Olle ten Cate1*
Robert P. Favier2- 1Utrecht University Medical Center, Utrecht University, Utrecht, Netherlands
- 2IVC Evidensia, Utrecht, Netherlands
Transitions within medical, veterinarian, and other health professional training, from classroom to workplace, between undergraduate, postgraduate, fellowship phases, and to unsupervised clinical practice, are often stressful. Endeavors to alleviate inadequate connections between phases have typically focused on preparation of learners for a next phase. Yet, while some of these efforts show results, they cannot obliviate transitional gaps. If reformulated as ‘not completely ready to assume the expected responsibilities in the next phase’, transitions may reflect intrinsic problems in a training trajectory. Indeed, the nature of classroom teaching and even skills training for example, will never fully reflect the true context of clinical training. In various stages of clinical training, the supervision provided to trainees, particularly medical residents, has increased over the past decades. This addresses calls for enhanced patient safety, but may inadequately prepare trainees for unsupervised practice. Transitions often evolve around the question how much support or supervision incoming trainees or junior professionals require. We propose to consider receiving incoming trainees and new employees in clinical workplaces with a conversation about required supervision for discrete tasks, or entrustable professional activities (EPAs). EPAs lend themselves for the question: “At what level of supervision will you be able to carry out this task?”. This question can be answered by both the trainee or junior employee and the supervisor or employer and can lead to agreement about specified supervision for a defined period of time. We expect that this “supported autonomy tool” could alleviate stress and enhance continued development after transitions.
Introduction
Transitions in the health professions education (medical, veterinarian, and other health professions) have been a frequent topic of debate and research (1–6). These transitions are moments in which individuals experience discontinuity in their professional life space, forcing to respond by developing new behaviors or changing a life space in order to cope with the new situation (7). Significant transitions in the continuum of medical education include the step from classroom education to clinical training, from undergraduate to postgraduate training and from postgraduate training to unsupervised practice (8). Sometimes this implies a change in legal status. A license to practice after medical, veterinary, dental, nursing, or other health professions training comes along with more formal responsibilities and expectations, and so does postgraduate certification.
Over history, medical students and residents have often reported transitions from pre-clinical to clinical education and from training to unsupervised practice to be stressful (9–11). Even the transitions caused by short rotations within postgraduate medical training have been reported to be stressful, potentially harming personal wellbeing as well as patient safety (12). Similarly, in other health professions transitions have been reported to be stressful (13–16). The causes of stress regard not only physiological and practical needs that must be addressed, but also new health care practice, community, role, responsibilities and level of autonomy, all recently summarized in a model named “Bates' hierarchy of contextual competence” (13). New-to-setting nurses can experience a tremendous amount of stress, feeling frustrated, lost, or angry (14). Veterinary graduates, licensed for independent practice, do not always feel ready for practice, which causes stress (15), and program directors in surgery have been reported to observe gaps in trainee preparedness for residency or for fellowship (16).
While accurate historical comparisons are hard, there are some indications that postgraduate trainees have become less prepared for practice across the past decades. This may be a side effect of efforts to increase patient safety in teaching hospitals. Both supervision and number of trainees have increased, while duty hours and trainees' autonomy have decreased (17). This has, no doubt, increased patient safety in teaching hospitals. However, in the US and likely in other countries, many tasks and activities in previous decades done by residents are now routinely done by attendings, leaving residents with less experience and creating bigger transitional gaps when unsupervised practices commences (17–19). Transitions to postgraduate medical training or practice can lead to stress, burnout, switches or termination of education, and leaving the profession (20–22).
It can be argued that transitions have both an affective, emotional component and a cognitive and psychomotor component.
