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REVIEW article

Front. Cardiovasc. Med., 09 December 2021
Sec. Cardiovascular Therapeutics

Device-Based Sympathetic Nerve Regulation for Cardiovascular Diseases

\nLe LiLe LiZhao HuZhao HuYulong XiongYulong XiongYan Yao
Yan Yao*
  • National Center for Cardiovascular Diseases, Peking Union Medical College, Chinese Academy of Medical Sciences, Fu Wai Hospital, Beijing, China

Sympathetic overactivation plays an important role in promoting a variety of pathophysiological processes in cardiovascular diseases (CVDs), including ventricular remodeling, vascular endothelial injury and atherosclerotic plaque progression. Device-based sympathetic nerve (SN) regulation offers a new therapeutic option for some CVDs. Renal denervation (RDN) is the most well-documented method of device-based SN regulation in clinical studies, and several large-scale randomized controlled trials have confirmed its value in patients with resistant hypertension, and some studies have also found RDN to be effective in the control of heart failure and arrhythmias. Pulmonary artery denervation (PADN) has been clinically shown to be effective in controlling pulmonary hypertension. Hepatic artery denervation (HADN) and splenic artery denervation (SADN) are relatively novel approaches that hold promise for a role in cardiovascular metabolic and inflammatory-immune related diseases, and their first-in-man studies are ongoing. In addition, baroreflex activation, spinal cord stimulation and other device-based therapies also show favorable outcomes. This review summarizes the pathophysiological rationale and the latest clinical evidence for device-based therapies for some CVDs.

Introduction

Sympathetic hyperactivation plays a key role in promoting numerous pathophysiological processes in CVDs, including ventricular remodeling, vascular endothelial injury and atherosclerotic plaque progression (1). Inhibiting overexcited sympathetic nerve (SN) with drugs such as beta-blocker, angiotensin-converting enzyme inhibitor (ACEI) or angiotensin receptor blocker (ARB) may improve the prognosis of CVDs (2). The therapeutic effects on some diseases, however, are still unsatisfactory due to issues of drug efficacy, safety and compliance. The treatment of CVDs by regulating sympathetic activity has become a hot research topic in recent years, providing new therapeutic options for a variety of CVDs by maintaining the balance of the autonomic nervous system (3). Based on the effect of the intervention, device-based SN regulation can be divided into two categories: sympathetic inhibition and sympathetic stimulation. The former one, including renal denervation (4), pulmonary denervation (5), etc., can destroy the target nerve fibers by means of catheter interventions using energy such as radiofrequency inside the vessels rich in sympathetic nerve fiber distribution. The latter one incorporates carotid sinus electrical stimulation (6) and spinal cord stimulation (7), in which stimulation signals are artificially delivered to the target nerve by means of a pulse transmitter to modulate sympathetic nerve activity.

Although the precise mechanisms of action of sympathetic device modulation are not fully understood, there are research studies to support its value in common CVDs such as hypertension (8), arrhythmias (9), and heart failure (HF) (10) (Figure 1). This article will provide a review of the possible pathophysiological rationale for the application of device-based SN modulation in CVD, the latest clinical research evidence, current controversies, and future perspectives.

FIGURE 1
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Figure 1. Current evidence of device-based sympathetic nerve regulation in cardiovascular diseases. RCT, randomized controlled trial; Long-time, longer than 1 year; +/–/?, positive/negative/uncertain results.

Renal Denervation

Anatomy and Mechanism

Anatomically, the kidney is innervated by both sensory afferent fibers, sympathetic efferent fibers, and parasympathetic efferent fibers, creating a bidirectional connection with the central nervous system (CNS) (11). In traditional opinion, renal SN emanate from spinal nerves, mostly via ventral ganglion perforators, and to a lesser extent via ganglia from perforators in the adrenal gland and abdominal aorta, innervating the kidney in a basket-weave structure and encircling the outer membrane of the renal artery (12). Afferent fibers of the renal nerves sense mechanical and chemical changes, and transmit these feedback signals to CNS, which consequently issues efferent signals to regulate renal vascular tone and volume homeostasis (13). Functionally, renal afferent fibers are mainly divided into pressor and depressor fibers, and the combined effect of the two different afferent fibers can lead to either an elevation or a reduction of the sympathetic tone, causing an increase or decrease in blood pressure (BP) (14). According to the change in BP after endovascular electrical stimulation, Fudim et al. (15) classified the nerve sites around the renal artery as hot spot (increased BP), cold spot (decreased BP), and neutral spot (unchanged BP). The same bundle may contain different types or functions of nerve fibers, whether RDN could reduce BP depends upon which nerve fibers are dominant at this particular site. The renal sympathetic efferent fibers innervate the renal vascular system and various parts of the renal unit, regulating renal blood flow, sodium-water reabsorption, and the release of renin and prostaglandins, affecting the function of the renal and cardiovascular systems. The anatomy and function of renal parasympathetic efferent fibers have been debated for many years. Although a study using neural tracer technology has not found a direct connection between the kidney and pre-ganglionic fibers of the vagus nerve (16), human autopsy findings have confirmed the presence of parasympathetic fiber distribution around the renal artery (17). Nevertheless, the physiological function of renal parasympathetic nerves remains to be explored.

As mentioned previously, endovascular renal electrical stimulation (RNS) could identify positive nerve-enriched area, which helps to guide selective RDN and enhance the efficacy of RDN (18). An animal study by Liu et al. (19) showed that RNS-guided RDN was more effective in lowering BP than traditional RDN (28.6 ± 6.7 vs. 14.7 ± 6.1 mm Hg, p = 0.002), and tyrosine hydroxylase staining confirmed that RNS-guided RDN achieved more complete denervation. In addition, nowadays, RDN lacks a valid ablation endpoint, and operators often fail to know whether the procedure is successful, which limits the widespread use of RDN. RNS may help to distinguish the complete denervation, and changes in BP after RNS may serve as an effective ablation endpoint (20). Hoogerwaard et al. (21) reported that, after 10-month follow-up, patients without residual RNS-induced BP response had a significant lower 24-h systolic BP compared to the patients with residual RNS-induced BP response (126 ± 4 vs. 135 ± 10 mmHg, p = 0.04). This finding may conduce to solve the issue of “blind RDN,” and patients who still respond to RNS after RDN may be advised to receive the second RDN.

The anatomical evidence regarding the innervation of the renal artery has been recently updated. Sakakura et al. (22) performed autopsies on 20 deceased patients, and a total of 10,329 nerves were identified in 300 pathological sections of the whole segment of the renal artery. They found that the SN distribution of the renal artery was characterized by more proximal and middle but fewer distal segments, more ventral but fewer dorsal segments, and more efferent fibers but fewer afferent fibers. The measurement of the distance from the nerve fibers to the lumen using morphological analysis software also revealed that the distance gradually decreased from proximal to distal segments of the artery, which is an important guide to the specific ablation sites selection and ablation parameters of the RDN and helps to further improve the results of the procedure. However, Sakakura et al. did not include branch arteries and renal artery variants (polar arteries, etc.) in their study, and Garcia-Touchard et al. (23) explored the anatomy in a larger size of autopsy samples, and performed autopsy of 60 renal arteries from 30 deceased patients. They found that the traditional basket weave structure of the renal SN was uncommon in the population (17%), whereas in most cases the renal SN bypassed the main renal artery and was directly connected to the branch or polar arteries (73% in the right kidney and 53% in the left kidney), which may partly account for the undesired BP reduction after RDN of the main renal artery in some patients (24). Therefore, ablation of the renal artery branches and the polar arteries could theoretically further improve the BP lowering effect, and the clinical study by Fengler et al. seems to support this view (25).

