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ORIGINAL RESEARCH article

Front. Energy Res., 09 November 2022
Sec. Smart Grids

Optimal operation of park-level integrated energy system based on multi-agent cooperative game

Kaiwen XuKaiwen Xu1Zeyu Liu
Zeyu Liu1*Weichen SunWeichen Sun2
  • 1Key Laboratory of Smart Grid of Ministry of Education, Tianjin University, Tianjin, China
  • 2College of Computer and Information, Hohai University, Nanjing, China

As the effects of climate change and environmental pollution become more serious, the requirements of low carbon emission are put forward to the operation of integrated energy systems. Under this trend, a cooperative-game-based operation optimization model for integrated energy systems is proposed in this paper. This model can achieve the multi-agent allocation and coordinate the operating costs and carbon emissions. The Anderson-accelerated-based alternating direction multiplication (AA-ADMM) method is used to improve the efficiency of solving the proposed model. Thereafter, the benefit of each agent is allocated by the Shapley value. Results indicate that the proposed model can provide a reasonable trade-off between operating costs and carbon emissions, and the proposed benefit allocation strategy is effective.

1 Introduction

Recently, humanity is facing the energy shortage and global warming. This trend has led to the formation of the Climate Ambition Coalition by 66 countries to achieve carbon neutrality targets. (UNFCCC, 2019). Under energy and policy pressure, traditional independent energy systems are facing the challenges of energy underutilization and substandard usage. To deal with this, the Park-level integrated energy systems (PIES) have been constructed to achieve the efficient integration of combined heat and power (CHP), storage, and energy conversion components. However, the conflict of interests between these agents restricts the efficiency of PIES. As a result, it is important to optimize and coordinate the operation of multiple agents in the PIES to reduce operating costs and carbon emissions.

Many scholars have conducted a lot of research on the operation of park-level integrated energy systems. A NSGA-III-based solving approach (Deng Y et al., 2021) is developed to find the non-dominated solutions of the model. A synergistic strategy is proposed to achieve efficient energy utilization by recovering waste heat (Wu et al., 2019). This reference (Ha et al., 2022) proposes an optimized model. The proposed model provides a more efficient network to scale down the environmental and economic impacts of electricity storage. A multi-objective optimization model achieves a win-win situation in terms of operation, economy, environmental friendliness, and safety (Zhang et al., 2019). The reference (Wang et al., 2020) presents an integrated energy system to improve the efficiency of wastewater reuse. The CHP is used to improve the energy supply flexibility and conversion efficiency of integrated energy systems (Ma et al., 2021). An integrated energy system optimal dispatch model is established from the perspective of flexibility and economy considering the conversion of multiple energy forms and multiple time scales (Tang et al., 2021). An integrated energy system optimal dispatch model is used to operate the coupled demand response characteristics of multiple energy streams (Tang et al., 2021). However, few studies focus on the coordination of multiple agents in integrated energy systems.

The game theory is widely applied to balance the contradiction between agents in the PIES. Nash is one of the main research directions. The reference (Jing et al., 2020) proposes a Nash-type noncooperative game model between agents that can well ensure fairness and reduce trading costs. The reference (Geng et al., 2020) establishes an operation optimization model to distribute the coalition benefits by Nash negotiation. The reference (Jing et al., 2021) applied the Nash approach in the energy interaction between multiple device subjects to improve utilization efficiency and reduce costs. In addition, the game theory has been widely used to improve the benefits of multiple subjects while resolving conflicts. The reference (Yuan, 2021) uses a typical robust optimization to deal with the uncertainty of energy control. An evolutionary game approach (Gao et al., 2021) that considers individual finite rationality is proposed. This method can effectively improve energy efficiency. A game stochastic optimization allocation method is used to assign the weights of renewable energy consumption responsibilities of market players (Jiao et al., 2022). The reference (Jing et al., 2018) constructs the cost and emission constraints to achieve benefit sharing among multiple agents based on cooperative game theory, and a mixed integer linear programming (MILP) model is developed to analyze the impact of benefit allocation. However, the allocation of interests of multiple agents with multiple objectives is not considered in the above methods.

Based on this, a cooperative-game-based operation optimization model considering multi agents of the PIES is proposed in this paper. The main contributions of this study are as follows.

1) A cooperative-game-based optimization model of PIES is proposed to balance the interests of multiple agents. Moreover, the Anderson-accelerated-based ADMM algorithm is employed to efficiently obtain the optimal scheduling strategy.

2) The Shapley method is used to allocate the benefits of each agent after cooperation, and more users can be motivated to build an integrated energy system through cooperation.