Transitions and the Affective, Emotional Component: The Impostor Phenomenon
Emotions resulting from transitions can be seen as an impostor phenomenon (IP). The word imposter is defined as “one who assumes a false character, or passes himself off as some one other than he really is” (23). It explains the impostor phenomenon: “the persistent inability to believe that one's success is deserved or has been legitimately achieved as a result of one's own efforts or skills” (23). A substantial percentage of medical students and residents seem to experience IP (24, 25) unrelated to their actual competence (26). While most IP studies focus on associations with gender, self-esteem, comorbidities and treatment, some studies show a decrease with age (24). A transition to a new context, with unknown colleagues and unfamiliar routines, particularly after completion of training, or with a new license or certification, imposes expectations that may feel uncomfortable, and particularly if that context includes more experienced colleagues (27). It is unsurprising that new team members experience at least a temporary imposter phenomenon, and fear the moment that they can no longer mask their “incompetence”, an emotion that may fade over time. Emotional support directly after transitions may be warranted. The phenomenon becomes a syndrome if it persists unduly for a long time.
Transitions and the Cognitive and Psychomotor Component: Transfer of Learning and the Zone of Proximal Development
Two theory-based perspectives may shed light on the cognitive and psychomotor component of transitioning to a new context. One stems from the concept of “transfer”, and one is the concept of “zone of proximal development”. Transfer relates to the ability to apply what was learned in one context (classroom, or a specific working context) in a different context. Transfer is a core purpose of education, but the extent to which transfer happens, can be enhanced, or can be predicted has been a topic of debate (28). Transitions in health professions education usually imply transfer of what was learned when a change of context occurs. Recently, fuelled by COVID-19, a call for a redefinition of medical competence voiced the proposal to include 'capability' (or adaptive expertise; the ability to adapt to new contexts and challenges), rather than just fixed competencies (29, 30). This requires transfer. Salomon and colleagues introduced the distinction between near and far transfer (between very similar or dissimilar contexts), and low road and high road transfer (requiring little or large mental effort and mindful abstraction of principles that can be applied in a different context than learned). Far, high road transfer is not impossible, but cannot always be assumed to happen, and transfer depends on the 'distance' or similarity between contexts (31). To prepare learners for transfer, practicing in various contexts, avoiding rote learning and stimulating understanding, deliberate practice and mindful abstraction of concepts has been recommended, (32) but if new contexts or tasks differ substantially from the context of learning or tasks learned, transfer can simply not be assumed to happen. While adequate unsupervised performance in a similar but new context by qualified individuals may be expected to some extent, but there is a limitation to distance between familiar and unfamiliar contexts in which this will be successful. Vygotsky defined the Zone of Proximal Development for learners as “the distance between one's actual developmental level as determined by independent problem solving and the level of potential development as determined through problem solving under adult guidance or in collaboration with more capable peers (p86)” (33). In other words, transitions that imply such transfer, even within that space, require some external support or supervision.
The Role of Entrustable Professional Activities
While entrustable professional activities (EPAs) were proposed to define the activities postgraduate trainees should be able to be entrusted with before completion of training, and thus marking the transition to unsupervised practice (34), they have also been conceived to ease other transitions, such as from undergraduate to postgraduate medical education (35, 36) which seems effective (37). EPAs, as units of professional practice (tasks) that may be entrusted to a learner to execute unsupervised, once they have demonstrated the required competence (38), can facilitate transitions in three ways. One way is the provision of clarity of expectations of tasks that learners will face after a training period. The second facilitating factor is that qualifications for the unsupervised practice of various relevant EPAs do not come all at once at the same time. EPAs can stimulate a gradual increase of clinical responsibilities and autonomy, one by one, as soon as a learner is ready to bear the responsibility for those respective EPAs; each on their own time. Finally, with EPAs the transfer of responsibility is not just a matter of all or none; responsibility is translated in decreasing levels of supervision (direct, indirect, distant or no supervision).