However, the specific mechanisms of action of RDN to benefit CVD are currently unclear. Locally, the efferent fibers of the renal SN are mostly adrenergic and mediate renal vasoconstriction, decreased urinary sodium excretion, and increased renin release through the release of norepinephrine (13). RDN blocks the activation of renal sympathetic efferent fibers, resulting in increased sodium-water excretion, decreased renin release, reduced renin-angiotensin-aldosterone (RAAS) system activity and downstream cascade effects, which may be one of the antihypertensive mechanisms (26). In animal models, RDN effectively reduced renin activity and blocks norepinephrine levels (27, 28), and has been further confirmed in subsequent clinical studies (29). However, reports on the regulation of sodium-water excretion by RDN have not reached uniform conclusions (30, 31). The above studies suggest that the antihypertensive mechanisms of RDN may be multifaceted. In addition to hypotension, sympathetic modulation may be beneficial in the control of arrhythmias (32), and RDN is a promising approach (33). The animal experiment by Huang et al. showed that stimulation of perirenal SN enhanced stellate ganglion function and caused cardiac sympathetic hyperexcitability (34). Moreover, Tsai et al. (35) observed that bilateral RDN caused a reduction in brainstem uptake of 18FDG as well as bilateral stellate ganglion cell necrosis, causing central and peripheral sympathetic remodeling, which may be a possible reason for RDN to reduce arrhythmic events. RDN has led to a new direction for HF treatment by reducing renal and systemic sympathetic tone (36). In addition, the results of preliminary animal studies showed that RDN could reduce circulating levels of norepinephrine and angiotensin I and II (37) which are key humoral factors that promote ventricular remodeling and HF progression (38). RDN was found to inhibit enkephalinase activity (39), thereby increasing the bioavailability of natriuretic peptides and improving cardiomyocyte and vascular physiology and function (40). The above studies suggest that RDN could function by downregulating sympathetic activity and its downstream humoral factors expression.

Clinical Evidence

Hypertension

Over the past few decades, the hypotensive effect of surgical splanchnicectomy has been demonstrated in a large number of studies. The procedure, however, was finally abandoned after the advent of several effective antihypertensive drugs due to its association with perioperative mortality and long-term complications (41). Just over 40 years later in 2009, catheter-based RDN was introduced to control hypertension in a minimally invasive approach (42), a boom in device interventions for SN treatment of hypertension has been initiated.

SYMPLICITY HTN-1 (43) and SYMPLICITY HTN-2 (44), feasibility studies on monopolar ablation catheter-based RDN, initially validated the efficacy and safety of RDN, with significant reductions in BP in patients with resistant hypertension in both studies, and no serious complications related to manipulation or devices were observed in either study. A new light has been shed for patients with refractory hypertension and those with poor medication adherence. However, the SYMPLICITY HTN-3 study (24) published in 2014 showed that the difference of BP reduction between RDN and sham group did not reach the significance, which halted the development of RDN for a while. The study included 535 patients with resistant hypertension who were randomly assigned to the RDN group and sham-controlled group, the primary outcome was the change in BP at 6 months, the results were demonstrated negative with BP reduction 14.13 ± 23.93 mmHg and 11.74 ± 25.94 mmHg [mean difference: −2.39 mmHg (95%CI: −6.89 to 2.12, p = 0.26)] in RDN and control group, respectively (24). However, there were some limitations in the study design and execution, such as inclusion of patients with isolated systolic hypertension, failure to exclude secondary hypertension, medication compliance issues during follow-up, lack of standardized surgical procedures, and limited operator experience, all of which may have affected the veracity (45). To standardize the study and remove confounding factors from the results, the DENERHTN study screened 106 patients with strictly defined resistant hypertension for receiving 4 consecutive weeks of standardized triple antihypertensive therapy before randomization to reduce variability in baseline BP levels, and used a questionnaire combined with pharmacological testing of biological samples to accurately assess subjects' medication, after 6 months follow-up, the results showed that the RDN was more effective in lowering BP than pharmacotherapy alone, with a difference of −5.9 mmHg (95% CI: −11.3 to −0.5, p = 0.033) between groups, reaffirming the effectiveness of RDN through a good trial design (46).

The above studies all used monopolar ablation catheters, which may suffer from insufficient breadth and depth of ablation (45). The new generation of SPYRAL multipolar ablation catheter (Medtronic, Galway, Ireland) helps to solve this problem, and a series more rigorous randomized, sham-operated controlled clinical trials according to the design method and surgical recommendations proposed by an international expert panel are designed (4749). In order to rule out interference of results by antihypertensive drugs, the SPYRAL HTN-OFF MED (50) included patients with resistant hypertension who were not receiving antihypertensive medication or were able to tolerate discontinuation, and the SPYRAL HTN-ON MED (51) included the refractory hypertensive patients who were treated with three specific antihypertensive medications to standardize the antihypertensive drug regimen, and patients were instructed to take the prescribed antihypertensive medication before the start of each follow-up visit in order to eliminate interference of medication adherence with the results. In addition, the patients with isolated systolic hypertension (ISH) were excluded in the series trials of SPYRAL, and the hypertensive patients with relatively less comorbidities were included, reducing the heterogeneity of the study population (52). In terms of surgical operation, the SPYRAL multipolar catheter supported ablation in all four quadrants of the artery, and the main trunk, branches and accessory renal arteries were ablated, resulting in a wider range of ablation, furthermore, in terms of effect indicators, the change of ambulatory BP was the primary outcomes, leading to the more stable and reliable test results (52). The results of the two trials showed a significant decrease in BP from baseline in the RDN group at 3 or 6 months of follow-up, but not in the control group. The SPYRAL HTN-OFF MED Pivotal study (53), designed based on a novel Bayesian approach, validated its efficacy in a larger sample size of hypertensive patients, reported a further reduction in office BP in the RDN group compared with the control group after 3 months follow-up, mean difference was −6.6 mmHg (95% CI: −9.6 to −3.5, p < 0.0001).

