Min-jin Kwak1†
Seung Hyun Kim2†
Hoo Hugo Kim3Rahul Tanpure3
Johanna Inhyang Kim4,5
Byong-Hun Jeon3
Hyun-Kyung Park2,5*- 1Department of Agricultural Biotechnology and Research Institute of Agriculture and Life Science, Seoul National University, Seoul, Republic of Korea
- 2Department of Pediatrics, Hanyang University College of Medicine, Seoul, Republic of Korea
- 3Department of Earth Resources and Environmental Engineering, Hanyang University, Seoul, Republic of Korea
- 4Department of Psychiatry, Hanyang University Medical Center, Seoul, Republic of Korea
- 5Clinical Research Institute of Developmental Medicine, Hanyang University Hospital, Seoul, Republic of Korea
Dysbiosis of the gut microbiome is thought to be the developmental origins of the host’s health and disease through the microbiota-gut-brain (MGB) axis: such as immune-mediated, metabolic, neurodegenerative, and neurodevelopmental diseases. Autism spectrum disorder (ASD) and attention-deficit/hyperactivity disorder (ADHD) are common neurodevelopmental disorders, and growing evidence indicates the contribution of the gut microbiome changes and imbalances to these conditions, pointing to the importance of considering the MGB axis in their treatment. This review summarizes the general knowledge of gut microbial colonization and development in early life and its role in the pathogenesis of ASD/ADHD, highlighting a promising therapeutic approach for ASD/ADHD through modulation of the gut microbiome using psychobiotics (probiotics that positively affect neurological function and can be applied for the treatment of psychiatric diseases) and fecal microbial transplantation (FMT).
1 Introduction
Two childhood-onset neurodevelopmental disorders that have been linked to gut microbial dysbiosis are autism spectrum disorder (ASD) and attention-deficit/hyperactivity disorder (ADHD) (Prosperi et al., 2022). ASD and ADHD are highly prevalent, commonly co-occur with each other, and share overlapping symptoms (Bundgaard-Nielsen et al., 2023). Both have been found to be related to environmental exposures in early life, like endocrine disrupting chemicals (EDC), and EDCs have been suggested to induce microbiota changes through the gut-brain-microbiota axis conferring susceptibility to neurodevelopmental disorders (Ramírez et al., 2022). In the early twenty-first century, many papers highlighted the connection between the brain and gut. The term “psychobiotics”, defined as the probiotic bacteria-derived molecules exerting psychological potential to support mental health by targeting microbial interventions, was newly coined in 2013. The therapeutic potential of psychobiotics ranges from mood changes and anxiety to neurodegenerative diseases and neurodevelopmental disorders (Sharma et al., 2021).
ASD is characterized by impairments in behavioral domains such as social communication, restricted interests, and repetitive behavior. Although the high heritability of ASD suggests that genetics is a key factor in its pathogenesis (Tick et al., 2016). Gene-environment interactions have also been reported to be substantially involved, with estimates that more than 50% of neurobiology is driven by non-heritable factors (Cheroni et al., 2020). ADHD is defined as a neurodevelopmental disorder, and it is described by hyperactivity, inattention, and excessive impulsiveness. The pathogenesis of ADHD is complex, and representative factors have been investigated including genetic, environmental, and perinatal damage-associated factors (Kalenik et al., 2021). ASD and ADHD are highly comorbid, where 20-50% children with ADHD meet the criteria for ASD and 30-80% of ASD meet the criteria for ADHD (Rommelse et al., 2010). High co-occurrence rate challenges differential diagnosis and also worsens symptom severity and prognosis (Zhou et al., 2023). Based on this high comorbidity, extensive research has been conducted on the overlapping genetic factors and shared biological underpinnings of ASD and ADHD (Liu et al., 2020).
Here, we reviewed the literature on the influence of psychobiotics and fecal microbial transplantation (FMT) on the gut microbiome and behaviors/gastrointestinal (GI) symptoms related to ASD and ADHD, and the relationship between neurodevelopmental disorders and psychobiotics has received considerable attention in recent years. There is a bidirectional interaction in the microbiota-gut-brain (MGB) axis, and its modulation exerts beneficial effects on brain activity and behavior as potential treatments (Bundgaard-Nielsen et al., 2020). In light of these considerations, the gut-brain axis is an attractive target for developing novel therapeutics, such as the use of probiotics, for neurodevelopmental disorders (Sarkar et al., 2016). The main subject of our review is the commonly known gut microbiome in ASD and ADHD individuals, and its impact on the symptoms of these neurodevelopmental disorders. And we will also discuss the theoretical basis of the correlations and the therapeutic possibility of psychobiotics and FMT on neurodevelopmental disorders (Figure 1).
