- 1Department of Biomedical Engineering, Technion–Israel Institute of Technology, Haifa, Israel
- 2Graduate Program in Nanoscience and Nanotechnology, RBNI, Technion–Israel Institute of Technology, Haifa, Israel
In this short perspective, we explore the potential of leveraging electrostatic forces in the lungs to enhance pulmonary drug delivery methods and optimize drug delivery efficiency and therapeutic outcomes. Alongside conventional mechanisms such as diffusion, gravitational sedimentation, and impaction, we delve into electrostatic mechanisms, utilizing a non-dimensional analysis approach for insights into aerosol drug delivery. While often overlooked in inhalation therapy, our considerations emphasize the significance of electrostatic interactions on drug deposition, particularly in the deep lung, where, in the future, tailored electrostatic charges can strategically offer new possibilities for localized therapeutic effects for respiratory diseases.
Introduction
Inhaled aerosol therapy represents a cornerstone in treating respiratory conditions and diseases including asthma, chronic obstructive pulmonary disease (COPD), and cystic fibrosis (CF) to name a few (Laube, 2005; Stein and Thiel, 2017). Concurrently, beyond the delivery of inhaled medication for topical airway treatment, the lungs present a potent gateway for systemic delivery. Due to the high permeability of the thin alveolar-capillary barrier (∼1 µm thick) combined with the vast pulmonary surface area (on the order of ∼100 m2 in an adult), deposited molecules can be rapidly absorbed into the systemic circulation (Ji et al., 1995; Patton, 1996). Despite the clinical prevalence of inhalation therapy, pulmonary deposition efficiencies remain typically low (i.e., often <50% of a nominal dose inhaled), a reality that leads, for example, to over-compensation by administrating larger doses (de Boer et al., 2017; Choi et al., 2019). This situation is even more dire in young pediatric populations where deposition efficiencies can lie well below 10% using conventional inhalers (Amirav and Newhouse, 2012; Das et al., 2018). While the respiratory community has long recognized the pitfalls in the efficiency of inhalation therapy, understanding the transport dynamics of inhaled aerosols can help shed light on novel approaches to enhance deposition in targeted areas of the lungs while reducing superfluous deposition in undesired airway sites.
From an evolutionary perspective, the respiratory tract is well adapted to protect the delicate airway milieu from the deposition of undesired inhaled particulate matter (PM), e.g., airborne pathogens, smoke, debris, etc., via mucociliary clearance (King, 2006) and immune responses (Diamond et al., 2000), in conjunction with filtering occurring from the anatomic intricacies of the lungs (e.g., mouth-throat region). Most notably, the nasal cavities are highly efficient in screening and trapping coarse PM of ∼10 µm in diameter or larger (Schwab and Zenkel, 1998). In turn, pharmaceutical aerosols follow broad design recommendations within the size range of 1–5 µm for improved deposition in the peripheral airways (Darquenne, 2012). An often less recognized aspect lies in the tendency of off-the-shelf inhaler devices to accumulate high amounts of electrostatic charges on the generated airborne particles (Kwok and Chan, 2010), a phenomenon characterized by the electric charge
Although the effect of electrical charge has been recognized for nearly a century (Wilson, 1947), the discussion of electrostatic forces on inhaled aerosols is often overshadowed by the role of traditional deposition mechanisms (i.e., inertial impaction, gravitational sedimentation, Brownian diffusion). When electrical charges are indeed addressed, they are mostly alluded to as a source for additional losses in the extra-thoracic (e.g., mouth, throat) and upper respiratory airways (Cohen et al., 1995; Azhdarzadeh et al., 2014a; Azhdarzadeh et al., 2014b; Xi et al., 2014; Azhdarzadeh et al., 2015), thereby reducing the net dose available for effective treatment in the distal lungs. Since the electrostatic force
FIGURE 1. Schematic of the journey of an inhaled aerosol with mass
To date, the role of electrostatic forces on aerosol deposition in the distal lungs has received relatively little attention in either experiments or simulations (Bailey et al., 1998; Majid et al., 2012), with many questions remaining. In this short perspective, we first briefly revisit the physical underpinnings of electrostatic forces on inhaled aerosols and extract, via non-dimensional analysis, the relevant parameter spaces in which electrostatics appear to dominate aerosol deposition quickly. Furthermore, we discuss the potential of leveraging such electrostatic properties for improved pulmonary drug delivery and the outstanding engineering challenges to overcome in ultimately leveraging such effects. In a final step, we identify a number of clinical scenarios in which electrostatics effects deserve further consideration in inhalation therapy.