The superiority results of the series studies have renewed interest in RDN and have led to the development of radiofrequency-independent ablation devices, such as ultrasound and chemical ablation-based RDN. The Paradise Catheter System (ReCor Medical, Palo Alto, CA, USA) is an ultrasound-based RDN device, the RADIANCE-HTN SOLO trial (54) confirmed the efficacy of the Paradise system in hypertensive patients not taking antihypertensive medication, with a further reduction in BP of −6.3 mmHg (95% CI: −9.4 to −3.1, p < 0.001) in RDN group compared with the control group after 3 months follow-up. The favorable outcome was also observed in 12 months follow-up (55). RADIANCE-HTN TRIO trial (8) validated the effectiveness of RDN when combined with antihypertensive drugs in patients with refractory hypertension. About 136 hypertensive patients whose BP remained poorly controlled after 4 weeks of treatment with a single-pill compound antihypertensive preparation were randomized to the RDN group vs. the sham-controlled group. After 2 months follow-up, the results showed that the RDN group was better than the control group in lowering BP [−8.0 vs. −3.0 mmHg, mean difference: −4.5 mmHg (95% CI: −8.5 to −0.3, p = 0.022)]. However, satisfactory results were not obtained in the recently published REQUIRE study (56), which included 143 Korean and Japanese patients with refractory hypertension who were randomly assigned to the RDN based on Paradise system and sham group on the basis of antihypertensive medications. There was no significant difference in 24-h SBP change between the RDN and sham groups at 3-month follow-up (−6.6 vs. −6.5 mmHg, p = 0.971). The authors claimed that various reasons should be considered for these negative results, including unstandardized antihypertensive regimens, unevaluated drug adherence, risk of study unblinding, and incomplete exclusion of patients with secondary hypertension. Rigorous RCT studies need to be designed to revalidate the antihypertensive effect of Paradise.

The Peregrine System (Ablative Solutions, San Jose, CA, USA) is an alcohol-mediated chemical ablation device that destroys perivascular nerves by injecting anhydrous alcohol through a catheter microneedle into the perivascular area of the kidney (57), offering a new option for RDN. Clinical studies on the feasibility of Peregrine have confirmed its effectiveness in lowering BP, with 45 patients with refractory hypertension treated with alcohol-mediated RDN having 24-h ambulatory systolic and diastolic BP decreases of 11 and 7 mmHg (all p < 0.001) from baseline to 6-month follow-up (58). The positive outcomes were also reported in 12 months follow-up and no procedure-related complications were observed (59). Effectiveness studies of Peregrine chemical ablation are underway to evaluate its efficacy and safety in the absence of antihypertensive medication (TARGET BP OFF-MED, NCT03503773) vs. in combination with antihypertensive medication (TARGET BP I, NCT02910414). In addition, some new RDN operating systems have been developed, such as the multipolar ablation catheter IberisBloom (Terumo, Tokyo, Japan) etc. (6065) and the non-invasive stereotactic radiotherapy (66), whose clinical applications are expected.

Whether based on radiofrequency, ultrasound or chemical devices, RDN is effective in controlling BP levels in patients with resistant hypertension, but reliable head-to-head studies comparing the effectiveness between the approaches are lacking. Although the RADIOSOUND-HTN compared the Paradise and SPYRAL based RDN in lowering BP, and the results showed that ultrasound-based RDN lowered BP better than multipolar ablation catheter-based RDN (−13.2 vs. −6.5 mmHg, mean difference: −6.7 mmHg, p = 0.038), however, the study had a follow-up time of only 3 months and failed to effectively control for the interference of combined antihypertensive medications (67). Whether ultrasound-based RDN is superior to radiofrequency-based RDN needs to be confirmed by well-designed RCT studies.

Arrythmia

Overactivation of SN plays an important role in the development and maintenance of atrial (68) or ventricular arrhythmias (VAs) (69, 70). Early clinical studies demonstrated that modulation of sympathetic tone was effective in controlling arrhythmias (71, 72). Pokushalov et al. (73) first demonstrated the value of RDN in atrial fibrillation (AF), 27 patients with drug-refractory AF were randomized to the pulmonary venous isolation (PVI) combined with RDN group and the PVI-only group, after 12 months of follow-up, the AF control rate of RDN group was significantly higher than the PVI-only group (69 vs. 29%, p = 0.033). The ERADICATE-AF study validated the effect in a larger paroxysmal AF population, evaluating the control of atrial arrhythmias in the PVI alone group (n = 148) vs. the PVI combined with RDN group (n = 154) at 12 months follow-up. The results showed that AF control rate was significantly higher in the RDN group compared with the PVI alone group (71.3 vs. 56.5%, p = 0.006) (9). It has been demonstrated that VAs can be effectively controlled by regulating sympathetic activity (7476). Ukena et al. (77) firstly demonstrated the efficacy of RDN in the control of VAs in two patients with hypertrophic cardiomyopathy combined with sympathetic electrical storm who had a significant reduction in VAs after RDN. An international multicenter clinical study that included 13 patients with refractory VAs confirmed that the frequency of ventricular tachycardia/ventricular fibrillation episodes decreased from 21 times per month to 2 times per month (p = 0.004) at 1 month after RDN (78), and a recent retrospective study also confirmed the efficacy of RDN on VAs after cardiac denervation (79). Due to enrollment difficulties, there is a lack of RCT studies with large samples to confirm the role of RDN in controlling VAs.

The mechanisms of RDN in anti-arrhythmia are not fully understood, and although the ERADICATE-AF study (9) confirmed that RDN was effective in controlling AF recurrence, the study did not elucidate whether this result was related to altered sympathetic activity, in other words, the effect may be related to the underlying mechanism of RDN, but not to changes in sympathetic activity.

Heart Failure

Sympathetic overactivation is an important pathophysiological feature of HF (80), and the release of norepinephrine after SN activation is an important predictor of poor prognosis in HF patients (81). Few studies have been conducted on RDN for HF, and the REACH Pilot study was the first to confirm the efficacy of RDN in heart failure with reduced ejection fraction (HFrEF), the study included seven patients with HFrEF receiving standardized pharmacological therapy, 6 months after receiving RDN, the 6-min walking distance (6MWD) increased significantly from baseline (mean difference: 27.1 ± 9.7 m, p = 0.03) (82). The efficacy of RDN for HFrEF was further confirmed in subsequent clinical studies with larger sample sizes, with several studies showing that RDN could improve ejection fraction (EF), New York Heart Association (NYHA) cardiac function class, and reduced brain natriuretic peptide (BNP) levels (10, 83, 84). A meta-analysis of 5 clinical studies with 177 patients showed that RDN increased EF in patients with HFrEF (weighted mean difference: 6.289%, 95% CI: 1.883–10.695%) (85), providing a theoretical basis for a large RCT study. In addition to HFrEF, many heart failure patients present with preserved ejection fraction (HFpEF), and the pathophysiological mechanisms of HFpEF are also associated with increased sympathetic tone, but the available evidence does not establish a causal relationship between them (86). Few studies have been conducted on RDN in patients with HFpEF, and no consistent findings have been reached in previous animal studies (87, 88). Two related clinical studies (DIASTOLE, NCT01583881, RDT-PEF, NCT01840059) had to be pre-maturely discontinued because of enrollment difficulties, although it was not possible to systematically assess the efficacy of RDN in HFpEF patients, published results from the RDT-PEF study (89) showed that RDN improved ventricular diastolic function in HFpEF patients. Results of a multicenter CMR imaging study also showed that RDN improved ventricular longitudinal strain and thus ventricular diastolic function in 16 patients with resistant hypertension combined with HFpEF (90).

Conventional anti-HF drugs (β-blockers, ACEI/ARB, etc.) put effect on the intermediate conduction phase of neurohumoral regulation or target organ receptors, thereby inhibiting sympathetic activity, but these approaches fail to address the upstream enabling segments that promote the progression of HF. RDN also inhibits afferent signals transmitted to the CNS, efferent signals transmitted to the kidney and other target organs, and related downstream signaling pathways (β1-adrenergic receptors, the RAAS system, and enkephalinase), thus improving HF prognosis more than related drugs (36). We expect future large-scale clinical studies to confirm this hypothesis.

