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ORIGINAL RESEARCH article

Front. Med., 13 May 2022
Sec. Intensive Care Medicine and Anesthesiology
This article is part of the Research Topic Infections in the Intensive Care Unit View all 17 articles

Salivary Alpha Amylase Bronchial Measure for Early Aspiration Pneumonia Diagnosis in Patients Treated With Therapeutic Hypothermia After Out-of-hospital Cardiac Arrest

\nAnis MoussaliAnis Moussali1Emi CauchoisEmi Cauchois1Julien CarvelliJulien Carvelli1Sami Hraeich,Sami Hraeich2,3Fouad BouzanaFouad Bouzana1Audrey LesauxAudrey Lesaux1Mohamed Boucekine,Mohamed Boucekine3,4Amandine BichonAmandine Bichon1Marc Gainnier,Marc Gainnier1,5Julien Fromonot,Julien Fromonot5,6Jeremy Bourenne,
Jeremy Bourenne1,5*
  • 1Réanimation des Urgences, Timone University Hospital APHM, Marseille, France
  • 2Réanimation des Détresses Respiratoires et Infections Sévères, North University Hospital APHM, Marseille, France
  • 3Aix-Marseille University, School of Medicine—La Timone, EA 3279: CEReSS—Health Service Research and Quality of Life Center, Marseille, France
  • 4Department of Clinical Research and Innovation, Support Unit for Clinical Research and Economic Evaluation, Assistance Publique—Hôpitaux de Marseille, Marseille, France
  • 5Aix Marseille University, INSERM, INRAE, C2VN, Marseille, France
  • 6Laboratory of Biochemistry, Timone University Hospital APHM, Marseille, France

Background: Aspiration pneumonia is the most common respiratory complication following out-of-hospital cardiac arrests (OHCA). Alpha-amylase (α-amylase) in pulmonary secretions is a biomarker of interest in detecting inhalation. The main goal of this study is to evaluate the performance of bronchoalveolar levels of α-amylase in early diagnosis of aspiration pneumonia, in patients admitted to intensive care unit (ICU) after OHCA.

Methods: This is a prospective single-center trial, led during 5 years (July 2015 to September 2020). We included patients admitted to ICU after OHCA. A protected specimen bronchial brushing and a mini-bronchoalveolar lavage (mini-BAL) were collected during the first 6 h after admission. Dosage of bronchial α-amylase and standard bacterial analysis were performed. Investigators confirmed pneumonia diagnosis using clinical, radiological, and microbiological criteria. Every patient underwent targeted temperature management.

Results: 88 patients were included. The 34% (30 patients) developed aspiration pneumonia within 5 days following admission. The 55% (17) of pneumonias occurred during the first 48 h. The 57% of the patients received a prophylactic antibiotic treatment on their admission day. ICU mortality was 50%. Median value of bronchial α-amylase did not differ whether patients had aspiration pneumonia (15 [0–94]) or not (3 [0–61], p = 0,157). Values were significantly different concerning early-onset pneumonia (within 48 h) [19 (7–297) vs. 3 (0–82), p = 0,047]. If one or more microorganisms were detected in the initial mini-BAL, median value of α-amylase was significantly higher [25 (2–230)] than in sterile cultures (2 [0–43], p = 0,007). With an 8.5 IU/L cut-point, sensitivity and specificity of α-amylase value for predicting aspiration pneumonia during the first 2 days were respectively 74 and 62%. True positive and negative rates were respectively 44 and 86%. The area under the ROC curve was 0,654 (CI 95%; 0,524–0,785). Mechanical ventilation duration, length of ICU stay, and mortality were similar in both groups.

Conclusion: In our study, dosage of bronchial α-amylase was not useful in predicting aspiration pneumonia within the first 5 days after ICU admission for OHCA. Performance in predicting early-onset pneumonia was moderate.

Introduction

Out-of-hospital cardiac arrest (OHCA) is a frequent cause of ICU admission. Management of OHCA is clearly defined in specific guidelines (1). The high incidence rate of subsequent infectious complications is described in the literature (2, 3). Aspiration pneumonia is the most common complication, as a result of inhalation mechanisms during the early phase of CA and during cardio-pulmonary resuscitation (CPR) (4). Prophylactic antibiotic treatment is frequently initiated although benefit on mortality or neurological outcome has never been demonstrated (57). The recent work from François et al. (7) showed that prophylactic antibiotic treatment with amoxicillin-clavulanate in ICU patients after OHCA resulted in a lower incidence of infectious pneumonias. However, it had no effect on length of ICU stay, ventilator-free days, or mortality. Moreover, antibiotic overuse or misuse is a contributing factor to the spread of multidrug-resistant bacteria (8, 9). This issue should encourage judicious and proper use of antibiotics. The identification of a sensitive and specific biomarker for predicting aspiration pneumonia after OHCA seams necessary.