Figure 1 Action mechanisms by which psychobiotics and fecal microbial transplantation exert the potential therapeutic effect on ASD and ADHD. Abbreviations: γ-aminobutyric acid (GABA), short-chain fatty acids (SCFAs).
To the best of our knowledge, no systematic review of randomized controlled trials (RCTs) has been conducted so far, and there are relatively few clinical studies identifying the therapeutic effects of psychobiotics and FMT on ASD and ADHD. Therefore, we thoroughly summarized the latest reports on potential therapeutic mechanisms and promising perspectives, in addition to observed changes in the gut microbiome composition and metabolites. Moreover, this review presents directions for future treatments that could be employed to directly manipulate gut microbiota during early life stages in humans to prevent the development of such diseases.
2 Role of gut microbiome axis
2.1 Early-life gut microbial colonization and development
Human microbial colonization begins in the fetus and continues to develop and modulate species abundance for approximately three years until the gut microbiome becomes adult-like (Figure 2A) (Arrieta et al., 2014; Senn et al., 2020). There is increasing evidence that the gut microbiota and its byproducts could play pivotal functions in the immune system maturation, development, and behavior of the host throughout the life cycle (Erkosar et al., 2013).
Figure 2 (A) Microbial colonization and development from birth to child. (B) Various environmental factors could induce gut dysbiosis and result in the pathogenesis of necrotizing enterocolitis, late onset sepsis, neurodevelopmental disorders, diarrhea, atopic disease, and type I diabetes.
Microbiota development follows typical timely changes and the interplay between the gut microbiome and the rest of the human body that have been analyzed through metagenomics studies and recent strain-level profiling (Bäckhed et al., 2015; Selma-Royo et al., 2020). Especially microbial colonization of the newborn period is a critical process that affects long-term neurological outcomes and later-life health (Stiemsma and Michels, 2018; Niemarkt et al., 2019; Korpela et al., 2020).
2.2 Gut-brain axis and bidirectional communication
The past 15 years have seen the emergence of the microbiota as one of the critical regulators of gut-brain function through a complex network of signaling pathways, which has led to the appreciation of the importance of a distinct MGB axis (Cryan et al., 2019). There are various bidirectional communicating pathways between the gut microbiome and the brain, which include vagus nerve (VN), immunity with tryptophan metabolism, endocrine system, and enteric nervous system (ENS) with diverse bacterial byproducts, such as peptidoglycans, short-chain fatty acids (SCFAs), and branched-chain amino acids (Jena et al., 2020).
Bidirectional communication between the microbiota and the host through the gut-brain axis is an essential pathway for accessing the synergetic mechanism to modulate the host brain and behavior (Dinan and Cryan, 2017; Ronan et al., 2021). Studies to identify and examine the MGB axis have used different yet complementary microbiota interventions, including germ-free rodents, antibiotic-induced depletion, prebiotic/probiotic supplementation, gastrointestinal infection, and FMT (Cryan et al., 2019). Top-down signaling influences the motor, sensory, and secretory functions of the gastrointestinal tract via the efferent fibers of the VN. Bottom-up communication affects the function of the brain, especially the amygdala and hypothalamus, via the afferent vagal fibers.
3 Neurodevelopmental disorders and gut microbiome
3.1 Gut dysbiosis in neurodevelopmental disorders
Dysbiosis may play a role in the etiology and development of neurodevelopment disorders (Nagpal and Cryan, 2021). Earlier reports confirmed that the index of gut microbial α-diversity of 1-year-old children showed a close correlation with cognitive functions at 2-year-old (Carlson et al., 2018). Furthermore, additional human studies have suggested that the first year of life is the most authoritative period in human cognitive development (Figure 2B). These results indicate that the occurrence risk of diseases might be increased during fetal development and early life stages.
3.2 ASD and gut microbiome
In general, ASD patients frequently coincidently have various gastrointestinal disorders, and it might be due to the tight association between gut microbial disturbances and mental health. Moreover, these connections in ASD individuals have suggested increased gut permeability, called “leaky gut”. If gut permeability arose, the gut barrier allows to cross the bacterial metabolites into animal’s body, and it could negatively affect neurodevelopment during early childhood through the gut-brain axis. Fowlie and colleagues demonstrated that psychobiotics treatment in ASD patients has a potential to relieve ASD symptoms by modulation of the gut microbiome (Fowlie et al., 2018).
