- Laboratory of Cardio-Pulmonary Testing and Pulmonary Rehabilitation, Department of Respiratory Medicine, Faculty of Medicine, University of Thessaly, Larissa, Greece
Obstructive Sleep Apnea Syndrome (OSAS) is a sleep disorder with high prevalence in general population, but alarmingly low in clinicians' differential diagnosis. We reviewed the literature on PubMed and Scopus from June 1980–2021 in order to describe the altered systematic pathophysiologic mechanisms in OSAS patients as well as to propose an exercise program for these patients. Exercise prevents a dysregulation of both daytime and nighttime cardiovascular autonomic function, reduces body weight, halts the onset and progress of insulin resistance, while it ameliorates excessive daytime sleepiness, cognitive decline, and mood disturbances, contributing to an overall greater sleep quality and quality of life.
Obstructive Sleep Apnea Syndrome
Obstructive Sleep Apnea Syndrome (OSAS) is a disorder of sleep breathing characterized by prolonged periods of complete or partial obstruction of the upper airway (1). OSAS demonstrates increasing prevalence, as it is conjoined with obesity, ranging in 9–37% in men and 4–50% in women, regardless of race and nationality (2). Despite being easily recognized, it tends to elude clinicians' attention, as in only 10% of the population the definitive diagnosis is established (3). Obstructive episodes accompanied by respiratory effort, cause a decrease of the airflow in the upper airway by at least 30% for 10 s and oxygen desaturation in blood by at least 4% (hypopnea) or complete cessation (apnea) for 10 s, resulting in desaturation of oxyhemoglobin and fragmentation of sleep.
The severity of OSAS is evaluated mainly through the Apnea - Hypopnea Index (AHI), representing the number of apneas and hypopneas per hour sleep. Normal values in adults are AHI ≤ 5, 6-to-15 are characterized as mild, 16-to-29 moderate and ≥30 severe OSAS (1). The gold standard for diagnosis and severity evaluation is via polysomnography (PSG). PSG offers a systematic collection of various systematic parameters at the same time during sleep. It utilizes electroencephalogram, electro-oculogram and electromyogram for the discrimination of sleep stages and underlying conditions of the nervous system. In addition, electrocardiogram and pulse oximetry estimate heart rate and rhythm and O2 tissue supply, unveiling any disruptions in oxygenation; a hallmark of the pathophysiology of OSAS (4).
Almost 80% of OSAS patients report excessive daytime sleepiness, signifying declining performance at work as well as increased risk for labor and traffic accidents (5). Daytime sleepiness, lack of concentration, fatigue, social and emotional difficulties are likely to cause frictions in relationships with other people and render them susceptible for rather lonely and sedentary lifestyle, as well as for anxiety and depressive disorders (6, 7).
Exercise, along with sleep, offers a wide variety of benefits and constitutes a fundamental element for prosperity and longevity. For the general population, it is a necessary constituent of daily life, while in patients, based on their underlying condition, it is crucial to prescribe exercise adjunctively to the main treatment, depending on their capabilities. OSAS patients are faced with crucial systematic consequences, which exercise could ameliorate. They can benefit from exercise, as it improves (Figure 1) cardiopulmonary, cognitive and metabolic profile as well as quality of life, regardless with CPAP therapy and BMI management (8). Oftentimes, CPAP therapy may be insufficient or not tolerated by patients. We added a note to clarify that we examined exercise adjunctively to main therapies, like CPAP, or when such therapies fail or are not tolerated by patients. Therefore, we aimed to review the literature, to describe the acute and chronic systematic detrimental consequences of OSAS with focus on exercise effects, as well as to stress the importance of an exercise program for these patients, adjunctively to main therapy. In Table 1 present a typical exercise program as a strategy to improve health of patients with OSAS.
Figure 1. Exercise as a regulation tool to cardiopulmonary, metabolic and cognitive disorders in sleep insufficiency.
Methods
The choice of literature was done aiming at a comprehensive coverage of the topic during the period January 2019 to July 2021 with keywords: “Obstructive Sleep Apnea Syndrome,” “Sleep disorders,” “Exercise,” “Cogition,” “Oxidative stress,” “Cardiopulmonary Exercise Testing,” “6-minute walk test,” “Fatigue,” “Anxiety,” and “adults” and combinations between of them in Pub Med and Scopus database. The studies selected involved adult patients and included patients with co-morbidities, review articles and meta-analyses while the articles used were in English.