3) A game method is used to determine the weight of operational objectives including the operation cost and carbon emission.

2 The structure of PIES

Generally, most of the current operation modes are independent devices. The users cannot realize multi-energy coupling, and this operation mode has a high economic cost and low energy utilization rate. PIES is a representative multi-energy coupled systems today. Therefore, the PIES is considered as a research issue in this paper. Its characteristics can significantly improve energy utilization efficiency, and reduce system operating costs and CO2 emissions. The structure of the PIES in Figure 1. Multiple energy sources work together to break down the blockade of independent operation.

FIGURE 1
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FIGURE 1. Structure of park-level integrated energy system.

3 A cooperative-game-based operation optimization model of PIES

The idea of cooperative game includes two aspects. First, the AA-ADMM is used to obtain the pareto frontier, which can ensure the optimality of the overall benefit. Then, the Shapley value method is employed to distribute the obtained benefits according to the contributions of each coalition.

3.1 The multi-agent cooperative game optimization model

In this paper, the economy and environmental friendliness are used as the operational objectives in the proposed multi-agent cooperative game optimization model. It can help to get an objective allocation result of the overall optimal benefit. This multi-objective problem can be a good solution to the problem of overall benefit loss in the practical operation process. The specific objectives and system constraints are shown below.

3.1.1 Objective function

1) Economic Objectives

The operation optimization of PIES aims to achieve the lowest total operating cost,

minfC=Cgas+Cgrid+CEM+CEICgrid=dtTkgridPgridCgas=dtTkgasPgasCEM=dtTk=1mωkPtkCEI=k=1mkIPc(1)

where fC is the annual operation cost of the overall system; d is the typical seasonal day; the simulation step is 1 h, T = 24; Pgrid and Pgas are the purchasing power of electricity and gas; kgrid and kgas are the prices of electricity and gas, respectively; m is the total number of devices; ωk is the maintenance cost of equipment k, Pkt is the output power at moment t, kI is the initial investment factor of each equipment, Pc represents the equipment capacity.

2) Environmental Objectives

The environmental friendly objective of PIES operation is to minimize CO2 emissions,

minfE=dDdtT(αgridPgrid+αgasPgas)(2)

where fE is the CO2 emission of the overall system; αgrid and αgas are the CO2 emission factors for natural gas combustion and grid purchased electricity, respectively.

3.1.2 System main constraints

1) Component Constraints

As shown in Figure 1, the main component in operation includes CHP, transformer (T), ground source heat pump (GSHP), air source heat pump (ASHP), electric chiller (EC), absorption chiller (AC) and electric energy storage (EES).

Operation equality constraints.

PCHP=ηCHPGCHP=ηCHPFCHP(t)qg(3)
HCHP=μCHPηCHPGCHP(4)
HAshp=ηAshpPAshpHGshp=ηGshpPGhsp(5)
OEC=ηECPECOAC=ηACPAC(6)
SOCExp=SOC(T)SOC1Cap=SOCIniCap+P1sηsP1d/ηdSOCtCap=SOCt1Cap+PtsηsPtd/ηd(7)

where the subscripts denote the components, P, G, H, and O denote the electricity power, gas input, heating power, and cooling output, respectively; η denotes the efficiency of components; FCHP(t) denotes natural gas flow; qg is the calorific value of natural gas; μCHP is the thermal conversion coefficient of CHP; ηs and ηd are the battery charging and discharging efficiency respectively; Cap is the energy storage capacity; SOCt is the state of EES charge at time t; Pst and Ptd are the EES charging and discharging power at time t, respectively; SOCExp denotes the final value (desired value) of the energy storage system; SOCIni denotes the initial value of the energy storage system.

Operation inequality constraints.

PCHPminPCHPCCHP(8)
|PtCHPPt1CHP|ΔPmaxCHP(9)
SOCminSOCtSOCmax(10)
PminsPtsPmaxsPmindPtdPmaxd(11)
0PECCEC0HACCAC(12)
PAshpminPAshpCAshp0PGshpCGshp(13)

where C denotes the capacity of components; Pmin is the lower limit of equipment output; ΔPCHPmax is the upper climbing rate of CHP unit; SOCmin and SOCmax are the minimum and maximum constraints of charge state; Psmax and Pdmax are the maximum constraints of charge and discharge power; Psmin and Pdmin are the maximum constraints of charge and discharge power, respectively.