Other Applications

In addition to CVDs, a small number of studies have reported the use of RDN in other systems. RDN may protect the kidneys through mechanisms such as lowering BP and inhabiting the renal inflammatory response (91, 92). Studies have shown that RDN is useful in relieving obstructive sleep apnea (93), lowering blood glucose (94), and blood lipids (95), improving pulmonary hypertension and inhibiting pulmonary artery mechanical remodeling (96) and depressed mental status (97). Various factors such as single-center, open-label, and small samples, however, could affect the authenticity of trial results, and we urgently need rigorous and standardized RCT studies to confirm the effects of RDN.

Summary and Future Outlook

Based on the theory and data, we believe that RDN is a novel and effective non-pharmacological means of controlling hypertension, although the mechanism is not fully defined. After excluding the secondary hypertension, patients with uncontrolled hypertension despite guideline-based antihypertensive therapy, poor medication compliance, high risk of cardiovascular events or existing cardiovascular events and target organ damage may be the best candidates for RDN. In patients with ISH, RDN is still not recommended by current expert consensus due to limited clinical evidence (98). Although some studies have reported the effects of RDN in non-CVDs, they are not recommended for use in relevant patients because the studies are in the exploratory phase and the efficacy and safety are unclear.

RDN is a new device-based therapy for regulating sympathetic tone, and many questions remain unanswered:

(1) Long-term efficacy and safety are unclear: RDN can only destroy nerve fibers around the renal artery and cannot affect the nerve body upstream of it, therefore, the possibility of reinnervation exists. Booth et al. (99) has demonstrated that significant sympathetic nerve functional and anatomical reinnervation had occurred by 5.5 months after RDN in sheep. Accordingly, clinicians should pay more attention to the long-term hypotensive effectiveness. The most published RDN studies followed-up within 12 months, and although the 3-year follow-up results of the first-generation ablation catheter SYMLICITY suggested good efficacy and safety of RDN (100), the long-term efficacy and safety of new generation ablation catheters such as Peregrine and Paradise are unclear.

(2) The standard procedure remains controversial: There are still debates about whether to ablate the whole segment of the main trunk of the renal artery bilaterally or to ablate the main trunk of the renal artery combined with the branches, although anatomical studies have confirmed that a considerable number of sympathetic nerve fibers of the renal artery cross the main trunk to directly innervate the branches (23). However, Fengler et al. suggested that ablation of the main renal artery alone was superior to combined branch ablation (67).

(3) The ablation endpoints are elusive: Since RDN has been performed, there have been no clear ablation endpoints, and operators are often unable to judge the success of the procedure. Although renal SN stimulation may help to determine the effect of RDN (101), it may be too complicated and time-consuming to be clinically useful. Future efforts should focus on exploring a safe and reliable method of perioperative evaluation.

(4) The cardiovascular benefits are unclear: Although the reduction of BP in hypertension can bring cardiovascular benefit theoretically (102), and a secondary study using multiple regression models hypothesized that RDN can significantly reduce the risk of cardiovascular events by lowering BP (103), no clinical study data are available to confirm the clinical benefit of RDN (104). The issues above need to be confirmed by rigorously designed large-scale RCT studies.

Pulmonary Artery Denervation

Anatomy and Mechanism

Numerous animal studies have demonstrated that pulmonary SNs supplying the pulmonary vascular tree origin from the first five thoracic ganglia, the stellate ganglia, and the middle and inferior cervical ganglia, and the sympathetic post-ganglionic fibers from these ganglia enter the lung and innervate the pulmonary vessels (105). It is noteworthy, however, that the fat and connective tissue surrounding the pulmonary artery trunk is also rich in sympathetic fibers (106), which are adjacent to the cardiac autonomic nerve and the right phrenic nerve, and that treatment with PADN may cause damage to these adjacent nerves. However, most of the above anatomical evidence is derived from animal studies, and there are significant differences in pulmonary nerve distribution between species (107). There is less anatomical evidence on the innervation of the pulmonary arteries in humans. Therefore, we need large samples of human autopsy evidence to support the rationale for performing PADN. Rothman et al. (108) performed two human autopsies (one male and one female) and demonstrated by immunohistochemical techniques with tyrosine hydroxylase staining that the nerve fibers surrounding the pulmonary arteries were predominantly sympathetic (71% of fibers stained positive), and that these nerve fibers were mainly distributed in the right and left main pulmonary arteries with a thickness >4 mm.

Over the past few decades, a large body of research evidence has supported an important role for sympathetic nerves in the development of pulmonary hypertension (PH). As early as 1952, De Burgh Daly et al. (109) demonstrated in animal studies that SN stimulation increased pulmonary vascular resistance (PVR) at constant blood flow, and subsequent studies further demonstrated that sympathetic overexcitement decreased pulmonary vascular compliance and increased pulmonary circulatory resistance, thereby increasing pulmonary artery pressure (PAP) (110). Velez-Roa et al. (111) compared muscle sympathetic nerve activity (MSNA) in PH patients with that in healthy subjects by microneurography and showed that MSNA was significantly higher in the PH group, providing the first direct test of the hypothesis that SN activity was increased in patients with PH. In addition to directly increasing PVR, sympathetic hyperactivation may also promote pulmonary vasoconstriction, endothelial cell proliferation and migration, extracellular matrix remodeling, and cellular fibrosis through modulation of RAAS system activity, leading to pulmonary vascular remodeling and pulmonary arterial hypertension (112). A study analyzed blood specimens from 79 patients with idiopathic pulmonary arterial hypertension (IPAH) and showed significantly elevated levels of renin, angiotensin I, and angiotensin II (113), further suggesting a role for RAAS activation in PH. Although the specific mechanisms of SN involvement in the pathogenesis of PH are not fully understood, the above studies have suggested that modulation of pulmonary sympathetic tone may be effective in the control of PH.

Clinical Evidence

Although the surgical PADN technique has been reported in 1980s (114), it requires general anesthesia and transthoracic surgery, which is intolerable for most patients with PH. In 2013, Chen et al. in China first proposed a new method to treat PH using transcatheter-based pulmonary artery denervation with good results (115). In this single-center, open-label clinical study, 21 patients with refractory IPAH were divided into the PADN group and the drug treatment group according to the patients' wishes, and after 3 months of follow-up, there was a significant decrease in mean pulmonary artery pressure (mPAP) (55–36 mmHg, p < 0.01) and a significant improvement in 6 WMT (324–491 m, p < 0.006) in the PADN group, whereas there was no significant change in the control group. However, this study has been widely controversial due to the limitations of the small sample, open-label and short follow-up time. A subsequent study by Chen et al. confirmed the feasibility of PADN in a larger sample size population (116), 66 patients with different types of PH were all treated with PADN, and there was a significant decrease in mPAP, right atrial pressure and PVR after 1 year (all p < 0.05). In fact, the most significant decrease in mPAP was observed at 6 months, with no further decrease at 12 months. In terms of safety, the incidence of PH-related adverse events (AEs) at 12 months follow-up was 15%, which is lower than that of the classical drug regimen (117), further confirming the efficacy and safety of PADN. Although the above studies provided preliminary evidence that PADN may be effective in reducing PAP, they were studies of open-label, non-randomized, and without sham-operative controls. To exclude the above bias from interfering with the study results, Chen et al. designed a multicenter, randomized, sham-controlled study (118), aiming to verify the value of PADN in patients with pre-capillary combined with post-capillary, the results showed that PADN was effective in reducing PAP and improving 6 WMT levels in patients with no increase in procedure-related AEs compared with control group.