Assessment of the Ability to Exercise
Cardiopulmonary Exercise Testing
Cardiopulmonary Exercise Testing (CPET) and/or otherwise ergospirometry, is analogous to PSG in terms of systematically collecting information simultaneously. It is a non-invasive test that evaluates the function not only of the heart and lungs, but also of the whole body, both at rest but mainly during exercise. The test is performed on a cycle-ergometer and/or on treadmill and measurements are recorded from the cardiovascular, respiratory, circulatory and musculoskeletal systems. Specifically, within a strictly predetermined protocol with either a steady project increase in stages or with a continuous gradual project increase the ability of exercise and it is used in a wide range of clinical situations as it concerns all stages of each disease including diagnosis, severity assessment, disease progression, prognosis and response to treatment, to answer specific questions that arise after a basic clinical assessment (9).
Contraindications to CPET
Contraindications to the assessment of the ability to exercise through the CPET (10) relate to the inability to perform a valid and satisfactory maximum/submaximal effort with an increased likelihood of the occurrence of an unpleasant incident during exercise (Supplementary Material).
Six-Minute Walk Test
Six-minute walk test (6 MWT) is an additional assessment tools in patients with OSAS (11). 6 MWT is a non-invasive sub-maximal test it reviews the responses of exercise and evaluates the global and integrated responses of all the systems involved during exercise, including the pulmonary and cardiovascular systems, systemic circulation, peripheral circulation, blood, neuromuscular units, and muscle metabolism (12). The test is performed on 30-m on a flat hallway with hard surface, no exercise equipment and measures the distance that a patient can quickly walk in a period of 6 min (the 6 MWD). During 6 MWT are recorded the total of meters (m), arterial O2 saturation (SpO2), heart rate (HR), blood pressure (BP) and self-assessed lower extremity fatigue with dyspnea Borg Scale CR10 (13).
Acute Responses to Exercise in OSAS Patients
Cardiopulmonary Alterations
OSAS is a determinant of cardiovascular morbidity and mortality, with its most prominent cardiovascular complications involving drug-resistant hypertension, ischemic heart disease, cardiac arrhythmias and vascular stroke, while increased risk for sinus bradycardia, atrial and ventricular fibrillation, non-persistent ventricular tachycardia, activation of parasympathetic nervous system and bradyarrhythmias exist (14).OSAS patients showed altered hemodynamic response during exercise, while in the presence of comorbidities, the hemodynamic response to exercise is further impaired (15). Patients with OSAS experience a blunt chronotropic response to graded exercise due to variable dysregulation of cardiac β-receptors and/or baroreflex regulation site, resulting in impaired autonomic cardiovascular response (16, 17). Sleep apnea is conjoined with sleep fragmentation that creates a noxious environment prone to sympathetic excitation (18). As a result, alpha and beta – 2 receptors become desensitized, inducing vasoconstriction and endothelial dysfunction, as well as increasing heart rate (HR) and blood pressure (BP) (19, 20). This adrenergic blunted response becomes prominent during exercise, in which normally the operating point of baroreflex is set above mean arterial pressure, which is reset after exercise (21). In OSAS, the variability of baroreflex is attenuated and set centrally to higher operating point (22). OSAS patients who have undergone a CPET (Table 2) exhibit lower aerobic and anaerobic capacity compared to healthy individuals (27). According to Aron et al. (37), despite CPET being widely utilized for the evaluation and diagnosis of patients with coronary disease, studies have indicated significant differences in cardiorespiratory responses in OSAS patients. The authors observed that these patients demonstrate reduced ability to exercise and a reduced response of the heart rate (HR) to exercise compared to healthy individuals and concluded that these responses (low oxygen uptake and low heart rate) indicate a chronotropic disability. Moreover, OSAS patients have increased systolic and diastolic blood pressure during exercise and permanently elevated systolic blood pressure during the first minutes of the post-exercise recovery phase. These differences may be due to cardiac dysfunction, decreased muscle metabolism, chronic overactivation of the sympathetic nervous system (SNS) and endothelial dysfunction (17).