Electrostatics in off-the-shelf inhalers
In the realm of inhaler devices, a wide range of electric charges is observed, varying from single electrons, as seen in the case of nebulizers (Kwok and Chan, 2010), to several hundred electrons, such as in metered-dose inhalers (MDI) and Dry Powder Inhalers (DPI). For instance, a particle generated from DPI Pulmicort was estimated to carry approximately
Moreover, spacer devices, which play a pivotal role in enhancing MDI aerosol drug delivery, are found to be susceptible to the charged aerosols produced by MDIs. Spacers are predominantly constructed from non-conductive materials, leading to the accumulation of charges when handled by patients (Newman, 2004). These charges can interact with the highly charged aerosol produced by the MDI, potentially affecting drug output. Fortunately, effective solutions exist to mitigate this issue, including the use of conductive metal spacers (e.g., the Nebuchamber) (Janssens et al., 1999; Janssens et al., 2000), and the application of detergent or surfactant coatings (Waterer et al., 1998; Piérart et al., 1999; Kwok et al., 2006). These materials prevent the retention of charge concentrations, ultimately enhancing the efficiency of MDIs’ drug delivery.
It is important to note that there are various ways to adjust the mentioned inhalers to achieve desired aerosol charge levels. For MDIs, factors like propellant type (Kwok et al., 2005), water content (Chi Lip Kwok et al., 2008), drug formulation (Kwok and Chan, 2010), and inhaler components (Carter et al., 2011), influence charge levels. DPIs can be manipulated through component selection and particle surface properties (Amorphous vs Crystalline) (Bailey, 1993; Kwok and Chan, 2010), as well as Relative Humidity (RH) during storage and dispersion (Young et al., 2007; Kwok and Chan, 2008). Nebulizers exhibit charge modulation based on parameters such as temperature, pH, ionic content, and conductivity (Kwok and Chan, 2010; Yatsuzuka et al., 1994; Yatsuzuka et al., 1996; Vaaraslahti et al., 2002).
Particle dynamics and the electrostatic force
Various mechanistic forces act on an aerosol of diameter
Inhaled charged aerosol particles can interact with surrounding tissue and with one another. Notably, particles carrying similar charges exhibit more rapid dispersion of the droplet cloud (Balachandran et al., 1997). This behavior can be attributed to the fundamental principle of electrostatic repulsion between the aerosols and is referred to as “space charge” (Spc). This becomes particularly significant in environments with dense aerosol clouds characterized by high concentrations (>1012 particles/m³) and charge levels on the order of hundreds of electrons, as often used in industrial applications (Osman et al., 2015). However, it is important to note that this phenomenon is generally absent in the context of inhalation therapy due to notably lower aerosol concentrations. While it may occur near the device’s exit and within the mouth region, such phenomenon weakens considerably within the main respiratory tract. (Kwok et al., 2005). Hence, in the realm of aerosol deposition within the lungs, the primary electrostatic effect steams from the interaction between charged airborne particles and the lung tissue (Balachandran et al., 1997; Finlay, 2021).
While the airway surface epithelium typically maintains a negative charge, with ion transport regulating lung cell homeostasis (Zhao et al., 2022; Yeung et al., 2008), the electrical charge within human airways, from the perspective of an airborne particle, remains neutral (Kwok and Chan, 2010). Human mucus, composed of water, glycoproteins, and various molecules (Bansil and Turner, 2018) functions as a dielectric material, capable of storing electrical charge and responding to external electric fields, similar to liquid water. Although the electrical properties of both inflated and deflated lungs have been collectively measured (Sasaki et al., 2022), direct electrical measurements of tissue from the perspective of aerosol deposition remain unestablished. Techniques such as conductive atomic force microscopy (cAFM) could potentially verify tissue conductivity, but have never been reported, possibly due to the existence of robust in vivo data supporting the notion of electrostatic enhancement in deposition (Fraser and Hill, 1966; Biology, 1983; Prodi and Mularoni, 1985; Cohen et al., 1998; Kwok et al., 2021). The lung tissue exhibits an electrical conductivity and a dielectric constant (ε) similar to that of conducting saline water (Bailey et al., 1998). When a particle with charge
As a final remark, one must recognize that none of the forces acting on an inhaled airborne particle is specifically oriented to enhance airway deposition. For example, the gravitational force is directed toward the Earth’s center, diffusion involves a random walk and impaction depends on the particle’s flight trajectory (Hinds and Zhu, 2022). In contrast, electrostatic charge is at the source of the only mechanism that actively encourages a particle to deposit along its shortest trajectory to the airway surface (Bailey et al., 1998).
