Alison W. Rebman
John N. Aucott- Lyme Disease Research Center, Division of Rheumatology, Department of Medicine, Johns Hopkins University School of Medicine, Baltimore, MD, United States
It has long been observed in clinical practice that a subset of patients with Lyme disease report a constellation of symptoms such as fatigue, cognitive difficulties, and musculoskeletal pain, which may last for a significant period of time. These symptoms, which can range from mild to severe, have been reported throughout the literature in both prospective and population-based studies in Lyme disease endemic regions. The etiology of these symptoms is unknown, however several illness-causing mechanisms have been hypothesized, including microbial persistence, host immune dysregulation through inflammatory or secondary autoimmune pathways, or altered neural networks, as in central sensitization. Evaluation and characterization of persistent symptoms in Lyme disease is complicated by potential independent, repeat exposures to B. burgdorferi, as well as the potential for co-morbid diseases with overlapping symptom profiles. Antibody testing for B. burgdorferi is an insensitive measure after treatment, and no other FDA-approved tests currently exist. As such, diagnosis presents a complex challenge for physicians, while the lived experience for patients is one marked by uncertainty and often illness invalidation. Currently, there are no FDA-approved pharmaceutical therapies, and the safety and efficacy of off-label and/or complementary therapies have not been well studied and are not agreed-upon within the medical community. Post-treatment Lyme disease represents a narrow, defined, mechanistically-neutral subset of this larger, more heterogeneous group of patients, and is a useful definition in research settings as an initial subgroup of study. The aim of this paper is to review the current literature on the diagnosis, etiology, risk factors, and treatment of patients with persistent symptoms in the context of Lyme disease. The meaning and relevance of existing patient subgroups will be discussed, as will future research priorities, including the need to develop illness biomarkers, elucidate the biologic mechanisms of disease, and drive improvements in therapeutic options.
Background
Lyme disease is a geographically expanding, vector-borne disease which is transmitted to humans through the bite of a tick infected with various genospecies of the spirochete bacteria B. burgdorferi sensu lato (1, 2). The species of Ixodes ticks which transmit the disease are commonly found throughout temperate regions of North America, Europe, and Asia (2). Currently, the Centers for Disease Control and Prevention (CDC) estimate approximately 300,000 new cases of Lyme disease in the United States alone each year (3). However, due to climate change, shifting land use patterns, and the relative abundance and distribution of reservoir hosts, it is anticipated that the geographic range of the tick vector will continue to expand (4, 5). For instance, the number of reported cases in Canada has increased six-fold over the past decade, with particular increases in the eastern provinces of Nova Scotia and Ontario (6, 7).
Clinically, Lyme disease presents with dermatologic and/or viral-like signs and symptoms such as intermittent fever, sweats, chills, malaise, fatigue, and achiness during the acute phase, which can transition to neurologic, cardiac, and/or joint involvement in later stages of the infection as the bacteria disseminate hematogenously (8). Along with these objective signs, persistent and recurrent symptoms such as fatigue, sleep disruption, arthralgia, myalgia, and headache are also commonly present during later stages of untreated Lyme disease and may account for the majority of the patient symptom experience (9). For example, patients with intermittent bouts of late Lyme arthritis continued to have such symptoms present during the intervening intervals (10). Occasionally, symptoms without physical exam, laboratory, or other so-called “objective” findings remain the major or only manifestations of untreated Lyme disease infection (11). The use of direct tests such as culture, polymerase chain reaction (PCR) or antigen detection for B. burgdorferi to aid clinicians in diagnosis is extremely limited, and B. burgdorferi cannot be cultured in non-research settings. A two-tier antibody test is widely available and utilized despite significant sensitivity limitations, particularly in early infection and in the convalescent phase after antibiotic treatment of early Lyme disease (12, 13). All stages of Lyme disease are currently treated with antibiotics (14).
The majority of patients return to their pre-morbid health following recommended antibiotic treatment for Lyme disease. However, it has long been observed in clinical practice and in research settings that a subset of patients continue to report a constellation of largely patient reported, so-called “subjective” symptoms which may last for a significant period of time following treatment (15–24). Nevertheless, the epidemiology, significance, etiology, and appropriate treatment of these persistent symptoms are not well-understood and as such, remain the subject of a great deal of scientific dispute and controversy within the medical community (25–28). Patients who can be said to have post-treatment Lyme disease (PTLD) (also called post-treatment Lyme disease syndrome or post-Lyme disease syndrome) represent a narrow, highly specific subset of the broader population of patients with persistent symptoms (14). This specificity is important in research, but not always in clinical settings, as there are multiple pathways through which patients who may be suffering from on-going symptoms from Lyme disease may not meet these narrow criteria. The term PTLD is neutral to underlying disease mechanism and as such, we do not necessarily assume that patients with PTLD have achieved microbiologic cure with initial antibiotic therapy. The aim of this manuscript is to review the published literature from a variety of academic disciplines and perspectives on symptoms which persist or recur in the setting of Lyme disease. We acknowledge that this is a broad topic, and one limitation of our manuscript is that not all related concepts could be readily addressed due to space constraints.
Estimated Frequency
After Lyme disease was first identified in the United States in the late 1970's, but before the pathogenic bacteria was recognized, it was noted that untreated patients with Lyme arthritis often also reported concurrent symptoms such as headache, fatigue, myalgia, and hyperesthesia (9). It was first reported in some of the earliest cases series of treated patients that these symptoms could persist following antibiotic therapy (29, 30). Among patients diagnosed and treated in the early to mid-1980's, largely with penicillin and/or tetracycline, up to 50% experienced symptoms such as fatigue, musculoskeletal pain, memory impairment, and headache several years after treatment (29, 31, 32). A large, population-based study on Nantucket Island found that 36% of those with Lyme disease contracted and treated in the late 1980's had on-going symptoms six years later, and that they were significantly more likely than those without a history of Lyme disease to report fatigue, headache, cognitive complaints, sleep disturbance, and musculoskeletal pain, numbness and/or weakness (33).