An important feature of ASD is its marked comorbidity with gastrointestinal symptoms. A high rate of ASD patients, ranging from 9% to 90%, report comorbid gastrointestinal symptoms such as constipation, abdominal pain, diarrhea, gas, and vomiting (Vuong and Hsiao, 2017). Moreover, the observed GI disturbances were strongly correlated with ASD severity. These GI problems suggest that the intestine plays an important role in ASD pathogenesis. Previous studies on microbiota composition in patients with ASD have shown highly heterogeneous results between studies, but the majority of them have found that the overall microbiota composition of ASD cases is different from that of the controls (Bundgaard-Nielsen et al., 2020). However, no specific bacteria are consistently associated with ASD diagnosis or severity in the literature.
Specifically for ASD, the specific composition of microbial taxa in the human gut, including Firmicutes/Bacteroidetes ratio, is reported to differ between the control and patient groups, with Fusobacteria and Verrucomicrobia abundances being lower in the patient group (De Angelis et al., 2013). Microbial taxa have specific roles in the production of substances, such as SCFAs, which are reported to have diverse neurobiological correlations in the context of the MGB axis, and 4-ethylphenylsulfate, which is a dietary tyrosine metabolite that is considered to induce ADS-like behavior among many others (Hsiao et al., 2013; Dalile et al., 2019). In an experiment with genetically engineered mice, maternal interleukin-17α secreted by Th17 cells was observed to induce behavioral and cortical issues in their offspring, suggesting a possible role for the cytokine receptor interleukin-17α in the modulation of ASD (Choi et al., 2016).
3.3 ADHD and gut microbiome
ADHD is a common childhood-onset neurodevelopmental disorder that persists into adulthood, with a worldwide prevalence of 5% (Polanczyk et al., 2007). ADHD is distinguished by symptom domains of inattention, hyperactivity, and/or impulsivity. Although some children might not reach the threshold of full diagnosis, ADHD traits are continuously distributed throughout the population (Brikell et al., 2021). ADHD is a complex genetic disorder with a high heritability rate of 76%; however, this estimate encompasses gene by environment interaction and such interactions may account for much of the etiology of ADHD (Faraone and Larsson, 2019). Diverse environmental factors, including perinatal factors (prematurity, low birth weight) and psychosocial determinants (adoption, child neglect), have been reported as reasonable factors to ADHD.
However, there are few reports on the role of the gut microbiome in ADHD patients. A recent systematic review found that all six included studies had distinct taxon findings between patients with ADHD and healthy controls. However, results varied between studies, and there was minimal consensus on which bacterial taxa correlated most with ADHD (Sukmajaya et al., 2021).
In the case of ADHD, there have been multiple attempts to find relationships between clinical features and differences of this disorder and healthy samples based on the gut-brain axis concept. A study that attempted to associate gut microbiota and plasma cytokine levels with ADHD showed a higher abundance of three genera (Agathobacter, Anaerostipes, and Lachnospira) and decreased levels of TNF-α in the ADHD group compared with that of the control group (Wang et al., 2022). However, the studies conducted so far have not been able to show clear relationships between microbial taxa and ADHD, compared to the relatively more established ASD studies (Bundgaard-Nielsen et al., 2020). Considering the relative paucity of scientific literature, more research efforts to clarify the possible relationship between ADHD and the gut-brain axis are required.
4 Psychobiotics: potential roles on MGB axis as treatment target
Psychobiotics, next-generation probiotics (NGPs) for the brain, are a special class of probiotics that positively affect neurological function and can be applied for the treatment of psychiatric diseases (Cheng et al., 2019). They are different from typical probiotics in their ability to affect the gut-brain axis by modulating microbial composition, immune activation, VN signaling, and production of neuroactive metabolites, such as neurotransmitters, cytokines, SCFAs, and enteroendocrine hormones (Bermúdez-Humarán et al., 2019; Kwak et al., 2021; Morais et al., 2021). Considering this potential, psychobiotics have a wide-ranging application spectrum from stress alleviation to being an adjuvant in the treatment of diverse neuro-developmental and degenerative diseases (ADHD, ASD, Parkinson’s disease, and Alzheimer’s disease). Generally, conventional psychobiotic bacteria belong to the family Lactobacilli, and Bifidobacteria (Sharma et al., 2021). A summarized overview of clinical studies on the use of psychobiotics and FMT in individuals with ASD or ADHD is shown in Table 1.
Table 1 Treatment trials with psychobiotics and fecal microbial transportation in ASD and ADHD patients1.