In addition to the electrode ablation device proposed by Chen et al., several new PADN devices have been available. Romanov et al. (119) proposed a new PADN device based on the remote magnetic navigation system (Niobe ES, Stereotaxis, St. Louis, Missouri) which can automatically locate the ablation catheter. Combining it with a three-dimensional electrophysiological landmarking system (CARTO-RMT, Biosense Webster, Inc., Diamond Bar, California) could facilitate radiation reduction and precise ablation, in this study, 50 patients with chronic thromboembolic pulmonary hypertension whose PAPs were still uncontrolled after pulmonary artery endarterectomy and 6 months of continuous optimal drug therapy were randomly divided into PADN and sham-procedure group, the results showed that mPAP, PVR, and 6 MWT were significantly improved in the PADN group compared with the control group, and no procedure-related serious AEs were observed. The TIVUS system is an intravascular ultrasound-mediated PADN device that produces a thermal area of effect at a depth of ~10 mm, and its effectiveness in mediating PADN has been demonstrated in pre-clinical study (108). The TROPHY I (120), a clinical study on the feasibility of the TIVUS system, included 23 patients with PH who did not respond to vasodilators were treated with PADN, the incidence of procedure-related AEs and changes in hemodynamic parameters of the pulmonary circulation were observed at 4–6 month follow-up, and the results showed that no AEs occurred during the follow-up period. There was no significant change in mean pulmonary artery pressure in the immediate post-operative period, which was different from the decrease in mPAP in the immediate post-operative period observed by Chen et al. (115), but at 4–6 month follow-up, PAP, PVR and 6 MWT were significantly improved (all p < 0.05). The ongoing TROPHY II study (NCT03611270) will validate the safety and preliminary effectiveness of the TIVUS System in patients with PH associated with left heart disease. The TROPHY PAH Pivotal (NCT04570228) is a prospective, multicenter, randomized, sham-controlled study that will validate the safety and efficacy in a larger sample size. The nMARQ loop ablation catheter (Biosense Webster Inc., Diamond Bar, CA) is another multi-electrode ablation device for which a feasibility study for PADN application (NCT02403908) is underway. Recently, an animal trial reported the use of laser energy for PADN and confirmed sympathetic nerve destruction in the pulmonary artery on histopathological examination, providing a new idea for PADN (121). In addition to the above regulation modalities, study has also reported the use of chemical drugs for PADN (122), but the currently used 6-hydroxydopamine can lead to cardiac autonomic dysregulation and myocardial injury (122), and is difficult to use in clinical practice.

The PADN technique is still in the validation phase, and relevant clinical studies are limited and restricted to patients with PH. Although some studies have reported that PADN can affect cardiac hemodynamics (118), the precise mechanisms of PADN are unclear, and further studies are needed to confirm whether PADN can provide a benefit in non-pulmonary vascular diseases.

Summary and Future Outlook

PADN is a very novel non-pharmacologic therapy for PH, providing a new treatment option for patients with drug-refractory PH, but it also raises some new issues and challenges:

(1) The optimal target population is unknown: According to the pathophysiologic mechanism, PH can be broadly divided into pre-capillary and post-capillary PH. Post-capillary PH, also known as left heart disease-associated PH (LHD-PH) is the most common type of PH in clinical practice (123), but the current common pharmacological regimen for PH is not recommended for LHD-PH because most trials have proven to be ineffective or harmful (124). The underlying factors in the formation of LHD-PH are elevated left ventricular end-diastolic pressure and functional mitral regurgitation, which may not be affected by PADN (125). The results of a small sample of clinical studies by Chen et al. suggest that PADN may be beneficial in patients with LHD-PH (116, 118), but well-designed clinical studies are still needed to confirm this view.

(2) The standard ablation procedure is unavailable: Current ablation procedure mostly follows the distal pulmonary artery trunk and the whole proximal segment of the right and left pulmonary arteries as described by Chen et al. (115), but this extended ablation approach is more prone to adverse events such as pulmonary stenosis and fibrosis. The anatomical background of the sympathetic innervation region of the pulmonary arteries in humans is poorly understood and the exact distribution of the sympathetic nerves and the location of ablation cannot be clarified. However, Goncharova et al. (126) recently proposed to use the response to intrapulmonary artery high-frequency electrical stimulation, such as heart rate changes, coughing and eructation, to precisely mark the ablation site while avoiding damage to the adjacent phrenic or recurrent laryngeal nerves, providing a new perspective for selective PADN. In addition, nuclear medicine cardiac imaging techniques have been used for precisely mapping of cardiac autonomic ganglionated plexi (GP) then to guide GP ablation (127), and similarly, may be used for precise localization of pulmonary sympathetic nerves to guide selective PADN.

(3) The ablation endpoints are controversial: Although the study by Chen et al. (115) claimed that a decrease in mPAP measured by right heart catheterization in the immediate post-operative period compared with the pre-operative period of ≥10 mmHg, this number may be empirical and not supported by relevant studies, and this criterion may be variable for patients with different degrees of PH. Ablation endpoints may be various for different ablation devices, and a decrease in mPAP in the immediate post-operative period was not observed in the study of ultrasound-guided PADN (120), therefore, we need a safe and reliable way for perioperative evaluation.

(4) The long-term efficacy and safety are unclear: As mentioned above, PADN is a novel treatment for PH, and limited clinical studies have been conducted, the long-term efficacy and safety issues of PADN have not been validated, which determines whether PADN has value in clinical application. In addition, although the reduction of PAP in PH patients is accompanied by clinical benefit (124), no studies have been conducted to confirm the specific benefit of PADN after PAP reduction. These questions and challenges may be the key directions for future research in the field of PADN.

Hepatic Artery Denervation

Anatomy and Mechanism

The sympathetic splanchnic nerves innervating the liver originate from neurons in the celiac and superior mesenteric ganglia, which are innervated by pre-ganglionic neurons located in the intermediolateral column of the spinal cord (T7–T12) (128). The perihepatic plexus can be roughly divided into an anterior plexus, which runs with the hepatic artery, and a posterior plexus, which runs along the portal vein and bile duct. They give out two clusters of SN in the hilar region that enter the liver with the hepatic artery and portal vein, with some SNs extending to the pancreas and duodenum (129). There is the evidence from anatomical studies that the vast majority of nerve fibers around the common hepatic artery are sympathetic rather than parasympathetic (130), which provides an anatomical basis for the HADN via the common hepatic artery.