As more effective antibiotic treatments and drug regimens were tested and identified in prospective studies and clinical treatment trials, other investigators reported estimates of 0 to 35% for persistent, non-specific symptoms following treatment (15–24). These symptoms were often considered “minor” and classified independently from defined treatment failure; objective signs of neurologic, cardiac, or joint involvement which would indicate progression to later stages of the infection. This relatively broad range of estimates is likely a reflection of several of the study design challenges which are still relevant in the field today. First, inter-study variability in enrollment criteria may encompass factors directly related to risk of persistent symptoms (see section Risk Factors). For instance, studies which require an active erythema migrans (EM) rash at enrollment will by definition exclude patients with longer disease durations, a likely risk factor for persistent symptoms. Population-based studies may be more reflective of the community practice of medicine than those conducted in academic research centers, with a wider range of treatment regimens, a higher misdiagnosis rate, and longer duration of disease prior to appropriate antibiotic treatment. Finally, without an objective biomarker, there has been a lack of standardization in outcome ascertainment, with many studies relying on physician assessment and classification into subjective sub-categories.
While Lyme disease has been a nationally notifiable disease in the United States since 1991, the CDC does not track disease outcomes or cases of persistent symptoms (34). Estimating the population-level prevalence of persistent symptoms following Lyme disease is challenging due to this lack of standardization or consensus in operationalizing a case definition. Furthermore, it is hindered by the difficulty of obtaining valid incidence rate estimates of new Lyme disease infections, as Lyme disease has traditionally been tracked through passive surveillance which has historically led to significant under-reporting of cases (35). One recent study attempted to estimate cumulative prevalence of persistent symptoms after treatment using statistical simulation techniques (36). The authors estimate almost 1 million cases by 2020, assuming continued linear growth of new Lyme disease cases since 1980 and a potentially conservative 10% “failure” rate of new infections.
Risk Factors
Several clinical factors surrounding the initial onset of Lyme disease have been found to increase risk for persistent symptoms after treatment. More severe disease at onset in the form of a higher number of symptoms (37) and/or objective signs (such as Bell's Palsy) or symptoms (such as headache, photophobia, or neck pain) which suggest dissemination to the nervous system may be present and may increase the risk of persistent symptoms following treatment (33, 38). One recent study has shown that the presence of pre-existing co-morbidities in Lyme disease was predictive of long-term symptoms and lower quality of life (39), similar to other disease settings (40, 41). Delays in diagnosis and initiation of appropriate treatment, which importantly may be driven by patient health insurance status (42), have also been shown to increase risk (31, 32). Diagnostic delays may also be compounded in some initially misdiagnosed patients by subsequent exposure to inappropriate or ineffective treatments (15, 43). While it is unknown whether corticosteroid exposure during acute infection, often prescribed for associated facial palsies, may affect resolution of systemic symptoms, it has been shown to be associated with worse long-term facial function outcomes (44, 45). Although awareness of Lyme disease has increased in recent decades, the wide range of clinical heterogeneity at presentation and the limited sensitivity of the two-tier test mean that misdiagnosis and delays in diagnosis still occur with some frequency in the community practice of medicine (42, 43).
Several studies have also suggested that factors relating to the initial immune response to infection may drive later clinical outcomes after treatment. A muted immune response during acute infection, in the form of lower levels of circulating plasmablasts, has been associated with persistent symptoms after treatment (46). However, elevated levels of specific immune mediators such as IL-23 and CCL19 at disease onset and/or in the immediate convalescent period have been associated with the presence of persistent symptoms up to 1 year following treatment (47, 48). It is unclear whether the magnitude of the initial antibody response to B. burgdorferi prior to treatment is of importance, as a negative serology has been found to be both associated and not associated with subsequent clinical outcomes (15, 37).
Additionally, while the detailed biology of B. burgdorferi is a complex topic (49) which is outside the scope of this article, it has also been hypothesized that specific microbiologic factors may influence treatment outcomes, as over 50 distinct genotypes of B. burgdorferi senso stricto have been identified across North America and Europe (50). While associations between infecting genotype and early disseminated disease have been identified (51, 52), more research is needed on potential associations with treatment outcomes. One small study of 14 patients did not find a pattern in the specific genotypes of the infecting B. burgdorferi strain among patients with persistent symptoms a decade after treatment for Lyme disease (24). However, RST1 strains which have been found to be more highly inflammatory are associated with more severe symptoms and increased risk of antibiotic-refractory arthritis (53, 54). Furthermore, Ixodes ticks are capable of simultaneously carrying and transmitting multiple genotypes of B. burgdorferi (55, 56), as well as multiple distinct pathogens. The effects of both of these on risk of persistent symptoms after treatment have not been studied comprehensively, however they may worsen treatment outcomes. In one study, patients co-infected with B. burgdorferi and Babesia microti experienced not only a greater number and diversity of symptoms, but also took longer to resolve both the signs and symptoms of their illness as well as to be clear of spirochete-specific DNA on PCR testing (57).
Among CDC-reported cases of new Lyme disease infections, there is a slight majority male and a bimodal age distribution among younger children and older adults (58). Similarly, there does not appear to be a significant difference by gender among those who meet a highly-specific definition for persistent symptoms in the research setting (59, 60). However, it has been noted that when less specific definitions are used, as may be applied in clinical practice, the ratio of patients is instead majority female (11, 61). When diagnosed and treated promptly, children appear less likely than adults to report persistent symptoms following Lyme disease (22, 62–64) Among adults, it is not clear if age represents a significant risk factor. Among a sample of culture-confirmed patients with EM, those 50 and older at onset of Lyme disease were not significantly more likely than those under 50 to later report persistent symptoms (65). However, in a recent insurance claims analysis of a large, integrated health system in Pennsylvania, members who met a definition for persistent symptoms following an incident Lyme disease diagnosis were more likely to be older (and female) than those who did not (66).