4.1 Therapeutic mechanisms/effects on ASD
Gut dysbiosis in ASD has been reported in numerous studies (Kho and Lal, 2018). Patients with ASD possess significantly altered gut microbiota, resulting in GI symptoms. When dysbiosis occurs in disorders such as irritable bowel disease and ASD, the psychobiotics would help the gut microbiota return to normal levels and have positive effects on psychiatric diseases. Consequently, various studies demonstrated that the use of psychobiotics for ASD individuals suffering from GI disorders would be a supplementary therapeutic method (Zheng et al., 2020).
4.1.1 Shift of gut dysbiosis toward eubiosis
4.1.1.1 Affecting the gut microbiome population
One study found reduced D-arabinitol levels, a metabolite of Candida species, in the urine of children with ASD after probiotic supplementation (Shaw et al., 1995). This result suggests that probiotics may prevent gastrointestinal colonization by Candida species. In another study, the levels of Bifidobacterium (known as beneficial bacteria, such as Lactobacillus species) were significantly lower in the stool of children with ASD (Shaaban et al., 2018). After probiotic supplementation, there was a significant increase in the colony counts of Bifidobacterium and Lactobacillus with significant improvement in the severity of ASD and gastrointestinal symptoms. A study in 2015 reported the effect of mixed probiotic administration on gut microbiota composition in children with ASD (Tomova et al., 2015). The abundance of Clostridia and Desulfovibrio and Bacteroidetes/Firmicutes ratio were related to the severity of ASD and gastrointestinal symptoms. After probiotics treatment, the amount of Firmicutes significantly decreased, which resulted in an increase in the Bacteroidetes/Firmicutes ratio to a level similar to that observed in healthy children, Bifidobacterium increased, and Desulfovibrio decreased significantly. Moreover, a study of a mixture of Lactobacillus spp. and Bifidobacterium spp. in two different rodent ASD models indicated that a probiotic mixture could improve social behavioral symptoms by modulating the gut microbial population (Mintál et al., 2022).
4.1.2 Anti-inflammation and immunomodulation
4.1.2.1 Psychobiotics as immunomodulators
Psychobiotics have a potential to not only reconstruct the gut barrier function by resisting harmful bacteria, but also exert an immunomodulatory effect by reducing circulating hormones and pro-inflammatory cytokines in serum. The gut microbiota has been demonstrated to serve as a regulator of intestinal, systemic, and CNS resident immune cell function (Zheng et al., 2020). Gut microbiota can communicate with the CNS by regulating intestinal and peripheral immune cells and peripheral immune responses via circulating cytokines (Arrieta and Finlay, 2012).
4.1.2.2 Psychobiotics reduce inflammation
Any peripheral inflammatory event induces VN to cause the suppression of the release of proinflammatory cytokines from intestinal macrophages (Daliri et al., 2016). Probiotics reduce gut inflammation through various mechanisms, such as reducing inflammatory cytokines and other immunomodulatory effects. For example, anti-inflammatory cytokines (IL-4 and IL-10) and proinflammatory cytokines (TNF-a, IL-1b, IL-2, IL-6, IL-8, IL-12, IL-17, and IL-18) are significantly changed by Lactobacillus rhamnosus GG (LGG) (Miyazawa et al., 2015; Cicenia et al., 2016; Fong et al., 2016; Wang et al., 2016; Aoki-Yoshida et al., 2017; Clarke, 2018; Cai et al., 2019).
4.1.2.3 Inflammatory cytokines change in ASD
In clinical studies, Tomova et al. found that TNF-α levels were strongly correlated with GI symptoms and showed a trend toward correlation with ASD severity (Tomova et al., 2015). Probiotic supplementation significantly decreased TNF-α levels in the feces of children with ASD. Similar to this study, Sanctuary demonstrated that psychobiotic supplementation could reduce the intracellular expression of certain cytokines in CD4+ T cells (Sanctuary et al., 2019). The frequency of CD4+/IL-13+ T cells was significantly lower after the treatment.
4.1.2.4 Animal studies on the anti-inflammatory effects of psychobiotics
Adıgüzel et al. demonstrated that dietary treatment with multispecies probiotics formulations (Sptreptococcus thermophilus, Bifidobacterium breve, B. animalis, Lactobacillus helveticus, L. plantarum, L. acidophilus, and L. paracacei) attenuated the inflammatory responses in a VPA-induced rodent ASD model. In particular, this study also showed that psychobiotic treatment decreased serum pro-inflammatory cytokine, IL-6 levels, and increased anti-inflammatory cytokine, IL-10 levels, with the improved status of diverse behavior tests including social interaction, anxiety, and repetitive behaviors (Adıgüzel et al., 2022). Alonazi also demonstrated that dietary psychobiotic supplementation could reduce levels of various serum inflammatory cytokines, such as IL-1β, IL-8, IL-10, and IFN-γ, in an ASD rat model induced by a neurotoxic dose of propionic acid (Alonazi et al., 2022).