2) Energy Balance Constraints

Pgrid+PCHP+Pts=LE(t)+PEB+PAshp+PGshp+PEC+Ptd(14)
LH(t)+HAC=HEB+HGshp+HAshp+HCHP(15)
OEC+OAC=LC(t)(16)
Pgas=GCHP(17)
0PgridPgrid,max0PgasPgas,max(18)

where LE(t), LH(t), and LC(t) are loads of electricity, heat, and cooling; Pgrid,max and Pgas,max are the purchasing power bounds of electricity and gas.

3.2 The solution approach for multiple objectives

A reasonable operation optimization strategy is an important means to ensure the economic stability and efficient energy supply of the system. PIES can cause optimization conflicts due to its multi-objective properties. Therefore, it is necessary to resolve the conflicting benefits of multiple optimization objectives. The optimization model can be considered as:

{min(fC,fE)s.t.(3)(18).(20)

The solution process is played by two virtual participants to achieve the desired economic and environmental optimality. The problem has been proved in the reference (Lan et al., 2021). To facilitate the solution, the minimum problem Eq. 20 is converted to a maximum optimization problem,

maxxS(l1mfC(x))(l2mfE(x))s.t.(3)(18)(21)

The preconditions of the multi-objective game include reaching the optimal benefit, i.e., the Pareto solution. Thus, the set S in Eq. 21 is the Pareto frontier of the problem Eq. 20, and l1m and l2m are the highest unilateral costs (Tan et al., 2021). The geometric representation of (21) is shown in Figure 2.

FIGURE 2
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FIGURE 2. The geometric representation of the multi-objective game model.

The large ellipse in Figure 2 shows the feasible domain, l1m and l2m are the worst target values. The curve is the game function, and the line is the Pareto front. The boundary of the circle represents the same distance point from the worst objective value. The physical meaning of the optimization is to ensure that the solution under the feasible domain can achieve the maximum value of both sides.

To solve the above multi-objective game optimization problem, this paper uses the ADMM algorithm. The method has a good application in the game model (Luo et al., 2022). The core idea is to equivalently decompose the objective function of the original problem into several solvable subproblems, then solve each subproblem in parallel. Finally, it can coordinate the solutions of the subproblems to obtain the global solution to the original problem.

The standard form of the conventional ADMM algorithm is as follows (Wu et al., 2019).

minf(x)+g(z)s.t.Ax+Bz=c(22)

In Eq.22, f(x), g(z) are two convex functions, Ax + Bz = c is the equation constraint. The ADMM algorithm has a faster convergence rate and finds higher quality solutions in the optimization of solutions under multiple objective functions (Cao., 2020; Huang et al., 2021). The ADMM solution for Eq. 21 is essentially a nonconvex problem, so it is difficult to solve this problem directly. The model Eq. 21 can be transformed as follows (Ma et al., 2021),

min[ln(l1mfC(x))+ln(l2mfE(x))]s.t.(3)(18)(23)

The ADMM algorithm is a decomposition of both the variables and the objective function. The two parts satisfy a linear relationship, which can be represented by the following Lagrangian function.

Lp(x,z,λ)=f(x)+g(z)+λT(Ax+Bzc)+ρ/2Ax+Bzc||22(24)

where Lp(x,z,λ) is the augmented Lagrangian function; λ is the dual variable; ρ > 0 is the penalty function. Then the format of update iterations can be,

{xk+1=argminxLρ(x,zk,λk)zk+1=argminzLρ(xk+1,z,λk)λk+1=λk+ρ(Akk+1+Bxk+1c)(25)

Moreover, this paper uses AA-ADMM to further accelerate the ADMM algorithm. The AA-ADMM can speed up the calculation and improve the convergence accuracy. The Anderson’s acceleration method should satisfy that the sum of weighting coefficients is one and it is convergent. In this paper, the total of multiple objectives weights is 1. Moreover, the game formula is obtained by the deformation of the quadratic function. The quadratic function has the iterative convergence property. Therefore, the Anderson’s acceleration method can be applied in the proposed model. The main idea of Anderson acceleration is to use the current iteration xk and the previous m iterations to make the residuals of new iterations as small as possible. Based on Eq. 24, the iterative form of fixed-point iteration is,

(zk+1,λk+1)=G(zk,λk)(26)

Using u= λ / ρ, the iteration of the multi-objective system is obtained as,

{Xik+1=argminPi(fi(Xi)+ρ2(XiX¯k+uik)2)uik+1=uik+ek+1(27)

where Xik+1 is the cost value after k+1 iterations, the optimal solution is obtained by,

Xik+1=ρ(X¯kek)ρuikc2iρ+2c1i=1,2,,n(28)

In the ADMM algorithm, the iteration is ended when both the original residuals and the pairwise residuals are less than the convergence accuracy,

{uik+1uik=i=1nXik+1XnεAρ(X¯k+1X¯k)εB(29)

where εA and εB is the convergence accuracy of the original residuals and dual residuals.