Clinical Presentations
Currently, there are no commonly agreed-upon symptoms, laboratory, or imaging findings which are sensitive and specific to aid in the clinical evaluation of patients with persistent symptoms in Lyme disease. Therefore, the clinical diagnosis is primarily one of exclusion, and the current illness must be distinguished both from other systemic inflammatory, rheumatic, malignant and infectious conditions, as well as the effects of co-morbid or pre-existing conditions (39). This raises the possibility of anchoring bias, or the misattribution of either symptoms or positive serologies in low-endemic areas to prior Lyme disease, when in fact the symptoms are caused by a new, unrelated illness (67, 68). While anchoring bias may theoretically play a role in evaluation of patients with persistent symptoms, the extent of its potential contribution is unknown. Furthermore, care should be taken to differentiate prolonged, persistent symptoms from a new, distinct exposure to B. burgdorferi, which is often accompanied by a new EM (69). Finally, as the presence of symptoms alone cannot currently definitively establish the link to prior Lyme disease, a second key component is grounding the current illness to the initial exposure to B. burgdorferi. This requires a careful, clinical history for clues in the past medical history that may have been missed, such as a misdiagnosed skin lesion or a non-specific, acute, summer, flu-like illness at the onset of the patient's change in health (70, 71). Above all, a thorough clinical history must also account for inter-personal variability, the potential implications of initial misdiagnosis, and the diagnostic limitations of two-tier testing.
Symptoms
The prolonged, subjective symptoms frequently reported in the context of Lyme disease (e.g., fatigue, widespread pain, cognitive complaints, paresthesia, and sleep disruption) also broadly represent those commonly reported in outpatient settings (72–74). Furthermore, while some differences in impairment and symptom distribution have been studied and reported (75–77), there is also a degree of general symptom overlap with other disease states such as traumatic brain injury, depression, chronic fatigue syndrome, and fibromyalgia (78). This lack of sensitivity can lead to the conclusion that the prolonged symptoms reported in Lyme disease are no different than the “background noise” of symptoms in the general population. However, the magnitude of the symptoms, as well as the number of co-occurring symptoms reported, is often more severe. In our study of participants with well-characterized PTLD compared to a control group with similar age and gender characteristics, 25 of 36 symptoms assessed were found to be statistically significantly more severe in participants with PTLD (Figure 1) (60). Health-related quality of life, as measured by the 36-item short-form health survey (79), is typically not only lower than controls, but comparable to other major chronic diseases, such as congestive heart failure (60, 80, 81).
Figure 1. Participants with post-treatment Lyme disease syndrome (PTLDS) and controls were asked about presence and severity of 36 signs/symptoms over the past 2 weeks. Displayed are the 25 signs/symptoms with a statistically significant difference in severity by group (p < 0.05), ordered by frequency within the PTLDS group. The nine signs/symptoms with a statistically significant difference at the p < 0.001 level are indicated with an asterisk. This figure was originally published and is reprinted from (60) under the Creative Commons CC-BY license.
Prolonged, persistent symptoms in Lyme disease are primarily patient reported and are therefore considered subjective. Although objective signs may be present, they are not distributed consistently enough across patients nor are they specific enough to be considered diagnostic. Fatigue is often the most commonly reported, severe symptom with levels comparable to patients with multiple sclerosis on the Fatigue Severity Scale instrument (60, 82, 83). In one study, fatigue was also found to be the most important contributor to levels of physical functioning (81). This suggests that fatigue may be an important primary intervention target for patients, including evaluation of related factors such as sleep quality and mood disturbance. Additionally, a history of orthostatic intolerance may be indicative of postural orthostatic tachycardia syndrome or other autonomic dysfunction, which may be another treatable cause of fatigue (84).
Persistent chronic pain in Lyme disease has been described in various studies as neuropathic or nociceptive (85). It has been noted in the literature that pain among patients with PTLD is uniquely asymmetrical, is more likely to involve the limbs, and is less widespread than in fibromyalgia (86, 87), however to our knowledge these observations have not been systematically examined. Pain and/or stiffness in the neck appears to be a common specific presenting location (60, 88). While also meeting criteria for later fibromyalgia may be rare among patients treated promptly for early Lyme disease as a whole (1%) (87), earlier studies suggested that this overlap may be more common among the subset of patients with prolonged, persistent symptoms (89–91). Neurocognitive complaints, including both behavioral and memory-related issues, are also among the most frequently reported symptoms (33, 60, 92).
Although fatigue, musculoskeletal pain, and cognitive dysfunction are the most commonly reported symptoms, a host of others, including sleep disruption, paresthesia, headache, dizziness, and mood changes, are variably distributed across patients (60, 88, 93). As a whole, patients report that symptoms may wax and wane, or may persist with stable levels of severity. While symptoms in some patients may resolve in the initial convalescent period following treatment, for others they may last for decades after initial exposure (24, 38).
Physical Examination
Among patients with prolonged, persistent symptoms in Lyme disease, the physical examination is often largely normal, and an important initial focus should be to exclude the presence of findings which would suggest another potential cause of the patients' symptoms. Special attention should be paid to the musculoskeletal examination for objective evidence of joint inflammation and swelling. Patients with persistent symptoms after treatment of early localized or early disseminated Lyme disease often have joint pain (i.e., arthralgia) but almost never have inflammatory arthritis with joint inflammation and swelling (33). Oligoarthritis with obvious swelling, especially of the knee, may suggest a site of ongoing infection. Arthrocentesis may then be performed, and the synovial fluid tested by PCR, to evaluate for B. burgdorferi infection and the need for further antibiotic therapy. Patients with previously treated late Lyme arthritis however, may have persistent swelling as a manifestation of antibiotic refractory late Lyme arthritis (now also called post-infectious Lyme arthritis), a persistent form of synovitis following antibiotic treatment (53, 94–96). Patients with persistent symptoms who develop polyarthritis with an abnormal joint exam suggestive of rheumatoid arthritis or psoriatic arthritis following treatment for acute Lyme disease have also been described (97). In this case, it is hypothesized that Lyme disease triggered the polyarthritis in susceptible individuals, such as those with a history of psoriasis, but that it is not due to active infection of the joint. Therefore, the aim of treatment should be to control the potentially joint-damaging inflammation using established therapies for managing rheumatoid arthritis or psoriatic arthritis (97).