4.1.3 Neural pathway and chemical signaling
4.1.3.1 Changing microbial signals (neuroendocrine signaling)
The gut microbiota influences the brain directly through neural pathways, including the VN and ENS. The VN connects the ENS and CNS and it could be activated by cytokines, which could be modulated by bacteria, and byproducts from bacteria including endotoxins and peptides. In particular, the neuropeptide could be sensed by receptors associated with dendritic cells in the gut, which could transfer the signals to the brain (Perez-Burgos et al., 2013). Psychobiotics modulate CNS-related behaviors through the VN pathway and the physiological response of various metabolites, including SCFAs, enteroendocrine hormones, cytokines, and neurotransmitters (Bravo et al., 2011; Dinan et al., 2014; Sgritta et al., 2019).
4.1.3.2 Hormones and metabolic changes
The levels of oxytocin and DHEA-S, which have been considered to be etiologies of ASD, were significantly lower in the plasma of children with ASD in a clinical study, and there was a trend towards a correlation between decreased DHEA-S levels and a lower Bacteroidetes/Firmicutes ratio which increased after probiotic implementation (Tomova et al., 2015). According to Grimaldi, increases in butyrate production, potentially positively affecting ASD, were detected in children with ASD following exclusion diets (Nankova et al., 2014; Grimaldi et al., 2018). Additionally, lower levels of amino acids (isoleucine, leucine, valine, alanine, and glutamine) and lactate were detected in the B-GOS group. The presence of amino acids in feces is associated with problems in gut barrier function (Marchesi et al., 2007).
4.1.3.3 Gut microbiome modulation and GABA metabolism
A study of psychobiotics in a rodent ASD model, which was induced by oral propionic acid ingestion, proposed that Lactobacillus bulgaricus and Bifidobacterium infantis could ameliorate glutamate excitotoxicity, a major autistic feature in this model. The therapeutic effect of these psychobiotics might be due to the reduction of oxidative stress, restoration of the depleted GABA signaling pathway, and upregulation of the GABA receptor’s gene expression (Bin-Khattaf et al., 2022). Ingestion of Lactobacillus rhamnosus could connect bidirectional communication of the gut-brain axis, and it could regulate emotional behaviors by controlling the GABA receptor expression in the VN (Bravo et al., 2011). In 2018, the specific bacterial species of ASD were identified in Shank3 knock-out mice, and this study suggested that oral Lactobacillus reuteri ingestion could decrease repetitive behaviors by up-regulation of the γ-aminobutyric acid (GABA)-related metabolism (Tabouy et al., 2018).
4.2 Therapeutic mechanisms/effects on ADHD
The etiology of ADHD is multifactorial. However, emerging research has shown the involvement of modulation in the gut microbiome and its promising effect on the clinical course of ADHD (Kalenik et al., 2021). In general, the effect of probiotic supplementation could act in both direct and indirect ways on ADHD, and ADHD-suffering children have higher GI severity index grade than healthy children (Ming et al., 2018). These GI symptoms can be relieved by adjustment of the gut microbial community via probiotic administration, however, Rianda’s randomized trial demonstrated that only one out of seven studies showed a positive effect of probiotics on cognitive function (Rianda et al., 2019).
4.2.1 Neurotransmitters and metabolites
4.2.1.1 Microbiome producing neurotransmitters
Bacteria can synthesize and respond to hormones and neurotransmitters. Lactobacillus species produce acetylcholine and GABA, Bifidobacterium species produce GABA, Escherichia produces norepinephrine, serotonin, and dopamine, Streptococcus and Enterococcus produce serotonin, and Bacillus species produce norepinephrine and dopamine (Galland, 2014). Other bacterial strains (Lactococcus lactis subsp. cremoris, L. lactis subsp. lactis, Lactobacillus plantarum, Streptococcus thermophilus, Escherichia coli, Morganella morganii, Klebsiella pneumoniae, and Hafnia alvei) produce serotonin (O’Mahony et al., 2015).
