT levels while increasing MR expression (Fang et al., 2012; Hou et al., 2013b; Wang, 2019; Lee and Pan, 2022; Zhu et al., 2022). Moreover, acupuncture also reduced the expression of nNOS and MAO-A while increasing the expression of DAGL and CB1R proteins, effectively alleviating the anxiety symptoms of PTSD models. In addition, acupuncture treats PTSD by acting on the BDNF-TrkB pathway, Keap1-Nrf2 pathway, mTOR pathway, and other signaling pathways (Ding, 2018; Oh et al., 2018; Zhou et al., 2019; Li et al., 2020a,b).

To the best of our knowledge, this is the most comprehensive review that summarizes the current progress on acupuncture treatment for PTSD. However, the following limitations and future perspectives should be considered. First, By searching relevant databases in Chinese and English, we included only eight articles involving 656 patients due to the small number of people with PTSD who use acupuncture. Due to the nature of acupuncture, achieving double-blindness in RCTs is difficult, and the methodological quality is not strictly evaluated. The included studies' sample size was small, we did not perform subgroup, and there could be publication bias. Second, five of the eight included studies had a high risk of blinding risk assessment of patients, which may be one of the sources of clinical heterogeneity. In future research, more rigorous, standardized, multicenter, large-sample, and high-quality RCTs guided by evidence-based medicine are needed. Third, the vast majority of the articles included in this review were conducted in China, so personnel may also have influenced the results. Fourth, it is challenging to discuss the particular effects of one treatment or one acupoint due to the methodological approach of the included studies. In the following studies, it is possible to focus on unique effects. For example, more groups should be used in the experimental design to show the effects and mechanisms of different acupoints. Fifth, there is a lack of agreement and unified standards for acupoint selection criteria. To better guide clinical practice and improve efficacy, it is recommended to build an expert consensus by combining Chinese medicine theory, expert experience, and evidence-based theories. Sixth, limited by current experimental techniques, the pathogenesis of PTSD and the influence of acupuncture cannot be fully revealed. Finally, acupoints, direction, depth, needle sensation, and other aspects of the treatment process are difficult to standardize due to the uniqueness of acupuncture. If multi-dimensional outcome indicators, standardized acupuncture operations, and long-term acupuncture effect records can be included in future experimental operations, the clinical feasibility of acupuncture in the treatment of PTSD can be better explored. At the same time, future research is urgently needed to investigate the mechanism of acupuncture treatment from more microscopic perspectives or in combination with tools such as functional magnetic resonance imaging or functional near-infrared spectroscopy.

In conclusion, many studies have confirmed that acupuncture could improve many symptoms in patients with PTSD by meta-analysis. We found that GV20 was the most frequently used acupoint in clinical studies and animal studies. Moreover, acupuncture's effect on PTSD may be mediated by the promotion of neuroprotection, neurogenesis, and synaptic plasticity in multiple brain areas, the regulation of stress responses in the neuroendocrine system, and signaling pathway involvement. This finding indicates that acupuncture has promising potential for treating PTSD. We anticipate that future studies will systematically elucidate the mechanism of acupuncture in the treatment of PTSD, allowing more PTSD patients to benefit from it.

Author contributions

XT contributed to conceiving, writing the original draft, figure presentation, and editing. SL contributed to the literature search, data collection, and writing the original draft. DF and BL contributed to the literature search, data collection, and corrections. LY, LW, QX, and LL contributed to corrections and editing. NX contributed to conceiving, designing, editing, and supervising. All authors contributed to this article and approved this submitted version.

Funding

This research was partly supported by the Graduate Research Innovation Project of Guangzhou University of Chinese Medicine, Youth Program of the National Natural Science Foundation of China (Nos. 81903836, 81904297, and 82004469), Special Project of Lingnan Modernization of Traditional Chinese Medicine in 2019, Guangdong Provincial R&D Program (No. 2020B1111100008), and the Innovation Team and Talents Cultivation Program of National Administration of Traditional Chinese Medicine (Grant No. ZYYCXTD-C-202004). The funders did not influence the study design, data collection, analysis, decision to publish, or manuscript preparation.

Acknowledgments

The authors acknowledge the support of the South China Research Center for Acupuncture and Moxibustion of Guangzhou University of Chinese Medicine. We thank all of the participants for their cooperation during the study.

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher's note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Supplementary material

The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fnbeh.2023.1163718/full#supplementary-material

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Keywords: acupuncture, posttraumatic stress disorder (PTSD), mechanism, review, animal and clinical studies

Citation: Tang X, Lin S, Fang D, Lin B, Yao L, Wang L, Xu Q, Lu L and Xu N (2023) Efficacy and underlying mechanisms of acupuncture therapy for PTSD: evidence from animal and clinical studies. Front. Behav. Neurosci. 17:1163718. doi: 10.3389/fnbeh.2023.1163718

Received: 14 February 2023; Accepted: 28 March 2023;
Published: 02 May 2023.

Edited by:

Serge Campeau, University of Colorado Boulder, United States

Reviewed by:

Shuai Cui, Anhui University of Chinese Medicine, China
Ming Zhang, Kunming Medical University, China

Copyright © 2023 Tang, Lin, Fang, Lin, Yao, Wang, Xu, Lu and Xu. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Nenggui Xu, ngxu8018@163.com; Liming Lu, lulimingleon@126.com

These authors have contributed equally to this work

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