Heart failure arises due to repeated hypoxia-re-oxygenation and results in instability of the Autonomic Nervous System (ANS) (38). ANS instability is associated with endothelial dysfunction, vasoconstriction induced by SNS and enhanced response of β-2 receptor (23). According to Mansukhani et al. (38), there are several mechanisms by which blood pressure changes can occur during exercise in patients with OSAS. Disordered breathing with recurrent hypoxia-re-oxygenation circles has an impact on blood pressure response associated with endothelial dysfunction and ANS instability, while during polysomnography (PSG) in OSAS patients, arrythmias are reported (38). Decreased exercise capacity may indicate early cardiovascular dysfunction in these patients (23), while other factors contributing to reduced exercise may include weakened muscles and/or metabolic disorders (25).
Patients with OSAS have reduced pulmonary ventilation activity (reduced ERV relate to the cross-sectional area of the pharyngeal airway which decreases as lung volume decreases from FRC to residual volume suggesting the contribution of lung volumes). It is related to the severity of AHI and desaturation during sleep, interpreting an increased airway resistance during sleep, which is not sufficiently related with body composition (17). In addition, regulation of breathing during sleep is principally under the control of the chemoreceptors. The ventilatory feedback control system of chemoreflex is based on fluctuations of PaO2, which are more prominent in OSAS patients, making it vulnerable to instability (17). OSAS consists of repetitive episodes of apneas and hypopneas which activate the circle of intermittent hypoxia—hypercapnia, resulting in increased end-tidal CO2 while bicarbonate buffer system will attempt compensation by generating bicarbonate ions in addition to hydrogen ions, resulting in metabolic acidosis and alkalosis (17, 36, 39). Moreover, in patients with OSAS were observed higher values in maximum inspiratory pressure, which is associated with the severity of AHI (11). Concomitant with training programs in athletes, the intermittent breath holding during hypoxia-re-oxygenation, in patients with OSAS increases the intrathoracic pressure with successive alteration in the transmural pressure of the cardiac cavities, resulting increased respiratory muscles strength (11).
Insulin - Resistant Syndromes and Pro-inflammatory Proneness
It is well-known that OSAS is related to other, beyond cardiopulmonary comorbidities such as type II diabetes and metabolic syndrome (40), as well as pro – inflammatory susceptibility. As far as diabetes mellitus and metabolic syndrome in relation to OSAS are concerned, researches have attributed their correlation to sleep fragmentation and particularly to sympathetic excitation and hypoxemia (Stavrou et al., 2019) (41). Sympathetic activity halts insulin secretion in islet beta cells, leading to OSAS patients often displaying impaired insulin sensitivity and increased plasma glucose levels (42), while studies have shown a significant statistical relationship between the severity of OSAS and insulin resistance (43). Furthermore, pancreatic beta cells require high supply of oxygen to support insulin secretion, rendering them sensitive to hypoxia (44). Hence, hypoxemia induced by sleep apnea, paves a direct and plausible relationship with insulin—resistant syndromes. Exercise could reverse such detrimental effects, as it restores vascular function by increasing NO bioavailability and balancing autonomic function, while it increases insulin sensitivity (45).