4.2.1.2 Positive effects on dopaminergic and noradrenergic system
Various studies have suggested the dopamine hypothesis, which indicates that the enteric neurotransmitter release by nutrient intake could affect brain health and responses. And Bacillus, one of the representative bacteria to modulate the dopaminergic system, is known for its ability to produce dopamine and noradrenaline directly in the GI tract (Satti et al., 2023). Dysregulated dopaminergic and noradrenergic neurotransmission has been widely implicated in the pathophysiology of ADHD, and dopamine and norepinephrine play essential roles in behavioral, cognitive, and affective functions (Del Campo et al., 2011). In a study using patients with ADHD, Bifidobacterium was increased in patients with ADHD, which was linked with the enzyme involved in the dopamine precursor (phenylalanine) synthesis (Aarts et al., 2017)
4.2.1.3 Synthesis of serotonin beyond BBB
Serotonin also plays a role in ADHD pathogenesis, however, it affects brain function not directly, but via the nervous system (Banerjee and Nandagopal, 2015; Hou et al., 2018). On the other hand, gut microbiota directly act a biological role on the brain by modulation tryptophan’s peripheral availability because tryptophan can cross the BBB and affect serotonin synthesis in CNS (Richard et al., 2009; Schwarcz and Stone, 2017).
4.2.1.4 GABAergic system and GABA production
A recent experimental study has demonstrated that Lactobacillus rhamnosus regulates, via the VN, emotional behavior and the central GABAergic system, which is also associated with neuropsychiatric disorders (Enticott et al., 2010). According to Pärtty, the early supplementation of Lactobacillus rhamnosus GG decreases the risk of developing ADHD, and Liang-Jen Wang suggested that oral probiotic Bifidobacterium bifidum (Bf-688) improves the clinical symptoms of ADHD. In addition, food supplement treatments containing Lactobacillus acidophilus and Bifidobacterium improve the self-control and attention of children with ADHD (Pärtty et al., 2015; Wang et al., 2022). These results are thought to be due to the role of Lactobacillus and Bifidobacterium as producers of GABA, which is known to decrease in patients with ADHD (Yunes et al., 2016).
4.2.2 Intermediate substances and metabolites
4.2.2.1 Vagus nerve
The VN is the longest cranial nerve in the body, and it delivers electronic signals from the body (lungs, liver, heart, GI tract) to the brain through sensory fibers. And this connection administers the GI tract’s function via the metabolites from intestinal microorganisms. The VN is involved in functions such as mood control, immune response, and GI tract function via intestinal permeability and enteric reflex and influences the hypothalamic-pituitary-adrenal axis. Vagal afferent fibers sense microbiota signals indirectly through the diffusion of bacterial compounds, metabolites, or other cells located in the epithelium that relay luminal signals (Del Toro-Barbosa et al., 2020). The gut microbiome has the capacity to modulate the host’s emotional and behavioral responses by acting on vagal afferents.
4.2.2.2 Short-chain fatty acids
Various host physiological metabolism could be regulated by SCFAs, in particular, gut barrier integrity, immune defense system, and lipid metabolism could be the major target of the SCFA. (Dalile et al., 2019). Moreover, SCFAs might directly influence neural function by reinforcing BBB integrity, modulating neurotransmission, influencing the levels of neurotrophic factors, and promoting memory consolidation. Increased evidence suggests a potential key role for SCFAs in gut-brain axis signaling (Silva et al., 2020). The ADHD group showed significantly lower concentrations of fecal acetate and butyrate than the control group, and various bacterial strains (Bifidobacteria, L. salivarius, L. agilis, L. acidophilus, LGG, B. longum, B bifdum, and L. gasseri) are known to increase SCFAs production (LeBlanc et al., 2017; Jung et al., 2022).
4.2.3 Immune pathway and anti-inflammation
4.2.3.1 Anti-inflammatory effects of probiotics
Lactobacillus rhamnosus GG is known to strengthen the gut permeability barrier by fortifying intestinal tight junctions, mucin layer thickness, and antigen-specific immunoglobulin A production (Asano et al., 2012). In particular, L. rhamnosus GG administrated participants showed a significant decrease in the serum levels of the pro-inflammatory cytokines (IL-6, IL-12 p70, and TNF-α). (Kumperscak et al., 2020).
5 FMT: rebuilding gut microecology
The definition of FMT is the transfer technique of a healthy donor’s fecal specimen to the GI tract of a recipient patient to reestablish the normal gut microbiome. This technique has been focused in recent years because of the technical advances in metagenomics sequencing and the growing understanding of its function. FMT has been demonstrated to be able to reconstruct a normally functioning microbial community, making it an accepted therapy with biological plausibility. Considering the effect of FMT on the reorganization of gut microbiota, it is considered to have the potential for the treatment of neurodevelopmental diseases such as ASD through the interaction of the MGB axis. It is necessary to determine the optimal composition of the microbiome to be used for FMT by clarifying the structure or functional profile of the microbes associated with improved clinical outcomes (Zhuang et al., 2019). Bacterial diversity and health-associated functions, such as colonization resistance, can be restored using FMT. In addition to bioactive compounds, FMT is also a source of microbes, such as phages. These components come together in a symbiotic community, allowing better colonization of the GI tract (Goldenberg et al., 2018). In terms of the gut microbiota, FMT is considered an untargeted intervention.