Alpha-amylase (α-amylase) is the major digestive enzyme in saliva (10). Its detection in bronchial secretions could be a marker of interest in aspiration pneumonia. Data suggests that elevated bronchial α-amylase value is associated with ventilator-associated pneumonia (VAP) (11). Samanta et al. (12) showed that mini bronchoalveolar lavage α-amylase concentrations increase in patients with VAP.

However, there is no data concerning the interest of bronchial α-amylase dosage in predicting the risk of developing aspiration pneumonia post-OHCA resuscitation.

The aim of this study is to determine the interest of bronchial α-amylase dosage in the early diagnosis of aspiration pneumonia, in ICU patients after resuscitation of OHCA.

Materials and Methods

Study Design

This is a prospective, observational study, conducted in an adult ICU in the University Hospital of Marseille (APHM, France), during a 5-year period (from July 2015 to September 2020).

Patients

All adult patients admitted to ICU following OHCA (cardiac or respiratory etiology) were included. Targeted temperature management (TTM) was applied during the first 24 h, with continuous sedation and neuromuscular blockade. Exclusion criteria were patients under 18 years old, patients concerned by withdrawal of life-sustaining treatment decisions taken within a few hours after admission, and patients who died during the first 48 h after admission.

Alpha-Amylase and Bronchial Sampling

A respiratory sampling was collected within the first 6 h after admission, using a protected specimen bronchial brushing (Combicath®, Prodimed) following a standardized procedure. This technique consists in inserting the device in the endotracheal tube until feeling it stop, then removing the spacer to allow the catheter to extend. A mini-bronchoalveolar lavage (mini-BAL) is then performed by injecting 40 mL of 0.9% saline solution, immediately aspirated using a sterile syringe. The sample collected was then transferred into 2 distinct sterile tubes, and immediately sent for biochemical and bacteriological analysis.

α-amylase dosage in the bronchial sampling was performed 24/7 in the biochemistry laboratory using a colorimetric enzymatic assay according to the International Federation of Clinical Chemistry (IFCC) recommendations (13). The α-amylase activity was detected without distinction of salivary or pancreatic isoforms. Bacteriological analysis and culture were performed on the same sample.

Diagnosis and Treatment of Aspiration Pneumonia

Aspiration pneumonia was confirmed by the investigators retrospectively. According to the European Society of Intensive Care Medicine (ESCIM) (14) and the Infectious Disease Society of America/American Thoracic Society (IDSA/ATS) guidelines (15), required criteria were hyperleukocytosis > 10,000/μL or leukopenia <4,500/μL, presence of new or progressive radiological infiltrate or consolidation, associated with microbiologic confirmation in the respiratory sampling. Detection of mixed oral flora in the respiratory fluid was considered as a microbiologic confirmation of aspiration pneumonia in our study. Patients had to meet all 3 types of criteria (clinical, radiological, and microbiologic). Early-onset aspiration pneumonia was defined as pneumonia occurring during the 48 h following admission. Fever or hypothermia were not considered as diagnosis criteria, because of TTM influence on body temperature. Antibiotic treatment was left to physician discretion based on clinical arguments. No selective digestive decontamination or prophylactic antibiotic was realized. Only curative treatment was initiated by ampicillin-clavulanic acid, gentamicin was added if patient presented septic shock. The duration of treatment was 48 h without microbiological data or 5 days with microbiological data.

Data Collection

Following data was collected during the first 3 days after admission and until day 5: OHCA characteristics (no flow and low flow time, cause), hemodynamic (heart rate, blood pressure, daily urine output, catecholamine use and dose) and respiratory variables (ventilator parameters, ratio of arterial oxygen pressure and fraction of inspired oxygen (P/F) several times a day), and body temperature. Microbiologic results, severity scores SOFA an SAPS2, as well as biochemistry results were collected (white blood cell count, procalcitonin (PCT), arterial blood gas analysis, arterial lactate, serum troponin at admission, H+6, and H+12). We also documented all the procedures underwent by patients: coronary angiography, pericardial drainage, extracorporeal life support, anti-infective treatments. The occurrence of post-cardiac arrest syndrome with myocardial and/or microcirculatory dysfunction was specified. Complications such as multiple organ failure, additional cardiac arrest, hemorrhagic shock, required renal replacement therapy (RRT) or prone position were collected. For each patient, the length of mechanical ventilation and ICU stay, as well as mortality rate were collected.