Non-dimensional analysis
Despite the above simplification to quantify the electrostatic force (i.e., induced image force), the particle transport equations (in Newton’s second law) nevertheless remain a challenging nonlinear second-order ordinary differential equation with no simple analytical solution. In turn, much research in the field has benefited from numerical approaches, most notably computational fluid dynamics (CFD) (Osman et al., 2015; Koullapis et al., 2016). Yet, much insight can be immediately gained via non-dimensional analysis in assessing the relative importance of each contributing force, as highlighted below.
We recall that the lungs encompass a complex multiscale problem, spanning approximately twenty or so bifurcating airway generations (z). At the trachea (z=0), the characteristic length
Following traditional dimensional analysis for airborne particle (Bailey, 1993), we recover four non-dimensional groups summarized in Table 1 (see Supplementary Material for further details), underlining impaction (Stk), sedimentation (H), diffusion (Pe), and electrostatics (Inc). We may assess their relative importance by plotting corresponding phase maps as a function of aerosol diameter and net electric charge for common inhalers across the lung regions (Swarbrick, 2006; Sznitman, 2013; Hofemeier and Sznitman, 2015), as shown in Figure 2. Distinct areas in the phase map highlight regions where one group dominates over the others, whereas lines between regions delineate when two groups have equal magnitude signifying the superimposition of their effects.
TABLE 1. Summary of the leading mechanisms contributing to aerosol deposition within the lungs, presented as non-dimensional numbers.
FIGURE 2. Phase maps depicting the leading dimensionless numbers (Stk, H, Pe−1 and Inc.) at various depths of the lungs: (A) bronchi, (B) bronchioles, and (C) in the acinus. The dimensionless numbers are plotted against units of elementary charge
Role of electrostatics in the conducting regions of the lungs
As a general rule, in the extrathoracic and upper airway regions of the lungs (Figure 2A) the main deposition mechanism for particles larger than 5 µm is often attributed to impaction (corresponding to large values of Stk). Nevertheless, sedimentation still plays a significant role for particles larger than approximately 1 µm in the main conducting airways. This phenomenon largely overshadows diffusion and electrostatic effects. However, for high amounts of charge (Bailey et al., 1998) or in the case of ultrafine particles (
In the small bronchioles, with the rapid decrease in airflow velocities the Stk number becomes less dominant than the gravity number H. Two interesting phenomena may be observed. Firstly, due to the smaller characteristic length
When considering airway sizes and anatomy, the case of pediatric patients is of particular relevance, where deposition efficiency (DE) is often underwhelming, with typical results reaching only around 30% of the provided dosage and dropping as low as 5% depending on age and condition (Schueepp et al., 2009). Recent reviews continue to highlight this issue (Amirav and Newhouse, 2012; Schüepp et al., 2004), pointing out the rule of thumb that “the younger the patient, the worse the targeting efficiency" (Oakes et al., 2023). Contrary to common intuition, smaller lungs in children do not imply weaker airflows, since children’s lungs have narrow airways (i.e., smaller cross-sectional areas) but faster breathing rates, leading to higher velocities (Das et al., 2018; Oakes et al., 2023; Oakes et al., 2018). We recall that
To the best of our knowledge, the smallest models used to explore electrostatic effects in vitro have been hollow casts of adult human airways that span down to the sixth generation (Cohen et al., 1998). For infants, despite the considerations we described, research has largely focused on the upper airways (Azhdarzadeh et al., 2014b) and the effect of neutralizing charge via spacers (Osman et al., 2015; Finlay, 2021), underlining the need for further research.