5.1 Therapeutic mechanisms and their effects on ASD
5.1.1 Altering gut ecosystem
5.1.1.1 Bacterial diversity
FMT could serve as a protective treatment for reconstructing the gut microbiota at both the phylum and genus levels and has a therapeutic effect on ASD symptoms and gastrointestinal disorders (Li et al., 2021). A modified FMT protocol for children with ASD, termed microbiota transfer therapy, appears to be a promising approach to alter the gut microbiome and improve GI and behavioral symptoms of ASD (Kang et al., 2017; Kang et al., 2019). This protocol improved GI and ASD symptoms, and the microbiome persisted for two years after treatment, suggesting a long-term impact. Important changes in the gut microbiota at the end of treatment were observed during follow-ups, including significant increases in bacterial diversity and relative abundance of Bifidobacteria and Prevotella.
5.1.1.2 Engraftment of the donor microbiome
Li et al. showed that the gut microbial population of ASD children was altered by FMT with donor microbiota toward that of the healthy group. Especially, the FMT response significantly reduces the abundance of Eubacterium coprostanoligenes (Li et al., 2021). These data also indicated that decrement in the population of Eubacterium coprostanoligenes by FMT might be a curative technique for ASD symptoms and behaviors.
5.1.2 Modulating neurotransmitters
5.1.2.1 FMT alters the serum levels of neurotransmitters
Unlike probiotics, FMT refers to the transfer of the full spectrum of gut microbial communities containing more than 1,000 bacterial strains, and it might be more effective than psychobiotics in aspects of physiological regulation in the nervous system, endocrine system, and host behavior (Chen et al., 2022). In recent studies, FMT could exhibit a recovery effect on the serum levels of serotonin, GABA, and DA in the ASD cohort, which means that FMT might be an effective technique in regulating neurotransmitters via the MGB axis (Li et al., 2021). Moreover, FMT in the ASD cohort could decrease GABA and serotonin in serum, but the dopamine level was increased by FMT. It could be assumed that FMT may be an efficient approach to modulate neurotransmitter secretion for regulation of the central nerve via the MGB axis.
5.1.3 Regulating immune responses
5.1.3.1 Chemokines and microbiome
Alterations in the gut microbiota composition after FMT could significantly improve behavioral impairments and regulate immune responses in ASD. Chen and colleagues demonstrated that treatment using FMT with in vitro cultured healthy donor’s intestinal microbiota had a positive effect on ASD symptoms in mouse ASD model (Chen et al., 2020). They observed amelioration of anxiety actions and repetitive performance with lower serum levels of metabolites, such as GRO-α and MIP-1α, and a conversely higher level of MCP-3, RANTES, and Eotaxin. Additionally, family or genus levels of S24-7, Clostridiaceae, Prevotella, and Candidatus Arthromitus were key microbial taxa in FMT treatment, and serum levels of chemokines were related to the relative abundance of these taxa.
5.1.3.2 Original donor vs in vitro cultured
In this study, both original donor microbiota transplantation and cultured microbiota transplantation improved behavioral abnormalities and chemokine disorders in an ASD mouse model and were effective in the modification of several key differential taxa in the gut microbial composition (Chen et al., 2020). These results of cultured microbiota transplantation suggest the possibility of using “donor-free FMT” and regulating the donor gut microbiota structure before transplantation during in vitro culture. The batch methods are fast, easy, and repeatable culturing techniques.
5.2 Therapeutic mechanisms/effects on ADHD
5.2.1 Neuroprotective effects of the transplanted microbiome
A case report provides preliminary evidence regarding the use of FMT in a patient with C. difficile infection and ADHD. The authors suggested that gut microbiome modulation, particularly the gain or loss of specific microbial species and pathways involving the metabolism of SCFAs, tryptophan, and GABA, may merit further exploration as a potential therapeutic strategy for ADHD (Hooi et al., 2022). Among bacteria engrafted through FMT, F. prausnitzii may reduce neuroinflammation and alleviate ADHD symptoms. F. prausnitzii exhibits anti-inflammatory effects by increasing anti-inflammatory cytokines and decreasing inflammatory cytokines that promote neuroinflammation and development of ADHD. L. ruminis possesses genes contributing to the pentose phosphate pathway, which contributes to SCFA production. Engraftment of Lactobacillus genus may exert neuroprotection by producing anti-inflammatory SCFAs. (Basen and Kurrer, 2021).