Sleep restriction, based on laboratory studies, is associated with a pre-inflammatory condition, which includes increase in inflammatory cytokines such as interleukins, Tumor Necrosis Factor (TNF) and C-reactive protein (CRP), regardless of obesity (46). Particularly, patients with OSAS due to hypoxia during sleep may experience low-grade systemic inflammation, which in turn may contribute to the onset and/or acceleration of the process of a widely prevalent inflammatory disease, atherosclerosis (47). According to Ruchała et al. (48), neurosteroids are synthesized in nervous system from cholesterol, steroid precursors and sex steroids, circulating in the blood stream and indirectly modulate breathing through gamma-aminobutyric acid (GABA) or N-methyl-D-aspartate (NMDA) signaling pathways. Testosterone is secreted on sleep patterns in particular first REM phase and plasma prolactin (PRL) concentrations show a sleep-dependent pattern, with increased secretion during sleep, while sleep deprivation can lead to lower levels. In addition, CPAP therapy is associated with a significant regulation of hormones serum level such as follicle-stimulating hormone (FSH), luteinizing hormone (LH), PRL, and testosterone. Moreover, Steiropoulos et al. (49) showed that in OSAS patients the night-time hypoxia can affect fasting insulin levels, even in non-diabetic OSAS patients, both a long-term Continuous Positive Airway Pressure (CPAP) treatment and short-term exercise without CPAP treatment (Stavrou et al., 2019) can significantly reduce HbA1c levels. Finally, OSAS patients present low vitamin-D levels. The low vitamin-D levels have been associated with multiple cardiovascular disorders, nervous system disorders (multiple sclerosis, amyotrophic lateral sclerosis, Parkinson's, and Alzheimer's), while CPAP treatment may increase vitamin-D levels OSAS patients (50, 51).
Therefore, exercise is expected to have an anti—inflammatory impact. However, only one study by Cavagnolli et al. (52), aimed to distinguish the anti - inflammatory effect of exercise in OSAS from its comorbidities and found C-RP was not significantly different between control and non-obese OSAS group. In a recent clinical trial by Jurado-García et al. (53), demonstrated that metabolic profile of obese OSAS patients improved after low—intensity exercise. Therefore, it becomes apparent that exercise acts indirectly through obesity in the amelioration of the systemic inflammatory environment. However, more studies are required to replicate the results.
Oxidative Stress
Oxidative stress is a phenomenon caused by an imbalance between production and accumulation of Reactive Oxygen Species (ROS) or Reactive Oxygen Molecules (ROM) in cells and tissues and the ability of a biological system to detoxify these reactive products. ROS can play, and in fact they do it, several physiological roles (i.e., cell signaling), and they are normally generated as by-products of oxygen metabolism; despite this, environmental stressors (i.e., UV, ionizing radiations, pollutants, and heavy metals) and xenobiotics (i.e., antiblastic drugs) contribute to greatly increase ROS production, therefore causing the imbalance that leads to cell and tissue damage (oxidative stress) (54). Antioxidants are molecules that can donate an electron to a free radical without making themselves unstable, as this causes the free radical to stabilize and become less reactive. Several antioxidants have been exploited in recent years for their actual or supposed beneficial effect against oxidative stress. While we tend to describe oxidative stress as harmful for human body, it could as well be exploited as a therapeutic approach to treat clinical conditions (55).
It is a fact that oxidative stress has been associated with increased values in various diseases and therefore in diseases of the respiratory system (56). Thus, we can conclude that oxidative stress is also directly related to sleep disorders, and especially with obstructive sleep apnea according to studies. Obstructive sleep apnea syndrome can cause free oxygen radicals to be produced, due to the hypoxia/reoxygenation phenomenon, as reoxygenation can causes the production of these reactive oxygen species. Patients with severe OSAS have reduced values of antioxidant capacity, while antioxidant capacity is an index of excessive oxidative stress (57). OSAS itself can increase significantly the values of oxidative stress, given the fact that its patients have no other comorbidities or factors (58). In addition, patients with severe obstructive sleep apnea syndrome who presented increased oxidative stress, reduced the levels of oxidative stress after nasal CPAP treatment (59), but the antioxidant defense was not affected (60), while the values of ROMs in blood samples was associated with the severity of OSAS (61). It is worth emphasizing that sleep-disordered breathing has been recognized as a common, often unrecognized, comorbidity in patients with heart failure that is associated with increased mortality. Intermittent hypoxia in patients with sleep-disordered breathing could resemble ischemia–reperfusion injury, resulting in reactive oxygen species (ROS) generation during the reoxygenation period. Thus, sleep-disordered breathing is independently associated with enhanced oxidative stress in patients with heart failure (62).
Exercise itself is, also, linked to oxidative stress. Although acute exercise elevates ROS, systematic training prompts the organism to adapt to repetitive stimuli by increasing mitochondria biogenesis and antioxidant capacity (63). Hence, exercise brings additional benefits to OSAS patients, making a training program essential to supplement disease management.