Liver is an important organ involved in metabolic regulation, which depends heavily on the autonomic nerves action. Autonomic modulation of the hypothalamus was shown to control glycogen metabolism (131, 132). Viral reverse tracing techniques have further demonstrated a direct link between hypothalamic and hepatic innervation (133), with stimulation of sympathetic efferent nerves leading to increased hepatic glucose output through activation of glycogen phosphorylase and increased phosphoenolpyruvate carboxykinase activity, resulting in the increase of blood glucose concentration (134). In addition to its involvement in glycogen metabolism, liver also plays a key role in regulating lipid metabolism. Hepatic sympathetic hyperexcitability can facilitate the release of neuropeptide Y, which promotes the maturation and release of very low density lipoproteins, leading to the development of hyperlipidemia (135). Liver has critical roles in glucolipid metabolism, cellular immunity, and stem cell remodeling and regeneration, but the specific mechanisms need to be confirmed by further basic studies.

Clinical Evidence

The vast majority of HADN is currently performed by surgery, mainly by dissection of nerve fibers from the celiac ganglion plexus 1–2 cm away from the beginning of the common hepatic artery to a few centimeters after the bifurcation of the common hepatic artery (136). Results of previous animal trials have confirmed the function of surgical HADN for improving metabolic diseases such as diabetes (130, 137, 138), dyslipidemia and hepatocellular steatosis (139141). However, surgical HADN is hardly applicable to clinical treatment because it requires general anesthesia and laparotomy, which is more invasive. Due to the intensive research on RDN, people no longer limit their attention to the interventional modulation of renal SN, and propose using catheter ablation for HADN to avoid the huge invasiveness of surgical procedures. In 2014, Webster's team in New Zealand proposed to use a novel ablation device, the Metabolic Neuromodulation System (Metavention, Maple Grove, MN, USA) to perform catheter ablation of the common hepatic artery to modulate hepatic SN activity, and conducted the first-in-human clinical trial of catheter-based HADN, the COMPLEMENT study (NCT02278068). The study aimed to evaluate safety of the device in type 2 diabetes patients with poorly controlled glucose by current medications and its effect on glycemic and others. The results of the study are expected to be published shortly. In addition, the Metavention has developed an integrated catheter ablation system, the iRF Denervation System (Metavention, Maple Grove, MN, USA), which allows for combined denervation of the hepatic and renal arteries. A significant decrease in norepinephrine concentrations in liver and kidney tissues at 90 days after the procedure compared with baseline (all p < 0.05), suggesting the possible effectiveness of combined ablation (142). Clinical studies on the iRF system were also conducted in 2020, and the DeLIVER study (NCT04285554) aimed to explore the safety of the iRF system and its effects on metabolic markers such as blood glucose and lipids, and its results are expected. Although there are few clinical studies on transcatheter HADN, the success of the RDN and PADN series trials gives us hope for a new approach to transcatheter HADN for the regulation of metabolic process.

Summary and Future Outlook

Liver plays a key role in the metabolic processes such as glycogen synthesis and lipid transport and degradation, and there are dense autonomic nerve fibers in the perihepatic and intrahepatic regions, the metabolic processes can be regulated by modulating hepatic autonomic nerve activity. HADN provides a minimally invasive way to regulate hepatic autonomic nerves, offering a new therapeutic idea for patients with drug-refractory metabolic diseases such as diabetes and hyperlipidemia. Transcatheter HADN is a novel therapeutic tool and its clinical feasibility is unknown as the results of the first-in-man study have not yet been published, but the results of previous animal studies have shown that HADN is effective for metabolic modulation of blood glucose and lipids. We expect that the publication of the clinical results will provide new therapeutic options for patients with drug-refractory metabolic diseases. It is noteworthy that the SN fibers in the perihepatic regions also send out branches to innervate the pancreas, duodenum and other organs (129), and it is likely that radiofrequency energy destroys the perihepatic nerve fibers and damages these branches as well, and to put effect on the functions of these organs.

In addition, the advent of iRF system has raised our interest in multi-organ denervation (MDN). It is known for us that SN is widely distributed in internal organs such as the heart, lung, and kidney, and that localized denervation of a single organ may not completely suppress the over-activated sympathetic nervous system activity. The constantly updating of denervation devices has opened our eyes to the possibility of MDN in the future, which may theoretically regulate sympathetic activity at a greater degree, therefore, may lead to greater clinical benefit. This may serve as a key research direction in the field of device-based regulation of automatic nervous system in the future.

Splenic Neuromodulation

Anatomy and Mechanism

The nerves that innervate the spleen are mainly sympathetic post-ganglionic fibers originating from the celiac ganglion and superior mesenteric ganglion, which enter the spleen along with the splenic artery, and then follow the central splenic artery to the splenic white medulla and eventually to the periarterial lymphatic sheath (143, 144). In addition to the vast majority of sympathetic fibers, it has been found that there may be parasympathetic innervation of the splenic apical region (145). The spleen is the largest secondary lymphoid organ and has a wide range of immunomodulatory functions, with a key role in both cellular and humoral immunity (146). Specifically, the spleen is involved in antigen presentation, T-cell activation, and B-cell differentiation into antibody-producing splenic plasma cells, and is an important organ in the adaptive immune response of the body (147). When the splenic SNs are destroyed, antigen-induced antibody secretion by plasma cells is significantly reduced (148). It has been found that splenic SN can also regulate splenic blood flow by controlling splenic artery contraction (149). Recently, scholars have focused on the overactivation of the immune system as an important factor involved in the pathogenesis of hypertension. Although the exact molecular mechanisms are not fully understood, it has been demonstrated that immune-mediated oxidative stress can trigger interstitial inflammation and peritubular capillary injury in the kidney, resulting in decreased water and sodium excretion, which in turn causes an increase in BP (150). Carnevale et al. (151) suggested that stimulation of splenic nerve could induce a transient increase in BP and that SADN could effectively lower BP, this effect was related to the inhibition of T-cell activation, migration and consequent infiltration of target organs by SADN. This undoubtedly provides a new treatment idea for resistant hypertension.

The role of the splenic autonomic nervous system in the regulation of the inflammatory response is still controversial. Previous studies have shown that splenic sympathetic activation exerts an anti-inflammatory effect (152). After the central nervous system senses the over-activated inflammatory response of the organism, it generates action potentials, which are transmitted to the ventral ganglion through the cholinergic fibers of the vagus nerve, that in turn activates the splenic sympathetic nerve to release norepinephrine. Norepinephrine binds to the β2-adrenergic receptors of splenic T lymphocytes to release acetylcholine, and finally acetylcholine acts on the α7 nicotinic acetylcholine receptors on the macrophages of the splenic red marrow and the marginal zone, which could depress the release and aggregation of inflammatory factors such as TNF-α (153). This pathway is now known as the inflammatory reflex (154156). Subsequent animal experiments have shown that the concentration of pro-inflammatory factors such as IL-1β and IL-6 increased significantly after destruction of the splenic nerve (157), which further demonstrated the anti-inflammatory effect of the splenic nerve activation. Kressel et al. (158) reported that transcutaneous auricular vagus nerve stimulation could suppress immune system and inflammatory response, the stimulation signal can be transmitted through cholinergic neurons in the brainstem dorsal motor nucleus of the vagus projecting to the celiac-superior mesenteric ganglia and transmitting cytokine-inhibiting signals to the splenic nerve. However, previous studies have generally concluded that the splenic nerve is adrenergic rather than cholinergic and cannot explain how the α7nAChR in the spleen senses signals from cholinergic nerve fibers. With further studies, it has been found that the autonomic nervous system of the spleen also contains a small number of cholinergic nerve fibers innervating the splenic apical region (145, 159), which may be an important approach in the involvement of splenic autonomic nerves in the regulation of inflammatory responses.