6 Future perspectives and concluding remarks
Although the application of pre- and probiotics as psychobiotics remains promising, it is feasible that the effect of psychobiotics will be decreased over time due to the significant influence of environmental reasons occurred in child development (Grimaldi et al., 2018). Further studies should be needed to address the drug administration timing, the effect of different strain combinations, safety, and efficacy of probiotics. Furthermore, the novel therapeutic functions of the psychobiotics and commensal bacteria will be investigated in synthetic biology fields (Bin-Khattaf et al., 2022). For example, Korpela proposed that oral-fecal transplantation with diluted fecal samples from the maternal gut microbiome could restore normal gut microbiota in Cesarean-born infants (Korpela et al., 2020). Furthermore, a study demonstrated that using E. coli native to the target murine host to knock-in specific functions and apply them back to the host enabled the perpetual engraftment of transgenic bacteria in the intestine, which was demonstrated until the transformation stage of human borne E. coli (Asano et al., 2012). As such, various studies have focused on fortifying the modulating effects on the gut microbiome via adjustment at the molecular level.
The use of probiotics is feasible in children, and short-term supplementation has been shown to be safe. However, the long-term effects of repeated applications on the gut microbiome and the safety concerns of treatment are unknown. The actual efficacy of FMT has been proved by various studies using diverse animal models. However, Safety is the most important aspect in the FMT study because most ASD patients are children. In previous studies, the oral ingestion of human fecal suspensions was considered an unpleasant experience for patients and might cause side effects, including extra ingestion with acid inhibitors. As it has been known that a colon-release capsule coated with acid-resistant hydroxypropyl cellulose is the best formulation for patients (Kang et al., 2019).
This review summarizes the current knowledge on the positive effects and potential pathways of promising therapeutic interventions, including psychobiotic supplementation and modulation of the gut microbiome to improve the GI and behavioral symptoms of patients with ASD or ADHD. Development of the gut microbiome in early life plays an important role in the overall well-being of humans. Numerous studies have demonstrated that early alterations in the gut microbiome are closely related to neurodevelopmental disorders, such as ASD and ADHD. Nevertheless, the ambiguous and equivocal evidence of clinical studies makes it difficult to believe the therapeutic method targeting the MGB axis. To better understand the role of the gut microbiome in heterogeneous and complex ASD/ADHD pathogenesis, double-blind, randomized, controlled trials and treatments tailored to individual characteristics and the host microbiome are recommended. In particular, the process of intestinal microbiota colonization and establishment in the early stage of life is crucially affected by maternal conditions/diseases, mode of delivery, and exposure to antibiotics. Therefore, future studies are needed to determine more accurate therapeutic targets in immune, metabolic, endocrine, and neural pathways by mechanism validation through culturomics experiments of mainly modulated microbial populations and metabolomic analysis of the mother’s skin, vagina, gut microbiota, and infant gut environments.
Author contributions
All authors researched the data for this article, made substantial contributions to discussions of the content, wrote the article, and reviewed and/or edited the manuscript prior to submission.
Funding
This research was supported by the research fund of Hanyang University MEB (Global Center for Developmental Disorders, HY-201900000003070) and the National Research Foundation of Korea (NRF) funded by the Ministry of Science and ICT (RS-2023-00219983).
Conflict of interest
The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.
Publisher’s note
All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.
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Keywords: autism spectrum disorder, attention-deficit/hyperactivity disorder, psychobiotics, fecal microbial transplantation, gut microbiome
Citation: Kwak M-j, Kim SH, Kim HH, Tanpure R, Kim JI, Jeon B-H and Park H-K (2023) Psychobiotics and fecal microbial transplantation for autism and attention-deficit/hyperactivity disorder: microbiome modulation and therapeutic mechanisms. Front. Cell. Infect. Microbiol. 13:1238005. doi: 10.3389/fcimb.2023.1238005
Received: 10 June 2023; Accepted: 30 June 2023;
Published: 24 July 2023.
Edited by:
Leena Malayil, University of Maryland, United StatesReviewed by:
Robert Fultz, Brightseed, United StatesEugenia Bezirtzoglou, Democritus University of Thrace, Greece
Copyright © 2023 Kwak, Kim, Kim, Tanpure, Kim, Jeon and Park. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.
*Correspondence: Hyun-Kyung Park, neopark@hanyang.ac.kr
†These authors have contributed equally to this work and share first authorship