Mental Function Alterations
Fatigue
Sleep disturbances prompt to an underestimated notion of one's exercise capabilities. Patients with OSAS demonstrate leg fatigue during mild exercise and/or physical activity, resulting in early cessation due to intolerance to exercise (64). According to Vanuxem et al. (65), leg fatigue reflects an impairment of muscle metabolism due to decreased peripheral O2 uptake, increased maximal lactate concentration and delayed lactate elimination in exercising muscles, resulting the occurrence of mitochondrial abnormalities in skeletal myofibres and the increased production of reactive O2 species exhibited in the neutrophils (25). In addition, the overestimation of the perceived sense of the leg fatigue is associated with cognitive decline, particularly with distinctive domains, in the framework of apneic episodes in OSAS patients (66). Such symptoms seem to promote a rather sedentary lifestyle, but they tend to ameliorate after treatment for OSAS (67).
Sleep disturbances influence acutely athletic performance. Chase et al. demonstrated that a single night of sleep restriction had a significant negative impact on athletic performance the following morning (68), while Rae et al. showed that even recovery from exercise was diminished after a single night of sleep deprivation (69). Concomitantly, two - night sleep deprivation affects executive function, as it causes central fatigue, signifying fewer high threshold motor units that can be recruited and, therefore, fewer muscle fibers will be activated to produce work (70).
Cognition
OSAS as well as the severity of the syndrome can cause mental, cognitive and executive dysfunction, inability to concentrate, memory impairment and reduced activation of areas of the brain associated with knowledge. Some epidemiological studies have suggested a pathophysiological link between OSAS and Alzheimer's disease, which remains to be elucidated (5). According to Vanek et al. (71) attention, working memory, episodic memory, and executive functions are decreased in OSAS, due to different regions of the brain involved in cognition processes such as frontal cortex and hippocampus. Cerebral perfusion is altered during obstructive episodes, predisposing several brain areas relevant to cognitive performance to hypoxia (72). Nevertheless, the brain areas affected by apneic episodes have not been extrapolated to phenotypes of cognitive impairment, yet. Poor sleep quality is related to lower reaction time, after exhaustive exercise, in athletes due to compromised transmission velocity of neuronal impulses from the brain to working muscles (73). Perceptual ability (e.g., motor coordination), as well as attention and memory consolidation are hindered by acutely restricted sleep (36).
Exercise, particularly aerobic, along with a healthy and balanced diet, have been strongly linked to enhancing cognitive skills, as it increases cerebral perfusion (74). Executive function (75) and memory consolidation (76) have been indicated as examples of cognitive skills honed by exercise. However, further studies remain to fully elucidate the exact pathogenetic relationship of OSAS and cognitive impairment, especially in the context of exercise.
Anxiety and Mood Disorders
Several studies have adequately associated OSAS with mood and anxiety disorders (17). Sleep deprivation (chronic and/or acute) has a negative impact on cognitive performance, such as increased general anxiety, anxiety for failure, memory impairment, reduced concentration, and dysfunctional affective regulation (77, 78). According to Daabis and Gharraf (79), anxiety coexisting with depression in patients with OSAS and no CPAP treatment is associated with the general population, while depressive symptoms are highly prevalent in patients with moderate to severe OSAS and high BMI (80). Moreover, depression relate to functional decrease of serotoninergic neurotransmission, responsible for the alterations in sleep (79). Serotonin delivery to upper airway dilatator motor neurons reduce in dependency of the vigilance state, and lead to reductions in dilator muscle activity specifically during sleep (81).
Chronic Responses to Exercise
Physical activity is considered to be one of the greatest lifestyle behaviors promoting health and is closely related to sleep quality, while there is a two-way relationship between sleep quality and physical activity (82). The low levels of physical activity in patients with OSAS, are due to early fatigue, daytime drowsiness and increased BMI. Pulmonary rehabilitation program (Table 3), with exercise being the main feature, in patients with OSAS show results that are associated with reduced AHI and ESS (91), while, at the same time, exercise has been shown to reduce the severity of other disorders or/and other OSAS related diseases, such as diabetes mellitus, cardiovascular disease, hypertension and obesity. The way exercise reduces the symptoms of OSAS is not fully understood, but studies have shown that the effect of exercise in patients with OSAS is not related to weight loss or BMI, but is possibly related to other mechanisms not yet understood (92). One possible explanation given, for exercise to reduce mild to severe AHI, focuses on the comorbidity of obesity and the obesity - hypoventilation syndrome, due to increased adipose tissue to the upper respiratory tract, leading to increased number of events of sleep apnea and/or hypopnea (93).