After treatment for acute neurologic disease such as seventh nerve palsy or radiculititis, the neurologic examination may identify residual deficits, such as cranial nerve damage or radicular pain. These findings may resolve gradually and/or leave residual fixed deficits which may be more or less apparent to the patient from that point on (98). Neurologic findings among patients with persistent symptoms are different however, as they are often more subtle and relate more to symptoms and signs of encephalopathy, and may require consultation for uncertain cases. In patients with untreated late Lyme encephalopathy or persistent symptoms with neurologic manifestations, the most common physical findings are related to memory loss or difficulty finding words, which may be documented on neurocognitive testing (see section Neurocognitive Testing). Hyperreflexia and evidence of upper motor neuron weakness is rarely found (99).
After treatment of late Lyme encephalopathy, more than half of patients will improve. In one study 22% improved but then relapsed with what would now be considered PTLD, with symptoms and signs of encephalopathy (99). Antibiotic therapy is typically effective in resolving obvious signs of vertigo, dizziness, and hearing loss found in neuroborreliosis, and persistent balance instability responds well to vestibular rehabilitation (100). Persistent audiologic complaints were found in a small study of 18 patients with PTLD, and 44% had one or more abnormal pure tone threshold, 31% had abnormally reduced loudness discomfort level, and 17% had abnormal acoustic reflexes at one or more frequencies (101).
In untreated patients with persistent sensory or motor symptoms, examination of the peripheral nerves may demonstrate evidence of peripheral neuropathy, which should be confirmed on electromyography or nerve conduction studies (102). In our clinical case series of patients with PTLD, the most common neurologic exam finding was abnormal vibratory sensation. Thirty-two percent were found to be below age-adjusted threshold values for vibratory sense on either upper or lower extremities using a Rydel-Seiffer 64 Hz tuning fork compared to an estimated, expected 5% in the general population (60, 103). Furthermore, although numbness, tingling, paresthesia, and altered temperature perception are common persistent symptoms and often occur in the context of an otherwise normal physical examination, they should prompt consideration of a possible small fiber neuropathy. This may be pursued through a specialized skin biopsy to measure small nerve fiber density, which may also show evidence of autonomic nervous system involvement as well (104). Development of overt postural orthostatic tachycardia syndrome in PTLD is rare but has been described in the literature (84, 105). Tilt table testing for evidence of orthostatic intolerance syndromes may be useful in order to guide specific interventions.
Laboratory and Imaging
Patients with persistent symptoms in the context of Lyme disease should undergo blood work at their initial evaluation, which may include a complete blood count, metabolic panel, thyroid testing, erythrocyte sedimentation rate, and C-reactive protein. This is important in order to rule out other symptom causes such as severe anemia, liver, kidney or other metabolic conditions such as diabetes, or other inflammatory or neoplastic conditions. Mild elevations in C-reactive protein have been reported in PTLD (106), however moderate to severe elevations in the erythrocyte sedimentation rate or C-reactive protein are distinctly unusual and should prompt evaluation of another infectious, neoplastic, or autoimmune condition, such as polymyalgia rheumatica.
Two-tier testing was developed for surveillance purposes and should not be used alone outside of clinical judgment in diagnosing and treating Lyme disease (107). Similarly, it is neither sensitive nor specific in clinically evaluating persistent symptoms in the context of previous antibiotic treatment. A positive serology is not required as part of the proposed research case definition for PTLD (14), as antibody levels have not been found to be associated with specific clinical outcomes following treatment for Lyme disease (38, 108). Particularly for those diagnosed early in infection with localized disease, patients may be seronegative on acute testing and it is known that antibiotic treatment appears to blunt the development of a later serologic response on convalescent testing (13). Conversely, patients may be seropositive for both immunoglobulin M or G antibody responses years or decades later after resolution of their infection (109). This may lead to misattribution of current symptoms to Lyme disease, and other causes must always be considered and excluded even in the context of a positive antibody test. Furthermore, two-tier or C6 antibody testing cannot be used as a test of microbiologic cure, which may be of particular concern when treating later stages of the infection, or when infection involves the central nervous system, where antibiotic penetration may be suboptimal (110).
While patients with persistent symptoms who have not been specifically treated for Lyme disease would be expected to have a positive serologic response, this is not always observed clinically. Several factors may account for this, including unintended prior antibiotic exposure for an alternative co-morbid or misdiagnosed condition. Alternatively, patients may fail to meet the exact cut-off criteria despite evidence of some antibody response to B. burgdorferi. In these patients, with the exception of synovial fluid PCR to confirm the diagnosis of late Lyme arthritis, direct diagnostic tests such as bacterial culture or PCR of the blood or cerebrospinal fluid (CSF) are often either insensitive or unavailable in non-research settings (111). Culture of B. burgdorferi remains a challenge in both untreated and treated patients, and it is uncertain whether persister organisms can be cultured at all, as evidenced by animal models (112).
Serologic testing for other infectious agents in patients who are B. burgdorferi seronegative or who remain ill after initial treatment for Lyme disease may be indicated in certain circumstances. For instance, in patients with suggestive presentations or risk factors for specific animal exposures, testing for Brucellosis, Q fever, or Bartonellosis may be indicated. Scientific knowledge of the frequency and relevance of exposure to multiple co-infectious agents, such as Anaplasma, Ehrlichia, and Bartonella species of bacteria, Babesia parasites, or other Borrelia species such as B. miyamotoi, in persistent symptoms is limited. Symptomatic co-infection of B. burgdorferi and Babesia microti is well-documented, and may result in chronic illness, especially in patients with an impaired immune system (113). The role of other Babesia species, such as B. duncani, in persistent symptoms is unknown (114). Infection with Bartonella species of bacteria, which can also cause chronic illness, is thought to result primarily from flea bites, although transmission via ticks is an area of emerging knowledge (115). Finally, there has been speculation that non-vector borne infections such as mycoplasma and Epstein-Barr virus may be involved in the perpetuation of chronic symptoms in patients with Lyme disease (116). It should be noted that a positive serologic test for many infections does not equate to on-going infection, as immunological memory can create long-lasting and even life-long antibodies after active infection is resolved.