Statistical Analysis

Qualitative variables, resumed by counts and percentages, are compared using Khi2 or Fisher exact test. Quantitative values are presented with medians and interquartile ranges (IQR). They are compared using Mann and Whitney test. Sensitivity, specificity, and predictive values of α-amylase were determined. La ROC (Receiver Operating Characteristic) curve was established to determine the best cut-point value for predicting aspiration pneumonia. We used SPSS software version 20 for statistical analysis. The threshold for statistical significance was defined for p < 0.05. The number of needed was calculated on the only value reported a threshold of 125 IU/ml to predict the risk of aspiration pneumonia. If we assume a difference of 20 ± 30 IU/ml, 37 subjects per group would be necessary with a power of 80% and an alpha risk of 5%, i.e., 64 subjects. Hundred patients will be included to overcome any inclusion problem.

Ethical Considerations

This study was accepted by the Committee for the Protection of Persons of Marseille (N°2016A0119744AEC). The Commission on Data Processing and Freedom was notified (N° CNIL1994062v0). The study was registered in the Clinical Trial database (NCT 03007862). All patients or relatives received an information note, and a written consent was obtained.

Results

Population

From July 2015 to September 2020, 88 patients were included. Clinical and biological data, as well as treatments received are presented in Table 1. Cardiac disease (arterial coronary disease, arrhythmia, pulmonary embolism) was the predominant cause of OHCA (61%). Hypoxia was found in 26% of the situations. Median no flow time was 2 mins (IQR 0–10), and median low flow time was 15 mins (IQR 10–20). A coronary angiography was performed immediately after admission in 47% of cases. 57% of patients received prophylactic antibiotic treatment on their admission day. Among them, 50% received amoxicillin/clavulanic acid and 34% received a combination of amoxicillin/clavulanic acid—gentamicin. Median maximal temperature on day 1 was 36°C (IQR 35–37). Post-cardiac arrest syndrome with hemodynamic dysfunction occurred in 25% (n = 22 patients) of cases on day 1, 21% (n = 9 patients) on day 3. ICU mortality rate was 50% (Table 2).

TABLE 1
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Table 1. Clinical characteristics of patients at Intensive Care Unit (ICU) admission.

TABLE 2
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Table 2. Evolution of patients' clinical characteristics from day 1 to 3.

Aspiration Pneumonia

After clinical, radiological, and bacteriological data analysis, aspiration pneumonia diagnosis within the first 5 days was established for 30 patients (34%). The 17 (56%) pneumonias occurred during the first 48 h.

We found no significant difference concerning α-amylase value in the mini-BAL between the two groups, with and without pneumonia [3 (0–60) vs. 15 (0–130)—p = 0,157—Figure 1].

FIGURE 1
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Figure 1. α-amylase levels in mini-BAL at admission and aspiration pneumonia represented by box plot 25–75: 0: no aspiration pneumonia; 1: apiration pneumonia [3 (0–61) vs. 15 (0–94) p = 0.157].

However, we found a significant difference concerning bronchial α-amylase values between patients who developed early aspiration pneumonia (≤48 h—n = 17) and the others [19 (7–297) vs. 3 (0–82)—p = 0,047—Figure 2].

FIGURE 2
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Figure 2. α-amylase levels in mini-BAL at admission and early aspiration pneumonia (within the first 48 h) represented by box plot: 0: no early aspiration pneumonia; 1: early apiration pneumonia [19 (7–297) vs. 3 (0–82)—p = 0.047].

The area under the curve (AUC) was 0.591 (CI 95%: 0.464–0.717) (Figure 3). For an 8.1 IU/L cut-point, the sensitivity and the specificity of α-amylase for predicting aspiration pneumonia within the first 5 days were respectively 63% (CI 95%: 44–80) and 62% (CI 95%: 48–74). True and false positive rates (TPR and FPR) were respectively 46% (CI 95%: 31–62) and 77% (CI 95%: 62–87).

FIGURE 3
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Figure 3. ROC curve: Diagnostic ability of α-amylase level to predict aspiration pneumonia occurrence within 5 days following OHCA admission. AUC = 0.591 (CI 95%: 0.464–0.717); Positive LR = 1.67 (CI 95%: 1.1–2.6); Negative LR = 0.59 (CI 95 %: 0.4–1.0).

Using the same α-amylase cut-point, values of sensitivity/specificity/TPR/FPR for predicting early aspiration pneumonia (48 h—n = 17) were respectively 76.5% (CI 95%: 50.1-−93.2), 61% (CI 95%: 48.3–72), 32% (CI 95%: 24–41), and 91.5 % (IC 95%: 81.7–96), with an AUC of 0,653 (CI 95%: 0,524-−0,785) (Figure 4).