Easing Transitions Before and After the Fact
Much of the efforts of decreasing transitional problems for students has been put at the front-end of the transition (39). The preparation of students for anticipated transitions has dealt with focused clinical skills training, capstone courses (40) and curricular integrations, in particular vertical integration (41). Vertical integration prioritizes terminal objectives of a program in early curricular phases, such as teaching basic sciences from the perspective of patient care, but also building a gradual increase of clinical responsibilities through legitimate peripheral participation of juniors in a community of practice (42, 43). However, even with maximum preparation, transitions will always confront learners with a new context and the need to adapt.
After transitions educators usually have no influence on mitigating transitional difficulties. In some cases, employers, with no educational mission, must deal with deficiencies that become visible after the transition (15). Orientation or induction periods for new employees can help, but the educational commitment is limited. Educational handovers (providing information about a learner's past performance for a next context) has been suggested to improve transitions, but is a sensitive topic of debate (44). While qualified professionals are assumed to be ready for the tasks they have been trained in, the need for supervision after transitions is increasingly acknowledged. As education should include continuous professional development (45, 46), it is a sensible idea to look at what receiving phases can do to alleviate problems of transitions. Ilgen et al. have stressed the need for supervision in an early autonomy phase when unsupervised practice comes along with uncertainty and called this “supported independence” (47). Transitions often evolve around the question how much support or supervision incoming trainees or junior professionals require (15, 48, 49).
Supervision for EPAs After Formal Qualification
Becoming qualified and permitted to perform EPAs with indirect or no supervision requires a decision that, until recently, was made implicitly and formalized with the completion of training or the awarding of a license to practice. With the advent of EPAs and individualized training programs, programs and their clinical competency committees make formal decisions, or statements of awarded responsibility (STARs) about EPAs, granting more autonomy to trainees, before the end of their training (50, 51). The most salient decision is to qualify a trainee ready for unsupervised practice. The practice of granting this qualification has fueled questions of generality. If, for example, a gynecology program, during one rotation in one hospital, would provide this STAR-testimony for the EPA “uncomplicated child delivery”, should other hospitals accept this STAR or not? If a community hospital has carefully made such a summative entrustment decision, can or should a tertiary university hospital in a next rotation count on that qualification and withhold supervision? We believe that a check of applicability of this qualification in every new context is warranted, whether within the training period or in a new employment environment. That check may be short, but can also lead a decision to provide a period of supervision. While all recommendations to define an EPA stress that it is important to provide full clarity of what the activity entails (with specifications and limitations) (52), context-dependent disparities may remain (13). In addition, the recommended full description of EPAs includes an expiration date (52). Critical EPAs that have not been practiced for years, may require renewed supervision, for example when a senior clinician is asked to run a night shift to replace a senior resident and is expected to perform tasks that were once familiar but not anymore.
A Practical Proposal to Monitor Supervision Requirements Upon Transitions
A new trainee or new employee, embarking on a clinical rotation, a residency or a new job in a less familiar context may use the framework of EPAs to discuss with their new supervisor or employer what will be reasonable expectations for the initial phase. We envision EPAs as a mechanism to make the expectations of trainee and supervisor or employer within a new context explicit. These expectations may be framed as desired (or required) levels of supervision. The dialogue in the first day after the transition can focus on a list of EPAs, with the question, for each, how much supervision the new trainee or employee desires or expects. An agreement may arise after negotiation. Such dialogue is likely to alleviate uncomfortable feelings and stress, caused by a lack of clarity of expectations. It can also stimulate a learning curve of the trainee, inspired by a restricted time of supervision for EPAs that should have actually been mastered before.
Figure 1 shows an example of this approach, inspired by a current study among veterinarians after graduation, who start with an appointment at an emergency veterinary clinic. The study currently investigates the effects of job clarification with EPAs on job satisfaction, stress, mental wellbeing, and attrition among new employees in such clinics in the Netherlands.1
Figure 1. Proposed tool to manage supervision after transition (example from veterinary medicine).
This approach aligns well with the recommendations to “encourage progressive independence by offering a sliding scale of decreasing supervision alongside demonstrating increasing trust (both globally and for specific tasks)” and to “make postgraduate trainees aware of the psychological impact of actual responsibility (including the process of their own identity formation) once they move up a level of training or into consultancy” (39).