In patients with untreated late Lyme encephalopathy or persistent symptoms with neurologic manifestations, lumbar puncture may be employed. In these circumstances, an abnormal CSF warrants neurologic consultation and the potential treatment of neuroborreliosis, depending on the clinical circumstances (117). Central nervous system imaging in patients with late Lyme neuroborreliosis and/or neurologic symptoms has not been definitively characterized and more research is warranted. In patients with late Lyme neuroborreliosis, earlier reports of MRI imaging often showed non-specific white matter lesions (118, 119). However, there are currently no imaging findings considered specific for Lyme neuroborreliosis, and significant overlap exists with other neurologic conditions, particularly multiple sclerosis (120). Patients with persistent symptoms, including those with PTLD, have also been studied using various neuroimaging modalities including MRI (121, 122), SPECT (123, 124), and PET (125) scanning techniques. With the exception of one study (121), all identified abnormalities in a subset of individuals within their respective samples. However, imaging studies in Lyme disease have more recently been called into question as a result of advances in imaging technology, knowledge of age-related white matter changes and potential overlap with the general population, and/or increased specificity of diagnostic criteria (126). Newer research techniques, such as those to image central nervous system inflammation using novel PET imaging (127), may aid diagnosis in the future and provide additional insight into the pathophysiology of persistent symptoms.
Neurocognitive Testing
Several studies have characterized the neurocognitive testing profile of patients with PTLD (32, 128–135), who often complain of memory, focus, concentration, and processing speed difficulties (Figure 1). We recently reported that among patients with PTLD who gave adequate test engagement on validity testing, 7% were found to have cognitive impairment using stringent measures relative to population norms. However, when compared instead to education-based estimates of their own pre-morbid functioning, 34% of the sample showed decline (128). Patients with a history of treated Lyme disease (32), and in particular the subset who report persistent symptoms (128–130, 133) often have specific, modest deficits in verbal memory as a group relative to controls. In one study, these objective deficits were found to be present only in the subset of PTLD patients with abnormal CSF findings, suggesting a neurological basis (133). It has also been noted that patients with PTLD can have deficits in mental activation or information processing speed when initiating a cognitive process, independent of sensory, perceptual, or motor deficits (131). Although mood-related symptoms are often present to a greater degree among patients with PTLD compared to controls (Figure 1), depression has not been shown to be associated with performance on memory testing in this population (129). Moreover, patients with PTLDS appear to have more pronounced problems on memory-related tasks when compared to patients with major depressive disorder (132).
Etiology
B. burgdorferi is a zoonosis which has adapted to living in a mammalian host. In its natural reservoir host, the white-footed mouse, it does not appear to cause symptomatic disease. The genome of B. burgdorferi does not appear to code for any known toxins, and as such, it does not have the ability to directly damage host tissue (49). Therefore, the symptoms of Lyme disease can be considered mostly due to the host innate and adaptive immune response to infection. For example, early Lyme disease is characterized by high levels of many immune mediators, which may be beneficial in clearing the infection but also can cause symptoms such as fever and malaise (136). In patients with prolonged, persistent symptoms, the host immune response may become dysregulated through inflammatory or secondary autoimmune pathways, or non-specific immune activation. Other systems, such as central neural pathways and networks, may also be disrupted and have a significant impact on symptoms. The primary driver of this initial dysregulation remains unknown, and it may be dependent on or independent of microbial persistence. It is likely that a variety of factors, many of them overlapping and interacting, contribute to this symptom profile (Figure 2). All these illness mechanisms occur in the context of the host genetic and environmental background, variability in the infecting organism, and the illness experience of the patient.
Figure 2. Hypotheses regarding potential mechanisms of persistent symptoms in Lyme disease, all of which may exist within the complex microbiologic, immunologic, genetic, and lived experience of individual patients. Future mechanisms of disease or other pre-disposing factors may still be identified.
In vitro research shows that B. burgdorferi, like many bacteria, can form persister organisms either under antibiotic pressure or during stationary phase growth, and that these persister organisms are antibiotic-tolerant and are less likely to be killed with standard antibiotics (137, 138). The fact that symptoms can persist in previously treated patients, including those with PTLD, does not exclude microbial persistence as a hypothesized etiology of the symptoms; moreover, exposure of B. burgdorferi to antibiotics is the basis for in vitro models of bacterial persistence (138). It remains unknown therefore, whether standard antibiotic therapy may result in partial treatment or generation of persister organisms that may be involved in the ongoing pathophysiology of persistent symptoms. Mouse, dog, and non-human primate model work show evidence of B. burgdorferi persistence by tissue histopathology and PCR in antibiotic treated animals (139–142). These persister organisms have been shown to be metabolically active in RNAseq studies and xenodiagnosis with ticks has demonstrated B. burgdorferi transmission from antibiotic-treated animals to immunodeficient mice (112). However, they are not easily cultivatable and Koch's postulates have been difficult to prove (140). An alternate explanation for ongoing inflammation is antigen persistence after complete killing of replicating bacteria. In the mouse model, extensive bacterial debris can be visualized after antibiotic treatment despite eradication of cultivatable organisms (143). These antigens may have the ability to specifically activate host immune cells directly or via non-specific bystander activation pathways (144).
Alternatively, antibiotic-refractory late Lyme arthritis, the most studied post-treatment manifestation of Lyme disease, is thought to be autoimmune in nature, as B. burgdorferi can no longer be found in the joint or surrounding tissue in patients who have been thoroughly treated (145). Among patients with this form of inflammatory arthritis, high levels of Th17-associated mediators have been found to correlate strongly with autoantibodies to several Lyme disease-specific autoantigens (63). This suggests that immune dysregulation, in the form of a shift toward autoimmune responses, may contribute to on-going synovitis following antibiotic treatment in the joint (146). Investigators have also shown peptidoglycan persistence in synovial fluid of these patients despite the lack of morphologically intact bacteria (147). It is unclear whether this on-going inflammation is sustained by persistent microbial antigens (148), or even the biologic feasibility of chronic antigen persistence in sequestered sites such as the joint.