FIGURE 4
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Figure 4. ROC curve: Diagnostic ability of α-amylase level to predict aspiration pneumonia occurrence within 48 h following OHCA admission. AUC = 0.653 (CI 95%: 0.524–0.0.785); Positive LR = 1.94 (CI 95%: 1.3–2.9); Negative LR = 0.39 (CI 95 %: 0.2–0.9).

Aspiration pneumonia occurrence did not significantly impact median mechanical ventilation duration (5 days, IQR: 3–8), ICU stay (6 days, IQR: 4–9), or ICU mortality (44 patients-−50%).

Microbiologic Data

Table 3 shows the different microorganisms identified. The most common was Staphylococcus aureus (29%), followed by Haemophilus influenza (13%), and Streptococcus pneumonia (10%). Mixed oral flora was found in 26% of our samplings.

TABLE 3
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Table 3. Microbial identification in ICU admission bronchial sampling.

If one or more microorganisms were identified in the admission mini-BAL, the median α-amylase value (25 IU/L [IQR: 2–230]) was significantly higher than if a sterile culture was reported (2 IU/L [IQR: 0–43]—p < 0.01).

Discussion

In this study, with a cut-point of 8.5 IU/L, α-amylase sensitivity and specificity to predict aspiration pneumonia within the first 5 days were, respectively 63 and 62%. TPR and FPR were respectively 46 and 77%. Rates were more efficient for predicting early aspiration pneumonia, with sensitivity, specificity, TPR, and FPR of respectively 76.5, 61, 32, and 91.5%. Our results suggest that bronchial α-amylase dosage is of moderate interest for predicting aspiration pneumonia after OHCA. However, interesting characteristics can be provided by α-amylase value, as demonstrated by a certain number of findings (11, 12, 14). Our work is the first to study bronchial α-amylase value in this specific context.

General characteristics of patients, causes of OHCA, length of stay, and mortality are in line with current data (5, 7, 16). Global management of such patients, including TTM, follows updated guidelines (1). Microbiologic results were similar to those found in patients admitted to ICU following cardiac arrest (3, 5).

In our study, aspiration pneumonia prevalence was 34%, consistent with recent results. The large variability of criteria used to define infectious pneumonia in the literature is somewhat responsible for a significant heterogeneity of prevalence, ranging from 22 to 61% (3, 7, 16). We decided to use both clinical and radiological criteria, and to consider pneumonia only if bacterial culture was proven within 5 days. Such restrictive conditions may explain the relatively low prevalence found. We did not consider the occurrence of fever or hypothermia because of the confounding factor of TTM, as well as the high incidence of hyperthermia on the following days of OHCA (17, 18). The common initiation of prophylactic antibiotic treatment on admission day (57% in our study) may also explain the lowered prevalence of microbiologic proof of pneumonia.

In the specific context of OHCA, the difference between aspiration pneumonia and ventilator-associated pneumonia (VAP) can lead to a certain confusion. Aspiration pneumonia is defined as the inhalation of either oropharyngeal or gastric contents into the lower respiratory tract. Acid gastric content can cause “chemical” injury, followed by an inflammatory pulmonary response, and eventually an infection (19). When infected secretions are the content of inhalation, they directly result in the infectious process. These two mechanisms are often involved. VAP is defined as pneumonia occurring more than 48 h after intubation and mechanical ventilation. Despite the protective role of the endotracheal tube, micro-aspirations occur and develop VAP (20). Even though these two mechanisms differ and are difficult to distinguish, the underlying physiopathology is similar.

The threshold of 8.5 IU/L identified in our work is lower than values reported in other studies. Samanta et al. (12) worked on bronchial α-amylase values in 151 patients undergoing mechanical ventilation, with suspected VAP. α-amylase concentration was significantly higher in patients with confirmed VAP. It was associated with the presence and number of inhalation risk factors. The 130 IU/L as cut-point had a sensitivity of 84% and a specificity of 67% for predicting VAP occurrence in patients with at least one risk factor of inhalation. The retrospective study of Weiss et al. (11) showed similar results. α-amylase dosage was performed on a blind or endoscopy-guided BAL. Ge-Ping Qu et al. (21) included 147 patients and reported that α-amylase concentration in tracheal samples of intubated patients was a good predictive value for VAP occurrence, with a sensitivity of 80% and a specificity of 79% (AUC 0.813) with a 4,681.5 IU/L threshold. The different sampling methods may explain the large variation of values described.