Role of electrostatics in the deep acinar regions
Gravitational sedimentation (H) and Brownian diffusion (
We recall that aerosols in the size range of 5–10 μm are mostly susceptible to deposition in proximal airway regions (i.e., extra-thoracic and upper airways), regardless of charge. Even for smaller particles, such as those between 1–5 μm, a substantial proportion will not successfully reach the deeper regions of the lungs without careful adjustment of inhalation flow rates (Koullapis et al., 2016; Heyder et al., 1986; Kleinstreuer et al., 2008; Kleinstreuer and Zhang, 2010; Islam et al., 2017). For example, the broad deposition efficiency of 2 μm particles is less than ∼15% in the acinar regions (Piérart et al., 1999; Prodi and Mularoni, 1985). Yet, such assessments are typically based on spherical particles and alternative particle shapes could be considered (Kleinstreuer et al., 2008; Kleinstreuer and Zhang, 2010; Islam et al., 2017). For example, long straight fibers align with the flow due to fluid shear stress, enabling them to penetrate deeper into the lungs than spherical particles with the same diameter as the fiber length (Asgharian and Yu, 1988; Harris and Timbrell, 1975). Fibers experience stronger drag forces that hinder gravitational sedimentation, leading to longer air retention compared to spherical particles of the same mass (Shachar-Berman et al., 2018). Asbestos fibers, for instance, with lengths of 50–200 μm, yield significant deposition in the alveolar space, causing a dramatic decline in health conditions (Timbrell, 1965; Donaldson et al., 1989; Kamp, 2009; Barlow et al., 2017; Tsuda et al., 2013; Stahlhofen et al., 1989; Velkov et al., 2015; Sznitman et al., 2016). In vivo, studies have shown that charged asbestos fibers exhibit much more acinar deposition than neutralized ones (Davis et al., 1988). Hence, the combination of fiber particles with electrostatics offers a potential strategy for targeted drug delivery to the acinar regions. This is particularly relevant for therapeutic agents, which when deposited in the upper airways, can cause important side effects. For instance, pentamidine, an effective antifungal medication used in chemotherapy, can only be prescribed to individuals allergic to alternatives due to its harmful side effects in the upper airways (Hofemeier and Sznitman, 2015; Ari and Fink, 2020). Such considerations embody the potential of combining shape and electrostatic charge to design airborne carriers tailored to reach the deep lungs.
As a final remark, we recall that the deep respiratory regions encompass ∼90% of the total lung volume (Knudsen and Ochs, 2018). Therefore, when examining the phase map in the acinar space (Figure 2C), it becomes even more striking that from a non-dimensional perspective the vast majority of the lung space is susceptible to electrostatic effects.
Conclusion
In this short perspective, we revisited the significance of electrostatics in inhalation therapy with special consideration to deposition in the distal regions of the lungs. Our non-dimensional analysis reveals the crucial importance of this mechanism, showing its potential for improved pulmonary delivery strategies. Until now, little attention has been paid to how electrostatic mechanisms alter aerosol deposition at the smallest scales of the lungs, while there has been extensive research on such phenomenon in the upper airways (Kwok and Chan, 2010). Most notably, the well-known ICPR reference curves entirely overlook the role of electrostatic and charge (ICRP, 1994). The quest to identify the electrostatic window of opportunity should inspire drug delivery researchers to engineer novel deposition strategies for both higher drug efficiency and targeted delivery within the lungs. Integrating charge as a key design parameter, alongside more traditional factors such as particle size, shape, characteristic airflow velocity, can provide a more comprehensive framework to enhance the current state of pulmonary drug delivery.
Data availability statement
The original contributions presented in the study are included in the article/Supplementary Material, further inquiries can be directed to the corresponding author.
Author contributions
RB: Conceptualization, Data curation, Formal Analysis, Investigation, Visualization, Writing–original draft. JS: Conceptualization, Funding acquisition, Methodology, Project administration, Supervision, Writing–original draft.
Funding
The author(s) declare financial support was received for the research, authorship, and/or publication of this article. This research was supported by the Israel Science Foundation (Grant no. 1840/21).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
The author(s) declared that they were an editorial board member of Frontiers, at the time of submission. This had no impact on the peer review process and the final decision.
Publisher’s note
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Supplementary material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fmede.2023.1298251/full#supplementary-material
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Keywords: electrostatic forces, drug delivery, pulmonary administration, respiratory medicine, charged aerosols
Citation: Bessler R and Sznitman J (2024) The potential of leveraging electrostatics for improved inhaled drug delivery to the lungs. Front. Med. Eng. 1:1298251. doi: 10.3389/fmede.2023.1298251
Received: 21 September 2023; Accepted: 28 December 2023;
Published: 15 January 2024.
Edited by:
Chiara Tonda-Turo, Polytechnic University of Turin, ItalyReviewed by:
Tim Corcoran, University of Pittsburgh, United StatesCopyright © 2024 Bessler and Sznitman. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Josué Sznitman, c3puaXRtYW5AYm0udGVjaG5pb24uYWMuaWw=