The optimal scheduling solution process of the cooperative game model under multiple objectives is shown in Figure 3.

FIGURE 3
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FIGURE 3. Optimized scheduling solution process.

3.3 Shapley value benefit allocation method

Allocation is an important concept in cooperative games. The distribution of benefits ensures that the benefits gained by cooperation are greater than the benefits of operating alone. In this paper, the Shapley value method is used to solve the benefit distribution problem in the cooperative game. The contribution of each alliance is used to determine the benefit distribution. In addition, the classification of alliances is based on the energy coupling relationship, e.g., GSHP and ASHP use electricity to generate heat, CHP burns gas to produce electricity and heat.

It is considered that the benefits received by multiple agents in operation are allocated as φi(v). V represents the cooperative surplus, and i represents the coalition agent. In this paper, v is the difference between the independent mode and cooperation mode. The benefits of the coalitions are allocated according to the following equation (Duan et al., 2022).

ϕi(v)=SNW(|S|)[v(S)v(S{i})]i=1,2,,n(30)
W(|S|)=(|S|1)!(n|S|)!n!(31)

where S denotes the number of participants in the set N of coalition members; v(s) is the overall operating cost of PIES; v(s-{i}) is the operating cost of the cooperative coalition without i; v(s)-v(s-{i}) means the marginal contribution of the agent to the coalition S; W|S| is the probability of the occurrence of the coalition S.

4 Case studies

The optimal operation solution of PIES is obtained by solving the proposed cooperative game model through AA-ADMM. The benefits generated after the cooperation are distributed by the Shapley value method. The convergence accuracy of the AA-ADMM algorithm is set to 10–4. There are five agents in PIES, that is, EES, EC, GSHP&ASHP, CHP, and AC. The parameters are shown in Table 1. The electrical, thermal and cooling load curves are shown in Figure 4.

TABLE 1
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TABLE 1. Component parameters.

FIGURE 4
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FIGURE 4. Load curves of four typical days.

The prices of electricity are 1.14 CNY/kWh during peak hours (12–14, 19–22), 0.46 CNY/kWh during valley hours (1–7, 23, 24), and 0.84 CNY/kWh during normal hours (8–11, 15–18). The price of natural gas is 0.25 CNY/kWh. The purchase limit of electricity and natural gas is 200 MW. The carbon emission factors of natural gas and electricity are 0.22 kg/kWh and 0.968 kg/kWh, respectively.

4.1 Results of multi-agent game optimization

The multi-agent cooperative game optimization is performed to find the optimal operation strategy. The AA-ADMM algorithm can find the weight parameters of two objectives, operations costs, and carbon emissions.

The (Figure 5A) show that cost and CO2 emissions are mutually exclusive objectives, and a decrease in one is necessarily accompanied by an increase in the other one. The optimal operating cost fC is 5.9332×108 CNY and carbon emission fE is 3.9796 × 108 kg. As shown in (Figure 5B), the optimal target value corresponds to a specific weight λ of 0.7071.

FIGURE 5
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FIGURE 5. (A) Optimal solution on the Pareto. (B) Optimization objective value.

After getting the target weights, the game operation considering multi-agent is performed. There are two modes of PIES operation, mode A is the separate operation mode and mode B is the optimized cooperative operation model. The optimization results of the operation cost and carbon emission of the two modes are shown in Table 2.

TABLE 2
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TABLE 2. Results of operation mode.

Considering the contribution of all the sub-alliances, the Shapley value method is used to allocate benefits to the alliances. All feasible sub-alliances are shown in Table 3. The optimization results of the sub-alliance operation are shown in Figure 6.

TABLE 3
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TABLE 3. Achievable gaming alliance combinations.

FIGURE 6
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FIGURE 6. Optimization results for all sub-affiliate operations.

As shown in Table 2 and Figure 6, the total cost and carbon emission are positively correlated expect the cases without EC. This is because the efficiency of EC is lower than that of AC. For alliances 8, 16, 17, 18, and 19, the supply of heat load mainly comes from electric components, which causes the increase in carbon emissions.