Although it has been shown that stimulating splenic sympathetic nerve helps to suppress the inflammatory response, the results of Albaghdadi et al. (160) showed that SADN could reduce the levels of inflammatory factors such as TNF-α, IL-1β, and IL-6 in a porcine model of rheumatoid arthritis. There is a contradiction between the above findings, and the inflammatory regulatory effects of splenic nerve activation and splenic denervation need to be studied in depth.

Clinical Evidence

Studies on splenic neuromodulation have been conducted on animal models, and no studies have reported the application of splenic neuromodulation in human. Although Albaghdadi et al. (160) initially demonstrated the feasibility of modulating splenic nerve activity by catheter ablation using the NEXION Autoimmune Modulation System (LaVita Technologies, Mount Laurel, NJ, USA), the results of their study warrant further discussion. The Galvani System (Galvani Bioelectronics, South San Francisco, CA, USA) is an implantable splenic nerve modulation device in which stimulation electrodes are surgically implanted around the splenic artery and a pulse-emitting device is implanted under the skin to artificially regulate splenic nerve activity, as demonstrated in preliminary animal studies, intermittent stimulation of the splenic nerve is effective in reducing the level of endotoxin-induced inflammatory factors (161). Two feasibility studies (NCT05003310, NCT04955899) are underway on the Galvani System for the treatment of rheumatoid arthritis, which will be the first application of splenic nerve device regulation in humans, and the results of which are expected.

Summary and Future Outlook

Spleen is an important immune organ, and regulation of splenic nerve activity can effectively modulate systemic inflammatory and immune responses. However, the specific effects of splenic nerve modulation are not fully understood and should be the focus of future investigation. Inflammation and immune responses are involved in the pathogenesis of various diseases such as atherosclerosis, myocardial infarction, and myocarditis (162), regulating the inflammatory and immune processes to treat relevant diseases has promising applications. For example, fulminant myocarditis is an acute CVD with a high mortality rate, and there is a lack of effective treatment modalities. Over-activation of myocardial inflammation and immune response is the main mechanism of its rapid progression (163), inhibition of excessive myocardial inflammatory and immune responses using splenic neuromodulation may provide a new therapeutic option.

Other Regulation Methods

Baroreflex Activation Therapy

Baroreceptors located in the carotid sinus and the aortic arch regulate inappropriate BP changes in real time by modulating the tone of the autonomic nervous system (164). When BP increase, arterial wall tone increases accordingly, which in turn activates the baroreceptors, causing a decrease in sympathetic efferent signals and a decrease in total peripheral resistance of the body, exerting a lowering effect on BP (165). In the 1960s, Rothfeld et al. (166) reported a successful case of refractory hypertension treated with baroreflex activation therapy (BAT), which was the first use in humans. The Rheos system (CVRx, Inc., Minneapolis, Minnesota), a first-generation carotid sinus electrical stimulation device, was similar to a pacemaker in that electrodes were placed around the carotid sinuses bilaterally and stimulation signals were delivered using a subcutaneously implanted pulse transmitter. The previous research demonstrated the efficacy in resistant hypertension (167169), and the reduction in BP was closely associated with a decrease in heart rate, muscle sympathetic activity, and plasma renin concentration (170, 171), confirming that this hypotensive effect was achieved through inhibition of sympathetic activity. Although the first-generation Rheos system was effective in lowering BP, it suffered from common procedure-related complications such as facial nerve injury and the need for frequent battery changes, and its indication for lowering BP was not approved by the FDA (172). The Barostim Neo system (CVRx, Inc., Minneapolis, Minnesota), a second-generation carotid sinus electrical stimulation device, overcomes these disadvantages, has a longer battery life, requires unilateral carotid sinus peri-implantation of the stimulating electrodes, and has been shown to be effective in controlling hypertension in several clinical studies (173175). Although the system has a high rate of AEs, with a small sample study showing mild local adverse effects in 97.6% of subjects, most of which can be resolved by adjusting the pulse transmitter settings (176). In addition to lowering BP, the BeAT-HF study confirmed that BAT with the Neo system was beneficial in patients with HFrEF. The HFrEF patients were randomized to Neo treatment group combined with a drug treatment group and drug treatment alone group. The 6 months follow-up results showed that compared with the drug treatment group, patients in the BAT treatment group had a 60 m increase in 6 MWT (95% CI: 40–80, p < 0.001), and there was also a significant decrease in NT-proBNP (Δ = −25%, 95% CI: −38 to −9%, p = 0.004) (177).

Although carotid sinus electrical stimulation therapy may be effective and relatively safe in patients with refractory hypertension, the method is invasive and requires surgical placement of electrodes around the carotid artery. Moreover, the antihypertensive effects of the second-generation Neo system are not yet supported by RCT results, and we look forward to the results of the Nordic BAT study (NCT02572024), a randomized controlled trial. Carotid sinus electrical stimulation has a unique advantage over other sympathetic device modulation devices in that immediate BP changes can be observed by turning the pulse transmitter on and off, which can help identify positive responders.

Endovascular Baroreflex Amplification

Endovascular baroreflex amplification (EBA) is similar to BAT in that both regulate sympathetic activity by modulating baroreceptor reflexes in the carotid sinus and aortic body. Unlike the electrical stimulation modulation of BAT, EBA continuously activates the pressure reflex by producing a sustained pull on the vessel wall through implantation of a self-expanding stent in the carotid sinus region (164). The CALM-FIM_EUR (178) was the first-in-man study to validate the efficacy of EBA, which included 30 patients with refractory hypertension who received implantation of the EBA device MobiusHD (Vascular Dynamics, Mountain View, CA, USA). There was a significant decrease in office BP and 24-h ambulatory mean BP from baseline at 6-month follow-up (all p < 0.05) with the satisfactory safety. The multicenter, randomized, double-blind studies, CALM-START (NCT02804087) and CALM-2 (NCT03179800), will further confirm the efficacy and safety of EBA, and their results are promising. Since EBA requires metal stent implantation, its post-operative antithrombotic regimen and the possible bleeding events caused by these drugs require additional attention. In addition, cerebrovascular complications such as contrast encephalopathy, thromboembolism and carotid plaque dislodgement that may be caused by carotid angiography and carotid stenting need to be closely monitored in the perioperative period.