Discussion
Our proposal requires application, monitoring, and validation in practice, with adequate research designs. Several questions may be addressed in such studies. One question, for instance, is how well new trainees or employees are able to evaluate their own competence. Self-assessment is difficult (53). The so-called Dunning-Kruger effect suggests that high performers generally under-estimate themselves, while low performers over-estimate themselves (54). Recently, critics have pointed at a misinterpreted statistical regression that would explain Dunning-Kruger as an artifact (55), but even if so, self-assessment remains difficult without reliable feedback. The approach we propose, however, could correct wrong self-images in practice, and help to recalibrate self-reported competence and improve self-assessment.
Another construct to measure is self-efficacy. Self-efficacy for professional tasks (EPAs) is known to correlate with job satisfaction (56) and is fed, according to Bandura's theory, by the experience of successes, adequate verbal feedback, and vicarious experience (57). The mere presence of someone you can turn to for confirmation, questions and feedback, a supervisor, in an early phase in a new work environment can be critical to managing stressful situations.
Our expectation is that a focus on expected supervision for well described tasks after transition will help to alleviate the uncomfortable feelings and stress, caused by working in a less familiar environment, because it provides clarity and grip on this environment by making expectations explicit. If requests for supervision were foreseen in a signed document, that provision is likely to lower the threshold of asking for supervision.
As educational programs in the health professions are increasingly organized by entrustable professional activities, these units of professional practice lend themselves for the question after graduation: “At what level of supervision will you be able to carry out this task?”. This question can be answered by both trainee or employee (depending on the next career stage) and supervisor or employer and can even lead to an agreement about supervision for a defined period of time. We expect this approach to alleviate stress and enhance continued development after transitions. In addition, a feedback-loop mechanism may be created to inform a prior educational program about the general preparedness of learners in new contexts. This will require a reporting mechanism, probably aggregated across multiple individuals and with confidentiality conditions, but it would potentially be a great educational quality improvement method.
Following Ilgen et al. (46) and Sawatsky et al. (58), the document could be called a “supported autotomy tool”, as an instrument of self-determination, that could be added to a professional's personal dynamic portfolio across a life time (45). While in early phases educational handovers are a responsibility of teachers and the institution, this tool is owned by the individual to remind to reflect on one's own developing competence and occasional need for support in new contexts.
Data Availability Statement
The original contributions presented in the study are included in the article/supplementary material, further inquiries can be directed to the corresponding author/s.
Author Contributions
The conceptual idea for te approach described in this paper was from RF. The first draft of the manuscript was written by OtC. Several iterations of the manuscript were reviewed, commented and redacted by both authors. Both authors contributed to the article and approved the submitted version.
Funding
Utrecht University Open Access Fund has covered the author processing costs.
Conflict of Interest
RF was employed by IVC Evidensia.
The remaining author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher's Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Footnotes
1. ^Favier RP, Bok HGJ, Ramaekers SPJ, ten Cate O. Task clarification and wellbeing in veterinary emergency care: a survey study of the effects of reframing the work as EPAs with desired supervision levels. Report in preparation.
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Keywords: supervision, transitions, entrustable professional activities, entrustment decisions, self-assessment
Citation: ten Cate O and Favier RP (2022) Approaching Training-Practice Gaps After the Transition: A Practice Proposal for Supervision After Training. Front. Med. 9:881274. doi: 10.3389/fmed.2022.881274
Received: 22 February 2022; Accepted: 07 April 2022;
Published: 06 May 2022.
Edited by:
Kent Hecker, University of Calgary, CanadaReviewed by:
Nurhanis Syazni Roslan, Universiti Sains Malaysia Health Campus, MalaysiaCopyright © 2022 ten Cate and Favier. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Olle ten Cate, dC5qLnRlbmNhdGUmI3gwMDA0MDt1bWN1dHJlY2h0Lm5s