Investigation into the role of an ongoing immune response in the symptomatology of patients with persistent symptoms is in its earliest stages. A handful of studies have suggested that inflammatory markers such as C-reactive protein, as well as immune mediators such as CCL19 and IL-23, remain elevated for months after completion of antibiotic therapy among patients with persistent symptoms (47, 48, 106). Anti-neural antibody reactivity is higher in those with persistent symptoms, even among those who are seronegative, compared to those who returned to health after treatment for Lyme disease (149). Another study among post-treatment patients with objective memory impairment found a unique proteomic signature in the CSF with specific differentially increased complement cascade proteins (150).
Finally, infection-triggered, post-infectious syndromes have been described for a variety of viruses (151). Given the clinical similarities between many of these syndromes and persistent symptoms in Lyme disease, including fibromyalgia and chronic fatigue syndrome, it has also been hypothesized that analogous underlying mechanisms may contribute to the symptom profile for all of these conditions (152). Specifically, central sensitization is a process of hyperactivation in the central neural pathways, leading to a more intense response to sensory stimuli, which is experienced as hyperalgesia and/or allodynia (152). The presence of depression or anxiety may be related to these altered neural networks and their associated neurotransmitter changes, or it may also evolve under the patient's lived chronic illness experience, which is often marked by uncertainty and newfound significant functional limitations (153). Although the role of central sensitization in fibromyalgia and other syndromes has been previously appreciated, very little research in this area has been conducted among patients with persistent symptoms in Lyme disease.
Treatment
There are currently no FDA-approved or commonly agreed-upon treatments for patients who have undergone a recommended course of antibiotics for Lyme disease but who continue to have persistent symptoms. Until the pathophysiology of these persistent symptoms is identified and/or a biomarker is developed, it is likely that treatment recommendations will continue to be without consensus. A small number of double-blind, placebo-controlled clinical trials, with a degree of variability in enrollment criteria, intervention, and outcome measures, have been conducted to test whether additional antibiotics are effective (80, 83, 135, 154, 155). One recent study also tested the added benefit of longer-term compared to shorter term antibiotic re-treatment in PTLD (156). In sum, although the study design and interpretation of clinical relevance in the findings of these studies have been debated (157, 158), they have not provided convincing enough evidence of a significant, sustained treatment effect for the Infectious Diseases Society of America (IDSA) to recommend additional antibiotics in their guidelines (14). Furthermore, anecdotal reports of adverse events or even death (159, 160), and the risk of antibiotic resistance at the population level with long-term, untargeted use of antibiotics are often cited as significant concerns (161). By contrast, the International Lyme and Associated Diseases Society (ILADS) have issued markedly different clinical recommendations focused on often open-ended antibiotic treatment of persistent infection and the potential for multiple tick-borne co-infecting agents (162). These recommendations are based on extensive review of the literature supporting the hypothesis of microbial persistence as a mechanism of persistent symptoms in both untreated and previously treated Lyme disease (163). The debate over appropriate and effective treatment strategies for patients with persistent symptoms is one of the primary drivers of the on-going controversy in Lyme disease.
Aside from antibiotics, additional pharmacologic (albeit off-label) or non-pharmacologic therapies for clinical care focus on managing individual symptoms and restoring or improving functioning. For example, pregabalin, and duloxetine may provide some symptom improvement for patients who also meet criteria for fibromyalgia. Tricyclic antidepressants such as nortriptyline are often used for symptomatic management of pain and sleep, and selective serotonin reuptake inhibitors may be indicated for management of secondary depression or anxiety. Other medications for fatigue, such as modafinil, may also be considered but none of these interventions have been subjected to controlled trials (164). Non-pharmacologic interventions such as cognitive-behavioral or other types of therapy as a means to ease symptom burden and help manage the stress of living with a chronic illness may be useful as well. Mindfulness-based stress reduction has been tested among patients with fibromyalgia and shows promise in reducing both symptoms and stress levels (165). A supervised resistance exercise program was shown to increase the number of days feeling healthy and energetic among a small sample of patients with persistent symptoms of Lyme disease (166). The use of complementary, alternative therapies such as essential oils may be promising, however additional in vivo work is needed to address safety and pharmacokinetic properties (167).
Additional treatment trials are needed to test the effectiveness of new therapeutic approaches for patients with prolonged, persistent symptoms following recommended treatment for Lyme disease. Large drug-screening efforts have identified new potential antibiotic and non-antibiotic therapeutic targets with activity against B. burgdorferi (168–170). Although it is unclear how the data will translate to human disease, in vitro and animal models support therapeutics which target persister organisms (137, 171). Furthermore, refinement of treatment protocols for antibiotic-refractory late Lyme arthritis have led to a combination of multiple initial, defined courses of antibiotics followed by a transition to anti-inflammatory therapy when the evidence suggests that infection has been eradicated (53). This may provide a model for future testing of anecdotally suggested, defined, retreatment protocols, particularly among patients with risk factors for persistent symptoms, and conceivably with oral antibiotics which have both anti-infective and anti-inflammatory properties (172).
Defining Patient Subgroups: Post-Treatment Lyme Disease in the Context of Chronic Lyme Disease
Patients with persistent symptoms related to Lyme disease likely represent a heterogeneous population, which includes previously untreated patients, as well as those treated patients who remain symptomatic. As a result, some (largely those with prior treatment) will manifest primarily patient-reported symptoms while others (largely untreated patients) will present with symptoms in conjunction with objective, physical findings. This heterogeneity is further complicated by variation in terminology and the definitions used by different groups in the field.
Patients with untreated Lyme disease have a significant chance of developing persistent signs and symptoms, primarily in the form of arthritis and less commonly, neurologic disease (2). The best studied and agreed-upon persistent manifestations of untreated Lyme disease are late Lyme arthritis, which may present with joint pain, synovitis, and swelling months to years after initial infection, and its post-treatment sequelae antibiotic-refractory late Lyme arthritis, which may occur in ~10% of patients (173). These manifestations present with objective joint swelling and the presence of joint fluid which can be analyzed by PCR for B. burgdorferi, rendering the diagnosis and biologic evaluation of these conditions possible. Similarly, patients with untreated neurologic disease may develop Lyme encephalopathy, manifesting primarily as memory or other cognitive problems. This symptom complex may require further neurocognitive testing, central nervous system imaging, or CSF analyses for evidence of ongoing infection.