Transvenous Carotid Body Ablation

The carotid body, located at the bifurcation of the carotid artery, is the main peripheral chemoreceptor in humans, and enhanced carotid body-mediated chemoreflexes can cause increased sympathetic activity. Although the exact mechanisms of action are not clear, modulating carotid body activity may have some influence on BP regulation (179181). Narkiewicz et al. (182) first described the function of regulating carotid body activity in patients with hypertension, fifteen patients with refractory hypertension underwent unilateral carotid body surgical resection, during the 12 months follow-up, no significant changes in BP from baseline were found in the subjects, however, eight patients had a significant decrease in 24-h ambulatory systolic BP at 3 months follow-up. The study also reported nine AEs associated with the procedure, including surgical wound hematoma and infection. The study published in 2017 reported a first-in-man study of transvenous carotid body ablation (TCBA) in resistant hypertension (183), which used the Cibiem Transvenous Ultrasound System (CTUS) (Cibiem, Inc., Los Altos, CA, USA) to perform transcatheter-based ultrasound ablation of the carotid body via internal jugular vein, the 6 months follow-up of 15 patients with refractory hypertension treated with TCBA showed a 9 ± 9 mmHg and 4 ± 6 mmHg reduction in 24-h ambulatory systolic and diastolic BP from baseline, with no serious AEs occurred during the follow-up period. Another study published in 2018 confirmed the efficacy and safety in the relatively large population, 27 refractory hypertension patients received TCBA with a reduction in 24-h ambulatory systolic BP of 9.1 ± 13.5 mmHg vs. 4 ± 6 mmHg at 6 months follow-up compared with baseline, and 7 serious AEs were recorded, including transient ischemic attacks, hypotension and chest pain (184).

Although surgical excision of the carotid body does not significantly reduce BP, TCBA provides an interventional means of regulating carotid body activity, and it is unclear why the difference in efficacy between the two is significant. Previous small sample studies have reported good results with TCAB for hypertension (183, 184), and we look forward to the formal publication of the results (NCT03314012).

Spinal Cord Stimulation

Spinal cord stimulation (SCS) mostly involves placing stimulating electrodes in the posterior part of the epidural cavity of the patient's spinal canal and stimulating the nerve conduction bundles in the posterior column of the spinal cord by adjusting the intensity of the stimulating current, which is mostly used for pain relief (185). With further research, it is now believed that SCS is effective in relieving myocardial ischemia and HF in several ways (186), and the mechanisms may be related to the inhibition of sympathetic signal efference (187, 188). Stimulation of the spinal nerve in the corresponding segment by a pulse transmitter can block the pain conduction pathway, and Ekre et al. (189) demonstrated that SCS can effectively relieve symptoms and improve quality of life in patients with refractory angina pectoris. The value of SCS in the treatment of HF was firstly demonstrated by Tse et al. (190), in a study of 17 patients with HFrEF who underwent high thoracic segment SCS combined with optimal drug therapy, after 6 months follow-up, the results showed the significant improvements in Minnesota Heart Failure Questionnaire score (42 vs. 27, p = 0.026), NYHA classification (3.0 vs. 2.1, p = 0.002), and LVEF (25 vs. 37%, p < 0.001), and no device-related serious AEs were identified. However, the subsequent DEFEAT-HF study (191) reported the opposite results, after 6 months follow-up, the left ventricular end-systolic volume index (LVESVi) was not significantly improved in the SCS group compared with the control group (2.1 vs. −2.2, p = 0.30), which stalled the study of SCS in HF. By regulating spinal sympathetic efferent activity, it may help to control some arrhythmias, and previous results in animals have shown that SCS significantly reduces the incidence of VAs after myocardial infarction (192194). However, the use experiences of SCS in human are insufficient, Grimaldi et al. (195) reported 2 cases of VAs treated with SCS, showing that SCS significantly reduced the incidence of VAs, which provided a basis for future clinical studies. The ongoing TerminationAF study (NCT03539354) aims to explore the value of SCS in patients with AF, and its results are expected.

Indirect Regulation Methods

Unlike the sympathetic regulation methods described above, indirect regulation methods require the placement of “receptors” inside or on the surface of the body that can sense specific external stimulus, and then the use of external energy such as electromagnetic fields (EMF) to signal to the “receptors,” and the “receptors” then exert their effects on neural activity. Transcranial EMF stimulation has been used to treat a variety of neurological disorders such as depression (196), Wang et al. (197) found that intermittent low-frequency EMF stimulation of the left stellate ganglion (LSG) significantly reduced the incidence of VAs after myocardial ischemia in an animal model, and the first-in-man application of low-frequency EMF stimulation was described in a subsequent series of case reports (198), which included 5 patients with sympathetic electrical storms who had failed to respond to pharmacological treatment, the electromagnetic coil was placed on the surface of the seventh cervical spine near the LSG, and intermittent low-frequency EMF stimulation was administered, showing a significant reduction in the incidence of VAs and no device-related AEs. The STAR-VT study (NCT04043312) on low-frequency EMF stimulation for sympathetic electrical storm is ongoing. In addition, low-intensity focused ultrasound stimulation of the LSG has also been suggested to reduce the incidence of infarct-related VAs (199).

Nanomedicine, an interdisciplinary approach combining modern medicine and nanotechnology, has been used for cardiac autonomic regulation in recent years. Yu et al. (200) found that magnetic nanoparticles carrying neurotoxic drugs were injected into the coronary arteries of dogs, under the positioning of an external magnetic field, the magnetic nanoparticles could precisely target the cardiac autonomic GP and inhibit its function, thus exerting an anti-arrythmia function. This technique provides a new idea for the prevention and treatment of cardiac arrhythmias, although sympathetic modulation of nanomedicine has not been reported yet.

Conclusion

A variety of device-based SN modulation equipments could function through different pathways to lower BP, control arrhythmias and benefit HF (Table 1). Although the precise mechanisms are still unclear, a large number of clinical studies have confirmed the clinical application value of device-based SN modulation, which has a broad application prospect. On the other hand, because the clinical evidences are not sufficient, the long-term effectiveness and safety of most device-based SN modulation techniques are unknown, and their optimal modulation approaches, evaluation indicators, modulation parameters and potency ratio need to be confirmed by large-scale clinical studies. In addition, device-based SN regulation is invasive to some extent, which is one of the main factors limiting their widespread application. Based on the above, we believe that device-based SN regulation offers new therapeutic options for some CVDs, but drugs remain the preferred treatment option at present because the evidence for clinical application is not yet sufficient.

TABLE 1
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Table 1. Results of the device-based sympathetic nerve regulation in cardiovascular diseases.

Author Contributions

LL conceived the idea and wrote this manuscript. ZH and YLX collected the relevant articles. YY revised this manuscript. All authors have read and approved the final manuscript.

Funding

This review was supported by National Natural Science Foundation of China (Grant Number: 81970285).

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher's Note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Acknowledgments

We thank all participants in this review.

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Keywords: sympathetic nervous system, device-based therapy, denervation, hypertension, heart failure, arrythmia

Citation: Li L, Hu Z, Xiong Y and Yao Y (2021) Device-Based Sympathetic Nerve Regulation for Cardiovascular Diseases. Front. Cardiovasc. Med. 8:803984. doi: 10.3389/fcvm.2021.803984

Received: 28 October 2021; Accepted: 22 November 2021;
Published: 09 December 2021.

Edited by:

Atsushi Tanaka, Saga University, Japan

Reviewed by:

Yuehui Yin, Chongqing Medical University, China
Thomas E. Sharp III, Louisiana State University, United States
Caroline Gusson Shimoura Almeida Lima, University of North Texas Health Science Center, United States

Copyright © 2021 Li, Hu, Xiong and Yao. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Yan Yao, aWFueWFvJiN4MDAwNDA7MjYzLm5ldC5jbg==

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