In addition, physical activity in patients with OSAS has been observed to present a protective role in the course of the disease, without, however, representing a reduction in maximal oxygen uptake, an indicator associated with health status (35). A supervised physical activity may prevent a decline in nighttime cardiac autonomic function (CAF) and may be cardioprotective in OSAS patients with bradycardia, CAF preservation, and increase O2 uptake in maximal effort (90). According to Servantes et al. (88), both exercise and CPAP treatment improved subjective excessive daytime sleepiness, quality of life, and the NYHA functional class distribution. Furthermore, peak O2 consumption, as health indicator, can be improved only with exercise (strength and endurance) while exercise can reduce AHI and have important implications in the management of patients with HF and OSAS (88).
Exercise can lead to a reduction in body weight and BMI and therefore a reduction in adipose tissue in the upper tract and in the pharyngeal region (94), while at the same time exercise improves the levels of physical activity and in combination with application of CPAP machine, there is additional improvement in patients' sleep symptoms and quality of life. The increase of physical activity improves patients' health indicators and can significantly reduce the cardiovascular risk factors associated with OSAS (39). Finally, exercise in patients with OSAS, improves quality of life and mood, reduces levels of anger, depression, bodily pain, and total mood disturbances, and increased participation in social activities (95). Exercise contributes positive biological and psychological effects that affect the brain and the cognitive functioning and promote a condition of well-being, while triggers potent neuroplastic phenomena, partly mediated by epigenetic mechanisms (96).
Conclusion
Patients with OSAS exhibit systematic detrimental effects, with tremendous impact on quality of life, if left untreated. Cardiopulmonary implications, as well as endocrine dysregulation and cognitive impairment consist of the main consequences. Patients with OSAS exhibit acute exercise responses related to OSAS such as reduced ability to exercise, lower aerobic and anaerobic capacity compared to healthy individuals. They also exhibit chronic responses such as prolonged physical inactivity. As a result, a specific exercise program targeting patients with OSAS is described in detail, in order to ameliorate the systematic consequences of OSAS, as well as to propose the prescription of an exercise program as a supplementary therapeutic intervention for these patients.
Author Contributions
VS and KG conceived of the presented idea and designed the study. VS, KT, GV, EP, KA, and SB contributed to the writing the paper. VS designed the figures and tables. ZD and KG supervised the study. All authors contributed to the article and approved the submitted version.
Conflict of Interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher's Note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
Supplementary Material
The Supplementary Material for this article can be found online at: https://www.frontiersin.org/articles/10.3389/fmed.2021.806924/full#supplementary-material
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Keywords: cardiopulmonary function, metabolism, cognitive decline, physical activity, pulmonary rehabilitation
Citation: Stavrou VT, Astara K, Tourlakopoulos KN, Papayianni E, Boutlas S, Vavougios GD, Daniil Z and Gourgoulianis KI (2021) Obstructive Sleep Apnea Syndrome: The Effect of Acute and Chronic Responses of Exercise. Front. Med. 8:806924. doi: 10.3389/fmed.2021.806924
Received: 01 November 2021; Accepted: 07 December 2021;
Published: 24 December 2021.
Edited by:
Barbara Ruaro, University of Trieste, ItalyReviewed by:
Mario Santagiualiana, Azienda Ospedaliero Universitaria Ospedali Riuniti di Trieste, ItalyHuajun Xu, Shanghai Jiao Tong University, China
Copyright © 2021 Stavrou, Astara, Tourlakopoulos, Papayianni, Boutlas, Vavougios, Daniil and Gourgoulianis. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Vasileios T. Stavrou, dmFzaWxlaW9zc3RhdnJvdSYjeDAwMDQwO2hvdG1haWwuY29t; orcid.org/0000-0002-2437-5339