By contrast, the majority of patients with persistent symptoms have primarily patient-reported, non-specific symptoms in the absence of classic physical findings of organ-based damage or disease, and therefore it is often presumed that the source of their illness is unrelated to B. burgdorferi exposure (59). In 2007, Feder et al. introduced the concept of multiple sub-categories of patients under the umbrella term “chronic Lyme disease” (CLD) to characterize these patients (174). CLD is a polarizing diagnosis in clinical medicine, with widely divergent definitions and understandings of disease mechanism and effective treatments (175). One key component of the controversy relates to whether CLD is a real disease which is associated pathophysiologically to past or present B. burgdorferi infection. We have modified the initial classifications detailed by Feder et al. in the model presented in Figure 3, which depicts the subgroups described in this section. These subgroups are primarily distinguished by the strength of the evidence in their past medical history and in their current clinical presentation for exposure to B. burgdorferi (174). It is likely that additional, future sub-groups will continue to be identified as our understanding increases of both the pathophysiology of CLD and the diversity of potential infecting tick-borne pathogens.
Figure 3. A schematic of clinical- and research-defined patient subgroups among those with persistent symptoms associated with Lyme disease (14, 163, 174). The size of each patient subgroup is not meant to represent actual population frequency, as prevalence data is extremely limited. IDSA, Infectious Diseases Society of America; ILADS, International Lyme and Associated Diseases Society; CLD-PT, Chronic Lyme Disease-Previously Treated; CLD-U, Chronic Lyme Disease-Untreated; IgG, Immunoglobulin G; CFS, Chronic Fatigue Syndrome; FM, Fibromyalgia.
Patients with PTLD are the most-studied subgroup of those with CLD, as they represent a narrow, highly specific subset of the broader population of patients with persistent symptoms (14, 174). By definition, these patients had documented Lyme disease prior to developing their chronic symptoms which appeared in spite of recommended antibiotic treatment. In 2006, the IDSA included a proposed case definition for PTLD which stipulates the following key elements: (a) a prior documented episode of Lyme disease meeting CDC criteria in which all objective signs resolve; (b) fatigue, widespread musculoskeletal pain, and/or cognitive difficulties which begin within 6 months, last for at least 6 months, and are significant enough to impair daily function; and (c) the absence of specific co-morbid or pre-existing conditions (outlined in the definition) which could otherwise explain symptoms (14). Notably, PTLD is a mechanistically neutral research definition and the term “post-treatment” refers to the patient's status of having been previously treated with appropriate antibiotics. In our experience, patients who meet this case definition are not uncommon in a Lyme disease referral practice in an endemic area, and represent ~15% of patients referred for evaluation (11, 60).
The aim of this definition was to provide a framework for research, and to limit clinical heterogeneity in study populations (14). In research settings where reliability is methodologically important in order to advance scientific understanding, it offers a way to identify a subset of those patients with on-going symptoms linked temporally to strong evidence of prior exposure to B. burgdorferi using the only tools currently available. As such, it is the most accepted and agreed-upon research subgroup of patients, despite having a symptom-defined clinical phenotype which lacks characteristic objective findings. While there are advantages to standardizing a research definition in this way, there are also limitations to the application of this definition in the clinical setting, as there are multiple pathways through which patients who may be suffering from on-going symptoms from Lyme disease may not meet these narrow criteria.
For example, a subset of these patients may have experienced initial delays in diagnosis, and/or misdiagnoses of their presenting signs or symptoms (43, 71, 176–179). The particular clinical difficulties in diagnosing EM (180–182), and/or a lack of EM or acute symptoms, remain on-going issues in community practice and can lead to significant delays in diagnosis and initiation of appropriate treatment. These scenarios have several important implications, as they not only increase risk for later persistent symptoms but they may also set patients on a clinical trajectory that never resembles the classic, textbook manifestations of Lyme disease. Furthermore, by the time patients have on-going, subacute symptoms, misdiagnosis or delays in diagnosis also increase the likelihood that patients will have been exposed to non-ideal antibiotics (43, 176). Partial treatment with non- or minimally-effective antibiotic regimens can explain the high rate of seronegativity and lack of seroconversion in this group. All of these factors hinder or obscure documentation of an initial episode in the medical record which meets CDC criteria for Lyme disease. Lastly, while the exclusion of patients with specific co-morbid conditions creates a high degree of illness specificity, it does not preclude the clinical reality that Lyme disease and its associated persistent sequelae often occur in the context of other pre-existing conditions.
Notably, the ILADS organization has also released a broader, more inclusive definition for CLD which encompasses those patients meeting the IDSA definition for PTLDS, as well as those with similar symptoms who would be excluded for lack of functional impairment or weaker evidence for prior Lyme disease (163). The ILADS CLD definition also differs from the IDSA's PTLDS definition in that it distinguishes between previously treated (CLD-PT) and untreated (CLD-U) presentations, and specifies on-going B. burgdorferi sensu lato infection as the underlying illness mechanism for both. However, ILADS CLD is a symptom-based definition and therefore ongoing infection is difficult to assess in individual patients with no currently available biomarker test, and given the large degree of symptom overlap between CLD and other illnesses.
Another unique subgroup of patients are those with only persistent, patient-reported symptoms similar to those reported in PTLD, a positive immunoglobulin G antibody response supporting prior exposure to B. burgdorferi, and no history of treatment for Lyme disease. Patients with this clinical presentation represented ~6% of those referred for possible Lyme disease in our retrospective chart review (11). As these patients lack classic, objective signs of Lyme disease, they are often characterized as having ambiguous evidence of B. burgdorferi infection (174). However, this group may represent an interesting, intermediate clinical phenotype between archetypal Lyme disease and PTLD, as these types of presentations may occur before the onset of late Lyme arthritis, during which time objective manifestations may be transient (10).