The total economic benefit and carbon emission benefit using the cooperative operation are 0.4222×108 CNY and 0.9056 × 108 kg, respectively. As shown in Figure 7, since CHP can meet most of the electric and heat load, it obtains the economic benefit 0.1802 × 108 CNY. The large capacity of CHP leads to the high carbon emission, its carbon emission allocation changes from 0.1529 × 108 kg to 0.1349 × 108 kg. Because of the high efficiency, EC has the economic benefit of 0.0686 × 108 CNY, and the carbon emission allocation benefit is 0.5349 × 108kg. The economic and carbon emission benefits of GSHP and ASHP are 0.0196× 108 CNY and 0.1546 × 108kg, respectively. This is because their electricity can be supplied by not only grid but also CHP, and the efficiency of electro-thermal coupling components is high. As the impact of energy storage on carbon emission is extremely low, its carbon emission benefit is zero.

FIGURE 7
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FIGURE 7. Benefit distribution results.

The optimal operation strategies of PIES components in spring and winter are shown in Figures 811.

FIGURE 8
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FIGURE 8. The optimal electricity operation strategies in spring.

FIGURE 9
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FIGURE 9. The optimal heat operation strategies in spring.

FIGURE 10
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FIGURE 10. The optimal electricity operation strategies in winter.

FIGURE 11
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FIGURE 11. The optimal heat operation strategies in winter.

As shown in Figures 811, the proposed optimization operation strategy can realize the balance of multiple energy. Compared with electricity, due to the cheaper price and the lower carbon emission of gas, the peak hour load is supplied by CHP. Compared to ASHP, GSHP has better efficiency performance. Therefore, GSHP also is the main component to supply the heat load, and ASHP is always used to meet the peak load in winter.

4.2 Analysis of algorithm performance

1) Weight analysis

When the specific weight λ is 0, the operating cost fC is 6.1561 × 108 CNY and fE is 3.6229 × 108 kg. In his cases, the operation strategy is the worst operation cost. When the λ is 1, the operating cost fC is 5.7876 × 108 CNY and the carbon emission fE is 4.3235 × 108 kg. In this case, the solution approaches its worst carbon emission.

It can be intuitively seen that the weight of 0.7071 is a compromise value and can reach the solution balancing two objectives, thus verifying the feasibility of the multi-objective solution method in this paper.

2) Algorithm Comparison

To verify the effectiveness and advancement of the AA-ADMM algorithm, it is compared with Non-dominated Sorting Genetic Algorithms (NSGA-II) and Multiple Objective Particle Swarm Optimization (MOPSO) algorithms. AA-ADMM possesses a faster solving speed and obtains better objective values. The solution iteration processes of three algorithms are shown in Figure 12.

FIGURE 12
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FIGURE 12. Iterative process of the three optimization algorithms.

5 Conclusion

In this paper, a cooperative-game-based multi-agent optimization model is proposed to explore a new mode of park operation under the current development of decentralized and park-based energy systems. The proposed model is solved by the AA-ADMM algorithm to find a high-quality solution satisfying the system constraints, and the benefits of the saved costs are allocated using the Shapley value method. Through verification, the method in this paper has the following significant advantages.

1) The PIES cooperative game model can make excellent use of equipment supply properties to couple multiple energy sources for coordinated operation. It alleviates the problem of energy inefficiency and maximizes operational efficiency. This method provides ideas for decentralization and park development. The method can extend the application scenario to achieve a larger range of peer-to-peer transactions.

2) The AA-ADMM can effectively solve the multi-objective optimization problem of the energy system. It can realize the rational allocation of resources and find a reasonable trade-off between operating costs and carbon emissions.

Data availability statement

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

Author contributions

KX: Conceptualization, Methodology, Validation, Formal analysis, Writing-review, and editing. KH: Conceptualization, Methodology, Software, Formal analysis, Writing-review, and editing. ZL: Conceptualization, Writing-review, and editing, Data curation. WS: methodology, writing reviewing and editing.

Funding

This work was supported by the National Natural Science Foundation of China Smart Grid Joint Foundation (Grant No. U2066211).

Conflict of interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher’s note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

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Keywords: cooperation game, ADMM, integrated energy system, multi-agent, shapley value

Citation: Xu K, Liu Z and Sun W (2022) Optimal operation of park-level integrated energy system based on multi-agent cooperative game. Front. Energy Res. 10:970344. doi: 10.3389/fenrg.2022.970344

Received: 15 June 2022; Accepted: 21 October 2022;
Published: 09 November 2022.

Edited by:

Valentin Robu, Centrum Wiskunde and Informatica, Netherlands

Reviewed by:

Rui Jing, Xiamen University, China
Yunfei Mu, Tianjin University, China
Xiaolong Jin, Technical University of Denmark, Denmark

Copyright © 2022 Xu, Liu and Sun. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Zeyu Liu, dGp1bHp5QHRqdS5lZHUuY24=

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