The population studied in our study may also explain the low median α-amylase value found. Our work focused on patients admitted to ICU after OHCA. In this specific context, inhalation can occur at the time of the cardiac arrest, following the loss of protective reflexes in the airway. Life support techniques (chest compression, mask ventilation) may also favor inhalation, until orotracheal intubation. This period is limited because intubation delay ranges from 10 to 20 mins following OHCA. Other studies focus on ICU patients, undergoing mechanical ventilation since a few days (11, 12, 21). Micro-inhalation events could also explain higher α-amylase values in those patients. Early dosage (within the first 6 h after admission) in our work also accounts for our lower values.

To our knowledge, there is no gold-standard technique to assess aspiration pneumonia. Numerous biomarkers of aspiration have been studied in patients undergoing mechanical ventilation or spontaneously breathing. All of them are of limited use in daily clinical practice. Pepsin is a powerful gastric enzyme. As it attests only gastric content, and poorly reflects oropharyngeal content, its interest remains incomplete (22, 23). Bile acid detection in tracheal samplings has also been studied, in small populations (24). Serum PCT validity in distinguishing bacterial and aspiration pneumonias is not yet proven (25). In the specific context of cardiac arrest, no biomarker seems adequate to predict aspiration pneumonia. α-amylase bears interesting characteristics: quantitative dosage is simple, of rapid response (a few hours), and inexpensive. Along with other clinical, biological, and radiological criteria, α-amylase dosage could help physicians decide when to initiate an antibiotic therapy.

The interest of prophylactic antibiotic therapy in preventing aspiration pneumonia is still debated (57, 16). In a controlled, randomized clinical trial, François et al. (7) studied the impact of a prophylactic treatment by amoxicillin-clavulanate during 2 days in patients admitted following OHCA with shockable rhythms. Patients' characteristics, management, and overall incidence of aspiration pneumonias were comparable with our study. Incidence of aspiration pneumonia at day 5 was lower in the treated group compared to the placebo group. Mechanical ventilation duration, ICU length of say, and mortality at day 28 did not differ. In our work, occurrence of aspiration pneumonia did not influence these outcomes either.

Our study has inherent limitations. The monocentric design and the small number of patients are undeniable. The population of interest is specific, and results may not be generalized to all suspected aspiration pneumonias in ICU patients. The lack of a gold-standard technique to assess aspiration pneumonia does not allow the comparison of our results. Despite a standardized sampling protocol, an inter-operator variability remains possible.

Conclusion

Bronchial α-amylase value is not an effective biomarker for predicting aspiration pneumonia during the first 5 days following ICU admission after OHCA. The performances of this biomarker were higher but still insufficient for predicting early aspiration pneumonia (inferior to 48H). A systematic prophylactic treatment by amoxicillin-clavulanate during 2 days after ICU admission seems to be the better strategy.

Data Availability Statement

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

Ethics Statement

The studies involving human participants were reviewed and approved by Centre de protection des personnes sud méditérannée. The patients/participants provided their written informed consent to participate in this study.

Author Contributions

JB and MG were responsible for study concept and design. AM, JB, JC, MG, FB, AL, SH, EC, AB, and JF were responsible for the acquisition, analysis, or interpretation of data. JB, EC, and AM were responsible for drafting the manuscript. MB and AM were responsible for statistical analysis. All authors had full access to all the data in the study, take responsibility for the integrity of the data and the accuracy of the data analysis, interpreted the findings, contributed to writing the manuscript, and approved the final version for publication.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher's Note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

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Keywords: cardiac arrest, alpha-amylase, aspiration pneumonia, acute lung injury, antibiotics

Citation: Moussali A, Cauchois E, Carvelli J, Hraeich S, Bouzana F, Lesaux A, Boucekine M, Bichon A, Gainnier M, Fromonot J and Bourenne J (2022) Salivary Alpha Amylase Bronchial Measure for Early Aspiration Pneumonia Diagnosis in Patients Treated With Therapeutic Hypothermia After Out-of-hospital Cardiac Arrest. Front. Med. 9:880803. doi: 10.3389/fmed.2022.880803

Received: 21 February 2022; Accepted: 19 April 2022;
Published: 13 May 2022.

Edited by:

Yuetian Yu, Shanghai Jiao Tong University, China

Reviewed by:

Ronny Schnabel, Maastricht University Medical Centre, Netherlands
Artem N. Kuzovlev, Research Institute General Resuscitation im.V.A.Negovskogo, Russia

Copyright © 2022 Moussali, Cauchois, Carvelli, Hraeich, Bouzana, Lesaux, Boucekine, Bichon, Gainnier, Fromonot and Bourenne. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Jeremy Bourenne, jeremy.bourenne@ap-hm.fr

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