Finally, given the lack of an available biomarker, there will always be a subset of patients with missed diagnoses of other diseases and conditions with similar symptoms, who initially seek evaluation for CLD with non-specific symptoms (11, 90, 91). This may include patients with other defined metabolic, inflammatory, neoplastic, or infectious diseases which can be differentiated by laboratory testing. It may also include patients who meet clinical criteria for syndromes such as fibromyalgia or chronic fatigue syndrome, which also have a high burden of non-specific symptoms such as fatigue and pain and lack clinically available biomarkers. These syndromes are commonly diagnosed, depending on the type and geographic location of the practice, in referral clinics among patients both with and without evidence for prior Lyme disease in their history (90, 91). Similarly, persistent symptoms in Lyme disease are sometimes attributed to misdiagnoses of common, chronic co-morbidities. Although this scenario does present an added degree of clinical complexity, it is important to consider the possible co-occurrence of two disease processes and the role of interaction between the two.
Current Challenges and Future Priorities
Patients with PTLD represent a substantial burden to the United States health care system. In a large, health insurance claims analysis of 47 million members, estimated total direct medical costs from Lyme disease were between $712 million and $1.3 billion per year, with a significant portion of these specifically due to PTLD-related costs (183). The same study found that the adjusted odds of any PTLD-related symptom diagnosis following Lyme disease was 4.77 higher than age-, sex-, enrollment year-, region- and payer type-matched controls without Lyme disease, and that those patients with Lyme disease who went on to have at least one PTLD symptom had over twice the average total health care costs as those who did not (183). These cost estimates do not reflect additional indirect, non-medical, and lost productivity costs to patients, which may be substantial in a population with a chronic and significant illness impact on quality of life (80, 153, 184). Novel preventative approaches to reduce incidence of new Lyme disease cases, as well as physician and community educational interventions to increase awareness and reduce diagnostic delays and misdiagnosis, are needed to reduce costs and improve patient outcomes.
In a 2010 survey of primary care physicians in Connecticut, 50% responded that the did not “believe” in CLD, however almost all of the remainder (48%) responded that they were undecided or unsure (185). Despite the impression given that very few reputable physicians “believe” in CLD, many physicians and public health faculty acknowledge a real problem that is not just being driven by a small group of patients, physicians and advocacy groups (186). Given the wide variety of prescription, over the counter, and alternative treatments still currently being prescribed by physicians or sought independently by patients, there is a need to rigorously test new evidence-based therapeutic options for patients with persistent symptoms (187). Physicians would be aided greatly by illness biomarkers and effective tests of cure, as two-tier serology alone cannot be used in the post-treatment period for this purpose. However, such progress rests upon basic and translational scientific advancements in elucidating the biologic mechanisms of disease in this population.
Finally, only a handful of qualitative studies have been conducted which address the lived experience of patients with persistent symptoms (42, 153, 188–190). However, it is evident from this small body of literature that a key component of this experience is an often complex and protracted interaction with the health care system. Notably, patient frustration, financial burden, and “a long road to diagnosis” (189) are characteristic in the community practice of medicine (188). These factors are compounded by an immediate need to re-negotiate physical and social identities to the “new normal” of chronic illness, often without the same level of medical support and certainty afforded patients with non-contested conditions (153). We hypothesize that increased validation of the illness experience will improve interactions with the health care system and may also have under-appreciated downstream effects on patients' quality of life, coping, resilience, and even the physical burden of disease (191). An understanding of the ways in which the historical social construction of this illness and interactions with the health care system itself may contribute independently of, but in parallel to, biologic disease processes, is a final, important component of a multidisciplinary approach to alleviate patient suffering (192).
Conclusions
It is likely that the number of new Lyme disease cases will continue to increase in the coming decades, and consequently so will the number of patients with the variety of clinical presentations described in this article as having persistent symptoms. These symptoms are significant for the magnitude of their impact on the broader health care system, as well as on the quality of life of individual affected patients. Although much progress has been made to characterize and understand the most common manifestations of Lyme disease in the almost 50 years since it was first identified, many fundamental questions surrounding persistent symptoms remain unanswered. Beyond the uncertainty and the controversy, real opportunity exists for scientific insight into not just Lyme disease but also the increasing numbers of patients with unexplained symptoms and syndromes for which modern medicine does not currently offer explanation or treatment.
The identification of patient subgroups is an important way to address these questions and understand the heterogeneity of this patient population. PTLD is one such defined sequelae of Lyme disease which exists within the broader universe of patients with persistent symptoms. Irrespective of the underlying pathophysiology of the illness, it is a useful tool which can be operationalized in research settings where specificity and standardization is essential. Importantly, it can be used as a starting point to move the field forward scientifically, and eventually to understand other clinical subgroups where the established link to prior Lyme disease may exist but is less firm. Despite significant challenges, there is a critical need to develop and refine scientifically rigorous, multidisciplinary means of engaging with these more complex and controversial presentations of Lyme disease.
Author Contributions
AR and JA contributed to the organization and design of the manuscript, performed literature reviews, participated in drafting sections of the manuscript, and in revising, reading, and approving the final submitted version.
Funding
General support for this work was provided by the Steven and Alexandra Cohen Foundation, Inc. The funding organization had no role in preparation, review, or approval of the manuscript, nor the decision to submit the manuscript for publication.
Conflict of Interest
JA has been granted a United States patent on the use of the T-cell chemokine CCL19 to identify patients at risk for PTLD who may potentially benefit from further treatment.
The remaining author declares that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
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Keywords: Lyme disease, post-treatment Lyme disease, review, clinical presentation, research priorities
Citation: Rebman AW and Aucott JN (2020) Post-treatment Lyme Disease as a Model for Persistent Symptoms in Lyme Disease. Front. Med. 7:57. doi: 10.3389/fmed.2020.00057
Received: 03 January 2020; Accepted: 06 February 2020;
Published: 25 February 2020.
Edited by:
Christian Perronne, Assistance Publique Hopitaux De Paris, FranceReviewed by:
Allison DeLong, Brown University, United StatesEmir Hodzic, University of California, Davis, United States
Catherine Ayn Brissette, University of North Dakota, United States
Copyright © 2020 Rebman and Aucott. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: John N. Aucott, amF1Y290dDImI3gwMDA0MDtqaG1pLmVkdQ==